TLPH · Talphera, Inc. · Shareholders & Ownership
$1.07
+0.00 (+0.00%)
At close · Oct 21
Return incl. dividend (before tax)
Going-concern doubt
— flagged Aug 12, 2026
Substantial doubt about the company's ability to continue as a going concern.
“The Company has incurred recurring operating losses and negative cash flows from operating activities since inception and expects to continue to incur operating losses and negative cash flows in the future. These conditions raise substantial doubt about the Company's ability to continue as a going concern.”View the 10-Q filed Aug 12, 2026
Market Cap
$56.58M
Shares
51.91M
Volume · Oct 21
38.41K
Avg daily vol (3M)
187.27K
Every disclosed holder of TLPH in one list: 13F institutions, Schedule 13D and 13G filers, insiders (Forms 3, 4 and 5) and registered funds, each from its own latest filing. Holders nest by CIK and SEC reporting links, never by name, and each is summed once.
Who Owns TLPH
13F quarter Sep 30, 2026, combined view: filers that have not filed yet carry their Jun 30, 2026 positions| Holder group | Shares | % Out |
|---|---|---|
| Institutional (13F) | 23,873,558 | 45.99% |
| Insiders (Forms 3, 4, 5) | 10,217,867 | 19.69% |
| 13D/G-only blocks | 6,798,292 | 13.10% |
| Remaining | 11,016,079 | 21.22% |
| Registered funds (N-PORT, not summed) | 1,042,789 | 2.01% |
Shares outstanding: 51,905,796, the issuer's latest cover-page count restated onto today's split basis.
13D/G-only counts each filer's latest 13D or 13G that no 13F report of the listing contains, that names no 13F filer and that no counted insider files. Funds are never summed: their shares sit inside their advisers' 13F reports.
Holders of TLPH
| # | Holder | Shares | As of | Notes |
|---|---|---|---|---|
| 1 |
|
9,090,909 | ||
| 1.1 |
|
9,090,909 | ||
| 2 |
Rosalind Advisors, Inc.
13F
CIK 1622627 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
5,169,501 | ||
| 2.1 |
Rosalind Advisors, Inc.
13G
CIK 1622627 · Unknown · Jun 30, 2026
Rule 13d-1(d), exempt investor, not summed
|
12,913,182 | ||
| 3 |
Orin Hirschman
13G
CIK 1131362 · Investment adviser · Dec 31, 2025
Rule 13d-1(b), qualified institution
|
4,661,502 | ||
| 4 |
AIGH Capital Management LLC
13F
CIK 1835943 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
4,601,502 | ||
| 5 |
Rock Springs Capital Management LP
13F
CIK 1595725 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
3,589,186 | ||
| 6 |
Nantahala Capital Management, LLC
13F
CIK 1472322 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
3,492,519 | ||
| 7 |
Bleichroeder LP
13F
CIK 1781002 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
1,307,787 | ||
| 8 |
|
1,246,444 | ||
| 9 |
ARMISTICE CAPITAL, LLC
13G
CIK 1601086 · Registered investment adviser · Dec 31, 2023
Rule 13d-1(b), qualified institution
|
890,346 | ||
| 10 |
CANTOR FITZGERALD, L. P.
