WHF · WhiteHorse Finance, Inc. · Holdings

$6.87 -0.14 (-1.93%)

Market Cap

$151.19M

21.48M

Volume · Oct 7 23.04K Avg daily vol (3M) 73.9K

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP →

Some SEC filings for this period have not finished importing. Holder totals and changes may be incomplete; these filings remain queued for recovery.

Quarter:

Holders: 51

Total Value: $22,498,799

Total Shares: 3,358,033

Institutional Ownership Trend

26 quarters

Holder Concentration

Across 51 13F filers · Δ vs Mar 31, 2026

Top Holder

21.2%

+1.2 pts

Top 5

56.4%

+2.8 pts

Top 10

73.7%

+4.8 pts

HHI

898

Broadly held+92

Quarterly Activity

vs Mar 31, 2026

New

Increased

Decreased

Sold Out

Unchanged

Holder count: +1

Institutional value: -11.7%

Shares held: -2.5%

Top Buyers

vs Mar 31, 2026

Institution	Added	Now Holds
Mid Ethos Financial Group, LLC	+116,592	360,532
Mega RAYMOND JAMES FINANCIAL INC	+83,075	105,501
Large O'SHAUGHNESSY ASSET MANAGEMENT, LLC	+27,505	44,403
Mega UBS Group AG	+25,857	57,392
Small Lalia Capital, LLC	+23,664	712,769

Top Sellers

vs Mar 31, 2026

Institution	Sold	Now Holds
Mid CastleKnight Management LP	−86,800	205,656
Large BI Asset Management Fondsmaeglerselskab A/S	−42,211	6,276
Mega MORGAN STANLEY	−29,589	5,407
Mega MARSHALL WACE, LLP	−21,193	55,073
Small Virtus Investment Advisers, LLC	−18,988	41,578

Top New Positions

vs Mar 31, 2026

Institution	Acquired	Value (USD)
Large NOMURA HOLDINGS INC	20,000	$134,000
Small Stonebridge Financial Group, LLC/CA	18,915	$126,730
Small HIGHLINE WEALTH PARTNERS LLC	3,270	$21,909
Mega JPMORGAN CHASE & CO	1,937	$12,977
Mid GROUP ONE TRADING LLC	1,152	$7,718

Top Sold-Out Positions

vs Mar 31, 2026

Institution	Previously Held	Last Value (USD)
Mega VICTORY CAPITAL MANAGEMENT INC	63,291	$468,353
Mid Advisors Asset Management, Inc.	60,824	$450,097
Mid Campbell & CO Investment Adviser LLC	25,836	$191,186
Mid TWO SIGMA SECURITIES, LLC	17,337	$128,293
Mid Advisory Services Network, LLC	3,728	$27,587

Filter: New 9 Increased 15 Reduced 17 Sold out 8 Unchanged 10

Showing 51 of 51

All Common Calls Puts

Compact Export CSV

Holder

Value (USD)

% of 13F

Lalia Capital, LLC

$4,775,552

21.23%

712,769

TWO SIGMA INVESTMENTS, LP

$2,885,020

12.82%

430,600

Ethos Financial Group, LLC

$2,415,564

10.74%

360,532

CastleKnight Management LP

$1,377,895

6.12%

205,656

BANK OF AMERICA CORP /DE/

$1,239,540

5.51%

185,006

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BANK OF AMERICA NA	185,006	$1,239,540	100.0%	Defined

Legal & General Group Plc

$1,171,689

5.21%

174,879

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Legal & General Investment Management Ltd	174,879	$1,171,689	100.0%	Defined

BANK OF MONTREAL /CAN/

$769,441

3.42%

114,842

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BMO Bank N.A.	114,842	$769,441	100.0%	Defined

RAYMOND JAMES FINANCIAL INC

$706,856

3.14%

105,501

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RAYMOND JAMES & ASSOCIATES	100,805	$675,393	95.5%	Defined
Raymond James Financial Services Advisors, Inc.	4,696	$31,463	4.5%	Defined

Blue Trust, Inc.

$640,526

2.85%

95,601

Trexquant Investment LP

$606,564

2.70%

90,532

LPL Financial LLC

$509,106

2.26%

75,986

BlackRock, Inc.

