PCF · High Income Securities Fund

$5.33 -0.03 (-0.56%) At close · Aug 20

Market Cap

$100.32M

18.72M

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Quarter:

Holders: 56

Total Value: $25,384,624

Total Shares: 4,640,929

Institutional Ownership Trend

26 quarters

Holder Concentration

Across 56 13F filers · Δ vs Mar 31, 2026

Top Holder

31.0%

−0.9 pts

Top 5

67.6%

−0.5 pts

Top 10

81.8%

+1.1 pts

HHI

1,425

Broadly held−39

Quarterly Activity

vs Mar 31, 2026

New

Increased

Decreased

Sold Out

Unchanged

Holder count: +1

Institutional value: +5.1%

Shares held: +4.6%

Top Buyers

vs Mar 31, 2026

Institution	Added	Now Holds
Small Almitas Capital LLC	+131,515	209,322
Mega MORGAN STANLEY	+74,436	715,049
Mega LPL Financial LLC	+41,870	1,440,083
Small MELFA WEALTH MANAGEMENT, INC.	+30,397	61,119
Small Samalin Investment Counsel, LLC	+24,685	150,363

Top Sellers

vs Mar 31, 2026

Institution	Sold	Now Holds
Small ABSOLUTE INVESTMENT ADVISERS, LLC	−47,260	61,363
Mid Quarry LP	−28,257	36,689
Large OSAIC HOLDINGS, INC.	−24,642	57,956
Mega WELLS FARGO & COMPANY/MN	−23,134	5,761
Large NewEdge Advisors, LLC	−11,100	61,800

Top New Positions

vs Mar 31, 2026

Institution	Acquired	Value (USD)
Mega SUSQUEHANNA INTERNATIONAL GROUP, LLP	17,254	$94,379
Small AlphaStar Capital Management, LLC	11,100	$60,717
Mid Integrated Wealth Concepts LLC	4,270	$23,356
Mid Global Retirement Partners, LLC	2,555	$13,975
Mid Arax Advisory Partners	1,264	$6,914

Top Sold-Out Positions

vs Mar 31, 2026

Institution	Previously Held	Last Value (USD)
Mega CITADEL ADVISORS LLC	16,740	$92,404
Small Integrity Advisory Solutions, LLC	16,421	$90,643
Small Hunting Hill Global Capital, LLC	14,317	$79,029
Mega BlackRock, Inc.	159	$877
Large MAI Capital Management	157	$866

Filter: New 7 Increased 20 Reduced 16 Sold out 6 Unchanged 13

Showing 56 of 56

All Common Calls Puts

Compact Export CSV

Holder

Value (USD)

% of 13F

LPL Financial LLC

$7,877,254

31.03%

1,440,083

MORGAN STANLEY

$3,911,316

15.41%

715,049

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY SMITH BARNEY LLC	433,707	$2,372,376	60.7%	Defined
PARAMETRIC PORTFOLIO ASSOCIATES LLC	281,342	$1,538,940	39.3%	Defined

RAYMOND JAMES FINANCIAL INC

$2,612,827

10.29%

477,665

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RAYMOND JAMES & ASSOCIATES	260,269	$1,423,671	54.5%	Defined
Raymond James Financial Services Advisors, Inc.	217,396	$1,189,156	45.5%	Defined

Invesco Ltd.

$1,602,102

6.31%

292,889

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Invesco Capital Management LLC	292,889	$1,602,102	100.0%	Defined

Almitas Capital LLC

$1,144,991

4.51%

209,322

Saba Capital Management, L.P.

$1,063,789

4.19%

194,477

Samalin Investment Counsel, LLC

$822,485

3.24%

150,363

Advisors Asset Management, Inc.

$653,189

2.57%

119,413

RIVERNORTH CAPITAL MANAGEMENT, LLC

$553,383

2.18%

101,167

HARBOUR INVESTMENTS, INC.

$527,576

2.08%

96,449

BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC

$394,644

1.55%

72,147

NewEdge Advisors, LLC

$338,046

1.33%

61,800

ABSOLUTE INVESTMENT ADVISERS, LLC

$335,655

1.32%

61,363

MELFA WEALTH MANAGEMENT, INC.

