SABA · Saba Capital Income & Opportunities Fund II

$8.13 -0.11 (-1.33%) At close · Aug 20

Market Cap

$220.01M

26.75M

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Quarter:

Holders: 84

Total Value: $118,364,627

Total Shares: 14,175,415

Institutional Ownership Trend

26 quarters

Holder Concentration

Across 84 13F filers · Δ vs Mar 31, 2026

Top Holder

19.1%

−1.1 pts

Top 5

55.6%

−0.6 pts

Top 10

72.1%

+0.7 pts

HHI

847

Broadly held−29

Quarterly Activity

vs Mar 31, 2026

New

Increased

Decreased

Sold Out

Unchanged

Holder count: -3

Institutional value: +0.7%

Shares held: +0.3%

Top Buyers

vs Mar 31, 2026

Institution	Added	Now Holds
Mega ENVESTNET ASSET MANAGEMENT INC	+222,191	578,039
Small Thomas J. Herzfeld Advisors, Inc.	+117,085	891,603
Large OSAIC HOLDINGS, INC.	+45,987	65,914
Small BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC	+27,395	333,996
Mid Advisors Asset Management, Inc.	+24,401	284,797

Top Sellers

vs Mar 31, 2026

Institution	Sold	Now Holds
Mid RIVERNORTH CAPITAL MANAGEMENT, LLC	−146,011	2,711,592
Micro RPO LLC	−73,239	49,907
Large Focus Partners Wealth	−36,858	1,008,095
Small Hara Capital LLC	−30,408	251,358
Micro Winter & Associates, Inc.	−27,765	11,908

Top New Positions

vs Mar 31, 2026

Institution	Acquired	Value (USD)
Small DOLIVER ADVISORS, LP	140,000	$1,169,000
Large NOMURA HOLDINGS INC	24,000	$200,400
Mid IFG Advisory, LLC	7,085	$59,159
Mid Integrated Wealth Concepts LLC	5,045	$42,125
Small LRI Investments, LLC	5,000	$41,750

Top Sold-Out Positions

vs Mar 31, 2026

Institution	Previously Held	Last Value (USD)
Mid Mutual Advisors, LLC	114,820	$955,302
Mid Private Advisor Group, LLC	87,448	$727,567
Micro Catalina Capital Group, LLC	47,012	$391,139
Mega CITADEL ADVISORS LLC	15,100	$125,632
Mid LANDSCAPE CAPITAL MANAGEMENT, L.L.C.	14,567	$121,195

Filter: New 8 Increased 30 Reduced 17 Sold out 11 Unchanged 29

Showing 84 of 84

All Common Calls Puts

Compact Export CSV

Holder

Value (USD)

% of 13F

RIVERNORTH CAPITAL MANAGEMENT, LLC

$22,641,793

19.13%

2,711,592

Saba Capital Management, L.P.

$18,294,582

15.46%

2,190,968

TORONTO DOMINION BANK

$8,955,583

7.57%

1,072,525

Focus Partners Wealth

$8,417,593

7.11%

1,008,095

Thomas J. Herzfeld Advisors, Inc.

$7,444,885

6.29%

891,603

Shaker Financial Services, LLC

$4,928,278

4.16%

590,213

ENVESTNET ASSET MANAGEMENT INC

$4,826,625

4.08%

578,039

SCOTIA CAPITAL INC.

$3,623,023

3.06%

433,895

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BANK OF NOVA SCOTIA	433,895	$3,623,023	100.0%	Defined

Invesco Ltd.

$3,267,972

2.76%

391,374

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Invesco Capital Management LLC	391,374	$3,267,972	100.0%	Defined

Almitas Capital LLC

$2,904,347

2.45%

347,826

BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC

$2,788,866

2.36%

333,996

Fiera Capital Corp

$2,763,766

2.33%

330,990

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Fiera Capital Inc.	330,990	$2,763,766	100.0%	Other

FLAX POND CAPITAL, LLC

$2,619,319

2.21%

313,691

Advisors Asset Management, Inc.

$2,378,054

2.01%

284,797

Hara Capital LLC

$2,098,839

1.77%

251,358

TrueMark Investments, LLC

$2,038,477

1.72%

244,129

MORGAN STANLEY

$1,710,822

1.45%

204,889

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY SMITH BARNEY LLC	204,840	$1,710,413	100.0%	Defined
PARAMETRIC PORTFOLIO ASSOCIATES LLC	49	$409	0.0%	Defined

Closed-End Fund Advisors, Inc.

$1,703,942

1.44%

204,065

QUANTIFY CHAOS ADVISORS, LLC

$1,622,154

1.37%

194,270

CSS LLC/IL

$1,518,305

1.28%

181,833

DOLIVER ADVISORS, LP

$1,169,000

0.99%

140,000

Comprehensive Money Management Services LLC

$1,065,025

0.90%

127,548

Baird Financial Group, Inc.

$759,582

0.64%

90,968

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Robert W. Baird & Co. Inc	90,968	$759,582	100.0%	Defined

RAYMOND JAMES FINANCIAL INC

$745,412

0.63%

89,271

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RAYMOND JAMES & ASSOCIATES	85,532	$714,192	95.8%	Defined
Raymond James Financial Services Advisors, Inc.	3,739	$31,220	4.2%	Defined

CHOREO, LLC

$571,841

0.48%

68,484

OSAIC HOLDINGS, INC.

