SONX · Sonendo, Inc. · Proposed Sales
$25.00
At close · Nov 22
Return incl. dividend (before tax)
Going-concern doubt
— flagged Mar 26, 2025
Substantial doubt about the company's ability to continue as a going concern.
“Without additional financing, the Company will have insufficient liquidity to achieve further commercialization of our products and maintain compliance with our loan covenants. Due to these conditions, there is substantial doubt about the Company's ability to continue as a going concern and, therefore, it may be unable to realize its assets and discharge its liabilities in the normal course of business.”View the 10-K filed Mar 26, 2025
Market Cap
$235,071
Shares
427,401
Volume · Nov 22
18.56K
Avg daily vol (3M)
—
Notices of intent to sell restricted or control shares, filed with the SEC on Form 144 by insiders and affiliates. A Form 144 signals a planned sale — it does not confirm the shares were actually sold.
| Filed | Seller | Relationship | Shares | Approx. Sale | Broker |
|---|---|---|---|---|---|
| 2024-06-17 | Chen Roy T | Officer | 4,527 | 2024-06-17 | APEX CLEARING |
| 2024-06-17 | Bergheim Bjarne | Officer, Director | 23,587 | 2024-06-17 | APEX CLEARING |
| 2024-05-14 | MICHAEL WATTS | Officer | 134,445 | 2024-05-14 | Morgan Stanley Smith Barney LLC Executive Financial Services |
| 2023-12-12 | ROY CHEN | Officer | 15,924 | 2023-12-12 | Morgan Stanley Smith Barney LLC Executive Financial Services |
| 2023-12-05 | ROY CHEN | Officer | 26,445 | 2023-12-05 | Morgan Stanley Smith Barney LLC Executive Financial Services |
| 2023-08-16 | ROY CHEN | Officer | 668 | 2023-08-16 | Morgan Stanley Smith Barney LLC |
| 2023-08-16 | Chen Roy T | Officer | 10,451 | 2023-08-16 | Morgan Stanley Smith Barney |
| 2023-08-02 | Smith Michael John | Officer | 1,062 | 2023-08-03 | Morgan Stanley Smith Barney |
| 2023-08-02 | Watts Michael Patrick | Officer | 1,155 | 2023-08-03 | Morgan Stanley Smith Barney |
| 2023-08-02 | Chen Roy T | Officer | 577 | 2023-08-03 | Morgan Stanley Smith Barney |
| 2023-06-26 | Chen Roy T | Officer | 2,084 | 2023-06-26 | Morgan Stanley Smith Barney |
| 2023-06-26 | Watts Michael Patrick | Officer | 4,033 | 2023-06-26 | Morgan Stanley Smith Barney |
| 2023-06-26 | Smith Michael John | Officer | 6,164 | 2023-06-26 | Morgan Stanley Smith Barney |
| 2023-06-14 | Chen Roy T | Officer | 4,759 | 2023-06-15 | Morgan Stanley Smith Barney |
| 2023-06-14 | Bergheim Bjarne | Officer, Director | 24,756 | 2023-06-15 | Morgan Stanley Smith Barney |
| 2023-06-14 | Smith Michael John | Officer | 10,377 | 2023-06-15 | Morgan Stanley Smith Barney |
| 2023-06-14 | Watts Michael Patrick | Officer | 8,447 | 2023-06-15 | Morgan Stanley Smith Barney |
| 2023-05-02 | Kirkpatrick Andrew J | Officer | 879 | 2023-05-03 | Morgan Stanley Smith Barney |
| 2023-05-02 | Smith Michael John | Officer | 1,036 | 2023-05-03 | Morgan Stanley Smith Barney |
| 2023-05-02 | Watts Michael Patrick | Officer | 1,126 | 2023-05-03 | Morgan Stanley Smith Barney |
Showing 1–20 of 20 filings