PFL · Pimco Income Strategy Fund · Holdings

$7.33 -0.09 (-1.21%) At close · Sep 11

Market Cap

$366.07M

49.94M

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP →

Quarter:

Holders: 81

Total Value: $65,089,952

Total Shares: 8,260,151

Institutional Ownership Trend

26 quarters

Holder Concentration

Across 81 13F filers · Δ vs Mar 31, 2026

Top Holder

10.7%

−1.2 pts

Top 5

40.2%

−1.6 pts

Top 10

60.2%

−3.3 pts

HHI

492

Broadly held−42

Quarterly Activity

vs Mar 31, 2026

New

Increased

Decreased

Sold Out

Unchanged

Holder count: -6

Institutional value: +2.0%

Shares held: +2.6%

Top Buyers

vs Mar 31, 2026

Institution	Added	Now Holds
Small Shaker Financial Services, LLC	+251,849	295,080
Large Lido Advisors, LLC	+105,068	123,883
Mega AMERIPRISE FINANCIAL INC	+81,424	886,431
Small GraniteShares Advisors LLC	+43,900	335,388
Mega UBS Group AG	+43,108	60,248

Top Sellers

vs Mar 31, 2026

Institution	Sold	Now Holds
Mega WELLS FARGO & COMPANY/MN	−351,714	60,134
Large GUGGENHEIM CAPITAL LLC	−74,960	880,069
Small HOHIMER WEALTH MANAGEMENT, LLC	−45,011	390,256
Mid INDEPENDENT FINANCIAL GROUP, LLC	−25,416	524,739
Large COMMONWEALTH EQUITY SERVICES, LLC	−17,188	180,611

Top New Positions

vs Mar 31, 2026

Institution	Acquired	Value (USD)
Mid J.W. COLE ADVISORS, INC.	54,677	$430,854
Mega CITADEL ADVISORS LLC	42,564	$335,404
Mid IMC-Chicago, LLC	31,932	$251,624
Small Bensler, LLC	17,530	$138,136
Mid Foundations Investment Advisors, LLC	15,203	$119,799

Top Sold-Out Positions

vs Mar 31, 2026

Institution	Previously Held	Last Value (USD)
Small Navis Wealth Advisors, LLC	68,651	$549,208
Mid Kingsview Wealth Management, LLC	18,951	$151,608
Large Mariner, LLC	11,376	$91,008
Small Integrity Advisory Solutions, LLC	10,803	$86,424
Small Semus Wealth Partners LLC	10,149	$81,192

Filter: New 11 Increased 33 Reduced 17 Sold out 17 Unchanged 20

Showing 81 of 81

All Common Calls Puts

Compact Export CSV

Holder

Value (USD)

% of 13F

AMERIPRISE FINANCIAL INC

$6,985,075

10.73%

886,431

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Ameriprise Financial Services, LLC	883,314	$6,960,514	99.6%	Defined
Ameriprise Bank, FSB	3,117	$24,561	0.4%	Defined

GUGGENHEIM CAPITAL LLC

$6,934,943

10.65%

880,069

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GUGGENHEIM FUNDS DISTRIBUTORS, LLC	880,069	$6,934,943	100.0%	Defined

MORGAN STANLEY

$4,687,472

7.20%

594,857

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY SMITH BARNEY LLC	594,857	$4,687,472	100.0%	Defined

INDEPENDENT FINANCIAL GROUP, LLC

$4,134,943

6.35%

524,739

LPL Financial LLC

$3,409,880

5.24%

432,726

HOHIMER WEALTH MANAGEMENT, LLC

$3,075,217

4.72%

390,256

Invesco Ltd.

$2,747,511

4.22%

348,669

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Invesco Capital Management LLC	348,669	$2,747,511	100.0%	Defined

GraniteShares Advisors LLC

$2,642,857

4.06%

335,388

Shaker Financial Services, LLC

$2,325,230

3.57%

295,080

STIFEL FINANCIAL CORP

$2,215,808

3.40%

281,194

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
STIFEL NICOLAUS & CO INC \MO\	281,194	$2,215,808	100.0%	Defined

CENTAURUS FINANCIAL, INC.

