PCF · High Income Securities Fund · Insider Trading
Trades by corporate insiders — officers, directors and holders of more than 10% of the shares — disclosed to the SEC on Forms 4 and 5. Form 3 supplies initial ownership rather than a trade; Form 4 must be filed within two business days of the trade.
Insider Sentiment Score
Peer-relative 0–100 rank of how aggressively insiders accumulated over the trailing 90 days. See the full ranking.
| Date | Insider | Role | Type | Security | Shares |
|---|---|---|---|---|---|
| 2026-08-20 | GOLDSTEIN PHILLIP |
10% Owner |
Buy↑
|
Common Stock
|
5,000 |
| 2026-08-19 | GOLDSTEIN PHILLIP |
10% Owner |
Buy↑
|
Common Stock
|
10,000 |
| 2026-08-19 | GOLDSTEIN PHILLIP |
10% Owner |
Buy↑
|
Common Stock
|
10,000 |
| 2026-08-06 | GOLDSTEIN PHILLIP |
10% Owner |
Buy↑
|
Common Stock
|
819 |
| 2026-04-08 | GOLDSTEIN PHILLIP |
10% Owner |
Buy↑
|
Common Stock
|
600 |
| 2026-04-07 | GOLDSTEIN PHILLIP |
10% Owner |
Buy↑
Filing footnotes — Common Stock (Direct)
Represents the weighted average price. |
Common Stock
|
5,088 |
| 2026-03-18 | GOLDSTEIN PHILLIP |
10% Owner |
Buy↑
|
Common Stock
|
17,905 |
| 2026-02-03 | GOLDSTEIN PHILLIP |
10% Owner |
Buy↑
|
Common Stock
|
10,000 |
| 2026-02-02 | GOLDSTEIN PHILLIP |
10% Owner |
Buy↑
|
Common Stock
|
7,514 |
| 2026-01-16 | Das Rajeev P |
Insider |
Buy↑
Filing footnotes — Common Stock (Direct)
The Reporting Person ceased being a Trustee of the Issuer as of 12/15/2025. |
Common Stock
|
1,628 |
| 2026-01-16 | Das Rajeev P |
Insider |
Buy↑
Filing footnotes — Common Stock (Indirect)
The Reporting Person disclaims beneficial ownership of the securities owned by his spouse and this report should not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purposes. |
Common Stock
(I)
|
1,628 |
| 2025-12-18 | GOLDSTEIN PHILLIP |
10% Owner |
Buy↑
|
Common Stock
|
2,500 |
| 2025-12-17 | GOLDSTEIN PHILLIP |
10% Owner |
Buy↑
|
Common Stock
|
800 |
| 2025-12-16 | GOLDSTEIN PHILLIP |
10% Owner |
Buy↑
|
Common Stock
|
2,487 |
| 2025-04-09 | SELL MORITZ A |
Director |
Buy↑
|
Common Stock
|
789 |
| 2025-04-07 | SELL MORITZ A |
Director |
Buy↑
|
Common Stock
|
2,000 |
| 2025-04-07 | SELL MORITZ A |
Director |
Buy↑
|
Common Stock
|
2,000 |
| 2025-04-07 | SELL MORITZ A |
Director |
Buy↑
|
Common Stock
|
487 |
| 2025-04-04 | SELL MORITZ A |
Director |
Buy↑
|
Common Stock
|
100 |
| 2025-04-04 | SELL MORITZ A |
Director |
Buy↑
|
Common Stock
|
1,000 |
| 2025-02-25 | GOLDSTEIN PHILLIP |
10% Owner |
Sell↓
|
Common Stock
|
6,984 |
| 2025-02-24 | GOLDSTEIN PHILLIP |
10% Owner |
Sell↓
|
Common Stock
|
10,000 |
| 2025-02-24 | GOLDSTEIN PHILLIP |
10% Owner |
Sell↓
|
Common Stock
|
9,296 |
| 2025-02-04 | Das Rajeev P |
Insider |
Sell↓
Filing footnotes — Common Stock (Indirect)
The Reporting Person disclaims beneficial ownership of the securities owned by his spouse and this report should not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purposes. |
Common Stock
(I)
|
72 |
| 2025-02-04 | Das Rajeev P |
Insider |
Sell↓
Filing footnotes — Common Stock (Indirect)
The Reporting Person disclaims beneficial ownership of the securities owned by his spouse and this report should not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purposes. |
Common Stock
(I)
|
236 |
| 2025-02-04 | Das Rajeev P |
Insider |
Sell↓
|
Common Stock
|
114 |
| 2025-02-04 | Das Rajeev P |
Insider |
Sell↓
Filing footnotes — Common Stock (Indirect)
The Reporting Person disclaims beneficial ownership of the securities owned by his child and this report should not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purposes. |
Common Stock
(I)
|
9 |
| 2025-01-08 | SELL MORITZ A |
Director |
Buy↑
|
