NMAI · Nuveen Multi-Asset Income Fund · Shareholders & Ownership
Market Cap
$452.25M
Shares
33.43M
Volume · Oct 28
47.73K
Avg daily vol (3M)
96.74K
Every disclosed holder of NMAI in one list: 13F institutions, Schedule 13D and 13G filers, insiders (Forms 3, 4 and 5) and registered funds, each from its own latest filing. Holders nest by CIK and SEC reporting links, never by name, and each is summed once.
Who Owns NMAI
13F quarter Sep 30, 2026, combined view: filers that have not filed yet carry their Jun 30, 2026 positionsNo chart: shares outstanding cannot be set against these holders.
| Holder group | Shares | % Out |
|---|---|---|
| Institutional (13F) | 5,885,020 | — |
| Insiders (Forms 3, 4, 5) | 3,320,624 | — |
| 13D/G-only blocks | 0 | — |
| Registered funds (N-PORT, not summed) | 711,185 | — |
% Out is unavailable: no shares outstanding count is on record.
13D/G-only counts each filer's latest 13D or 13G that no 13F report of the listing contains, that names no 13F filer and that no counted insider files. Funds are never summed: their shares sit inside their advisers' 13F reports.
Holders of NMAI
| # | Holder | Shares | As of | Notes |
|---|---|---|---|---|
| 1 |
Saba Capital Management, L.P.
13D
CIK 1510281 · Registered investment adviser · Jul 29, 2025
Item 4 purpose: none of the classified purposes
not summed
|
1,640,810 | ||
| 1.1 |
|
3,320,294 | ||
| 2 |
MORGAN STANLEY
13F
CIK 895421 · Holding company · Jun 30, 2026
carried, not yet filed for the newest quarter
|
863,331 | ||
| 3 |
|
690,881 | ||
| 4 |
Penserra Capital Management LLC
13F
CIK 1593324 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
561,723 | ||
| 5 |
Amplify CEF High Income ETF
Fund
S000065408 · Registered fund · Jun 30, 2026
Amplify ETF Trust, not summed
|
559,047 | ||
| 6 |
Pathstone Holdings, LLC
13F
CIK 2011612 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
502,864 | ||
| 7 |
LPL Financial LLC
13F
CIK 1403438 · Broker-dealer · Jun 30, 2026
carried, not yet filed for the newest quarter
|
451,617 | ||
| 8 |
Advisors Asset Management, Inc.
13F
CIK 1297376 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
255,802 | ||
| 9 |
STIFEL FINANCIAL CORP
13F
CIK 720672 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
228,667 | ||
| 10 |
Navis Wealth Advisors, LLC
13F
CIK 1849055 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
213,038 | ||
| 11 |
ROYAL BANK OF CANADA
13F
CIK 1000275 · Bank · Jun 30, 2026
carried, not yet filed for the newest quarter
|
185,846 | ||
| 12 |
Hennion & Walsh Asset Management, Inc.
13F
CIK 1861642 · Investment adviser · Sep 30, 2026
|
146,230 | ||
| 13 |
D.A. DAVIDSON & CO.
13F
CIK 1080107 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
144,737 | ||
| 14 |
Cetera Investment Advisers
13F
CIK 1666741 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
116,910 | ||
| 15 |
FIRST TRUST ADVISORS LP
13F
CIK 1125816 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
116,430 | ||
| 15.1 |
First Trust Income Opportunities ETF
Fund
S000053967 · Registered fund · Aug 31, 2026
First Trust Exchange-Traded Fund VIII, not summed
|
88,427 | ||
| 16 |
BANK OF AMERICA CORP /DE/
13F
CIK 70858 · Bank · Jun 30, 2026
carried, not yet filed for the newest quarter
|
90,907 | ||
| 17 |
RAYMOND JAMES FINANCIAL INC
13F
CIK 720005 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
86,036 | ||
| 18 |
OSAIC HOLDINGS, INC.
13F
CIK 1677044 · Holding company · Jun 30, 2026
carried, not yet filed for the newest quarter
|
83,518 | ||
| 19 |
Closed-End Fund Advisors, Inc.
