PFL · Pimco Income Strategy Fund · Holdings

$6.71 +0.02 (+0.30%) At close · Oct 28

Market Cap

$336.70M

50.33M

Volume · Oct 28 326.68K Avg daily vol (3M) 237.44K

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP → See every holder of PFL: 13F, 13D and 13G, insiders and funds →

The Sep 30, 2026 filing window is still open — showing the latest known positions. Funds that have not filed yet carry their prior-quarter positions; a fund that filed without this stock counts as sold out. Each fund's Change is measured against its own previous reported quarter, shown in the Reported column. Pick a completed quarter in the Quarter selector below to put every fund on one quarter and see the stock-wide activity breakdown.

Quarter:

Holders: 81

Total Value: $65,462,629

Total Shares: 8,460,077

Institutional Ownership Trend

27 quarters

Holder Concentration

Across 81 13F filers

Top Holder

10.7%

of institutional value

Top 5

40.2%

of institutional value

Top 10

60.2%

of institutional value

HHI

492

Broadly held

Who Holds PFL

Last 8 quarters through Sep 30, 2026 (filing window open)

Each kind of 13F filer's share of the common shares 13F filers report. Holder type comes from regulatory records, never the filer's name; style, turnover and horizon are measured from each filer's own 13F book. The quarter selector does not change this card.

Jun 30, 2026, the newest closed quarter: 81 filers, like-for-like change +2.7%; actively managed books +2.9%; index-like books +1.0%.

Holder type	Share	Filers	Change	New	Exited
Registered adviser	32.1%	35	+11.3%	3	9
Adviser	15.5%	3	+8.6%	0	0
Bank	10.1%	10	-26.0%	1	0
Broker-dealer	5.2%	1	+3.1%	0	0
Non-US	0.0%	1	+15.2%	0	0
Holding company	10.3%	4	+0.9%	1	0
Unknown	26.7%	27	+5.9%	6	7

Style	Share	Filers	Change	New	Exited
Index-like	7.4%	2	+1.0%	0	0
Systematic-like	0.7%	3	+11346.8%	2	0
Concentrated	2.6%	11	-6.0%	2	7
Diversified active	89.3%	65	+2.4%	7	9
Not measured	0.0%	0	—	0	0
Unknown	0.0%	0	—	0	0

Turnover	Share	Filers	Change	New	Exited
Low turnover	80.4%	56	-2.1%	3	10
Medium turnover	11.8%	15	+0.6%	3	3
High turnover	5.6%	8	+400.1%	5	1
Unknown	2.2%	2	-6.2%	0	2
Not measured	0.0%	0	—	0	0

Holding horizon	Share	Filers	Change	New	Exited
Short horizon	2.3%	3	+22.6%	2	2
Medium horizon	8.1%	15	-4.5%	1	4
Long horizon	85.2%	59	-1.4%	6	10
Unknown	4.4%	4	+729.4%	2	0
Not measured	0.0%	0	—	0	0

13F book size	Share	Filers	Change	New	Exited
Under $1B	14.6%	16	+15.7%	2	9
$1B to $10B	16.0%	21	+6.7%	4	5
$10B to $100B	25.7%	24	+2.3%	3	1
$100B or more	43.7%	20	-2.1%	2	1
Not measured	0.0%	0	—	0	0

Client base	Share	Filers	Change	New	Exited
Individuals and high net worth	30.4%	33	+9.9%	2	9
Pooled investment vehicles	0.5%	1	new	1	0
Diversified	1.1%	1	0.0%	0	0
Registered funds and BDCs	0.0%	0	—	0	0
Unknown	67.9%	46	-0.9%	8	7

Private funds	Share	Filers	Change	New	Exited
Hedge funds	3.1%	3	+130.7%	1	1
Real estate funds	4.7%	1	-10.3%	0	0
Other private funds	0.6%	4	+1.0%	0	0
No private funds	23.6%	27	+10.0%	2	6
Private equity funds	0.0%	0	-100.0%	0	1
Mixed private funds	0.0%	0	-100.0%	0	1
Private funds, type not stated	0.0%	0	—	0	0
Unknown	67.9%	46	-0.9%	8	7

Location	Share	Filers	Change	New	Exited
United States	95.0%	73	+1.6%	9	16
Outside the US	5.0%	8	+31.1%	2	0

The Sep 30, 2026 filing window is still open, so its bar carries the Jun 30, 2026 positions of filers that have not filed yet.

