CF · Canaccord Genuity Group Inc. · Insider Trading
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Transactions in Canaccord Genuity Group Inc. securities by its insiders (directors, officers and significant shareholders) as filed on SEDI, the Canadian Securities Administrators' insider disclosure system.
Insider transactions
Insider transactions as filed on SEDI, each amended transaction at its newest amendment only. Capture began with about the year before its first read and grows daily, so older history is not included. Amounts are signed (negative for a disposition) and counted in the units of the security named, which may be options, share units or warrants rather than shares. Prices are in the stated currency. Holding after is the insider's balance of that security after the transaction, as filed.
| Transaction date | Insider | Transaction | Security | Amount | Price | Holding after | Filed |
|---|---|---|---|---|---|---|---|
| 2026-09-30 | Lyons, Terrence Allan Director of Issuer | Grant of rights | Rights Director Deferred Share Units (DSUs)Underlying: DSUs are cash settled only | +1,959 | 14.0433 CAD | 42,332Direct | 2026-10-05 |
| 2026-09-30 | Albright, John Director of Issuer | Grant of rights | Rights Director Deferred Share Units (DSUs)Underlying: DSUs are cash settled only | +1,959 | 14.0433 CAD | 8,999Direct | 2026-10-05 |
| 2026-09-30 | Eusey, Shannon Elizabeth Director of Issuer | Grant of rights | Rights Director Deferred Share Units (DSUs)Underlying: DSUs are cash settled only | +1,959 | 14.0433 CAD | 22,459Direct | 2026-10-05 |
| 2026-09-30 | Tripp, Elizabeth Cynthia Anne Director of Issuer | Grant of rights | Rights Director Deferred Share Units (DSUs)Underlying: DSUs are cash settled only | +4,184 | 140,433 CAD | 48,223Direct | 2026-10-05 |
| 2026-09-30 | Auerbach, Michael B, Director of Issuer | Grant of rights | Rights Director Deferred Share Units (DSUs)Underlying: DSUs are cash settled only | +1,959 | 14.0433 CAD | 49,764Direct | 2026-10-05 |
| 2026-09-10 | Lyons, Terrence Allan Director of Issuer | Grant of rights | Rights Director Deferred Share Units (DSUs)Underlying: DSUs are cash settled only | +279 | 40,373Direct | 2026-09-15 | |
| 2026-09-10 | Lyons, Terrence Allan Director of Issuer | Grant of rights | Rights Director Deferred Share Units (DSUs)Underlying: DSUs are cash settled only | +278 | Direct | 2026-09-15 | |
| 2026-09-10 | Phillips, Rodney Alan Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6) | Grant of rights | Rights Director Deferred Share Units (DSUs)Underlying: DSUs are cash settled only | +136 | 17,961Direct | 2026-09-15 | |
| 2026-09-10 | Albright, John Director of Issuer | Grant of rights | Rights Director Deferred Share Units (DSUs)Underlying: DSUs are cash settled only | +49 | 7,040Direct | 2026-09-15 | |
| 2026-09-10 | Eusey, Shannon Elizabeth Director of Issuer | Grant of rights | Rights Director Deferred Share Units (DSUs)Underlying: DSUs are cash settled only | +142 | 20,500Direct | 2026-09-15 | |
| 2026-09-10 | Tripp, Elizabeth Cynthia Anne Director of Issuer | Grant of rights | Rights Director Deferred Share Units (DSUs)Underlying: DSUs are cash settled only | +304 | 44,039Direct | 2026-09-15 | |
| 2026-09-10 | Auerbach, Michael B, Director of Issuer | Grant of rights | Rights Director Deferred Share Units (DSUs)Underlying: DSUs are cash settled only | +330 | 47,805Direct | 2026-09-15 | |
| 2026-09-10 | Freeman, Marcus Geoffrey John Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6) | Grant of rights | Rights Executive Deferred Share Units (DSUs)Underlying: DSUs are cash settled only | +819 | 118,185Direct | 2026-09-14 | |
| 2026-09-10 | Raftus, Stuart Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6) | Grant of rights | Rights Executive Deferred Share Units (DSUs)Underlying: DSUs are cash settled only | +819 | 118,185Direct | 2026-09-14 | |
| 2026-09-10 | Cicci, Matthew Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6) | Grant of rights | Rights Executive Deferred Share Units (DSUs)Underlying: DSUs are cash settled only | +328 | 47,274Direct | 2026-09-14 | |
