DROMS STRAUSS ADVISORS INC /MO/ /ADV

Registered adviser

CIK

1053292

Location

ST. LOUIS, MO

Portfolio Value

Small $425,292,413

Diversification

Highly concentrated

Filing Date

Global Rank

#4,181 / 8,827 ▲ 4 · as of Jun 2026

Top Industry

Semiconductor Equipment & Materials 28.1%

Period ended 38 days ago

Filed Nov 3, 2026 · 4d

27 quarters · since Mar 2020

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Registered adviser

Form ADV roster, Nov 1, 2026

Form ADV adviser

CRD 108620

Roster of Nov 1, 2026

Regulatory AUM

$806,291,998

Main clients

Individuals and high net worth (98% of AUM)

Form ADV history

Monthly rosters from Dec 2019; each row is a run with the same figures, newest first.

Rosters	Regulatory AUM	Main clients
Apr 2026 to Nov 2026	$806,291,998	Individuals and high net worth (98%)
Apr 2025 to Mar 2026	$730,377,719	Individuals and high net worth (96%)
Mar 2024 to Mar 2025	$676,158,376	Individuals and high net worth (96%)
May 2023 to Feb 2024	$592,630,242	Individuals and high net worth (93%)
Apr 2023	$592,630,242	Individuals and high net worth (93%)
Apr 2022 to Mar 2023	$686,983,480	Individuals and high net worth (93%)

3 earlier changes not shown.

Portfolio style

Measured from the filed 13F common-share book for Jun 30, 2026, the newest measured quarter, never from the firm's own description.

Style

Concentrated

The top 10 positions are 92.8% of the book (60%+)

Turnover

Low turnover

10.6% over the last four quarters (under 30%)

Horizon

Long horizon

Value-weighted holding period 19.5 quarters (12+), a floor since 59.6% of the book was already held when coverage starts

Closest benchmark: every 13F filer's combined book, active share 86.7%; sector active share 79.0% against the combined 13F book's sector weights.

Over time 26 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

View clone backtest

Portfolio Concentration

81 tracked positions · as of Sep 30, 2026 · Δ vs Jun 30, 2026

Top Position

46.2%

+0.6 pts

Top 5

82.3%

+1.7 pts

Top 10

93.4%

+0.6 pts

HHI

2,524

Highly concentrated+75

Portfolio Trend

27 quarters · across all stocks

Sector Breakdown

As of Sep 30, 2026

Sector	% Portfolio	Value	Positions
Unclassified	92.4%	$392,901,278	56
Technology	4.5%	$19,195,772	7
Consumer Cyclical	1.2%	$4,979,864	2
Financial Services	0.5%	$2,250,236	2
Communication Services	0.4%	$1,866,061	3
Industrials	0.4%	$1,558,879	3
Healthcare	0.3%	$1,424,436	4
Consumer Defensive	0.1%	$479,893	2
Utilities	0.1%	$413,619	1
Energy	0.1%	$222,375	1

