SONX · Sonendo, Inc.
Substantial doubt about the company's ability to continue as a going concern.
“There is a material uncertainty that raise substantial doubt about our ability to continue as a going concern and, therefore, that we may be unable to realize our assets and discharge our liabilities in the normal course of business.”View the 10-K filed Mar 26, 2025
Trades by corporate insiders — officers, directors and holders of more than 10% of the shares — disclosed to the SEC on Forms 3, 4 and 5. Form 4 must be filed within two business days of the trade.
| Date | Insider | Role | Type | Security | Shares |
|---|---|---|---|---|---|
| 2024-09-17 | BEAVER CAROLYN |
Director |
Award↑
Filing footnotes — Common Stock (Direct)
Represents an award of Restricted Stock Units ("RSUs") granted to the Reporting Person on September 17, 2024 (the "Grant Date"). Each RSU represents a contingent right to receive one share of common stock, par value $0.001 per share of Sonendo, Inc. (the "Issuer"). The RSUs vest in full on the earlier to occur of: (i) the one year anniversary of the Grant Date (ii) and the date of the 2025 annual meeting of stockholders, subject to the Reporting Person's continued service on the Board through the applicable vesting date. |
Common Stock
|
200,000 |
| 2024-09-17 | BERGHEIM OLAV |
Director |
Award↑
Filing footnotes — Common Stock (Direct)
Represents an award of Restricted Stock Units ("RSUs") granted to the Reporting Person on September 17, 2024 (the "Grant Date"). Each RSU represents a contingent right to receive one share of common stock, par value $0.001 per share of Sonendo, Inc. (the "Issuer"). The RSUs vest in full on the earlier to occur of: (i) the one year anniversary of the Grant Date (ii) and the date of the 2025 annual meeting of stockholders, subject to the Reporting Person's continued service on the Board through the applicable vesting date. |
Common Stock
|
200,000 |
| 2024-09-17 | McGaugh John P. |
Sr. VP Operations |
Award↑
Filing footnotes — Common Stock (Direct)
Represents an award of Restricted Stock Units ("RSUs"). Each RSU represents a contingent right to receive one share of common stock, par value $0.001 per share of Sonendo, Inc. (the "Issuer"). The RSUs will vest in 16 equal quarterly installments beginning on September 17, 2024, subject to the Reporting Person's continued employment with the Issuer through the applicable vesting dates. |
Common Stock
|
500,000 |
| 2024-09-17 | Bihl Anthony P III |
Director |
Award↑
Filing footnotes — Common Stock (Direct)
Represents an award of Restricted Stock Units ("RSUs") granted to the Reporting Person on September 17, 2024 (the "Grant Date"). Each RSU represents a contingent right to receive one share of common stock, par value $0.001 per share of Sonendo, Inc. (the "Issuer"). The RSUs vest in full on the earlier to occur of: (i) the one year anniversary of the Grant Date (ii) and the date of the 2025 annual meeting of stockholders, subject to the Reporting Person's continued service on the Board through the applicable vesting date. |
Common Stock
|
200,000 |
| 2024-09-17 | Bergheim Bjarne |
Director, President and CEO |
Award↑
Filing footnotes — Common Stock (Direct)
Represents an award of Restricted Stock Units ("RSUs"). Each RSU represents a contingent right to receive one share of common stock, par value $0.001 per share of Sonendo, Inc. (the "Issuer"). The RSUs will vest in 16 equal quarterly installments beginning on September 17, 2024, subject to the Reporting Person's continued employment with the Issuer through the applicable vesting dates. |
Common Stock
|
1,600,000 |
| 2024-09-17 | Pudipeddi Vamsi Mohan Raj |
Director |
Award↑
Filing footnotes — Common Stock (Direct)
Represents an award of Restricted Stock Units ("RSUs") granted to the Reporting Person on September 17, 2024 (the "Grant Date"). Each RSU represents a contingent right to receive one share of common stock, par value $0.001 per share of Sonendo, Inc. (the "Issuer"). The RSUs vest in full on the earlier to occur of: (i) the one year anniversary of the Grant Date (ii) and the date of the 2025 annual meeting of stockholders, subject to the Reporting Person's continued service on the Board through the applicable vesting date. |
Common Stock
|
200,000 |
| 2024-09-17 | Bostjancic John J. |
Chief Financial Officer |
Award↑
Filing footnotes — Common Stock (Direct)