| 2026-09-10 | MacFayden, Donald Duncan Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6) | Grant of rights | Rights Executive Deferred Share Units (DSUs)Underlying: DSUs are cash settled only | +328 | 47,274Direct | 2026-09-14 | |
| 2026-09-10 | Pelosi, Adrian John Ugo Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6) | Grant of rights | Rights Executive Deferred Share Units (DSUs)Underlying: DSUs are cash settled only | +164 | 23,636Direct | 2026-09-14 | |
| 2026-06-03 | Jeraj, Ferenaz Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6) | Grant of rightsAmendment 1 | Rights Performance Share Units (PSUs)Underlying: PSUs are cash settled only | +11,403 | 11.5323 CAD | 60,040Direct | 2026-10-20 |
| 2026-03-31 | Albright, John Director of Issuer | Grant of rights | Rights Director Deferred Share Units (DSUs)Underlying: DSUs are cash settled only | +2,379 | 11.5603 CAD | 5,068Direct | 2026-04-02 |
| 2026-03-31 | Eusey, Shannon Elizabeth Director of Issuer | Grant of rights | Rights Director Deferred Share Units (DSUs)Underlying: DSUs are cash settled only | +2,379 | 11.5603 CAD | 18,344Direct | 2026-04-02 |
| 2026-03-31 | Tripp, Elizabeth Cynthia Anne Director of Issuer | Grant of rights | Rights Director Deferred Share Units (DSUs)Underlying: DSUs are cash settled only | +5,083 | 11.5603 CAD | 39,432Direct | 2026-04-02 |
| 2026-03-31 | Lyons, Terrence Director of Issuer | Grant of rights | Rights Director Deferred Share Units (DSUs)Underlying: DSUs are cash settled only | +2,379 | 11.5603 CAD | 37,946Direct | 2026-04-02 |
| 2026-03-31 | Auerbach, Michael B, Director of Issuer | Grant of rights | Rights Director Deferred Share Units (DSUs)Underlying: DSUs are cash settled only | +2,379 | 11.5603 CAD | 45,277Direct | 2026-04-02 |
| 2026-03-10 | Phillips, Rodney Alan Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6) | Grant of rights | Rights Director Deferred Share Units (DSUs)Underlying: DSUs are cash settled only | +125 | 13.1046 CAD | 17,692Direct | 2026-03-16 |
| 2026-03-10 | Albright, John Director of Issuer | Grant of rights | Rights Director Deferred Share Units (DSUs)Underlying: DSUs are cash settled only | +17 | 13.1046 CAD | 2,689Direct | 2026-03-16 |
| 2026-03-10 | Eusey, Shannon Elizabeth Director of Issuer | Grant of rights | Rights Director Deferred Share Units (DSUs)Underlying: DSUs are cash settled only | +103 | 13.1046 CAD | 15,965Direct | 2026-03-16 |
| 2026-03-10 | Tripp, Elizabeth Cynthia Anne Director of Issuer | Grant of rights | Rights Director Deferred Share Units (DSUs)Underlying: DSUs are cash settled only | +221 | 13.1046 CAD | 34,349Direct | 2026-03-16 |
| 2026-03-10 | Lyons, Terrence Director of Issuer | Grant of rights | Rights Director Deferred Share Units (DSUs)Underlying: DSUs are cash settled only | +229 | 13.1046 CAD | 35,567Direct | 2026-03-16 |
| 2026-03-10 | Auerbach, Michael B, Director of Issuer | Grant of rights | Rights Director Deferred Share Units (DSUs)Underlying: DSUs are cash settled only | +276 | 13.1046 CAD | 42,898Direct | 2026-03-16 |
| 2026-03-10 | Freeman, Marcus Geoffrey John Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6) | Grant of rights | Rights Executive Deferred Share Units (DSUs)Underlying: DSUs are cash settled only | +756 | 116,544Direct | 2026-03-13 | |
| 2026-03-10 | Barlow, Jeffrey Griffin Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6) | Grant of rights | Rights Executive Deferred Share Units (DSUs)Underlying: DSUs are cash settled only | +756 | 116,544Direct | 2026-03-13 | |
| 2026-03-10 | Raftus, Stuart Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6) | Grant of rights | Rights Executive Deferred Share Units (DSUs)Underlying: DSUs are cash settled only | +756 | 116,544Direct | 2026-03-13 | |
| 2026-03-10 | Cicci, Matthew Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6) | Grant of rights | Rights Executive Deferred Share Units (DSUs)Underlying: DSUs are cash settled only | +302 | 46,617Direct | 2026-03-13 | |