Common Stock
|
1,624 |
| 2024-12-26 | HELLERMAN GERALD |
Director |
Sell↓
|
Common Stock
|
259 |
| 2024-12-19 | HELLERMAN GERALD |
Director |
Buy↑
|
Common Stock
|
2,000 |
| 2024-12-17 | HELLERMAN GERALD |
Director |
Buy↑
|
Common Stock
|
2,525 |
| 2024-12-17 | HELLERMAN GERALD |
Director |
Buy↑
|
Common Stock
|
6,409 |
| 2024-12-17 | HELLERMAN GERALD |
Director |
Buy↑
|
Common Stock
|
12,000 |
| 2024-12-16 | HELLERMAN GERALD |
Director |
Buy↑
|
Common Stock
|
5,000 |
| 2024-12-16 | HELLERMAN GERALD |
Director |
Buy↑
|
Common Stock
|
5,000 |
| 2024-12-12 | Das Rajeev P |
Insider |
Other↓
Filing footnotes — Common Stock (Indirect)
Represents sale of shares to issuer pursuant to issuer tender offer exempt under Rule 16b-3. The Reporting Person disclaims beneficial ownership of the securities owned by his spouse and this report should not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purposes. |
Common Stock
(I)
|
2,073 |
| 2024-12-12 | SELL MORITZ A |
Director |
Other↓
Filing footnotes — Common Stock (Direct)
Represents sale of shares to issuer pursuant to issuer tender offer exempt under Rule 16b-3. |
Common Stock
|
33,699 |
| 2024-12-12 | Das Rajeev P |
Insider |
Other↓
Filing footnotes — Common Stock (Indirect)
Represents sale of shares to issuer pursuant to issuer tender offer exempt under Rule 16b-3. The Reporting Person disclaims beneficial ownership of the securities owned by his spouse and this report should not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purposes. |
Common Stock
(I)
|
632 |
| 2024-12-12 | Das Rajeev P |
Insider |
Other↓
Filing footnotes — Common Stock (Indirect)
Represents sale of shares to issuer pursuant to issuer tender offer exempt under Rule 16b-3. The Reporting Person disclaims beneficial ownership of the securities owned by his child and this report should not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purposes. |
Common Stock
(I)
|
70 |
| 2024-12-12 | Das Rajeev P |
Insider |
Other↓
Filing footnotes — Common Stock (Direct)
Represents sale of shares to issuer pursuant to issuer tender offer exempt under Rule 16b-3. |
Common Stock
|
998 |
| 2024-12-12 | HELLERMAN GERALD |
Director |
Other↓
Filing footnotes — Common Stock (Direct)
Represents sale of shares to issuer pursuant to issuer tender offer exempt under Rule 16b-3. |
Common Stock
|
38,142 |
| 2024-12-12 | GOLDSTEIN PHILLIP |
10% Owner |
Other↓
Filing footnotes — Common Stock (Direct)
Represents sale of shares to issuer pursuant to issuer tender offer exempt under Rule 16b-3. |
Common Stock
|
233,119 |
| 2024-12-12 | Dakos Andrew |
10% Owner |
Other↓
Filing footnotes — Common Stock (Direct)
Represents sale of shares to issuer pursuant to issuer tender offer exempt under Rule 16b-3. |
Common Stock
|
94,433 |
| 2024-12-12 | DAYAN RICHARD |
Director |
Other↓
Filing footnotes — Common Stock (Direct)
Represents sale of shares to issuer pursuant to issuer tender offer exempt under Rule 16b-3. |
Common Stock
|
4,851 |
| 2024-08-16 | DAYAN RICHARD |
Director |
Convert↑
Filing footnotes — Common Stock (Direct)
Non-transferable rights were issued to holders of record of shares of beneficial interest ("common stock") of the Issuer as of July 8, 2024 in connection with a rights offering by the Issuer at the rate of one right for each share of common stock owned. Every right received by the holder entitled such holder to purchase one share of common stock and fully-subscribed holders were entitled to oversubscribe for additional shares if available. Purchases made pursuant to the rights offering are reflected in this filing. |
Common Stock
|
5,200 |
| 2024-08-16 | GOLDSTEIN PHILLIP |
10% Owner |
Convert↑