Represents an award of Restricted Stock Units ("RSUs") granted to the Reporting Person on September 17, 2024 (the "Grant Date"). Each RSU represents a contingent right to receive one share of common stock, par value $0.001 per share of Sonendo, Inc. (the "Issuer"). The RSUs will vest 25% on the first anniversary of the grant date and 6.25% at the end of each three-month period thereafter, subject to the Reporting Person's continued employment with the Issuer through the applicable vesting dates. |
Common Stock
|
600,000 |
| 2024-06-21 | Bergheim Bjarne |
Director, President and CEO |
Sell↓
Filing footnotes — Common Stock (Direct)
Represents shares sold on behalf of the Reporting Person to cover tax withholding obligations in connection with the vesting of RSUs granted to the Reporting Person on 3/14/2023. The sale was made through a "sell to cover" transaction and does not represent a discretionary transaction by the Reporting Person. The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.084 to $0.090. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Remarks: |
Common Stock
|
43,240 |
| 2024-06-20 | Chen Roy T |
Chief Talent Officer |
Sell↓
Filing footnotes — Common Stock (Direct)
Represents shares sold on behalf of the Reporting Person to cover tax withholding obligations in connection with the vesting of RSUs granted to the Reporting Person on 3/14/2023. The sale was made through a "sell to cover" transaction and does not represent a discretionary transaction by the Reporting Person. The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.082 to $0.092. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Remarks: |
Common Stock
|
8,510 |
| 2024-06-05 | Bostjancic John J. |
Chief Financial Officer |
Award↑
Filing footnotes — Common Stock (Direct)
Represents an award of Restricted Stock Units ("RSUs") granted to the Reporting Person as a material inducement to employment. Each RSU represents a contingent right to receive one share of common stock, par value $0.001 per share of Sonendo, Inc. (the "Issuer"). The RSUs will vest 25% on the grant date anniversary over a 4-year period, subject to the Reporting Person's continued employment with the Issuer through the applicable vesting dates. |
Common Stock
|
720,000 |
| 2024-05-23 | McGaugh John P. |
Sr. VP Operations |
Sell↓
Filing footnotes — Common Stock (Direct)
Represents shares sold on behalf of the Reporting Person to cover tax withholding obligations in connection with the vesting of RSUs granted to the Reporting Person on 05/22/2023. The sales were made through "sell to cover" transactions and do not represent discretionary transactions by the Reporting Person. The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.0902 to $0.0961. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
Common Stock
|
10,901 |
| 2024-05-22 | McGaugh John P. |
Sr. VP Operations |
Buy↑
Filing footnotes — Common Stock (Direct)
The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.0956 to $0.1000, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. |
Common Stock
|
116,500 |
| 2024-05-16 | BERGHEIM OLAV |
Director |
Buy↑
Filing footnotes — Common Stock (Indirect)
The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.0900 to $0.0960. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Mr. Bergheim is the managing member of Fjordinvest LLC, and is the manager of Fjordinvest LLC. Mr. Bergheim exercises voting and dispositive power over the shares held by Fjordinvest LLC. Mr. Bergheim disclaims beneficial ownership of these shares except to the extent of his pecuniary interest in such shares. |
Common Stock
(I)
|
520,000 |
| 2024-05-14 | Pudipeddi Vamsi Mohan Raj |
Director |
Buy↑
Filing footnotes — Common Stock (Direct)
These shares were purchased in multiple transactions, all of which were at a price of $0.094 per share. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased set forth in this footnote. |
Common Stock
|
500,000 |
| 2024-05-06 | Guo Chris |
Interim CFO |
Sell↓
Filing footnotes — Common Stock (Direct)
Represents shares sold on behalf of the Reporting Person to cover tax withholding obligations in connection with the vesting of RSUs granted to the Reporting Person on 05/03/2022. The sale was made through a "sell to cover" transaction and does not represent a discretionary transaction by the Reporting Person. These shares were sold in multiple transactions, all of which were at a price of $0.096 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold set forth in this footnote. |
Common Stock
|
492 |
| 2024-05-03 | Bergheim Bjarne |
Director, President and CEO |
Sell↓
Filing footnotes — Common Stock (Direct)