| 2026-03-10 | MacFayden, Donald Duncan Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6) | Grant of rights | Rights Executive Deferred Share Units (DSUs)Underlying: DSUs are cash settled only | +302 | 46,617Direct | 2026-03-13 | |
| 2026-03-10 | Pelosi, Adrian John Ugo Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6) | Grant of rights | Rights Executive Deferred Share Units (DSUs)Underlying: DSUs are cash settled only | +151 | 23,308Direct | 2026-03-13 | |
| 2025-12-31 | Raftus, Stuart Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6) · Held by HSBC InvestDirect | Acquisition or disposition under a purchase/ownership plan | Common Shares | +789 | 9.84 CAD | 5,531Indirect | 2026-03-30 |
| 2025-12-31 | Cicci, Matthew Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6) · Held by HSBC InvestDirect on behalf of the insider's RRSP | Acquisition or disposition under a purchase/ownership plan | Common Shares | +1,004 | 9.67 CAD | 11,126Indirect | 2026-03-30 |
| 2025-12-31 | Pardi Squitieri, Jennifer Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6) · Held by HSBC InvestDirect | Acquisition or disposition under a purchase/ownership plan | Common Shares | +5,109 | 9.99 CAD | 182,264Indirect | 2026-03-30 |
| 2025-12-31 | Melbourne, Jason Anthony Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6) · Held by HSBC InvestDirect on behalf of the insider's RRSP | Acquisition or disposition under a purchase/ownership plan | Common Shares | +560 | 10.8 CAD | 560Indirect | 2026-03-30 |
| 2025-12-31 | Jeraj, Ferenaz Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6) · Held by HSBC InvestDirect | Acquisition or disposition under a purchase/ownership plan | Common Shares | +704 | 9.82 CAD | 2,995Indirect | 2026-03-30 |
| 2025-12-31 | Esfandi, David Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6) · Held by HSBC InvestDirect | Acquisition or disposition under a purchase/ownership plan | Common Shares | +1,213 | 9.95 CAD | 48,076Indirect | 2026-03-30 |
| 2025-12-31 | Daviau, Daniel Joseph Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6) · Held by HSBC InvestDirect on behalf of the insider's RRSP | Acquisition or disposition under a purchase/ownership plan | Common Shares | +1,220 | 9.72 CAD | 17,582Indirect | 2026-03-30 |
| 2025-12-31 | Pelosi, Adrian John Ugo Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6) · Held by HSBC InvestDirect | Acquisition or disposition under a purchase/ownership plan | Common Shares | +354 | 9.81 CAD | 1,577Indirect | 2026-03-30 |
| 2025-12-31 | Pelosi, Adrian John Ugo Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6) · Held by HSBC InvestDirect on behalf of the insider's RRSP | Acquisition or disposition under a purchase/ownership plan | Common Shares | +346 | 9.81 CAD | 1,284Indirect | 2026-03-30 |
| 2025-12-31 | Albright, John Director of Issuer | Grant of rightsAmendment 1 | Rights Director Deferred Share Units (DSUs)Underlying: DSUs are cash settled only | +2,411 | 11.4076 CAD | 2,672Direct | 2026-01-22 |
| 2025-12-31 | Eusey, Shannon Elizabeth Director of Issuer | Grant of rights | Rights Director Deferred Share Units (DSUs)Underlying: DSUs are cash settled only | +2,411 | 11.4076 CAD | 15,862Direct | 2026-01-05 |
| 2025-12-31 | Tripp, Elizabeth Cynthia Anne Director of Issuer | Grant of rights | Rights Director Deferred Share Units (DSUs)Underlying: DSUs are cash settled only | +5,151 | 11.4076 CAD | 34,128Direct | 2026-01-05 |
| 2025-12-31 | Lyons, Terrence Director of Issuer | Grant of rights | Rights Director Deferred Share Units (DSUs)Underlying: DSUs are cash settled only | +2,411 | 11.4076 CAD | 35,338Direct | 2026-01-05 |
| 2025-12-31 | Auerbach, Michael B, Director of Issuer | Grant of rights | Rights Director Deferred Share Units (DSUs)Underlying: DSUs are cash settled only | +2,411 | 11.4076 CAD | 42,622Direct | 2026-01-05 |
| 2025-12-10 | Phillips, Rodney Alan Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6) | Grant of rights | Rights Director Deferred Share Units (DSUs)Underlying: DSUs are cash settled only | +143 | 11.3808 CAD | 17,567Direct | 2025-12-15 |
63 transactions between 2025-11-14 and 2026-09-30. Checked 2026-11-06 23:11 UTC.