SMLV · State Street(R) SPDR(R) US Small Cap Low Volatility Index ETF ETF

Alerts for SMLV

$158.87 +0.38 (+0.24%) At close · Sep 4

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP →

Quarter:

Holders: 1

Total Value: $1,440,158

Total Shares: 9,152

Institutional Ownership Trend

26 quarters

Holder Concentration

Across 1 13F filers · Δ vs Mar 31, 2026

Top Holder

100.0%

+90.0 pts

Top 5

100.0%

+56.3 pts

Top 10

100.0%

+37.1 pts

HHI

10,000

Highly concentrated+9,486

Quarterly Activity

vs Mar 31, 2026

New

0

Increased

1

Decreased

0

Sold Out

94

Unchanged

0

Holder count: -94

Institutional value: -98.7%

Shares held: -98.9%

Top Buyers

vs Mar 31, 2026

Institution	Added	Now Holds	Open
Mega CITADEL ADVISORS LLC	+3,035	9,152

Top Sellers

vs Mar 31, 2026

No qualifying movers this quarter.

Top New Positions

vs Mar 31, 2026

No new positions this quarter.

Top Sold-Out Positions

vs Mar 31, 2026

Institution	Previously Held	Last Value (USD)	Open
Large OSAIC HOLDINGS, INC.	82,740	$11,341,998
Micro DORVAL Corp	79,718	$10,927,743
Large Cambridge Investment Research Advisors, Inc.	76,409	$10,474,145
Large IEQ CAPITAL, LLC	62,018	$8,501,427
Mega LPL Financial LLC	61,138	$8,380,797

Filter: New 0 Increased 1 Reduced 0 Sold out 94 Unchanged 0

Showing 1 of 1

All Common Calls Puts

Compact Export CSV

CITADEL ADVISORS LLC SMLV

$1,440,158

100.00%

9,152

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	9,152	$1,440,158	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
OSAIC WEALTH, INC.	7,425	$1,017,819	9.0%	Defined
CW Advisors, LLC	74,437	$10,203,823	90.0%	Sole
Osaic Advisory Services, LLC	878	$120,356	1.1%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RBC Capital Markets, LLC	21,637	$2,965,999	99.9%	Defined
RBC Dominion Securities Inc.	21	$2,878	0.1%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Financial Services Inc	21,079	$2,889,509	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BANK OF AMERICA NA	2,230	$305,688	19.3%	Defined
MERRILL LYNCH, PIERCE, FENNER & SMITH INC.	3,516	$481,973	30.5%	Defined
MANAGED ACCOUNT ADVISORS LLC	5,793	$794,104	50.2%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY SMITH BARNEY LLC	11,126	$1,525,152	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
PNC Bank, National Association	13	$1,782	0.1%	Defined
PNC Wealth Management LLC	9,040	$1,239,203	99.9%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citigroup Financial Products Inc. joint	7,342	$1,006,441	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Edward D. Jones & Co., L.P.	6,749	$925,152	100.0%	Sole

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Ameriprise Financial Services, LLC	5,894	$807,949	93.6%	Defined
Ameriprise Bank, FSB	400	$54,832	6.4%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
United Capital Financial Partners, LLC	5,158	$707,058	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RAYMOND JAMES & ASSOCIATES	1,041	$142,700	26.9%	Defined
Raymond James Financial Services Advisors, Inc.	2,828	$387,662	73.1%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
G1 EXECUTION SERVICES, LLC	2,980	$408,498	100.0%	Other

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
55I, LLC	2,320	$318,025	100.0%	Other

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Pinnacle Bank	1,973	$270,458	100.0%	Other

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
ROCKEFELLER & CO. LLC	3	$411	0.9%	Defined
ROCKEFELLER FINANCIAL LLC	341	$46,744	99.1%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
U.S. BANCORP ADVISORS, LLC	233	$31,939	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
STRATEGIC ADVISERS LLC	203	$27,827	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
WELLS FARGO CLEARING SERVICES, LLC	0	$0	0.0%	Defined