GUGGENHEIM CAPITAL LLC

CIK

1283072

Location

Chicago, IL

Portfolio Value

Large $12,226,851,232

Diversification

Diversified

Filing Date

Global Rank

#375 / 8,588 ▼ 6

Top Industry

Asset Management 13.9%

3Y Alpha vs SPY

-4.0%

Period ended 3 months ago

Filed May 15, 2026 · 33d

25 quarters · since Mar 2020

Clone Performance

Jun 2023–Jun 2026 · vs SPY

Hypothetical growth of cloning every reported 13F position and rebalancing on each filing, indexed to the same start.

Cloned portfolio

+61.4%

SPY

+76.8%

Annualised alpha

-3.6%

Max drawdown

−18.2%

Estimate. 13F holdings are quarter-lagged and long-only, so the clone rebalances about 45 days after each period end — when the filing becomes public — and excludes options and short positions. Past performance does not predict future results.

Portfolio Concentration

1,528 positions · as of Mar 31, 2026 · Δ vs Dec 31, 2025

Top Position

3.7%

−0.7 pts

Top 5

14.7%

−2.6 pts

Top 10

22.5%

−3.6 pts

HHI

Diversified−19

Portfolio Trend

25 quarters · across all stocks

Sector Breakdown

As of Mar 31, 2026

Sector	% Portfolio	Value	Positions
Technology	27.7%	$3,381,136,639	207
Financial Services	19.1%	$2,337,844,073	396
Healthcare	8.9%	$1,090,601,843	184
Consumer Cyclical	7.8%	$956,403,104	129
Industrials	7.1%	$872,460,040	157
Communication Services	6.6%	$809,795,574	49
Consumer Defensive	6.1%	$751,663,657	74
Unclassified	4.1%	$495,996,921	10
Utilities	3.8%	$463,708,497	56
Basic Materials	3.7%	$446,712,121	93
Energy	3.2%	$388,334,048	96
Real Estate	1.9%	$232,194,715	77

Last Quarter's Activity

Export CSV

Mar 31, 2026 vs Dec 31, 2025

Added To

Positions the filer increased

25 positions

Ticker	Company	Δ Shares	Shares	Value
WMT	Walmart Inc.	+932,076	1,271,869	$158,067,877
MYN	Blackrock Muniyield New York Quality Fund, Inc.	+877,697	1,607,492	$15,431,923
SPXX	Nuveen S&P 500 Dynamic Overwrite Fund	+864,338	1,049,466	$16,864,917
MYI	Blackrock Muniyield Quality Fund III, Inc.	+814,952	2,250,388	$23,651,577
MUA	Blackrock Muniassets Fund, Inc.	+801,833	1,342,443	$14,243,320
MHD	Blackrock Muniholdings Fund, Inc.	+701,845	1,868,644	$21,078,303
NEA	Nuveen AMT-Free Quality Municipal Income Fund	+642,666	3,112,598	$34,954,475
MQY	Blackrock Muniyield Quality Fund, Inc.	+558,917	2,116,069	$23,234,437
NAC	Nuveen California Quality Municipal Income Fund	+496,995	3,435,676	$40,025,625
NAD	Nuveen Quality Municipal Income Fund	+495,633	3,068,531	$35,288,106
EOD	Allspring Global Dividend Opportunity Fund	+405,748	1,061,860	$6,190,643
NVG	Nuveen AMT-Free Municipal Credit Income Fund	+399,239	2,961,500	$36,515,295
NUV	Nuveen Municipal Value Fund Inc	+398,157	2,914,499	$26,201,346
NZF	Nuveen Municipal Credit Income Fund	+343,619	2,113,760	$25,745,596
NXP	Nuveen Select Tax Free Income Portfolio	+332,831	1,346,853	$19,327,340
VKI	Invesco Advantage Municipal Income Trust II	+253,255	1,040,093	$9,007,205
ACP	abrdn Income Credit Strategies Fund	+245,365	3,266,252	$16,657,885
MCN	XAI Madison Equity Premium Income Fund	+244,742	410,159	$2,391,226
PML	Pimco Municipal Income Fund II	+243,096	2,582,043	$19,546,065
MUC	Blackrock Muniholdings California Quality Fund, Inc.	+234,402	2,713,524	$28,220,649
PCQ	Pimco California Municipal Income Fund	+230,353	1,442,771	$12,378,975
NMZ	Nuveen Municipal High Income Opportunity Fund	+226,583	2,043,438	$21,210,886
PTY	Pimco Corporate & Income Opportunity Fund	+204,329	615,024	$7,417,189
MMU	Western Asset Managed Municipals Fund Inc.	+196,841	1,036,528	$10,655,507
F	Ford Motor Co	+186,301	574,502	$6,629,751
No positions match the current search.

