TCRT · Alaunos Therapeutics, Inc. · Insider Trading
Substantial doubt about the company's ability to continue as a going concern.
“Based on the current cash forecast and the Company's dependence on its ability to obtain additional financing to fund its operations after the current resources are exhausted, about which there can be no certainty, management has determined that the Company's present capital resources will not be sufficient to fund its planned operations for at least one year from the issuance date of the financial statements which raises substantial doubt as to the Company's ability to continue as a going concern.”View the 10-Q filed Aug 14, 2026
Trades by corporate insiders — officers, directors and holders of more than 10% of the shares — disclosed to the SEC on Forms 4 and 5. Form 3 supplies initial ownership rather than a trade; Form 4 must be filed within two business days of the trade.
| Date | Insider | Role | Type | Security | Shares |
|---|---|---|---|---|---|
| 2026-08-06 | Weis Holger |
Director |
Award↑
Filing footnotes — Common Stock (Direct)
Represents shares of common stock issued in lieu of net salary. |
Common Stock
|
4,363 |
| 2026-07-23 | Weis Holger |
Director |
Award↑
Filing footnotes — Common Stock (Direct)
Represents shares of common stock issued in lieu of net salary. |
Common Stock
|
4,568 |
| 2026-07-23 | Jerman Michael Allen |
Director |
Award↑
Filing footnotes — Common Stock (Direct)
Represents shares of common stock issued in lieu of board fees. |
Common Stock
|
8,138 |
| 2026-07-23 | Postma Robert W |
Director |
Award↑
Filing footnotes — Common Stock (Direct)
Represents shares of common stock issued in lieu of board fees. |
Common Stock
|
8,463 |
| 2026-07-23 | Vieser Jaime |
Director |
Award↑
Filing footnotes — Common Stock (Direct)
Represents shares of common stock issued in lieu of board fees. |
Common Stock
|
8,789 |
| 2026-06-30 | Weis Holger |
Director |
Award↑
Filing footnotes — Common Stock (Direct)
Represents shares of common stock issued in lieu of net salary. |
Common Stock
|
3,880 |
| 2026-06-12 | Weis Holger |
Director |
Award↑
Filing footnotes — Common Stock (Direct)
Represents shares of common stock issued in lieu of net salary. |
Common Stock
|
7,761 |
| 2026-05-22 | Weis Holger |
Director |
Award↑
Filing footnotes — Common Stock (Direct)
Represents shares of common stock issued in lieu of net salary. |
Common Stock
|
3,700 |
| 2026-04-29 | Jerman Michael Allen |
Director |
Award↑
Filing footnotes — Common Stock (Direct)
Represents shares of common stock issued in lieu of board fees. |
Common Stock
|
6,032 |
| 2026-04-29 | Postma Robert W |
Director |
Award↑
Filing footnotes — Common Stock (Direct)
Represents shares of common stock issued in lieu of board fees. |
Common Stock
|
6,274 |
| 2026-04-29 | Vieser Jaime |
Director |
Award↑
|
Common Stock
|
6,515 |
| 2026-01-12 | Jerman Michael Allen |
Director |
Award↑
Filing footnotes — Common Stock (Direct)
Represents shares of common stock issued in lieu of board fees. |
Common Stock
|
5,406 |
| 2026-01-12 | Postma Robert W |
Director |
Award↑
Filing footnotes — Common Stock (Direct)
Represents shares of common stock issued in lieu of board fees. |
Common Stock
|
5,622 |
| 2026-01-12 | Vieser Jaime |
Director |
Award↑
|
Common Stock
|
5,839 |
| 2025-11-21 | Postma Robert W |
Director |
Award↑
Filing footnotes — Common Stock (Direct)
Represents shares of common stock issued in lieu of board fees. |
Common Stock
|
5,142 |
| 2025-11-21 | Vieser Jaime |
Director |
Award↑
Filing footnotes — Common Stock (Direct)
Represents shares of common stock issued in lieu of board fees. |
Common Stock
|
5,340 |
| 2025-11-21 | Jerman Michael Allen |
Director |
Award↑
Filing footnotes — Common Stock (Direct)
Represents shares of common stock issued in lieu of board fees. |
Common Stock
|
4,183 |
| 2025-08-18 | Groenewald Ferdinand |
Vice President of Finance |
Award↑