Last Quarter's Activity

Export CSV

Sep 30, 2026 vs Jun 30, 2026

Added To

Positions the filer increased

25 positions

Ticker	Company	Δ Shares	Shares	Value
DBEF	Xtrackers MSCI EAFE Hedged Equity ETF	+17,655	347,734	$19,107,983
HIMU		+15,793	211,486	$9,660,680
IBMP	iShares iBonds Dec 2027 Term Muni Bond ETF	+12,985	35,361	$892,511
IBMS	iShares iBonds Dec 2030 Term Muni Bond ETF	+12,138	34,163	$854,075
SCHE	Schwab Emerging Markets Equity ETF	+11,630	426,420	$15,543,009
IBMT	iShares iBonds Dec 2031 Term Muni Bond ETF	+11,518	35,868	$884,504
FNDE	Schwab Fundamental Emerging Markets Equity ETF	+10,868	345,685	$14,473,830
IBMR	iShares iBonds Dec 2029 Term Muni Bond ETF	+10,685	29,789	$736,681
IBMQ	iShares iBonds Dec 2028 Term Muni Bond ETF	+10,437	32,705	$822,203
IBDT	iShares iBonds Dec 2028 Term Corporate ETF	+5,376	232,660	$5,807,193
IBDW	iShares iBonds Dec 2031 Term Corporate ETF	+5,039	282,099	$5,658,905
BOND	PIMCO Active Bond Exchange-Traded Fund	+4,481	13,661	$1,188,370
MBBA		+4,298	11,715	$549,550
IBDV	iShares iBonds Dec 2030 Term Corporate ETF	+3,251	267,358	$5,651,948
SCHX	Schwab U.S. Large-Cap ETF	+2,970	276,613	$8,298,390
SCHH	Schwab U.S. REIT ETF	+936	33,558	$739,618
IGF	iShares Global Infrastructure ETF	+812	44,158	$2,718,366
IBDU	iShares iBonds Dec 2029 Term Corporate ETF	+619	251,109	$5,697,663
SPHY	State Street(R) SPDR(R) Portfolio High Yield Bond ETF	+545	14,127	$319,128
IAGG	iShares Core International Aggregate Bond ETF	+274	17,897	$880,532
TQQQ	ProShares UltraPro QQQ	+12	6,072	$473,798
IUSG	iShares Core S&P U.S. Growth ETF	+8	6,345	$1,229,343
VO	VANGUARD MID-CAP INDEX FUND	+8	13,973	$1,095,762
IJH	iShares Core S&P Mid-Cap ETF	+3	14,220	$1,023,129
WMT	Walmart Inc.	+2	2,279	$236,833
No positions match the current search.

Trimmed

Positions the filer reduced

25 positions

Ticker	Company	Δ Shares	Shares	Value
GSLC	Goldman Sachs ActiveBeta(R) U.S. Large Cap Equity ETF	−10,077	364,515	$52,869,255
IVW	iShares S&P 500 Growth ETF	−6,935	219,924	$31,286,388
IVE	iShares S&P 500 Value ETF	−3,971	128,419	$29,315,489
VTV	VANGUARD VALUE INDEX FUND	−3,886	114,781	$24,801,878
HYMB	State Street(R) SPDR Nuveen ICE High Yield Municipal Bond ETF	−3,221	36,485	$856,302
IVV	iShares Core S&P 500 ETF	−2,861	77,196	$59,120,556
IBDS	iShares iBonds Dec 2027 Term Corporate ETF	−1,973	231,931	$5,594,175
IWO	iShares Russell 2000 Growth ETF	−1,616	65,756	$23,468,316
EFV	iShares MSCI EAFE Value ETF	−1,472	46,212	$3,657,217
QQQ	Invesco Qqq Trust, Series 1	−1,391	28,513	$21,093,062
FNDX	Schwab Fundamental U.S. Large Company ETF	−980	168,707	$5,309,209
IEFA	iShares Core MSCI EAFE ETF	−972	21,259	$2,059,571
—		−821	33,654	$0
IJT	iShares S&P Small-Cap 600 Growth ETF	−792	16,558	$2,654,744
VXUS	Vanguard Total International Stock ETF	−739	4,677	$397,357
VUG	VANGUARD GROWTH INDEX FUND	−632	59,837	$5,391,912
VV	VANGUARD LARGE-CAP INDEX FUND	−492	1,150	$404,627
VTI	VANGUARD TOTAL STOCK MARKET INDEX FUND	−399	5,342	$1,999,190
SCZ	iShares MSCI EAFE Small-Cap ETF	−392	30,802	$2,600,304
BA	Boeing Co	−348	3,221	$599,267
PDN	Invesco RAFI Developed Markets ex-U.S. Small-Mid ETF	−334	100,002	$4,590,091
SPY	Spdr S&P 500 ETF Trust	−292	3,536	$2,696,659
NVDA	Nvidia Corp	−177	5,044	$1,151,948
TSLA	Tesla, Inc.	−176	11,935	$4,234,657
EFX	Equifax Inc	−151	5,284	$725,176
No positions match the current search.

