SABA · Saba Capital Income & Opportunities Fund II · Insider Trading
Trades by corporate insiders — officers, directors and holders of more than 10% of the shares — disclosed to the SEC on Forms 4 and 5. Form 3 supplies initial ownership rather than a trade; Form 4 must be filed within two business days of the trade.
| Date | Insider | Role | Type | Security | Shares |
|---|---|---|---|---|---|
| 2025-05-21 | Saba Capital Management, L.P. |
10% Owner |
Sell↓
|
Common Stock
(I)
|
1,852 |
| 2025-05-20 | Saba Capital Management, L.P. |
10% Owner |
Sell↓
|
Common Stock
(I)
|
30,265 |
| 2025-05-08 | Saba Capital Management, L.P. |
10% Owner |
Sell↓
|
Common Stock
(I)
|
9,023 |
| 2025-05-05 | Saba Capital Management, L.P. |
10% Owner |
Sell↓
|
Common Stock
(I)
|
29,060 |
| 2025-05-01 | Saba Capital Management, L.P. |
10% Owner |
Sell↓
|
Common Stock
(I)
|
2,978 |
| 2025-04-02 | Saba Capital Management, L.P. |
10% Owner |
Sell↓
|
Common Stock
(I)
|
50,415 |
| 2025-04-01 | Saba Capital Management, L.P. |
10% Owner |
Sell↓
|
Common Stock
(I)
|
2,374 |
| 2025-03-27 | Saba Capital Management, L.P. |
10% Owner |
Sell↓
|
Common Stock
(I)
|
4,329 |
| 2025-03-26 | Saba Capital Management, L.P. |
10% Owner |
Sell↓
|
Common Stock
(I)
|
3,475 |
| 2025-03-25 | Saba Capital Management, L.P. |
10% Owner |
Sell↓
|
Common Stock
(I)
|
14,427 |
| 2025-03-24 | Saba Capital Management, L.P. |
10% Owner |
Sell↓
|
Common Stock
(I)
|
17,352 |
| 2025-03-06 | Saba Capital Management, L.P. |
10% Owner |
Sell↓
|
Common Stock
(I)
|
46,064 |
| 2025-03-05 | Saba Capital Management, L.P. |
10% Owner |
Sell↓
|
Common Stock
(I)
|
86,950 |
| 2025-03-04 | Saba Capital Management, L.P. |
10% Owner |
Sell↓
|
Common Stock
(I)
|
50,140 |
| 2024-10-21 | Saba Capital Management, L.P. |
10% Owner |
Sell↓
|
Common Stock
(I)
|
32,871 |
| 2024-10-18 | Saba Capital Management, L.P. |
10% Owner |
Sell↓
|
Common Stock
(I)
|
46,728 |
| 2024-10-16 | Saba Capital Management, L.P. |
10% Owner |
Sell↓
|
Common Stock
(I)
|
4,881 |
| 2024-10-03 | Saba Capital Management, L.P. |
10% Owner |
Sell↓
|
Common Stock
(I)
|
84,450 |
| 2024-10-02 | Saba Capital Management, L.P. |
10% Owner |
Sell↓
|
Common Stock
(I)
|
19,532 |
| 2024-10-01 | Saba Capital Management, L.P. |
10% Owner |
Sell↓
|
Common Stock
(I)
|
77,981 |
| 2024-09-30 | Saba Capital Management, L.P. |
10% Owner |
Sell↓
|
Common Stock
(I)
|
1,601 |
| 2024-09-26 | Saba Capital Management, L.P. |
10% Owner |
Sell↓
|
Common Stock
(I)
|
4,659 |
| 2024-09-25 | Saba Capital Management, L.P. |
10% Owner |
Sell↓
|
Common Stock
(I)
|
70,046 |
| 2024-09-24 | Saba Capital Management, L.P. |
10% Owner |
Sell↓
|
Common Stock
(I)
|
33,413 |
| 2024-09-23 | Saba Capital Management, L.P. |
10% Owner |
Sell↓
|
Common Stock
(I)
|
4,453 |
| 2024-03-28 | Saba Capital Management, L.P. |
10% Owner |
Other↓
Filing footnotes — Common Stock (Indirect)
On March 28, 2024, in connection with an expiration of a mandate, Saba Capital Management, L.P. ("Saba Capital"), on behalf of a client to which Saba Capital serves as investment manager, effected a pro-rata in-kind distribution of an aggregate 979,182 Common Shares to the shareholders, including 32,535 shares to affiliates of Saba Capital, for no consideration (the "Share Distribution"). The shares held by affiliates of Saba Capital continue to be included in Column 5. |
Common Stock
(I)
|
979,182 |
| 2024-02-29 | Saba Capital Management, L.P. |
10% Owner |
Other↓
|
Common Stock
(I)
|
903,705 |
| 2023-12-18 | Saba Capital Management, L.P. |
10% Owner |
Sell↓
|
Common Stock
(I)
|
1,957 |
| 2023-12-15 | Saba Capital Management, L.P. |
10% Owner |
Sell↓
|
Common Stock
(I)
|
123,000 |
| 2023-12-14 | Saba Capital Management, L.P. |
10% Owner |
Sell↓
|
Common Stock
(I)
|
663,400 |
| 2023-12-13 | Saba Capital Management, L.P. |
10% Owner |
Sell↓
|
Common Stock
(I)
|
503,307 |
| 2023-12-12 | Saba Capital Management, L.P. |
10% Owner |
Sell↓
|
Common Stock
(I)
|
220,190 |