Represents shares sold on behalf of the Reporting Person to cover tax withholding obligations in connection with the vesting of RSUs granted to the Reporting Person on 11/02/2021. The sale was made through a "sell to cover" transaction and does not represent a discretionary transaction by the Reporting Person. These shares were sold in multiple transactions, all of which were at a price of $0.091 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold set forth in this footnote. |
Common Stock
|
2,381 |
| 2024-05-03 | Chen Roy T |
Chief Talent Officer |
Sell↓
Filing footnotes — Common Stock (Direct)
Represents shares sold on behalf of the Reporting Person to cover tax withholding obligations in connection with the vesting of RSUs granted to the Reporting Person on 11/02/2021. The sale was made through a "sell to cover" transaction and does not represent a discretionary transaction by the Reporting Person. These shares were sold in multiple transactions, all of which were at a price of $0.091 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold set forth in this footnote. |
Common Stock
|
774 |
| 2024-04-15 | Guo Chris |
Interim CFO |
Sell↓
Filing footnotes — Common Stock (Direct)
Represents shares sold on behalf of the Reporting Person to cover tax withholding obligations in connection with the vesting of RSUs granted to the Reporting Person on 01/13/2022. The sale was made through a "sell to cover" transaction and does not represent a discretionary transaction by the Reporting Person. These shares were sold in multiple transactions, all of which were at a price of $0.082 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold set forth in this footnote. |
Common Stock
|
481 |
| 2024-03-26 | Bergheim Bjarne |
Director, President and CEO |
Sell↓
Filing footnotes — Common Stock (Direct)
Represents shares sold on behalf of the Reporting Person to cover tax withholding obligations in connection with the vesting of RSUs granted to the Reporting Person on 03/25/2022. The sale was made through a "sell to cover" transaction and does not represent a discretionary transaction by the Reporting Person. The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.10 to $0.11. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
Common Stock
|
11,493 |
| 2024-03-26 | Chen Roy T |
Chief Talent Officer |
Sell↓
Filing footnotes — Common Stock (Direct)
Represents shares sold on behalf of the Reporting Person to cover tax withholding obligations in connection with the vesting of RSUs granted to the Reporting Person on 03/25/2022. The sale was made through a "sell to cover" transaction and does not represent a discretionary transaction by the Reporting Person. The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.10 to $0.11. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
Common Stock
|
2,625 |
| 2024-03-15 | Bergheim Bjarne |
Director, President and CEO |
Sell↓
Filing footnotes — Common Stock (Direct)
Represents shares sold on behalf of the Reporting Person to cover tax withholding obligations in connection with the vesting of RSUs granted to the Reporting Person on 03/14/2023. The sales were made through "sell to cover" transactions and do not represent discretionary transactions by the Reporting Person. The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.095 to $0.109. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
Common Stock
|
23,351 |
| 2024-03-15 | Watts Michael Patrick |
Chief Financial Officer |
Sell↓
Filing footnotes — Common Stock (Direct)
Represents shares sold on behalf of the Reporting Person to cover tax withholding obligations in connection with the vesting of RSUs granted to the Reporting Person on 03/14/2023. The sales were made through "sell to cover" transactions and do not represent discretionary transactions by the Reporting Person. The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.095 to $0.109. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
Common Stock
|
10,670 |
| 2024-03-15 | Chen Roy T |
Chief Talent Officer |
Sell↓
Filing footnotes — Common Stock (Direct)
Represents shares sold on behalf of the Reporting Person to cover tax withholding obligations in connection with the vesting of RSUs granted to the Reporting Person on 03/14/2023. The sales were made through "sell to cover" transactions and do not represent discretionary transactions by the Reporting Person. The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.095 to $0.109. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
Common Stock
|
5,359 |
| 2024-03-15 | Pudipeddi Vamsi Mohan Raj |
Director |
Buy↑
Filing footnotes — Common Stock (Direct)