New Positions

Positions the filer opened this quarter

3 positions

Ticker	Company	Shares	Value
SPCX	Space Exploration Technologies Corp	1,554	$234,436
PFE	Pfizer Inc	7,895	$225,165
PSX	Phillips 66	871	$222,375
No positions match the current search.

Sold Out

Positions the filer fully exited

3 positions

Ticker	Company	Shares	Value
IBM	International Business Machines Corp	828	$232,841
AVGO	Broadcom Inc.	569	$214,939
OPTT	Ocean Power Technologies, Inc.	10,000	$2,599
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

81 tracked positions · $425,292,413 total · filing declares 81 positions · $432,664,818 · as of Sep 30, 2026

All sectors Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Technology Utilities

Showing 1–50 of 81 positions by value · page 1 of 2

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	% of Portfolio
IVV	iShares Core S&P 500 ETF	Reduced	77,196	-2,861	$59,120,556	−1.4%	13.90%
GSLC	Goldman Sachs ActiveBeta(R) U.S. Large Cap Equity ETF	Reduced	364,515	-10,077	$52,869,255	−0.5%	12.43%
IVW	iShares S&P 500 Growth ETF	Reduced	219,924	-6,935	$31,286,388	+0.3%	7.36%
IVE	iShares S&P 500 Value ETF	Reduced	128,419	-3,971	$29,315,489	−2.5%	6.89%
VTV	VANGUARD VALUE INDEX FUND	Reduced	114,781	-3,886	$24,801,878	−4.1%	5.83%
IWO	iShares Russell 2000 Growth ETF	Reduced	65,756	-1,616	$23,468,316	−11.6%	5.52%
QQQ	Invesco Qqq Trust, Series 1	Reduced	28,513	-1,391	$21,093,062	−4.2%	4.96%
DBEF	Xtrackers MSCI EAFE Hedged Equity ETF	Added	347,734	+17,655	$19,107,983	+6.0%	4.49%
SCHE	Schwab Emerging Markets Equity ETF	Added	426,420	+11,630	$15,543,009	+3.3%	3.65%
FNDE	Schwab Fundamental Emerging Markets Equity ETF	Added	345,685	+10,868	$14,473,830	+8.9%	3.40%
HIMU		Added	211,486	+15,793	$9,660,680	−0.9%	2.27%
AMAT	Applied Materials Inc Technology	Held	17,820	0	$9,112,791	−29.3%	2.14%
SCHX	Schwab U.S. Large-Cap ETF	Added	276,613	+2,970	$8,298,390	+3.0%	1.95%
IBDT	iShares iBonds Dec 2028 Term Corporate ETF	Added	232,660	+5,376	$5,807,193	+1.2%	1.37%
IBDU	iShares iBonds Dec 2029 Term Corporate ETF	Added	251,109	+619	$5,697,663	−1.8%	1.34%
IBDW	iShares iBonds Dec 2031 Term Corporate ETF	Added	282,099	+5,039	$5,658,905	−2.0%	1.33%
IBDV	iShares iBonds Dec 2030 Term Corporate ETF	Added	267,358	+3,251	$5,651,948	−1.8%	1.33%
IBDS	iShares iBonds Dec 2027 Term Corporate ETF	Reduced	231,931	-1,973	$5,594,175	−1.3%	1.32%
VUG	VANGUARD GROWTH INDEX FUND	Reduced	59,837	-632	$5,391,912	+3.5%	1.27%
FNDX	Schwab Fundamental U.S. Large Company ETF	Reduced	168,707	-980	$5,309,209	+0.6%	1.25%