| 2023-12-11 | Saba Capital Management, L.P. |
10% Owner |
Sell↓
|
Common Stock
(I)
|
66,890 |
| 2023-12-08 | Saba Capital Management, L.P. |
10% Owner |
Sell↓
|
Common Stock
(I)
|
113,867 |
| 2023-12-07 | Saba Capital Management, L.P. |
10% Owner |
Sell↓
|
Common Stock
(I)
|
295,006 |
| 2023-12-06 | Saba Capital Management, L.P. |
10% Owner |
Sell↓
|
Common Stock
(I)
|
77,733 |
| 2023-11-10 | Saba Capital Management, L.P. |
10% Owner |
Other↓
|
Common Stock
(I)
|
20,668,107 |
| 2023-11-09 | FRANKLIN RESOURCES INC |
Insider |
Other↓
Filing footnotes — Shares of beneficial interest (Direct)
See Exhibits 99-1 and 99-2 for text of footnote, which Exhibits are incorporated by reference herein. |
Shares of beneficial interest
|
6,549,764 |
| 2023-11-09 | FRANKLIN RESOURCES INC |
Insider |
Other↓
Filing footnotes — Shares of beneficial interest (Indirect)
Includes 10,996 shares remaining that were previously acquired by Charles B. Johnson, 20,932 shares having been sold. Also, includes 43,051 shares remaining that were previously acquired by the Johnson Family Trust, 81,949 shares having been sold. The shares were sold by Charles B. Johnson and the Johnson Family Trust in a tender of shares pursuant to a self-tender offer by the Issuer. Charles B. Johnson is an Executive Consultant for Franklin Resources, Inc. and Trustee of the Johnson Family Trust. See Exhibits 99-1 and 99-2 for text of footnote, which Exhibits are incorporated by reference herein. |
Shares of beneficial interest
(I)
|
102,881 |
| 2023-09-01 | Weinstein Boaz |
President |
Other↓
Filing footnotes — Common Stock (Indirect)
On September 1, 2023 in connection with an expiration of a mandate, Saba Capital, on behalf of certain clients to which Saba Capital serves as investment manager, effected a pro-rata in-kind distribution of an aggregate 3,061,113 shares of Common Stock to certain limited partners and account holders for no consideration (the "Share Distribution"). |
Common Stock
(I)
|
3,061,113 |
| 2023-09-01 | Saba Capital Management, L.P. |
10% Owner |
Other↓
Filing footnotes — Common Stock (Indirect)
On September 1, 2023 in connection with an expiration of a mandate, Saba Capital, on behalf of certain clients to which Saba Capital serves as investment manager, effected a pro-rata in-kind distribution of an aggregate 3,061,113 shares of Common Stock to certain limited partners and account holders for no consideration (the "Share Distribution"). The shares held by affiliates of Saba Capital continue to be included in Column 5. |
Common Stock
(I)
|
3,061,113 |
| 2023-08-16 | Saba Capital Management, L.P. |
10% Owner |
Other↓
Filing footnotes — Common Stock (Indirect)
On August 16, 2023, in connection with an expiration of a mandate, Saba Capital Management, L.P. ("Saba Capital"), on behalf of certain clients to which Saba Capital serves as investment manager, effected a pro-rata in-kind distribution of an aggregate 4,010,910 shares of Common Stock for no consideration to certain limited partners and account holders, including 187,043 shares to affiliates of Saba Capital (the "Share Distribution"). The shares held by affiliates of Saba Capital continue to be included in Column 5. |
Common Stock
(I)
|
4,010,910 |
| 2023-02-28 | Saba Capital Management, L.P. |
10% Owner |
Buy↑
|
Common Stock
(I)
|
487,199 |
| 2023-02-24 | Saba Capital Management, L.P. |
10% Owner |
Buy↑
|
Common Stock
(I)
|
2,134,867 |
| 2023-02-03 | Saba Capital Management, L.P. |
10% Owner |
Buy↑
|
Common Stock
(I)
|
20,000 |
| 2023-01-23 | Saba Capital Management, L.P. |
10% Owner |
Buy↑
|
Common Stock
(I)
|
20,000 |
| 2023-01-11 | Saba Capital Management, L.P. |
10% Owner |
Buy↑
|
Common Stock
(I)
|
20,000 |
| 2022-12-13 | Saba Capital Management, L.P. |
10% Owner |
Buy↑
|
Common Stock
(I)
|
20,000 |
| 2022-12-08 | Saba Capital Management, L.P. |
10% Owner |
Buy↑
|
Common Stock
(I)
|
51,342 |
| 2022-12-07 | Saba Capital Management, L.P. |
10% Owner |
Buy↑
|
Common Stock
(I)
|
45,347 |