How the mix is measured

Shares are 13F common shares restated to today's split basis; options and principal amounts are left out. The change compares only filers with a 13F in both quarters and keeps each filer in its bucket of the later quarter on both sides; a filer that continues under a new CIK is compared through its successor. Holder type comes from each filer's current regulatory profile; client base and private funds come from the Form ADV roster current at each quarter end (rosters from December 2019, so an earlier quarter reads Unknown). Style, turnover, horizon and book size are measured from each filer's 13F book in the newest measured quarter, and Not measured means none was. Actively managed books are those measured systematic-like, concentrated or diversified active.

Excluded 1 holder with no observed 2026-06-30 13F.

Conviction and Crowding

81 13F filers, quarter ended Jun 30, 2026

Measured across every 13F filer's common-share book once the quarter's filing window closed. Crowding counts filers with high turnover or that advise private funds on Form ADV.

Conviction holders

0.000% of filers hold it in their top 10

Mar 31, 2026: 0

Holders above 5%

median weight 0.002%

Mar 31, 2026: 0

Crowding

—

no cover-page share count is dated within about a year of the quarter end

Private-fund advisers

—

of shares outstanding

Institutional ownership

—

no cover-page share count is dated within about a year of the quarter end

Top 10 holders

60.2%

of 13F shares, Herfindahl 0.049

Active holders

+2.9%

like-for-like share change of active filers

5% stakes on record

0 13D, 0 13G

How long holders have held it value-weighted 16.7 quarters

Under 1 year 13.6% 1 to 3 years 17.9% 3 years or more 68.5% Since coverage start 0.000%

Managers in the top fifth by current three-year FundScore alpha were net buyers of $0 (0 buying, 0 selling).

Estimated Holder Cost Basis

Quarter ended Jun 30, 2026, on that quarter's share basis

Estimated, never filed: each 13F buy is costed at its quarter's average traded price and each sale keeps the average cost, so this is what holders paid on average if they traded evenly through each quarter.

Estimated avg cost

$8.32

estimated per share

Mar 31, 2026: $8.42

Quarter-end price

$7.88

implied by 13F values

Estimated gain or loss

-5.3%

price against the estimated cost

Estimated at a loss

95.6%

of costed 13F value

Estimated cost covers 61.7% of the 13F shares; positions already held when a filer's 13F history starts, or bought in a quarter without a trusted average price, have no estimate.

Fund Ownership of PFL by Fund Type

Registered funds' Form N-PORT reports for the quarter ended Jun 30, 2026

Index funds and index ETFs hold 1.33% of shares outstanding.

Fund type	Of shares outstanding	Change	Shares	Funds
Index funds	0.00%	0.00 pp	0	0
Index ETFs	1.33%	+0.13 pp	669,717	2
Active ETFs	0.00%	0.00 pp	0	0
Active funds	0.00%	0.00 pp	0	0
Unclassified	0.00%	0.00 pp	0	0
All registered funds	1.33%	+0.13 pp	669,717	2

How fund types are measured

Each fund series counts once, with its latest Form N-PORT report dated inside the quarter; only long share positions count, restated to today's split basis. The fund type is the series' latest Form N-CEN answer on or before the quarter end (the index-fund box and the exchange-traded flag), never its name. Unclassified funds have no usable N-CEN; unit investment trusts are among them, so index ownership is a floor. Funds sit inside their advisers' 13F reports, so these shares overlap the 13F figures and are never added to them.

Holder type: Registered adviser 35 Adviser 3 Bank 10 Broker-dealer 1 Non-US 1 Holding company 4 Unknown 27

Showing 81 of 81

All Common Calls Puts

Compact Export CSV

Holder

Value (USD)

% of 13F

AMERIPRISE FINANCIAL INC

$6,985,075

10.67%

886,431

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Ameriprise Financial Services, LLC	883,314	$6,960,514	99.6%	Defined
Ameriprise Bank, FSB	3,117	$24,561	0.4%	Defined

GUGGENHEIM CAPITAL LLC

$6,934,943

10.59%

880,069

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GUGGENHEIM FUNDS DISTRIBUTORS, LLC	880,069	$6,934,943	100.0%	Defined

MORGAN STANLEY

$4,687,472

7.16%

594,857

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY SMITH BARNEY LLC	594,857	$4,687,472	100.0%	Defined

Shaker Financial Services, LLC

$3,782,945

5.78%

548,253

LPL Financial LLC

$3,409,880

5.21%

432,726

INDEPENDENT FINANCIAL GROUP, LLC

$3,219,788

4.92%

466,636

HOHIMER WEALTH MANAGEMENT, LLC

$3,075,217

4.70%

390,256

Invesco Ltd.