13F
CIK 2103520 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
64,361 | ||
| 20 |
Calamos Advisors LLC
13F
CIK 1316507 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
62,051 | ||
| 20.1 |
Calamos CEF Income & Arbitrage ETF
Fund
S000083148 · Registered fund · Jul 31, 2026
Calamos ETF Trust, not summed
|
63,430 | ||
| 21 |
Rockefeller Capital Management L.P.
13F
CIK 1739439 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
58,757 | ||
| 22 |
Cambridge Investment Research Advisors, Inc.
13F
CIK 1419186 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
58,270 | ||
| 23 |
EVOLVE PRIVATE WEALTH, LLC
13F
CIK 2111131 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
54,259 | ||
| 24 |
NWF Advisory Services Inc.
13F
CIK 2045735 · Registered investment adviser · Sep 30, 2026
|
53,753 | ||
| 25 |
JPMORGAN CHASE & CO
13F
CIK 19617 · Bank · Jun 30, 2026
carried, not yet filed for the newest quarter
|
53,041 | ||
| 26 |
PMG Family Office LLC
13F
CIK 2102299 · Registered investment adviser · Sep 30, 2026
|
47,277 | ||
| 27 |
HUB Investment Partners, LLC
13F
CIK 1841815 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
44,542 | ||
| 28 |
Advisory Services Network, LLC
13F
CIK 1573876 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
44,391 | ||
| 29 |
Janney Montgomery Scott LLC
13F
CIK 1329948 · Investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
43,283 | ||
| 30 |
NewEdge Advisors, LLC
13F
CIK 1633516 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
36,814 | ||
| 31 |
MILLENNIUM MANAGEMENT LLC
13F
CIK 1273087 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
32,523 | ||
| 32 |
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC
13F
CIK 1352860 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
31,001 | ||
| 33 |
Gladstone Institutional Advisory LLC
13F
CIK 1766530 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
30,000 | ||
| 34 |
COMMONWEALTH EQUITY SERVICES, LLC
13F
CIK 312272 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
29,785 | ||
| 35 |
Invesco Ltd.
13F
CIK 914208 · Investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
28,773 | ||
| 36 |
SILVERLAKE WEALTH MANAGEMENT LLC
13F
CIK 1966026 · Unknown · Sep 30, 2026
|
27,479 | ||
| 37 |
MELFA WEALTH MANAGEMENT, INC.
13F
CIK 1962465 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
27,305 | ||
| 38 |
Fortitude Advisory Group L.L.C.
13F
CIK 1928999 · Registered investment adviser · Sep 30, 2026
|
26,286 | ||
| 39 |
HighTower Advisors, LLC
13F
CIK 1462245 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
25,828 | ||
| 40 |
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC
13F
CIK 1818604 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
24,984 | ||
| 41 |
Virtu Financial LLC
13F
CIK 1533964 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
24,457 | ||
| 42 |
XTX Topco Ltd
13F
CIK 1828301 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
19,562 | ||
| 43 |
Private Advisor Group, LLC
13F
CIK 1567755 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
19,139 | ||
| 44 |
MML INVESTORS SERVICES, LLC
13F
CIK 701059 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
17,164 | ||
| 45 |
READYSTATE ASSET MANAGEMENT LP
13F
CIK 1900923 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
16,989 | ||
| 46 |
Kestra Advisory Services, LLC
13F
CIK 1830819 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
16,558 | ||
| 47 |
Koshinski Asset Management, Inc.
13F
CIK 1633389 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
16,209 | ||
| 48 |
First Bank & Trust
13F
CIK 1692632 · Unknown · Sep 30, 2026
|
15,128 | ||
| 49 |
Kovack Advisors, Inc.
13F
CIK 1728321 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
12,755 | ||
| 50 |
Merit Financial Group, LLC
13F
CIK 1621225 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
11,338 |
Shares are restated onto today's split basis. Change compares each row with the same holder's previous filing in the same source; a dash means there is none to compare. Nested 13D/G, insider and fund rows are not summed, since a 13F report already holds them.
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