WHF · WhiteHorse Finance, Inc. · Shareholders & Ownership
Market Cap
$161.50M
Shares
21.48M
Volume · Oct 20
98.94K
Avg daily vol (3M)
80.76K
Every disclosed holder of WHF in one list: 13F institutions, Schedule 13D and 13G filers, insiders (Forms 3, 4 and 5) and registered funds, each from its own latest filing. Holders nest by CIK and SEC reporting links, never by name, and each is summed once.
Who Owns WHF
13F quarter Sep 30, 2026, combined view: filers that have not filed yet carry their Jun 30, 2026 positions| Holder group | Shares | % Out |
|---|---|---|
| Institutional (13F) | 3,337,564 | 15.54% |
| Insiders (Forms 3, 4, 5) | 467,890 | 2.18% |
| 13D/G-only blocks | 8,413,932 | 39.18% |
| Remaining | 9,257,085 | 43.10% |
| Registered funds (N-PORT, not summed) | 150,906 | 0.70% |
Shares outstanding: 21,476,471, the issuer's latest cover-page count restated onto today's split basis.
13D/G-only counts each filer's latest 13D or 13G that no 13F report of the listing contains, that names no 13F filer and that no counted insider files. Funds are never summed: their shares sit inside their advisers' 13F reports.
Holders of WHF
| # | Holder | Shares | As of | Notes |
|---|---|---|---|---|
| 1 |
Anthony Tamer
13D
CIK 1050045 · May 29, 2024
|
4,437,674 | ||
| 2 |
Sami Mnaymneh
13D
CIK 1050046 · May 29, 2024
|
3,976,258 | ||
| 3 |
Lalia Capital, LLC
13F
CIK 2106818 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
712,769 | ||
| 4 |
TWO SIGMA INVESTMENTS, LP
13F
CIK 1179392 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
430,600 | ||
| 5 |
Ethos Financial Group, LLC
13F
CIK 1954242 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
360,532 | ||
| 6 |
|
313,890 | ||
| 7 |
CastleKnight Management LP
13F
CIK 1835751 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
205,656 | ||
| 8 |
BANK OF AMERICA CORP /DE/
13F
CIK 70858 · Bank · Jun 30, 2026
carried, not yet filed for the newest quarter
|
185,006 | ||
| 9 |
Legal & General Group Plc
13F
CIK 764068 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
174,879 | ||
| 10 |
|
127,000 | ||
| 11 |
BANK OF MONTREAL /CAN/
13F
CIK 927971 · Bank · Jun 30, 2026
carried, not yet filed for the newest quarter
|
114,842 | ||
| 12 |
Alternative Credit Income Fund
Fund
· Registered fund · Jun 30, 2026
Alternative Credit Income Fund, not summed
|
107,328 | ||
| 13 |
RAYMOND JAMES FINANCIAL INC
13F
CIK 720005 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
105,501 | ||
| 14 |
Blue Trust, Inc.
13F
CIK 1856022 · Unknown · Sep 30, 2026
|
100,601 | ||
| 15 |
Trexquant Investment LP
13F
CIK 1633445 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
90,532 | ||
| 16 |
LPL Financial LLC
13F
CIK 1403438 · Broker-dealer · Jun 30, 2026
carried, not yet filed for the newest quarter
|
75,986 | ||
| 17 |
BlackRock, Inc.
13F
CIK 2012383 · Holding company · Jun 30, 2026
carried, not yet filed for the newest quarter
|
71,135 | ||
| 18 |
Sound Income Strategies, LLC
13F
CIK 1730960 · Registered investment adviser · Sep 30, 2026
|
60,380 | ||
| 19 |
|
57,392 | ||
| 20 |
MARSHALL WACE, LLP
13F
CIK 1318757 · Exempt reporting adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
55,073 | ||
| 21 |
BASSO CAPITAL MANAGEMENT, L.P.
13F
CIK 1287978 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
52,500 | ||
| 22 |
Cambridge Investment Research Advisors, Inc.
