INDEPENDENT INVESTORS INC

Registered adviser

CIK

1121908

Location

NESCONSET, NY

Portfolio Value

Small $566,144,185

Diversification

Highly concentrated

Filing Date

Global Rank

#3,738 / 8,827 ▼ 189 · as of Jun 2026

Top Industry

Consumer Electronics 58.9%

Period ended 38 days ago

Filed Oct 30, 2026 · 8d

27 quarters · since Mar 2020

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Registered adviser

Form ADV roster, Nov 1, 2026

Form ADV adviser

CRD 105677

Roster of Nov 1, 2026

Regulatory AUM

$571,907,843

Main clients

Individuals and high net worth (51% of AUM)

Form ADV history

Monthly rosters from Dec 2019; each row is a run with the same figures, newest first.

Rosters	Regulatory AUM	Main clients
Apr 2026 to Nov 2026	$571,907,843	Individuals and high net worth (51%)
Apr 2025 to Mar 2026	$541,150,097	Individuals and high net worth (51%)
Apr 2024 to Mar 2025	$476,440,751	Individuals and high net worth (51%)
May 2023 to Mar 2024	$394,511,580	Charitable organizations (51%)
Apr 2023	$394,511,580	Charitable organizations (51%)
Apr 2022 to Mar 2023	$501,462,164	Charitable organizations (50%)

3 earlier changes not shown.

Portfolio style

Measured from the filed 13F common-share book for Jun 30, 2026, the newest measured quarter, never from the firm's own description.

Style

Concentrated

The top 10 positions are 77.1% of the book (60%+)

Turnover

Low turnover

0.8% over the last four quarters (under 30%)

Horizon

Long horizon

Value-weighted holding period 25.3 quarters (12+), a floor since 94.6% of the book was already held when coverage starts

Closest benchmark: the S&P 500 as of 2026-06-30, active share 73.2%; sector active share 37.4% against the combined 13F book's sector weights.

Over time 26 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

View clone backtest

Portfolio Concentration

72 tracked positions · as of Sep 30, 2026 · Δ vs Jun 30, 2026

Top Position

58.3%

+1.5 pts

Top 5

71.6%

+2.2 pts

Top 10

79.6%

+2.5 pts

HHI

3,471

Highly concentrated+176

Portfolio Trend

27 quarters · across all stocks

Sector Breakdown

As of Sep 30, 2026

Sector	% Portfolio	Value	Positions
Technology	66.9%	$378,628,657	9
Healthcare	10.6%	$59,769,464	11
Industrials	7.3%	$41,280,823	14
Financial Services	6.1%	$34,534,543	9
Consumer Defensive	2.4%	$13,700,104	5
Energy	2.0%	$11,400,334	4
Consumer Cyclical	1.7%	$9,705,925	6
Communication Services	1.5%	$8,746,319	3
Unclassified	1.0%	$5,491,737	8
Real Estate	0.4%	$2,108,255	1
Basic Materials	0.1%	$778,024	2

Last Quarter's Activity

Export CSV

Sep 30, 2026 vs Jun 30, 2026

Added To

Positions the filer increased

6 positions

Ticker	Company	Δ Shares	Shares	Value
HONA	Honeywell Aerospace Inc.	+15,000	20,373	$3,157,203
CRWD	CrowdStrike Holdings, Inc.	+3,735	4,980	$1,318,455
NVDA	Nvidia Corp	+245	38,505	$8,793,771
QQQ	Invesco Qqq Trust, Series 1	+240	623	$460,876
SPY	Spdr S&P 500 ETF Trust	+122	2,044	$1,558,815
IVV	iShares Core S&P 500 ETF	+40	2,146	$1,643,514
No positions match the current search.

Trimmed

Positions the filer reduced

10 positions

Ticker	Company	Δ Shares	Shares	Value
AAPL	Apple Inc.	−36,844	991,139	$330,069,109
MSFT	Microsoft Corp	−600	51,450	$26,388,705
BAC	Bank Of America Corp	−500	24,080	$1,310,674
JPM	Jpmorgan Chase & Co	−450	53,754	$17,783,435
MCD	Mcdonalds Corp	−300	16,316	$3,768,017
UBER	Uber Technologies, Inc	−250	8,630	$591,241
XOM	ExxonMobil Holdings Corp	−200	58,449	$9,512,574
JEPI	JPMorgan Equity Premium Income ETF	−200	14,051	$789,947
PEP	Pepsico Inc	−100	8,163	$1,034,415
COST	Costco Wholesale Corp	−25	2,390	$2,175,712
No positions match the current search.

New Positions

Positions the filer opened this quarter

1 positions

Ticker	Company	Shares	Value	Open
PS	Pershing Square Inc.	4,000	$223,760
No positions match the current search.

Sold Out

Positions the filer fully exited

2 positions

Ticker	Company	Shares	Value
INDA	iShares MSCI India ETF	4,210	$207,931
SEG	Seaport Entertainment Group Inc.	7,584	$201,734
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

72 tracked positions · $566,144,185 total · filing declares 72 positions · $566,353,314 · as of Sep 30, 2026

All sectors Basic Materials Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Real Estate Technology