Filing footnotes — Common Stock (Direct)
Non-transferable rights were issued to holders of record of shares of beneficial interest ("common stock") of the Issuer as of July 8, 2024 in connection with a rights offering by the Issuer at the rate of one right for each share of common stock owned. Every right received by the holder entitled such holder to purchase one share of common stock and fully-subscribed holders were entitled to oversubscribe for additional shares if available. Purchases made pursuant to the rights offering are reflected in this filing. |
Common Stock
|
249,773 |
| 2024-08-15 | Dakos Andrew |
10% Owner |
Convert↑
Filing footnotes — Common Stock (Direct)
Non-transferable rights were issued to holders of record of shares of beneficial interest ("common stock") of the Issuer as of July 8, 2024 in connection with a rights offering by the Issuer at the rate of one right for each share of common stock owned. Every right received by the holder entitled such holder to purchase one share of common stock and fully-subscribed holders were entitled to oversubscribe for additional shares if available. Purchases made pursuant to the rights offering are reflected in this filing. |
Common Stock
|
70,092 |
| 2024-08-15 | Das Rajeev P |
Insider |
Convert↑
Filing footnotes — Common Stock (Indirect)
Non-transferable rights were issued to holders of record of shares of beneficial interest ("common stock") of the Issuer as of July 8, 2024 in connection with a rights offering by the Issuer at the rate of one right for each share of common stock owned. Every right received by the holder entitled such holder to purchase one share of common stock and fully-subscribed holders were entitled to oversubscribe for additional shares if available. Purchases made pursuant to the rights offering are reflected in this filing. The Reporting Person disclaims beneficial ownership of the securities owned by his child and this report should not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purposes. |
Common Stock
(I)
|
78 |
| 2024-08-15 | SELL MORITZ A |
Director |
Convert↑
Filing footnotes — Common Stock (Direct)
Non-transferable rights were issued to holders of record of shares of beneficial interest ("common stock") of the Issuer as of July 8, 2024 in connection with a rights offering by the Issuer at the rate of one right for each share of common stock owned. Every right received by the holder entitled such holder to purchase one share of common stock and fully-subscribed holders were entitled to oversubscribe for additional shares if available. Purchases made pursuant to the rights offering are reflected in this filing. The total shares in column (5) includes additional shares acquired through the Issuer's dividend reinvestment plan since the reporting person's previous Form 4 filing. |
Common Stock
|
19,385 |
| 2024-08-15 | Das Rajeev P |
Insider |
Convert↑
Filing footnotes — Common Stock (Indirect)
Non-transferable rights were issued to holders of record of shares of beneficial interest ("common stock") of the Issuer as of July 8, 2024 in connection with a rights offering by the Issuer at the rate of one right for each share of common stock owned. Every right received by the holder entitled such holder to purchase one share of common stock and fully-subscribed holders were entitled to oversubscribe for additional shares if available. Purchases made pursuant to the rights offering are reflected in this filing. The Reporting Person disclaims beneficial ownership of the securities owned by his spouse and this report should not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purposes. |
Common Stock
(I)
|
2,284 |