Trimmed

Positions the filer reduced

25 positions

Ticker	Company	Δ Shares	Shares	Value
SLV	iShares Silver Trust	−1,275,293	50,963	$3,472,618
NVDA	Nvidia Corp	−526,829	2,587,932	$451,335,340
JQC	Nuveen Credit Strategies Income Fund	−435,887	2,374,567	$11,564,140
AAPL	Apple Inc.	−304,986	1,463,999	$371,548,304
LEO	Bny Mellon Strategic Municipals, Inc.	−251,461	1,294,233	$8,140,725
JFR	Nuveen Floating Rate Income Fund	−248,080	1,946,861	$14,640,394
PHK	Pimco High Income Fund	−238,594	1,072,149	$4,964,049
CSCO	Cisco Systems, Inc.	−223,190	1,663,935	$129,104,715
DSM	Bny Mellon Strategic Municipal Bond Fund, Inc.	−217,907	1,021,511	$6,139,280
PFN	PIMCO Income Strategy Fund II	−214,395	1,493,412	$10,289,608
AMZN	Amazon Com Inc	−204,017	1,073,678	$223,614,915
EHI	Western Asset Global High Income Fund Inc.	−200,141	502,714	$2,966,012
INTC	Intel Corp	−199,405	1,145,898	$50,568,477
BGX	Blackstone Long-Short Credit Income Fund	−195,968	502,148	$5,473,413
FTF	Franklin Ltd Duration Income Trust	−195,245	615,618	$3,589,052
NFLX	Netflix Inc	−179,498	1,003,124	$96,450,371
ADAM	Adamas Trust, Inc.	−175,191	20,323	$149,577
NMCO	Nuveen Municipal Credit Opportunities Fund	−163,519	1,179,442	$12,478,496
NFJ	Virtus Dividend, Interest & Premium Strategy Fund	−157,850	449,895	$5,673,175
UNIT	Uniti Group Inc.	−154,441	39,155	$367,273
NWL	Newell Brands Inc.	−152,593	50,986	$174,881
BGT	Blackrock Floating Rate Income Trust	−149,567	1,366,926	$14,708,123
GOOGL	Alphabet Inc.	−146,577	718,745	$206,682,310
EAD	Allspring Income Opportunities Fund	−144,855	898,819	$5,824,346
SBUX	Starbucks Corp	−142,970	362,033	$32,434,535
No positions match the current search.

New Positions

Positions the filer opened this quarter

25 positions

Ticker	Company	Shares	Value
AMCR	Amcor plc	185,359	$7,368,020
TT	Trane Technologies plc	8,218	$3,424,769
PNI	Pimco New York Municipal Income Fund II	496,773	$3,402,894
AZN	Astrazeneca PLC	14,101	$2,780,999
VRT	Vertiv Holdings Co	9,388	$2,352,443
RMMZ	RiverNorth Managed Duration Municipal Income Fund II, Inc.	101,846	$1,496,117
COGT	Cogent Biosciences, Inc.	38,755	$1,491,679
RFM	RiverNorth Flexible Municipal Income Fund, Inc.	104,755	$1,469,712
RMM	RiverNorth Managed Duration Municipal Income Fund, Inc.	106,317	$1,449,100
RFMZ	RiverNorth Flexible Municipal Income Fund II, Inc.	114,512	$1,448,576
HYMC	Hycroft Mining Holding Corp	39,697	$1,397,334
IHD	Voya Emerging Markets High Dividend Equity Fund	172,541	$1,149,122
CMU	Mfs High Yield Municipal Trust	315,595	$1,129,829
APGE	Apogee Therapeutics, Inc.	13,418	$1,129,393
ALKS	Alkermes plc.	28,649	$1,013,028
MZTI	Marzetti Co	7,115	$984,217
FNF	Fidelity National Financial, Inc.	20,307	$941,838
PRAX	Praxis Precision Medicines, Inc.	2,670	$860,247
CFR	Cullen/Frost Bankers, Inc.	6,031	$826,728
EDF	Virtus Stone Harbor Emerging Markets Income Fund	164,764	$787,571
RMI	RiverNorth Opportunistic Municipal Income Fund, Inc.	50,659	$762,924
PLAB	Photronics Inc	18,596	$751,464
OGS	ONE Gas, Inc.	8,573	$738,391
SCI	Service Corp International	7,981	$658,511
EXPO	Exponent Inc	9,406	$613,741
No positions match the current search.