These shares were purchased in multiple transactions, all of which were at a price of $0.1000 per share. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased set forth in this footnote. |
Common Stock
|
800,000 |
| 2024-02-05 | Watts Michael Patrick |
Chief Financial Officer |
Sell↓
Filing footnotes — Common Stock (Direct)
Represents shares sold on behalf of the Reporting Person to cover tax withholding obligations in connection with the vesting of RSUs granted to the Reporting Person on 11/02/2021. The sale was made through a "sell to cover" transaction and does not represent a discretionary transaction by the Reporting Person. |
Common Stock
|
1,614 |
| 2024-02-05 | Bergheim Bjarne |
Director, President and CEO |
Sell↓
Filing footnotes — Common Stock (Direct)
Represents shares sold on behalf of the Reporting Person to cover tax withholding obligations in connection with the vesting of RSUs granted to the Reporting Person on 11/02/2021. The sale was made through a "sell to cover" transaction and does not represent a discretionary transaction by the Reporting Person. |
Common Stock
|
2,685 |
| 2024-02-05 | Chen Roy T |
Chief Talent Officer |
Sell↓
Filing footnotes — Common Stock (Direct)
Represents shares sold on behalf of the Reporting Person to cover tax withholding obligations in connection with the vesting of RSUs granted to the Reporting Person on 11/02/2021. The sale was made through a "sell to cover" transaction and does not represent a discretionary transaction by the Reporting Person. |
Common Stock
|
740 |
| 2023-12-25 | Chen Roy T |
Chief Talent Officer |
Sell↓
Filing footnotes — Common Stock (Direct)
Represents shares sold on behalf of the Reporting Person to cover tax withholding obligations in connection with the vesting of RSUs granted to the Reporting Person on 3/25/2022. The sale was made through a "sell to cover" transaction and does not represent a discretionary transaction by the Reporting Person. |
Common Stock
|
2,166 |
| 2023-12-25 | Watts Michael Patrick |
Chief Financial Officer |
Sell↓
Filing footnotes — Common Stock (Direct)
Represents shares sold on behalf of the Reporting Person to cover tax withholding obligations in connection with the vesting of RSUs granted to the Reporting Person on 3/25/2022. The sale was made through a "sell to cover" transaction and does not represent a discretionary transaction by the Reporting Person. |
Common Stock
|
5,573 |
| 2023-12-25 | Bergheim Bjarne |
Director, President and CEO |
Sell↓
Filing footnotes — Common Stock (Direct)
Represents shares sold on behalf of the Reporting Person to cover tax withholding obligations in connection with the vesting of RSUs granted to the Reporting Person on 3/25/2022. The sale was made through a "sell to cover" transaction and does not represent a discretionary transaction by the Reporting Person. |
Common Stock
|
11,077 |
| 2023-12-15 | BERGHEIM OLAV |
Director |
Buy↑
Filing footnotes — Common Stock (Indirect)
The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.0924 to $0.0975. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Mr. Bergheim is the managing member of Fjordinvest LLC, and is the manager of Fjordinvest LLC. Mr. Bergheim exercises voting and dispositive power over the shares held by Fjordinvest LLC. Mr. Bergheim disclaims beneficial ownership of these shares except to the extent of his pecuniary interest in such shares. |
Common Stock
(I)
|
250,000 |
| 2023-12-14 | Watts Michael Patrick |
Chief Financial Officer |
Tax↓
Filing footnotes — Common Stock (Direct)
Represents shares withheld to cover tax withholding obligations in connection with the vesting of RSUs granted to the Reporting Person on 03/14/2023. |
Common Stock
|
11,030 |
| 2023-12-14 | Chen Roy T |
Chief Talent Officer |
Tax↓
Filing footnotes — Common Stock (Direct)
Represents shares withheld to cover tax withholding obligations in connection with the vesting of RSUs granted to the Reporting Person on 03/14/2023. |
Common Stock
|
4,633 |
| 2023-12-14 | Bergheim Bjarne |
Director, President and CEO |
Tax↓
Filing footnotes — Common Stock (Direct)
Represents shares withheld to cover tax withholding obligations in connection with the vesting of RSUs granted to the Reporting Person on 03/14/2023. |
Common Stock
|
23,510 |
| 2023-12-13 | Pudipeddi Vamsi Mohan Raj |
Director |
Buy↑
Filing footnotes — Common Stock (Direct)
These shares were purchased in multiple transactions, all of which were at a price of $0.05 per share. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased set forth in this footnote. |