$334,320

1.32%

61,119

OSAIC HOLDINGS, INC.

$317,019

1.25%

57,956

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
OSAIC WEALTH, INC.	57,956	$317,019	100.0%	Defined

NBC SECURITIES, INC.

$241,385

0.95%

44,129

WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

$201,334

0.79%

36,807

Quarry LP

$200,688

0.79%

36,689

MGO ONE SEVEN LLC

$191,444

0.75%

34,999

SeaCrest Wealth Management, LLC

$179,678

0.71%

32,848

SILVERLAKE WEALTH MANAGEMENT LLC

$118,037

0.46%

21,579

Tactive Advisors, LLC

$116,106

0.46%

21,226

Gilman Hill Asset Management, LLC

$109,400

0.43%

20,000

Kovack Advisors, Inc.

$106,637

0.42%

19,495

Cetera Investment Advisers

$106,172

0.42%

19,410

Merit Financial Group, LLC

$104,176

0.41%

19,045

Logan Stone Capital, LLC

$97,475

0.38%

17,820

Live Oak Private Wealth LLC

$96,036

0.38%

17,557

UHLMANN PRICE SECURITIES, LLC

$95,817

0.38%

17,517

SUSQUEHANNA INTERNATIONAL GROUP, LLP

$94,379

0.37%

17,254

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
G1 EXECUTION SERVICES, LLC	17,254	$94,379	100.0%	Other

K2 PRINCIPAL FUND, L.P.

$90,894

0.36%

16,617

BENJAMIN EDWARDS INC

$79,161

0.31%

14,472

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BENJAMIN F. EDWARDS & COMPANY, INC.	14,472	$79,161	100.0%	Defined

Bulldog Investors, LLP

$76,366

0.30%

13,961

NWF Advisory Services Inc.

$74,939

0.30%

13,700

Lido Advisors, LLC

$65,711

0.26%

12,013

Savvy Advisors, Inc.

$62,686

0.25%

11,460

Cambridge Investment Research Advisors, Inc.

$62,265

0.25%

11,383

AlphaStar Capital Management, LLC

$60,717

0.24%

11,100

EASTERN BANK

$43,120

0.17%

8,000

Noble Wealth Management PBC

$40,026

0.16%

7,426

ROYAL BANK OF CANADA

$39,991

0.16%

7,311

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RBC Capital Markets, LLC	7,211	$39,444	98.6%	Defined
RBC Rochdale, LLC	100	$547	1.4%	Defined

WELLS FARGO & COMPANY/MN

$31,512

0.12%

5,761

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
WELLS FARGO CLEARING SERVICES, LLC	5,761	$31,512	100.0%	Defined

UBS Group AG

$30,658

0.12%

5,605

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Financial Services Inc	1,229	$6,722	21.9%	Defined
UBS AG	4,376	$23,936	78.1%	Defined

Integrated Wealth Concepts LLC

$23,356

0.09%

4,270

Global Retirement Partners, LLC

$13,975

0.06%

2,555

Millstone Evans Group, LLC

$8,752

0.03%

1,600

Arax Advisory Partners

$6,914

0.03%

1,264

CoreCap Advisors, LLC

$6,564

0.03%

1,200

Pinnacle Wealth Planning Services, Inc.

$4,780

0.02%

874

WINMILL & CO. INC

$3,621

0.01%

662

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Bexil Advisers LLC	662	$3,621	100.0%	Defined

Institute for Wealth Management, LLC.

$3,282

0.01%

600

HIGHLINE WEALTH PARTNERS LLC

$2,735

0.01%

500

TRUST CO OF VERMONT

$2,735

0.01%

500

WPG Advisers, LLC

$2,144

0.01%

392

FIFTH THIRD BANCORP

$350

0.00%

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Fifth Third Bank, National Association	64	$350	100.0%	Defined

CALDWELL SUTTER CAPITAL, INC.

$10

0.00%

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	16,740	$92,404	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BlackRock Investment Management, LLC	159	$877	100.0%	Sole

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Tower Research Capital Investments LLC	87	$480	100.0%	Other

Key facts CIK 810943 CUSIP 42968F108 13F (30d) 44 filings 44 filers Visit website