8-K
SmartKem, Inc. (SMTK)
View as plain text
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) ofthe Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): September 23,2024
SmartKem, Inc.
(Exact name of registrant as specified in its charter)
| Delaware | 001-42115 | 85-1083654 |
|---|---|---|
| (State or other jurisdiction<br><br> <br>of incorporation) | (Commission<br><br> <br>File Number) | (IRS Employer<br><br> <br>Identification No.) |
Manchester Technology Center, Hexagon Tower
Delaunays Road, Blackley
Manchester, M9 8GQ U.K.
(Address of principal executive offices, including zip code)
011-44-161-721-1514
(Registrant’s telephone number, including area code)
N/A
(Former name or former address, if changed since last report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
| ¨ | Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
|---|---|
| ¨ | Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
| --- | --- |
| ¨ | Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
| --- | --- |
| ¨ | Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
| --- | --- |
Securities registered pursuant to Section 12(b) of the Act:
| Title of each class | Trading Symbol(s) | Name of exchange on which registered |
|---|---|---|
| Common Stock, par value $0.0001 per share | SMTK | The Nasdaq Stock Market LLC |
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b - 2 of the Securities Exchange Act of 1934 (§240.12b - 2 of this chapter).
Emerging growth company x
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ¨
| Item 5.07 | Submission of Matters to a Vote of Security Holders. |
|---|
On September 23, 2024, SmartKem, Inc. (the “Company”) held its 2024 annual meeting of stockholders (the “Annual Meeting”). At the Annual Meeting, the Company’s stockholders voted on the two proposals listed below. The proposals are described in detail in the Company’s definitive proxy statement for the Annual Meeting filed with the Securities and Exchange Commission on August 22, 2024 (the “Proxy Statement”). The final results for the votes regarding each proposal are set forth below.
| 1. | The stockholders elected each of<br> Ian Jenks and Melisa Denis as Class III directors of the Company to serve three-year terms expiring at the 2027 annual meeting and<br> until their respective successors have been duly elected and qualified, or, if sooner, until their death, resignation or removal.<br> The votes were cast with respect to this matter as follows: | ||
|---|---|---|---|
| Nominee | FOR | WITHHELD | BROKER<br><br>NON-VOTES |
| --- | --- | --- | --- |
| Ian Jenks | 501,449 | 4,573 | 181,009 |
| Melisa Denis | 501,449 | 4,573 | 181,009 |
| 2. | The proposal to ratify the appointment of Marcum LLP as the Company’s independent registered<br> public accounting firm for the Company’s fiscal year ending December 31, 2024 was approved by the stockholders of based upon the following votes: | ||
| --- | --- | ||
| FOR | AGAINST | ABSTAIN | BROKER<br><br>NON-VOTES |
| --- | --- | --- | --- |
| 668,565 | 18,466 | 0 | N/A |
Signature
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| SMARTKEM, INC. | ||
|---|---|---|
| Dated: September 23, 2024 | By: | /s/ Barbra C. Keck |
| Barbra C. Keck | ||
| Chief Financial Officer |