$2,025,246

3.11%

257,011

Cetera Investment Advisers

$2,002,284

3.08%

254,097

ROYAL BANK OF CANADA

$1,946,036

2.99%

246,959

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RBC Capital Markets, LLC	246,959	$1,946,036	100.0%	Defined

OSAIC HOLDINGS, INC.

$1,766,569

2.71%

224,184

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
OSAIC WEALTH, INC.	208,494	$1,642,932	93.0%	Defined
Osaic Advisory Services, LLC	15,690	$123,637	7.0%	Defined

BANK OF AMERICA CORP /DE/

$1,610,711

2.47%

204,405

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MERRILL LYNCH, PIERCE, FENNER & SMITH INC.	204,405	$1,610,711	100.0%	Defined

COMMONWEALTH EQUITY SERVICES, LLC

$1,423,214

2.19%

180,611

Pinnacle Financial Partners, Inc.

$1,105,571

1.70%

140,301

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Synovus Securities, Inc.	22,398	$176,496	16.0%	Defined
Pinnacle Bank	117,903	$929,075	84.0%	Defined

Lido Advisors, LLC

$976,198

1.50%

123,883

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
IDB Lido Wealth, LLC	123,883	$976,198	100.0%	Defined

TRUIST FINANCIAL CORP

$740,562

1.14%

93,980

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Truist Advisory Services, Inc.	93,980	$740,562	100.0%	Defined

HORIZON KINETICS ASSET MANAGEMENT LLC

$734,825

1.13%

93,252

Cambridge Investment Research Advisors, Inc.

$647,515

0.99%

82,172

NewEdge Advisors, LLC

$557,533

0.86%

70,753

Geneos Wealth Management Inc.

$517,865

0.80%

65,719

RAYMOND JAMES FINANCIAL INC

$490,206

0.75%

62,209

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RAYMOND JAMES & ASSOCIATES	27,406	$215,959	44.1%	Defined
Raymond James Financial Services Advisors, Inc.	22,648	$178,466	36.4%	Defined
RAYMOND JAMES TRUST N.A.	12,155	$95,781	19.5%	Defined

UBS Group AG

$474,753

0.73%

60,248

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Financial Services Inc	11,410	$89,910	18.9%	Defined
UBS AG	48,838	$384,843	81.1%	Defined

WELLS FARGO & COMPANY/MN

$473,855

0.73%

60,134

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC	42,297	$333,300	70.3%	Defined
WELLS FARGO CLEARING SERVICES, LLC	17,837	$140,555	29.7%	Defined

Cypress Capital Group

$458,718

0.70%

58,213

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Cypress Bank & Trust	58,213	$458,718	100.0%	Defined

J.W. COLE ADVISORS, INC.

$430,854

0.66%

54,677

JANE STREET GROUP, LLC

$410,689

0.63%

52,118

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Capital, LLC	47,455	$373,945	91.1%	Defined
Jane Street Global Trading, LLC	4,663	$36,744	8.9%	Defined

Janney Montgomery Scott LLC

$382,258

0.59%

48,510

Kestra Advisory Services, LLC

$363,843

0.56%

46,173

Sanctuary Advisors, LLC

$341,558

0.52%

43,345

CITADEL ADVISORS LLC

$335,404

0.52%

42,564

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	42,564	$335,404	100.0%	Defined

TD Waterhouse Canada Inc.

$328,320

0.50%

41,665

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
TORONTO DOMINION BANK	41,665	$328,320	100.0%	Defined

SILVER OAK SECURITIES, INCORPORATED

$325,704

0.50%

41,333

Noble Wealth Management PBC

$301,504

0.46%

38,262

StoneX Group Inc.

$286,745

0.44%

36,389

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
StoneX Advisors Inc. joint	36,389	$286,745	100.0%	Defined

D.A. DAVIDSON & CO.