$2,747,511

4.20%

348,669

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Invesco Capital Management LLC	348,669	$2,747,511	100.0%	Defined

GraniteShares Advisors LLC

$2,642,857

4.04%

335,388

STIFEL FINANCIAL CORP

$2,215,808

3.38%

281,194

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
STIFEL NICOLAUS & CO INC \MO\	281,194	$2,215,808	100.0%	Defined

CENTAURUS FINANCIAL, INC.

$2,025,246

3.09%

257,011

Cetera Investment Advisers

$2,002,284

3.06%

254,097

ROYAL BANK OF CANADA

$1,946,036

2.97%

246,959

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RBC Capital Markets, LLC	246,959	$1,946,036	100.0%	Defined

OSAIC HOLDINGS, INC.

$1,766,569

2.70%

224,184

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
OSAIC WEALTH, INC.	208,494	$1,642,932	93.0%	Defined
Osaic Advisory Services, LLC	15,690	$123,637	7.0%	Defined

BANK OF AMERICA CORP /DE/

$1,610,711

2.46%

204,405

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MERRILL LYNCH, PIERCE, FENNER & SMITH INC.	204,405	$1,610,711	100.0%	Defined

COMMONWEALTH EQUITY SERVICES, LLC

$1,423,214

2.17%

180,611

Pinnacle Financial Partners, Inc.

$1,105,571

1.69%

140,301

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Synovus Securities, Inc.	22,398	$176,496	16.0%	Defined
Pinnacle Bank	117,903	$929,075	84.0%	Defined

Lido Advisors, LLC

$976,198

1.49%

123,883

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
IDB Lido Wealth, LLC	123,883	$976,198	100.0%	Defined

TRUIST FINANCIAL CORP

$740,562

1.13%

93,980

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Truist Advisory Services, Inc.	93,980	$740,562	100.0%	Defined

HORIZON KINETICS ASSET MANAGEMENT LLC

$734,825

1.12%

93,252

Cambridge Investment Research Advisors, Inc.

$647,515

0.99%

82,172

NewEdge Advisors, LLC

$557,533

0.85%

70,753

Geneos Wealth Management Inc.

$517,865

0.79%

65,719

RAYMOND JAMES FINANCIAL INC

$490,206

0.75%

62,209

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RAYMOND JAMES & ASSOCIATES	27,406	$215,959	44.1%	Defined
Raymond James Financial Services Advisors, Inc.	22,648	$178,466	36.4%	Defined
RAYMOND JAMES TRUST N.A.	12,155	$95,781	19.5%	Defined

UBS Group AG

$474,753

0.73%

60,248

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Financial Services Inc	11,410	$89,910	18.9%	Defined
UBS AG	48,838	$384,843	81.1%	Defined

WELLS FARGO & COMPANY/MN

$473,855

0.72%

60,134

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC	42,297	$333,300	70.3%	Defined
WELLS FARGO CLEARING SERVICES, LLC	17,837	$140,555	29.7%	Defined

Cypress Capital Group

$458,718

0.70%

58,213

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Cypress Bank & Trust	58,213	$458,718	100.0%	Defined

J.W. COLE ADVISORS, INC.

$430,854

0.66%

54,677

JANE STREET GROUP, LLC

$410,689

0.63%

52,118

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Capital, LLC	47,455	$373,945	91.1%	Defined
Jane Street Global Trading, LLC	4,663	$36,744	8.9%	Defined

Janney Montgomery Scott LLC

$382,258

0.58%

48,510

Kestra Advisory Services, LLC

$363,843

0.56%

46,173

Sanctuary Advisors, LLC

$341,558

0.52%

43,345

CITADEL ADVISORS LLC

$335,404

0.51%

42,564

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	42,564	$335,404	100.0%	Defined

SILVER OAK SECURITIES, INCORPORATED

$325,704

0.50%

41,333

TD Waterhouse Canada Inc.