$550,381

0.46%

65,914

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
OSAIC WEALTH, INC.	18,938	$158,132	28.7%	Defined
CW Advisors, LLC	46,976	$392,249	71.3%	Sole

Marex Group plc

$517,841

0.44%

62,017

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Marex Financial	62,017	$517,841	100.0%	Defined

RPO LLC

$416,723

0.35%

49,907

LEGACY FINANCIAL INDEPENDENT ADVISORS LLC

$366,698

0.31%

43,916

Visionary Horizons, LLC

$366,364

0.31%

43,876

LPL Financial LLC

$337,824

0.29%

40,458

Gridiron Partners, LLC

$335,519

0.28%

40,182

KELLEHER FINANCIAL ADVISORS

$335,344

0.28%

40,161

Capital Investment Advisors, LLC

$256,937

0.22%

30,771

EVERGREEN CAPITAL MANAGEMENT LLC

$253,155

0.21%

30,318

SUSQUEHANNA INTERNATIONAL GROUP, LLP

$246,909

0.21%

29,570

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
G1 EXECUTION SERVICES, LLC	29,570	$246,909	100.0%	Other

Avion Wealth

$233,273

0.20%

27,937

Gilman Hill Asset Management, LLC

$208,750

0.18%

25,000

NOMURA HOLDINGS INC

$200,400

0.17%

24,000

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
NOMURA GLOBAL FINANCIAL PRODUCTS INC	24,000	$200,400	100.0%	Defined

K2 PRINCIPAL FUND, L.P.

$189,545

0.16%

22,700

UHLMANN PRICE SECURITIES, LLC

$175,876

0.15%

21,063

NATIONS FINANCIAL GROUP INC, /IA/ /ADV

$168,770

0.14%

20,212

Harbour Capital Advisors, LLC

$146,166

0.12%

17,505

Independent Advisor Alliance

$143,828

0.12%

17,225

MELFA WEALTH MANAGEMENT, INC.

$140,906

0.12%

16,875

PATRON PARTNERS, LLC

$137,691

0.12%

16,490

Clear Creek Financial Management, LLC

$128,514

0.11%

15,391

HighTower Advisors, LLC

$126,552

0.11%

15,156

Steward Partners Investment Advisory, LLC

$118,995

0.10%

14,251

HARBOUR INVESTMENTS, INC.

$116,073

0.10%

13,901

ROYAL BANK OF CANADA

$112,791

0.10%

13,508

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RBC Capital Markets, LLC	12,861	$107,389	95.2%	Defined
RBC Trust Co (Delaware) Ltd	647	$5,402	4.8%	Defined

UBS Group AG

$104,491

0.09%

12,514

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Financial Services Inc	5,503	$45,950	44.0%	Defined
UBS AG	7,011	$58,541	56.0%	Defined

HB Wealth Management, LLC

$104,375

0.09%

12,500

Farther Finance Advisors, LLC

$102,003

0.09%

12,216

Winter & Associates, Inc.

$99,431

0.08%

11,908

Joel Isaacson & Co., LLC

$96,025

0.08%

11,500

SHRIER WEALTH MANAGEMENT, LLC

$94,764

0.08%

11,349

Rock Point Advisors, LLC

$85,303

0.07%

10,216

Abel Hall, LLC

$83,500

0.07%

10,000

IFG Advisory, LLC

$59,159

0.05%

7,085

WELLS FARGO & COMPANY/MN

$45,599

0.04%

5,461

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
WELLS FARGO BANK N A	1,000	$8,350	18.3%	Defined
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC	4,000	$33,400	73.2%	Defined
WELLS FARGO CLEARING SERVICES, LLC	461	$3,849	8.4%	Defined

Integrated Wealth Concepts LLC

$42,125

0.04%

5,045

LRI Investments, LLC

$41,750

0.04%

5,000

Clearstead Advisors, LLC

$41,056

0.03%

4,917

Allworth Financial LP

$40,764

0.03%

4,882

JNBA Financial Advisors

$29,116

0.02%

3,487

Axiom Investment Management LLC

$20,981

0.02%

2,513

Rockefeller Capital Management L.P.

$20,532

0.02%

2,459

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
ROCKEFELLER TRUST COMPANY, N.A.	2,450	$20,457	99.6%	Defined
ROCKEFELLER FINANCIAL LLC	9	$75	0.4%	Defined

North Star Investment Management Corp.

$16,992

0.01%

2,035

Noble Wealth Management PBC

$12,480

0.01%

1,500

Investors Research Corp

$11,147

0.01%

1,335

Medallion Wealth Advisors, LLC

$4,801

0.00%

575

INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC

$4,175

0.00%

500

SOA Wealth Advisors, LLC.

$2,713

0.00%

325

Gould Capital, LLC

$2,505

0.00%

300

Atlantic Union Bankshares Corp

$2,505

0.00%

300

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SSB Wealth Management, Inc.	300	$2,505	100.0%	Sole

TOUNJIAN ADVISORY PARTNERS, LLC

$1,837

0.00%

220

Elevated Capital Advisors, LLC

$1,402

0.00%

168

HAGER INVESTMENT MANAGEMENT SERVICES, LLC

$1,043

0.00%

125

JFS WEALTH ADVISORS, LLC

$609

0.00%

SIGNATUREFD, LLC

$542

0.00%

Glen Eagle Advisors, LLC

$434

0.00%

CoreCap Advisors, LLC

$417

0.00%

WINMILL & CO. INC

$141

0.00%

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Bexil Advisers LLC	17	$141	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	15,100	$125,632	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Landscape High Leverage Fund, LP	2,777	$23,104	19.1%	Defined
LANDSCAPE OFFSHORE HL FUND LTD.	7,603	$63,256	52.2%	Defined
Held directly	4,187	$34,835	28.7%	Sole

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
PNC Bank, National Association	561	$4,667	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Tower Research Capital Investments LLC	11	$91	100.0%	Other

Key facts CIK 828803 CUSIP 880198205 13F (30d) 69 filings 69 filers Visit website