Sold Out

Positions the filer fully exited

25 positions

Ticker	Company	Shares	Value
XFLT	XAI Octagon Floating Rate & Alternative Income Trust	718,368	$17,240,832
BXMX	Nuveen S&P 500 BuyWrite Income Fund	584,818	$8,596,824
DIAX	Nuveen Dow 30sm Dynamic Overwrite Fund	472,794	$7,214,836
NGD	New Gold Inc. /FI	511,375	$4,454,076
EXAS	EXACT SCIENCES CORP	32,376	$3,288,106
PGNY	Progyny, Inc.	61,913	$1,589,925
EFC	Ellington Financial Inc.	103,998	$1,412,292
ANIP	Ani Pharmaceuticals Inc	16,845	$1,329,744
OSIS	Osi Systems Inc	4,858	$1,239,081
DXPE	Dxp Enterprises Inc	11,006	$1,208,348
AAMI	Acadian Asset Management Inc.	25,499	$1,198,453
PAHC	Phibro Animal Health Corp	30,693	$1,146,690
HCI	HCI Group, Inc.	5,871	$1,125,411
ADEA	Adeia Inc.	63,881	$1,101,947
URBN	Urban Outfitters Inc	14,610	$1,099,548
TBBK	Bancorp, Inc.	15,488	$1,045,749
EZPW	Ezcorp Inc	52,449	$1,018,559
AORT	Artivion, Inc.	22,082	$1,007,160
JOE	ST JOE Co	16,849	$1,000,325
LGND	Ligand Pharmaceuticals Inc	5,257	$993,940
LQDT	Liquidity Services Inc	32,253	$977,588
VITL	Vital Farms, Inc.	30,047	$959,701
CVSA	Covista Inc.	8,650	$895,015
EAT	Brinker International, Inc	6,210	$891,259
AIR	Aar Corp	10,696	$885,521
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

1,528 positions · $12,226,851,232 total · as of Mar 31, 2026

All sectors Basic Materials Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Real Estate Technology Utilities