Common Stock
|
600,000 |
| 2023-12-12 | Chen Roy T |
Chief Talent Officer |
Sell↓
Filing footnotes — Common Stock (Direct)
These shares were sold in multiple transactions, all of which were at a price of $0.077. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold set forth in this footnote. |
Common Stock
|
15,924 |
| 2023-12-05 | Chen Roy T |
Chief Talent Officer |
Sell↓
Filing footnotes — Common Stock (Direct)
These shares were sold in multiple transactions, all of which were at a price of $.0911. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold set forth in this footnote. |
Common Stock
|
26,445 |
| 2023-11-27 | Pudipeddi Vamsi Mohan Raj |
Director |
Buy↑
Filing footnotes — Common Stock (Direct)
These shares were purchased in multiple transactions, all of which were at a price of $0.15 per share. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased set forth in this footnote. |
Common Stock
|
200,000 |
| 2023-11-16 | BERGHEIM OLAV |
Director |
Buy↑
Filing footnotes — Common Stock (Indirect)
The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.2570 to $0.2578. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Mr. Bergheim is the managing member of Fjordinvest LLC, and is the manager of Fjordinvest LLC. Mr. Bergheim exercises voting and dispositive power over the shares held by Fjordinvest LLC. Mr. Bergheim disclaims beneficial ownership of these shares except to the extent of his pecuniary interest in such shares. |
Common Stock
(I)
|
75,000 |
| 2023-11-14 | Pudipeddi Vamsi Mohan Raj |
Director |
Buy↑
Filing footnotes — Common Stock (Direct)
The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.2605 to $0.2700, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. |
Common Stock
|
50,000 |
| 2023-11-02 | Watts Michael Patrick |
Chief Financial Officer |
Tax↓
Filing footnotes — Common Stock (Direct)
Represents shares withheld to cover tax withholding obligations in connection with the vesting of RSUs granted to the Reporting Person on 11/02/2021. |
Common Stock
|
1,090 |
| 2023-11-02 | Chen Roy T |
Chief Talent Officer |
Tax↓
Filing footnotes — Common Stock (Direct)
Represents shares withheld to cover tax withholding obligations in connection with the vesting of RSUs granted to the Reporting Person on 11/02/2021. |
Common Stock
|
541 |
| 2023-11-02 | Bergheim Bjarne |
Director, President and CEO |
Tax↓
Filing footnotes — Common Stock (Direct)
Represents shares withheld to cover tax withholding obligations in connection with the vesting of RSUs granted to the Reporting Person on 11/02/2021. |
Common Stock
|
2,101 |
| 2023-11-02 | Smith Michael John |
Chief Commercial Officer |
Tax↓
Filing footnotes — Common Stock (Direct)
Represents shares withheld to cover tax withholding obligations in connection with the vesting of RSUs granted to the Reporting Person on 11/02/2021. |
Common Stock
|
1,002 |
| 2023-09-25 | Chen Roy T |
Chief Talent Officer |
Tax↓
Filing footnotes — Common Stock (Direct)
Represents shares withheld to cover tax withholding obligations in connection with the vesting of RSUs granted to the Reporting Person on 03/25/2022. |
Common Stock
|
2,025 |
| 2023-09-25 | Bergheim Bjarne |
Director, President and CEO |
Tax↓
Filing footnotes — Common Stock (Direct)
Represents shares withheld to cover tax withholding obligations in connection with the vesting of RSUs granted to the Reporting Person on 03/25/2022. |
Common Stock
|
10,490 |
| 2023-09-25 | Smith Michael John |
Chief Commercial Officer |
Tax↓
Filing footnotes — Common Stock (Direct)
Represents shares withheld to cover tax withholding obligations in connection with the vesting of RSUs granted to the Reporting Person on 03/25/2022. |
Common Stock
|
5,848 |
| 2023-09-25 | Watts Michael Patrick |
Chief Financial Officer |
Tax↓
Filing footnotes — Common Stock (Direct)
Represents shares withheld to cover tax withholding obligations in connection with the vesting of RSUs granted to the Reporting Person on 03/25/2022. |
Common Stock
|
3,824 |
| 2023-09-14 | Chen Roy T |
Chief Talent Officer |
Tax↓
Filing footnotes — Common Stock (Direct)
Represents shares withheld to cover tax withholding obligations in connection with the vesting of RSUs granted to the Reporting Person on 03/14/2023. |
Common Stock
|
4,633 |
| 2023-09-14 | Smith Michael John |
Chief Commercial Officer |
Tax↓
Filing footnotes — Common Stock (Direct)
Represents shares withheld to cover tax withholding obligations in connection with the vesting of RSUs granted to the Reporting Person on 03/14/2023. |
Common Stock
|
9,849 |