$476,604

2.12%

71,135

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BlackRock Asset Management Ireland Ltd	71,135	$476,604	100.0%	Sole

Sound Income Strategies, LLC

$475,659

2.11%

70,994

UBS Group AG

$384,525

1.71%

57,392

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Financial Services Inc	26,824	$179,720	46.7%	Defined
UBS AG	26,036	$174,441	45.4%	Defined
UBS Securities LLC	4,532	$30,364	7.9%	Defined

MARSHALL WACE, LLP

$368,988

1.64%

55,073

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Marshall Wace North America L.P. joint	55,073	$368,988	100.0%	Other

BASSO CAPITAL MANAGEMENT, L.P.

$351,750

1.56%

52,500

Cambridge Investment Research Advisors, Inc.

$305,580

1.36%

45,609

Closed-End Fund Advisors, Inc.

$301,473

1.34%

44,996

O'SHAUGHNESSY ASSET MANAGEMENT, LLC

$297,500

1.32%

44,403

GABLES CAPITAL MANAGEMENT INC.

$293,895

1.31%

43,865

Virtus Investment Advisers, LLC

$278,572

1.24%

41,578

Snowden Capital Advisors LLC

$204,169

0.91%

30,473

DIMENSION CAPITAL MANAGEMENT LLC

$189,857

0.84%

28,337

CANADA LIFE ASSURANCE Co

$167,654

0.75%

25,023

Vident Advisory, LLC

$162,682

0.72%

24,281

SUSQUEHANNA INTERNATIONAL GROUP, LLP

$148,793

0.66%

22,208

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	22,208	$148,793	100.0%	Other

NOMURA HOLDINGS INC

$134,000

0.60%

20,000

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
NOMURA GLOBAL FINANCIAL PRODUCTS INC	20,000	$134,000	100.0%	Defined

Stonebridge Financial Group, LLC/CA

$126,730

0.56%

18,915

NewEdge Wealth, LLC

$116,633

0.52%

17,408

CITADEL ADVISORS LLC

$92,460

0.41%

13,800

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	13,800	$92,460	100.0%	Defined

Powell Investment Advisors, LLC

$80,621

0.36%

12,033

Northstar Advisory Group, LLC

$78,905

0.35%

11,777

NORDEN GROUP LLC

$73,700

0.33%

11,000

LSV ASSET MANAGEMENT

$66,330

0.29%

9,900

BI Asset Management Fondsmaeglerselskab A/S

$42,049

0.19%

6,276

ROYAL BANK OF CANADA

$38,424

0.17%

5,735

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RBC Capital Markets, LLC	5,735	$38,424	100.0%	Defined

MORGAN STANLEY

$36,226

0.16%

5,407

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY SMITH BARNEY LLC	5,407	$36,226	100.0%	Defined

HIGHLINE WEALTH PARTNERS LLC

$21,909

0.10%

3,270

Ancora Advisors LLC

$20,100

0.09%

3,000

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
ANCORA PRIVATE WEALTH ADVISORS, LLC	3,000	$20,100	100.0%	Sole

OSAIC HOLDINGS, INC.

$19,235

0.09%

2,871

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
OSAIC WEALTH, INC.	2,861	$19,168	99.7%	Defined
Osaic Advisory Services, LLC	10	$67	0.3%	Defined

JPMORGAN CHASE & CO

$12,977

0.06%

1,937

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
JPMorgan Chase Bank, N.A.	1,937	$12,977	100.0%	Defined

SIMPLEX TRADING, LLC

$10,009

0.04%

1,494

GROUP ONE TRADING LLC

$7,718

0.03%

1,152

BNP PARIBAS ARBITRAGE, SA

$5,956

0.03%

889

Farther Finance Advisors, LLC

$5,192

0.02%

775

WELLS FARGO & COMPANY/MN

$1,708

0.01%

255

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
WELLS FARGO CLEARING SERVICES, LLC	255	$1,708	100.0%	Defined

INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC

$1,340

0.01%

200

JFS WEALTH ADVISORS, LLC

$569

0.00%

Hilton Head Capital Partners, LLC

$435

0.00%

Steward Partners Investment Advisory, LLC

$93

0.00%

Caitong International Asset Management Co., Ltd

$26

0.00%

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
ROCKEFELLER FINANCIAL LLC	1,100	$8,140	100.0%	Defined

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