Showing 1–50 of 1,528 positions by value · page 1 of 31

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	% of Portfolio
SLDP	Solid Power, Inc. Consumer Cyclical	NEW	10,054	NEW	$30,162	NEW	0.00%
XRX	Xerox Holdings Corp Industrials	Reduced	32,266	-32,443	$41,622	−72.9%	0.00%
CDXS	Codexis, Inc. Healthcare	Reduced	26,950	-405	$43,926	−1.5%	0.00%
PRQR	ProQR Therapeutics N.V. Healthcare	Added	27,644	+10,420	$44,783	+28.7%	0.00%
GERN	Geron Corp Healthcare	Added	37,291	+310	$55,563	+13.8%	0.00%
ICL	ICL Group Ltd. Basic Materials	Reduced	11,198	-1,531	$58,005	−20.2%	0.00%
GOGO	Gogo Inc. Communication Services	Reduced	16,456	-71,985	$66,153	−83.9%	0.00%
PD	PagerDuty, Inc. Technology	NEW	10,734	NEW	$66,658	NEW	0.00%
CRSR	Corsair Gaming, Inc. Technology	Reduced	13,332	-38,139	$73,991	−75.8%	0.00%
CRCT	Cricut, Inc. Technology	Added	19,784	+8,699	$73,992	+34.8%	0.00%
TSHA	Taysha Gene Therapies, Inc. Healthcare	Added	16,585	+5,474	$74,134	+21.3%	0.00%
RC	Ready Capital Corp Real Estate	Reduced	46,065	-46,207	$74,624	−62.9%	0.00%
QUBT	Quantum Computing Inc. Technology	Reduced	11,464	-2,576	$78,528	−45.5%	0.00%
ASPI	ASP Isotopes Inc. Basic Materials	Added	18,230	+4,815	$80,576	+12.3%	0.00%
JRS	Nuveen Real Estate Income Fund Financial Services	Reduced	10,999	-28,304	$82,051	−72.7%	0.00%
COMP	Compass, Inc. Real Estate	NEW	11,341	NEW	$82,902	NEW	0.00%
BBAI	BigBear.ai Holdings, Inc. Technology	Reduced	24,053	-4,360	$84,666	−44.8%	0.00%
PSNL	Personalis, Inc. Healthcare	Reduced	13,372	-206	$85,178	−21.2%	0.00%
MBC	MasterBrand, Inc. Consumer Cyclical	Reduced	10,346	-27,587	$85,975	−79.5%	0.00%
RES	Rpc Inc Energy	Reduced	12,684	-35,526	$89,802	−65.8%	0.00%
SPRY	ARS Pharmaceuticals, Inc. Healthcare	NEW	12,423	NEW	$99,756	NEW	0.00%
CLSK	Cleanspark, Inc. Financial Services	Reduced	11,730	-3,593	$99,822	−35.6%	0.00%
AQN	Algonquin Power & Utilities Corp. Utilities	NEW	17,026	NEW	$104,539	NEW	0.00%
SIGA	Siga Technologies Inc Healthcare	Added	20,376	+7,550	$109,011	+39.1%	0.00%
HTLD	Heartland Express Inc Industrials	Reduced	10,513	-30,261	$109,335	−70.3%	0.00%
MBLY	Mobileye Global Inc. Consumer Cyclical	Added	16,552	+4,946	$113,712	−6.2%	0.00%
CXM	Sprinklr, Inc. Technology	Reduced	19,042	-34,651	$114,252	−72.6%	0.00%
MFIC	MidCap Financial Investment Corp Financial Services	Reduced	10,333	-44	$116,142	−2.2%	0.00%
PCT	PureCycle Technologies, Inc. Industrials	Added	22,397	+7,544	$116,240	−8.9%	0.00%
KURA	Kura Oncology, Inc. Healthcare	NEW	14,670	NEW	$119,266	NEW	0.00%
SOUN	Soundhound Ai, Inc. Technology	Reduced	17,368	-4,463	$119,318	−45.2%	0.00%
COTY	Coty Inc. Consumer Defensive	Added	62,556	+2,303	$125,737	−32.2%	0.00%
HTBK	HERITAGE COMMERCE CORP Financial Services	NEW	10,111	NEW	$126,185	NEW	0.00%
LEG	Leggett & Platt Inc Consumer Cyclical	Reduced	12,910	-35,087	$127,550	−75.8%	0.00%
ACDC	ProFrac Holding Corp. Energy	Added	20,807	+8,231	$129,003	+163.7%	0.00%
PEB	Pebblebrook Hotel Trust Real Estate	Reduced	10,344	-23,066	$130,644	−65.5%	0.00%
MARA	MARA Holdings, Inc. Financial Services	Reduced	16,291	-5,791	$132,934	−33.0%	0.00%
AVTR	Avantor, Inc. Healthcare	Added	17,097	+1,856	$134,040	−23.3%	0.00%
TWI	Titan International Inc Industrials	Reduced	19,713	-57,672	$136,216	−77.5%	0.00%
UAMY	United States Antimony Corp Basic Materials	Added	15,814	+24	$138,056	+74.2%	0.00%
LYG	Lloyds Banking Group plc Financial Services	Reduced	27,859	-318	$140,130	−6.2%	0.00%
HLIT	Harmonic Inc. Technology	Added	16,387	+1,949	$147,155	+3.1%	0.00%
BLMN	Bloomin' Brands, Inc. Consumer Cyclical	Reduced	27,338	-86,580	$147,624	−79.0%	0.00%
UAA	Under Armour, Inc. Consumer Cyclical	Reduced	25,255	-51,161	$149,256	−60.7%	0.00%
ADAM	Adamas Trust, Inc. Real Estate	Reduced	20,323	-175,191	$149,577	−89.5%	0.00%
SMPL	Simply Good Foods Co Consumer Defensive	NEW	10,646	NEW	$152,770	NEW	0.00%
GENC	Gencor Industries Inc Industrials	NEW	10,201	NEW	$153,015	NEW	0.00%
DCH	Dauch Corp Consumer Cyclical	Reduced	26,149	-71,215	$155,063	−75.2%	0.00%
EXTR	Extreme Networks Inc Technology	Reduced	10,394	-1,580	$156,741	−21.4%	0.00%
CORZ	Core Scientific, Inc./tx Technology	Reduced	10,557	-4,926	$157,932	−29.9%	0.00%