$301,288

0.46%

43,665

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
TORONTO DOMINION BANK	43,665	$301,288	100.0%	Defined

StoneX Group Inc.

$286,745

0.44%

36,389

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
StoneX Advisors Inc. joint	36,389	$286,745	100.0%	Defined

D.A. DAVIDSON & CO.

$285,516

0.44%

36,233

Fortitude Advisory Group L.L.C.

$276,496

0.42%

40,072

Noble Wealth Management PBC

$258,487

0.39%

37,462

IMC-Chicago, LLC

$251,624

0.38%

31,932

Stratos Wealth Partners, LTD.

$213,382

0.33%

27,079

SHUFRO ROSE & CO LLC

$189,908

0.29%

24,100

PFG Investments, LLC

$185,180

0.28%

23,500

Beacon Pointe Advisors, LLC

$168,190

0.26%

21,344

BlackRock, Inc.

$155,740

0.24%

19,764

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SpiderRock Advisors, LLC	19,764	$155,740	100.0%	Sole

NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO

$141,367

0.22%

17,940

Bensler, LLC

$138,136

0.21%

17,530

NATIONAL BANK OF CANADA /FI/

$134,850

0.21%

17,113

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
National Bank Financial Inc.	17,113	$134,850	100.0%	Defined

Elm3 Financial Group, LLC

$132,838

0.20%

19,252

Element Wealth, LLC

$124,968

0.19%

15,859

Foundations Investment Advisors, LLC

$119,799

0.18%

15,203

Focus Partners Wealth

$119,642

0.18%

15,183

Armor Investment Advisors, LLC

$116,458

0.18%

16,878

Tudor Financial Inc.

$115,899

0.18%

14,708

XTX Topco Ltd

$111,659

0.17%

14,170

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
XTX EXECUTION SERVICES LLC joint	14,170	$111,659	100.0%	Defined

Western Wealth Management, LLC

$110,595

0.17%

14,035

INTEGRITY ALLIANCE, LLC.

$106,198

0.16%

13,477

ENVESTNET ASSET MANAGEMENT INC

$104,252

0.16%

13,230

HRT FINANCIAL LP

$98,145

0.15%

12,455

NOMURA HOLDINGS INC

$94,560

0.14%

12,000

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
NOMURA GLOBAL FINANCIAL PRODUCTS INC	12,000	$94,560	100.0%	Defined

Alpine Global Management, LLC

$94,363

0.14%

11,975

SCOTIA CAPITAL INC.

$91,203

0.14%

11,574

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BANK OF NOVA SCOTIA	11,574	$91,203	100.0%	Defined

Sowell Financial Services LLC

$86,174

0.13%

12,489

Centennial Bank/AR/

$78,800

0.12%

10,000

Apollon Wealth Management, LLC

$77,280

0.12%

11,200

CoreCap Advisors, LLC

$75,955

0.12%

11,008

AMERIFLEX GROUP, INC.

$70,439

0.11%

8,939

Sprinkle Financial Consultants LLC

$69,000

0.11%

10,000

BARCLAYS PLC

$63,040

0.10%

8,000

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BARCLAYS BANK PLC	8,000	$63,040	100.0%	Defined

Allworth Financial LP

$32,308

0.05%

4,100

HIGHLINE WEALTH PARTNERS LLC

$30,732

0.05%

4,454

INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC

$28,927

0.04%

3,671

JPMORGAN CHASE & CO

$24,561

0.04%

3,117

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
J.P. Morgan Securities LLC	3,117	$24,561	100.0%	Defined

BNP PARIBAS ARBITRAGE, SA

$13,017

0.02%

1,652

ASSETMARK, INC

$12,075

0.02%

1,750

Strategic Wealth Partners, Ltd.

$11,418

0.02%

1,449

Costello Asset Management, INC

$9,763

0.01%

1,239

FIFTH THIRD BANCORP

$5,752

0.01%

730

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Fifth Third Bank, National Association	730	$5,752	100.0%	Defined

Rockefeller Capital Management L.P.

$1,402

0.00%

178

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
ROCKEFELLER & CO. LLC	178	$1,402	100.0%	Defined

Farther Finance Advisors, LLC

$1,028

0.00%

149

FNY Investment Advisers, LLC

0.00%

500

Key facts CIK 1244183 CUSIP 72201H108 13F (30d) 15 filings 15 filers