Filing footnotes — Employee Stock Option (right to buy) (Direct)
One-sixteenth of the shares underlying the option vest in equal quarterly installments measured from August 18, 2025, with the first vesting occurring on November 18, 2025 subject to the Reporting Person's continued service through each vesting date. |
Employee Stock Option (right to buy)
|
4,000 |
| 2025-08-18 | Weis Holger |
Director |
Award↑
Filing footnotes — Employee Stock Option (right to buy) (Direct)
These options are fully vested as of August 18, 2025. |
Employee Stock Option (right to buy)
|
13,676 |
| 2025-08-18 | Groenewald Ferdinand |
Vice President of Finance |
Award↑
|
Common Stock
|
10,775 |
| 2025-07-15 | Jerman Michael Allen |
Director |
Award↑
Filing footnotes — Employee Stock Option (right to buy) (Direct)
One-twelfth of the Option vests each month on the monthly anniversary of July 15, 2025, with any amount that remains unvested on the date immediately preceding the Company's 2026 annual general meeting of stockholders vesting thereon. Vesting shall accelerate in full upon Optionholder's death or Disability or a Change of Control. |
Employee Stock Option (right to buy)
|
3,200 |
| 2025-07-15 | Jerman Michael Allen |
Director |
Award↑
Filing footnotes — Employee Stock Option (right to buy) (Direct)
One-thirty sixth of the shares underlying the option vest in equal monthly installments measured from December 29, 2023, with the first vesting occurring on January 29, 2024, subject to the Reporting Person's continued service through each such date. |
Employee Stock Option (right to buy)
|
10,000 |
| 2025-07-03 | Postma Robert W |
Director |
Award↑
Filing footnotes — Employee Stock Option (right to buy) (Direct)
One-twelfth of the Option vests each month on the monthly anniversary of July 3, 2025, with any amount that remains unvested on the date immediately preceding the Company's 2026 annual general meeting of stockholders vesting thereon. |
Employee Stock Option (right to buy)
|
6,400 |
| 2025-07-03 | Vieser Jaime |
Director |
Award↑
Filing footnotes — Employee Stock Option (right to buy) (Direct)
One-twelfth of the Option vests each month on the monthly anniversary of July 3, 2025, with any amount that remains unvested on the date immediately preceding the Company's 2026 annual general meeting of stockholders vesting thereon. |
Employee Stock Option (right to buy)
|
6,400 |
| 2025-07-03 | Vieser Jaime |
Director |
Award↑
Filing footnotes — Common Stock (Direct)
Represents a grant of restricted stock units (RSUs) which immediately vested upon grant. After the reported acquisition of the RSUs, the reporting person owned in aggregate 21,159 shares of common stock (17,759 previously owned shares, plus the instant grant of 3,400 RSUs). |
Common Stock
|
3,400 |
| 2025-07-03 | Postma Robert W |
Director |
Award↑
Filing footnotes — Common Stock (Direct)
Represents a grant of restricted stock units (RSUs) which immediately vested upon grant. After the reported acquisition of the RSUs, the reporting person owned in aggregate 33,133 shares of common stock (29,083 previously owned shares, plus the instant grant of 4,034 RSUs). |
Common Stock
|
4,050 |
| 2025-07-02 | Weis Holger |
Director |
Award↑
Filing footnotes — Employee Stock Option (right to buy) (Direct)
25% of this grant will vest and become exercisable immediately upon grant and the remaining balance shall vest in substantially equal quarterly installments over a three year period commencing on the Start Date with the first vesting date being October 2, 2025, subject to holder's continuous employment through each vesting date. This option grant shall be subject to the terms and conditions of the Company's 2020 Equity Incentive Plan and a Stock Option Agreement. |
Employee Stock Option (right to buy)
|
130,000 |
| 2025-06-24 | Vieser Jaime |
Director |
Buy↑
Filing footnotes — Series A-2 Convertible Preferred Stock (Direct)