$285,516

0.44%

36,233

IMC-Chicago, LLC

$251,624

0.39%

31,932

Stratos Wealth Partners, LTD.

$213,382

0.33%

27,079

Fortitude Advisory Group L.L.C.

$210,750

0.32%

26,745

SHUFRO ROSE & CO LLC

$189,908

0.29%

24,100

PFG Investments, LLC

$185,180

0.28%

23,500

Elm3 Financial Group, LLC

$177,512

0.27%

22,527

Beacon Pointe Advisors, LLC

$168,190

0.26%

21,344

BlackRock, Inc.

$155,740

0.24%

19,764

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SpiderRock Advisors, LLC	19,764	$155,740	100.0%	Sole

Armor Investment Advisors, LLC

$145,969

0.22%

18,524

NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO

$141,367

0.22%

17,940

Bensler, LLC

$138,136

0.21%

17,530

NATIONAL BANK OF CANADA /FI/

$134,850

0.21%

17,113

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
National Bank Financial Inc.	17,113	$134,850	100.0%	Defined

Sowell Financial Services LLC

$131,131

0.20%

16,641

Element Wealth, LLC

$124,968

0.19%

15,859

Foundations Investment Advisors, LLC

$119,799

0.18%

15,203

Focus Partners Wealth

$119,642

0.18%

15,183

Tudor Financial Inc.

$115,899

0.18%

14,708

XTX Topco Ltd

$111,659

0.17%

14,170

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
XTX EXECUTION SERVICES LLC joint	14,170	$111,659	100.0%	Defined

Western Wealth Management, LLC

$110,595

0.17%

14,035

INTEGRITY ALLIANCE, LLC.

$106,198

0.16%

13,477

ENVESTNET ASSET MANAGEMENT INC

$104,252

0.16%

13,230

HRT FINANCIAL LP

$98,145

0.15%

12,455

CoreCap Advisors, LLC

$97,278

0.15%

12,345

NOMURA HOLDINGS INC

$94,560

0.15%

12,000

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
NOMURA GLOBAL FINANCIAL PRODUCTS INC	12,000	$94,560	100.0%	Defined

Alpine Global Management, LLC

$94,363

0.14%

11,975

SCOTIA CAPITAL INC.

$91,203

0.14%

11,574

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BANK OF NOVA SCOTIA	11,574	$91,203	100.0%	Defined

Apollon Wealth Management, LLC

$88,256

0.14%

11,200

Centennial Bank/AR/

$78,800

0.12%

10,000

Sprinkle Financial Consultants LLC

$78,800

0.12%

10,000

AMERIFLEX GROUP, INC.

$70,439

0.11%

8,939

BARCLAYS PLC

$63,040

0.10%

8,000

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BARCLAYS BANK PLC	8,000	$63,040	100.0%	Defined

HIGHLINE WEALTH PARTNERS LLC

$34,435

0.05%

4,370

Allworth Financial LP

$32,308

0.05%

4,100

INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC

$28,927

0.04%

3,671

JPMORGAN CHASE & CO

$24,561

0.04%

3,117

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
J.P. Morgan Securities LLC	3,117	$24,561	100.0%	Defined

BNP PARIBAS ARBITRAGE, SA

$13,017

0.02%

1,652

Strategic Wealth Partners, Ltd.

$11,418

0.02%

1,449

Costello Asset Management, INC

$9,763

0.01%

1,239

ASSETMARK, INC

$8,668

0.01%

1,100

FIFTH THIRD BANCORP

$5,752

0.01%

730

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Fifth Third Bank, National Association	730	$5,752	100.0%	Defined

FNY Investment Advisers, LLC

$3,940

0.01%

500

Rockefeller Capital Management L.P.

$1,402

0.00%

178

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
ROCKEFELLER & CO. LLC	178	$1,402	100.0%	Defined

Farther Finance Advisors, LLC

$1,134

0.00%

144

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Edward D. Jones & Co., L.P.	635	$5,080	100.0%	Sole

Key facts CIK 1244183 CUSIP 72201H108 13F (30d) 21 filings 21 filers