Showing 1–50 of 72 positions by value · page 1 of 2

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	% of Portfolio
AAPL	Apple Inc. Technology	Reduced	991,139	-36,844	$330,069,109	+11.0%	58.30%
MSFT	Microsoft Corp Technology	Reduced	51,450	-600	$26,388,705	+35.9%	4.66%
JNJ	Johnson & Johnson Healthcare	Held	70,356	0	$18,626,047	+4.2%	3.29%
JPM	Jpmorgan Chase & Co Financial Services	Reduced	53,754	-450	$17,783,435	+0.2%	3.14%
AMGN	Amgen Inc Healthcare	Held	29,176	0	$12,297,975	+16.4%	2.17%
ABBV	AbbVie Inc. Healthcare	Held	40,274	0	$10,535,275	+4.0%	1.86%
XOM	ExxonMobil Holdings Corp Energy	Reduced	58,449	-200	$9,512,574	+18.6%	1.68%
WAT	Waters Corp Healthcare	Held	20,663	0	$9,079,115	+17.2%	1.60%
NVDA	Nvidia Corp Technology	Added	38,505	+245	$8,793,771	+14.9%	1.55%
EMR	Emerson Electric Co Industrials	Held	48,896	0	$7,583,769	+8.3%	1.34%
BRK-B	Berkshire Hathaway Inc Financial Services	Held	12,577	0	$6,262,717	−0.5%	1.11%
QCOM	Qualcomm Inc Technology	Held	33,592	0	$6,182,271	−0.4%	1.09%
BA	Boeing Co Industrials	Held	29,457	0	$5,480,474	−14.1%	0.97%
NSC	Norfolk Southern Corp Industrials	Held	17,017	0	$5,258,253	−1.8%	0.93%
PG	PROCTER & GAMBLE Co Consumer Defensive	Held	35,415	0	$5,145,091	−0.9%	0.91%
DIS	Walt Disney Co Communication Services	Held	43,576	0	$4,571,122	+9.0%	0.81%
HON	Honeywell International Inc Industrials	Held	20,373	0	$4,297,480	−5.8%	0.76%
ORCL	Oracle Corp Technology	Held	29,900	0	$4,105,270	−6.3%	0.73%
DOV	DOVER Corp Industrials	Held	20,400	0	$3,815,820	−16.6%	0.67%
MCD	Mcdonalds Corp Consumer Cyclical	Reduced	16,316	-300	$3,768,017	−16.1%	0.67%
AXP	American Express Co Financial Services	Held	11,000	0	$3,345,100	−10.1%	0.59%
HONA	Honeywell Aerospace Inc. Industrials	Added	20,373	+15,000	$3,157,203	+165.8%	0.56%
GS	Goldman Sachs Group Inc Financial Services	Held	3,490	0	$3,142,256	−11.0%	0.56%
KO	Coca Cola Co Consumer Defensive	Held	35,496	0	$3,055,495	+5.9%	0.54%
UNP	Union Pacific Corp Industrials	Held	11,140	0	$3,031,528	+0.0%	0.54%
ABT	Abbott Laboratories Healthcare	Held	27,840	0	$2,751,427	+8.9%	0.49%
GOOG	Alphabet Inc. Communication Services	Held	7,790	0	$2,654,364	−3.6%	0.47%
NVS	Novartis AG Healthcare	Held	17,900	0	$2,552,003	−9.0%	0.45%
LHX	L3harris Technologies, Inc. Industrials	Held	9,749	0	$2,308,368	−18.5%	0.41%
CL	Colgate Palmolive Co Consumer Defensive	Held	26,833	0	$2,289,391	−6.9%	0.40%
UPS	United Parcel Service Inc Industrials	Held	24,028	0	$2,245,176	−13.1%	0.40%
COST	Costco Wholesale Corp Consumer Defensive	Reduced	2,390	-25	$2,175,712	−3.7%	0.38%
NKE	NIKE, Inc. Consumer Cyclical	Held	60,000	0	$2,124,000	−13.8%	0.38%
HHH	Howard Hughes Holdings Inc. Real Estate	Held	28,637	0	$2,108,255	+3.0%	0.37%
IVV	iShares Core S&P 500 ETF	Added	2,146	+40	$1,643,514	+4.2%	0.29%
BMY	Bristol Myers Squibb Co Healthcare	Held	25,438	0	$1,587,331	+8.3%	0.28%
SPY	Spdr S&P 500 ETF Trust	Added	2,044	+122	$1,558,815	+8.6%	0.28%
GOOGL	Alphabet Inc. Communication Services	Held	4,420	0	$1,520,833	−3.7%	0.27%
HD	Home Depot, Inc. Consumer Cyclical	Held	5,016	0	$1,427,001	−19.3%	0.25%
URI	United Rentals, Inc. Industrials	Held	1,325	0	$1,326,033	−11.7%	0.23%
CRWD	CrowdStrike Holdings, Inc. Technology	Added	4,980	+3,735	$1,318,455	+38.8%	0.23%
BAC	Bank Of America Corp Financial Services	Reduced	24,080	-500	$1,310,674	−6.4%	0.23%
MS	Morgan Stanley Financial Services	Held	6,533	0	$1,228,726	−10.0%	0.22%
CVX	Chevron Corp Energy	Held	5,440	0	$1,110,902	+23.2%	0.20%
BABA	Alibaba Group Holding Ltd Consumer Cyclical	Held	10,100	0	$1,086,154	+12.0%	0.19%
GE	General Electric Co Industrials	Held	3,342	0	$1,043,673	−16.4%	0.18%
PEP	Pepsico Inc Consumer Defensive	Reduced	8,163	-100	$1,034,415	−7.5%	0.18%
GEV	GE Vernova Inc. Industrials	Held	907	0	$862,094	−19.1%	0.15%
SYK	Stryker Corp Healthcare	Held	3,000	0	$826,170	−12.5%	0.15%
UNH	Unitedhealth Group Inc Healthcare	Held	2,230	0	$818,588	−11.7%	0.14%

Showing the top 50 of 72 positions. Create a free account to see every position, past quarters, search, filters and CSV export.

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.