The preferred stock is perpetual and therefore has no expiration date. |
Series A-2 Convertible Preferred Stock
|
250 |
| 2025-06-24 | Postma Robert W |
Director |
Buy↑
Filing footnotes — Series A-2 Convertible Preferred Stock (Indirect)
The preferred stock is perpetual and therefore has no expiration date. The shares are directly held by WaterMill Asset Management Corp. ("WaterMill"). The Reporting Person serves as the principal of WaterMill. |
Series A-2 Convertible Preferred Stock
(I)
|
600 |
| 2025-04-13 | Postma Robert W |
Director |
Award↑
|
Common Stock
|
20,804 |
| 2025-04-13 | Postma Robert W |
Director |
Award↑
|
Common Stock
|
20,804 |
| 2025-04-13 | Weis Holger |
Director |
Award↑
Filing footnotes — Employee Stock Option (right to buy) (Direct)
These options are fully vested as of April 13, 2025. |
Employee Stock Option (right to buy)
|
10,904 |
| 2025-04-13 | Vieser Jaime |
Director |
Award↑
Filing footnotes — Common Stock (Direct)
Represents a grant of restricted stock units which immediately vested upon grant. |
Common Stock
|
17,465 |
| 2025-04-11 | Postma Robert W |
Director |
Buy↑
Filing footnotes — Series A-1 Convertible Preferred Stock (Indirect)
The preferred stock is perpetual and therefore has no expiration date. The reporting person disclaims beneficial ownership of these equity securities to the extent that after giving effect of the conversion of the preferred stock and the underlying common stock issuance, the reporting person would beneficially own in the aggregate in excess of 4.99% of the outstanding shares immediately after giving effect to such conversion or issuance. The shares are directly held by WaterMill Asset Management Corp. ("WaterMill"). The Reporting Person serves as the principal of WaterMill. |
Series A-1 Convertible Preferred Stock
(I)
|
500 |
| 2025-04-11 | Postma Robert W |
Director |
Buy↑
Filing footnotes — Series A-1 Convertible Preferred Stock (Indirect)
The preferred stock is perpetual and therefore has no expiration date. The reporting person disclaims beneficial ownership of these equity securities to the extent that after giving effect of the conversion of the preferred stock and the underlying common stock issuance, the reporting person would beneficially own in the aggregate in excess of 4.99% of the outstanding shares immediately after giving effect to such conversion or issuance. The shares are directly held by WaterMill Asset Management Corp. ("WaterMill"). The Reporting Person serves as the principal of WaterMill. |
Series A-1 Convertible Preferred Stock
(I)
|
500 |
| 2025-03-29 | Hogue Dale Curtis Jr. |
Director, See Remarks |
Award↑
Filing footnotes — Employee Stock Option (right to buy) (Direct)
One-sixth of the shares underlying the option vest in equal monthly installments measured from March 29, 2025, with the first vesting occurring on April 29, 2025 subject to the Reporting Person's continued service through each vesting date. |
Employee Stock Option (right to buy)
|
3,000 |
| 2025-03-29 | Groenewald Ferdinand |
Vice President of Finance |
Award↑
Filing footnotes — Employee Stock Option (right to buy) (Direct)
One-sixteenth of the shares underlying the option vest in equal quarterly installments measured from March 29, 2025, with the first vesting occurring on June 29, 2025 subject to the Reporting Person's continued service through each vesting date. |
Employee Stock Option (right to buy)
|
3,000 |
| 2025-03-29 | Lackey Melinda |
Legal & Administration |
Award↑
Filing footnotes — Employee Stock Option (right to buy) (Direct)
One-sixteenth of the shares underlying the option vest in equal quarterly installments measured from March 29, 2025, with the first vesting occurring on June 29, 2025 subject to the Reporting Person's continued service through each vesting date. |
Employee Stock Option (right to buy)
|
1,000 |
| 2024-12-31 | Vieser Jaime |
Director |
Sell↓
|
Common Stock
|
818 |
| 2024-12-31 | Vieser Jaime |