PDN	Invesco RAFI Developed Markets ex-U.S. Small-Mid ETF	Reduced	100,002	-334	$4,590,091	+1.7%	1.08%
TSLA	Tesla, Inc. Consumer Cyclical	Reduced	11,935	-176	$4,234,657	−16.9%	1.00%
AAPL	Apple Inc. Technology	Reduced	12,276	-51	$4,088,153	+14.6%	0.96%
MSFT	Microsoft Corp Technology	Reduced	7,289	-62	$3,738,528	+36.3%	0.88%
EFV	iShares MSCI EAFE Value ETF	Reduced	46,212	-1,472	$3,657,217	+0.2%	0.86%
IGF	iShares Global Infrastructure ETF	Added	44,158	+812	$2,718,366	−5.8%	0.64%
SPY	Spdr S&P 500 ETF Trust	Reduced	3,536	-292	$2,696,659	−5.7%	0.63%
IJT	iShares S&P Small-Cap 600 Growth ETF	Reduced	16,558	-792	$2,654,744	−14.3%	0.62%
SCZ	iShares MSCI EAFE Small-Cap ETF	Reduced	30,802	-392	$2,600,304	+1.3%	0.61%
BRK-B	Berkshire Hathaway Inc Financial Services	Reduced	4,519	-2	$2,250,236	−0.5%	0.53%
SLYG	State Street(R) SPDR(R) S & P 600(TM) Small Cap Growth ETF	Reduced	20,408	-114	$2,183,043	−10.7%	0.51%
IEFA	iShares Core MSCI EAFE ETF	Reduced	21,259	-972	$2,059,571	−4.1%	0.48%
VTI	VANGUARD TOTAL STOCK MARKET INDEX FUND	Reduced	5,342	-399	$1,999,190	−5.9%	0.47%
IUSG	iShares Core S&P U.S. Growth ETF	Added	6,345	+8	$1,229,343	+3.1%	0.29%
BOND	PIMCO Active Bond Exchange-Traded Fund	Added	13,661	+4,481	$1,188,370	+40.4%	0.28%
NVDA	Nvidia Corp Technology	Reduced	5,044	-177	$1,151,948	+10.3%	0.27%
MBB	iShares MBS ETF	Held	12,349	0	$1,106,717	−5.2%	0.26%
VO	VANGUARD MID-CAP INDEX FUND	Added	13,973	+8	$1,095,762	−2.6%	0.26%
GOOGL	Alphabet Inc. Communication Services	Reduced	3,052	-18	$1,050,132	−4.3%	0.25%
IJH	iShares Core S&P Mid-Cap ETF	Added	14,220	+3	$1,023,129	−6.7%	0.24%
VB	Vanguard Index Funds	Reduced	3,506	-70	$997,421	−8.0%	0.23%
IBMP	iShares iBonds Dec 2027 Term Muni Bond ETF	Added	35,361	+12,985	$892,511	+56.9%	0.21%
IBMT	iShares iBonds Dec 2031 Term Muni Bond ETF	Added	35,868	+11,518	$884,504	+40.8%	0.21%
IAGG	iShares Core International Aggregate Bond ETF	Added	17,897	+274	$880,532	−1.3%	0.21%
HYMB	State Street(R) SPDR Nuveen ICE High Yield Municipal Bond ETF	Reduced	36,485	-3,221	$856,302	−15.2%	0.20%
IBMS	iShares iBonds Dec 2030 Term Muni Bond ETF	Added	34,163	+12,138	$854,075	+49.9%	0.20%
IBMQ	iShares iBonds Dec 2028 Term Muni Bond ETF	Added	32,705	+10,437	$822,203	+44.3%	0.19%
IJR	iShares Core S&P Small-Cap ETF	Reduced	5,708	-52	$776,516	−9.1%	0.18%
AMZN	Amazon Com Inc Consumer Cyclical	Reduced	2,991	-23	$745,207	+3.7%	0.18%
SCHH	Schwab U.S. REIT ETF	Added	33,558	+936	$739,618	−4.3%	0.17%

Showing the top 50 of 81 positions. Create a free account to see every position, past quarters, search, filters and CSV export.

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.