13F
CIK 1024896 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
887,481 | ||
| 11 |
|
790,767 | ||
| 12 |
Dauntless Investment Group, LLC
13F
CIK 2044285 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
746,051 | ||
| 13 |
VANGUARD CAPITAL MANAGEMENT LLC
13F
CIK 2100119 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
701,877 | ||
| 14 |
Caption Management, LLC
13F
CIK 1706766 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
514,969 | ||
| 15 |
Almitas Capital LLC
13F
CIK 1596468 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
467,152 | ||
| 16 |
VANGUARD EXTENDED MARKET INDEX FUND
Fund
S000002841 · Registered fund · Jun 30, 2026
VANGUARD INDEX FUNDS, not summed
|
440,104 | ||
| 17 |
GEODE CAPITAL MANAGEMENT, LLC
13F
CIK 1214717 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
429,062 | ||
| 18 |
Shay Capital LLC
13F
CIK 1723643 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
405,764 | ||
| 19 |
VANGUARD TOTAL STOCK MARKET INDEX FUND
Fund
S000002848 · Registered fund · Jun 30, 2026
VANGUARD INDEX FUNDS, not summed
|
261,773 | ||
| 20 |
VANGUARD FIDUCIARY TRUST CO
13F
CIK 933478 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
222,372 | ||
| 21 |
GSA CAPITAL PARTNERS LLP
13F
CIK 1362033 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
209,355 | ||
| 22 |
Fidelity Extended Market Index Fund
Fund
S000006021 · Registered fund · May 31, 2026
Fidelity Concord Street Trust, not summed
|
208,775 | ||
| 23 |
DIADEMA PARTNERS LP
13F
CIK 2026172 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
153,563 | ||
| 24 |
|
129,916 | ||
| 25 |
RENAISSANCE TECHNOLOGIES LLC
13F
CIK 1037389 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
113,300 | ||
| 26 |
Mariner, LLC
13F
CIK 1373442 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
100,000 | ||
| 27 |
BlackRock, Inc.
13F
CIK 2012383 · Holding company · Jun 30, 2026
carried, not yet filed for the newest quarter
|
91,548 | ||
| 28 |
NORTHERN TRUST CORP
13F
CIK 73124 · Bank · Jun 30, 2026
carried, not yet filed for the newest quarter
|
88,296 | ||
| 29 |
|
85,879 | ||
| 30 |
Values First Advisors, Inc.
13F
CIK 1913608 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
79,685 | ||
| 31 |
|
76,542 | ||
| 32 |
SUSQUEHANNA INTERNATIONAL GROUP, LLP
13F
CIK 1446194 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
75,691 | ||
| 33 |
|
71,440 | ||
| 34 |
Fidelity Total Market Index Fund
Fund
S000006026 · Registered fund · May 31, 2026
Fidelity Concord Street Trust, not summed
|
63,382 | ||
| 35 |
Fidelity Series Total Market Index Fund
Fund
S000065248 · Registered fund · May 31, 2026
Fidelity Concord Street Trust, not summed
|
52,389 | ||
| 36 |
Universal- Beteiligungs- und Servicegesellschaft mbH
13F
CIK 2057170 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
50,000 | ||
| 37 |
Persistent Asset Partners Ltd
13F
CIK 2056052 · Exempt reporting adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
38,968 | ||
| 38 |
Vanguard Global Advisers, LLC
13F
CIK 1811242 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
29,661 | ||
| 39 |
GOLDMAN SACHS GROUP INC
13F
CIK 886982 · Holding company · Jun 30, 2026
carried, not yet filed for the newest quarter
|
28,435 | ||
| 40 |
XTX Topco Ltd
13F
CIK 1828301 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
28,194 | ||
| 41 |
|
22,709 | ||
| 42 |
|
22,182 | ||
| 43 |
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC
13F
CIK 1632972 · Unknown · Sep 30, 2026
|
20,000 | ||
| 44 |
Fidelity Nasdaq Composite Index Fund
Fund
S000055366 · Registered fund · May 31, 2026
Fidelity Concord Street Trust, not summed
|
16,366 | ||
| 45 |
TWO SIGMA SECURITIES, LLC
13F
CIK 1450144 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
15,788 | ||
| 46 |
STEPHENS INC /AR/
13F
CIK 757657 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
15,133 | ||
| 47 |
|
14,147 | ||
| 48 |
|
13,959 | ||
| 49 |
|
13,959 | ||
| 50 |
|
13,647 |
Shares are restated onto today's split basis. Change compares each row with the same holder's previous filing in the same source; a dash means there is none to compare. Nested 13D/G, insider and fund rows are not summed, since a 13F report already holds them.
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