Director |
Sell↓
|
Common Stock
|
2,182 |
| 2024-08-14 | Groenewald Ferdinand |
Vice President of Finance |
Award↑
Filing footnotes — Employee Stock Option (right to buy) (Direct)
One-sixteenth of the shares underlying the option vest in equal quarterly installments measured from August 14, 2024, with the first vesting occurring on November 14, 2024 subject to the Reporting Person's continued service through each vesting date. |
Employee Stock Option (right to buy)
|
1,500 |
| 2024-08-14 | Lackey Melinda |
Legal & Administration |
Award↑
Filing footnotes — Employee Stock Option (right to buy) (Direct)
One-sixteenth of the shares underlying the option vest in equal quarterly installments measured from August 14, 2024, with the first vesting occurring on November 14, 2024 subject to the Reporting Person's continued service through each vesting date. |
Employee Stock Option (right to buy)
|
1,500 |
| 2024-06-06 | Vieser Jaime |
Director |
Award↑
Filing footnotes — Employee Stock Option (right to buy) (Direct)
One-twelfth of the Option vests each month on the monthly anniversary of June 6, 2024, with any amount that remains unvested on the date immediately preceding the Company's 2025 annual general meeting of stockholders vesting thereon. |
Employee Stock Option (right to buy)
|
12,800 |
| 2024-06-06 | Weis Holger |
Director |
Award↑
Filing footnotes — Employee Stock Option (right to buy) (Direct)
One-twelfth of the Option vests each month on the monthly anniversary of June 6, 2024, with any amount that remains unvested on the date immediately preceding the Company's 2025 annual general meeting of stockholders vesting thereon. |
Employee Stock Option (right to buy)
|
19,200 |
| 2024-06-06 | Postma Robert W |
Director |
Award↑
Filing footnotes — Employee Stock Option (right to buy) (Direct)
One-twelfth of the Option vests each month on the monthly anniversary of June 6, 2024, with any amount that remains unvested on the date immediately preceding the Company's 2025 annual general meeting of stockholders vesting thereon. |
Employee Stock Option (right to buy)
|
12,800 |
| 2024-06-06 | Hofmeister Robert |
Director |
Award↑
Filing footnotes — Employee Stock Option (right to buy) (Direct)
One-twelfth of the Option vests each month on the monthly anniversary of June 6, 2024, with any amount that remains unvested on the date immediately preceding the Company's 2025 annual general meeting of stockholders vesting thereon. |
Employee Stock Option (right to buy)
|
12,800 |
| 2024-06-06 | Weis Holger |
Director |
Award↑
Filing footnotes — Employee Stock Option (right to buy) (Direct)
These options are fully vested as of June 6, 2024. |
Employee Stock Option (right to buy)
|
4,524 |
| 2024-01-20 | Hogue Dale Curtis Jr. |
Director, See Remarks |
Award↑
Filing footnotes — Employee Stock Option (right to buy) (Direct)
In twelve equal monthly installments measured from January 20, 2024, with the first vesting occurring on February 20, 2024, subject to the Reporting Person's continued service through each such date. |
Employee Stock Option (right to buy)
|
600,000 |
| 2023-12-29 | Hogue Dale Curtis Jr. |
Director, See Remarks |
Award↑
Filing footnotes — Employee Stock Option (right to buy) (Direct)
One-thirty sixth of the shares underlying the option vest in equal monthly installments measured from December 29, 2023, with the first vesting occurring on January 29, 2024, subject to the Reporting Person's continued service through each such date. |
Employee Stock Option (right to buy)
|
150,000 |
| 2023-12-29 | Hogue Dale Curtis Jr. |
Director, See Remarks |
Award↑
Filing footnotes — Employee Stock Option (right to buy) (Direct)
In five equal monthly installments measured from December 29, 2023, with the first vesting occurring on January 29, 2024, subject to the Reporting Person's continued service through each such date. |
Employee Stock Option (right to buy)
|
41,667 |