13F
CIK 1419186 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
45,609 | ||
| 23 |
Closed-End Fund Advisors, Inc.
13F
CIK 2103520 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
44,996 | ||
| 24 |
O'SHAUGHNESSY ASSET MANAGEMENT, LLC
13F
CIK 1423442 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
44,403 | ||
| 25 |
GABLES CAPITAL MANAGEMENT INC.
13F
CIK 1740839 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
43,865 | ||
| 26 |
Virtus Investment Advisers, LLC
13F
CIK 19481 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
41,578 | ||
| 26.1 |
Virtus Private Credit Strategy ETF
Fund
S000064727 · Registered fund · Jul 31, 2026
ETFis Series Trust I, not summed
|
41,578 | ||
| 27 |
Snowden Capital Advisors LLC
13F
CIK 1903055 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
30,473 | ||
| 28 |
DIMENSION CAPITAL MANAGEMENT LLC
13F
CIK 1041773 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
28,337 | ||
| 29 |
CANADA LIFE ASSURANCE Co
13F
CIK 1046192 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
25,023 | ||
| 30 |
|
25,000 | ||
| 31 |
Vident Advisory, LLC
13F
CIK 1744347 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
24,281 | ||
| 32 |
SUSQUEHANNA INTERNATIONAL GROUP, LLP
13F
CIK 1446194 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
22,208 | ||
| 33 |
NOMURA HOLDINGS INC
13F
CIK 1163653 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
20,000 | ||
| 34 |
Stonebridge Financial Group, LLC/CA
13F
CIK 2142299 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
18,915 | ||
| 35 |
NewEdge Wealth, LLC
13F
CIK 1861796 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
17,408 | ||
| 36 |
Powell Investment Advisors, LLC
13F
CIK 1802195 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
12,033 | ||
| 37 |
Northstar Advisory Group, LLC
13F
CIK 1816000 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
11,777 | ||
| 38 |
NORDEN GROUP LLC
13F
CIK 1990699 · Registered investment adviser · Sep 30, 2026
|
11,000 | ||
| 39 |
LSV ASSET MANAGEMENT
13F
CIK 1050470 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
9,900 | ||
| 40 |
BI Asset Management Fondsmaeglerselskab A/S
13F
CIK 1778131 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
6,276 | ||
| 41 |
ROYAL BANK OF CANADA
13F
CIK 1000275 · Bank · Jun 30, 2026
carried, not yet filed for the newest quarter
|
5,735 | ||
| 42 |
MORGAN STANLEY
13F
CIK 895421 · Holding company · Jun 30, 2026
carried, not yet filed for the newest quarter
|
5,407 | ||
| 43 |
Ancora Advisors LLC
13F
CIK 1446114 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
3,000 | ||
| 44 |
OSAIC HOLDINGS, INC.
13F
CIK 1677044 · Holding company · Jun 30, 2026
carried, not yet filed for the newest quarter
|
2,871 | ||
| 45 |
HIGHLINE WEALTH PARTNERS LLC
13F
CIK 2042654 · Registered investment adviser · Sep 30, 2026
|
2,223 | ||
| 46 |
Blackstone Alternative Multi-Strategy Fund
Fund
S000045538 · Registered fund · Jun 30, 2026
Blackstone Alternative Investment Funds, not summed
|
2,000 | ||
| 47 |
|
2,000 | ||
| 48 |
JPMORGAN CHASE & CO
13F
CIK 19617 · Bank · Jun 30, 2026
carried, not yet filed for the newest quarter
|
1,937 | ||
| 49 |
SIMPLEX TRADING, LLC
13F
CIK 1488542 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
1,494 | ||
| 50 |
GROUP ONE TRADING LLC
13F
CIK 932540 · Broker-dealer · Jun 30, 2026
carried, not yet filed for the newest quarter
|
1,152 |
Shares are restated onto today's split basis. Change compares each row with the same holder's previous filing in the same source; a dash means there is none to compare. Nested 13D/G, insider and fund rows are not summed, since a 13F report already holds them.
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