SPRY · ARS Pharmaceuticals, Inc. · Holdings

$4.03 -0.01 (-0.12%)

Russell 2000 member Rebalance outlook locked

Market Cap

$397.79M

99.45M

Volume · Oct 26 414.67K Avg daily vol (3M) 1.74M

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP → See every holder of SPRY: 13F, 13D and 13G, insiders and funds →

The Sep 30, 2026 filing window is still open — showing the latest known positions. Funds that have not filed yet carry their prior-quarter positions; a fund that filed without this stock counts as sold out. Each fund's Change is measured against its own previous reported quarter, shown in the Reported column. Pick a completed quarter in the Quarter selector below to put every fund on one quarter and see the stock-wide activity breakdown.

Quarter:

Holders: 209

Total Value: $728,007,598

Total Shares: 91,051,848

Showing 1–100 of 215 holdings by value · page 1 of 3

Institutional Ownership Trend

24 quarters

Superinvestors Holding SPRY

All superinvestors →

Daniel Loeb $8,010,000

Holder Concentration

Across 208 13F filers

Top Holder

11.9%

of institutional value

Top 5

44.5%

of institutional value

Top 10

65.5%

of institutional value

HHI

548

Broadly held

Who Holds SPRY

Last 8 quarters through Sep 30, 2026 (filing window open)

Each kind of 13F filer's share of the common shares 13F filers report. Holder type comes from regulatory records, never the filer's name; style, turnover and horizon are measured from each filer's own 13F book. The quarter selector does not change this card.

Jun 30, 2026, the newest closed quarter: 208 filers, like-for-like change -3.7%; actively managed books -4.9%; index-like books +0.7%.

Holder type	Share	Filers	Change	New	Exited
Registered adviser	67.9%	109	-4.6%	18	16
Exempt adviser	0.8%	3	-26.0%	1	3
Adviser	5.6%	4	-5.6%	2	1
Bank	8.3%	12	+1.3%	0	1
Insurer	0.1%	3	new	3	0
Broker-dealer	0.0%	2	-29.0%	0	0
Registered fund	1.3%	1	+55.8%	0	0
Benefit plan	0.1%	2	-52.1%	0	0
Non-US	0.7%	8	+6.2%	1	0
Holding company	11.6%	7	+0.2%	0	0
Unknown	3.7%	57	-13.4%	11	10

Style	Share	Filers	Change	New	Exited
Index-like	22.5%	26	+0.7%	0	0
Systematic-like	6.0%	14	-39.6%	4	7
Concentrated	23.4%	30	-1.3%	6	4
Diversified active	48.1%	138	+0.5%	26	20
Not measured	0.0%	0	—	0	0
Unknown	0.0%	0	—	0	0

Turnover	Share	Filers	Change	New	Exited
Low turnover	45.2%	110	-9.5%	8	14
Medium turnover	42.1%	49	+11.7%	11	4
High turnover	7.7%	30	-33.1%	13	12
Unknown	5.0%	19	+5.4%	4	1
Not measured	0.0%	0	—	0	0

Holding horizon	Share	Filers	Change	New	Exited
Short horizon	5.6%	25	-5.5%	8	7
Medium horizon	19.2%	36	+6.0%	8	4
Long horizon	45.3%	131	-13.4%	16	17
Unknown	29.9%	16	+8.7%	4	3
Not measured	0.0%	0	—	0	0

13F book size	Share	Filers	Change	New	Exited
Under $1B	8.4%	43	+36.3%	13	5
$1B to $10B	30.5%	58	+2.9%	9	15
$10B to $100B	30.1%	48	-1.3%	8	8
$100B or more	31.0%	59	-17.5%	6	3
Not measured	0.0%	0	—	0	0

Client base	Share	Filers	Change	New	Exited
Individuals and high net worth	2.1%	47	+3.5%	8	5
Pooled investment vehicles	57.2%	31	-4.2%	8	7
Registered funds and BDCs	6.4%	11	-22.1%	0	3
Pension and profit sharing plans	0.2%	3	+0.7%	0	0
Insurance companies	0.1%	3	-55.3%	0	1
Governments and sovereign funds	0.4%	2	+402.0%	1	0
Corporations	0.0%	1	+23.5%	0	0
Other investment advisers	0.0%	2	+25.6%	0	0
Other	0.0%	1	-11.6%	0	0
Diversified	1.4%	8	+124.9%	1	0
Unknown	32.1%	99	-1.8%	18	15

Private funds	Share	Filers	Change	New	Exited
Hedge funds	33.6%	35	-5.9%	9	9
Private equity funds	4.6%	8	-13.8%	1	2
Venture capital funds	12.0%	2	0.0%	0	0
Real estate funds	0.0%	3	+12.5%	0	1
Securitized asset funds	0.5%	1	-0.7%	0	0
Other private funds	9.8%	14	-1.4%	1	1
Mixed private funds	0.1%	1	+41.7%	0	0
Private funds, type not stated	0.0%	2	-48.7%	1	1
No private funds	8.1%	46	-6.5%	7	5
Unknown	31.3%	96	-0.9%	17	12

Location	Share	Filers	Change	New	Exited
United States	89.6%	173	-3.1%	32	26
Outside the US	9.8%	34	-9.2%	4	5
Unknown	0.6%	1	+0.6%	0	0

The Sep 30, 2026 filing window is still open, so its bar carries the Jun 30, 2026 positions of filers that have not filed yet.

How the mix is measured

Shares are 13F common shares restated to today's split basis; options and principal amounts are left out. The change compares only filers with a 13F in both quarters and keeps each filer in its bucket of the later quarter on both sides; a filer that continues under a new CIK is compared through its successor. Holder type comes from each filer's current regulatory profile; client base and private funds come from the Form ADV roster current at each quarter end (rosters from December 2019, so an earlier quarter reads Unknown). Style, turnover, horizon and book size are measured from each filer's 13F book in the newest measured quarter, and Not measured means none was. Actively managed books are those measured systematic-like, concentrated or diversified active.

Excluded 1 holder with no observed 2026-03-31 13F and 1 holder with no observed 2026-06-30 13F. Compared across CIK changes: JANUS HENDERSON GROUP PLC continues as Jupiter Topco LLC.

Conviction and Crowding

208 13F filers, quarter ended Jun 30, 2026

Measured across every 13F filer's common-share book once the quarter's filing window closed. Crowding counts filers with high turnover or that advise private funds on Form ADV.

Conviction holders

1.92% of filers hold it in their top 10

Mar 31, 2026: 4

Holders above 5%

median weight 0.001%

Mar 31, 2026: 1

Crowding

56.3%

of shares outstanding, 99th percentile

Mar 31, 2026: 59.1%

Private-fund advisers

55.3%

of shares outstanding

Institutional ownership

91.2%

168.5% of the estimated free float above 100%: filers can report lent or client shares more than once

Top 10 holders

65.8%

of 13F shares, Herfindahl 0.055

Active holders

-4.9%

like-for-like share change of active filers

5% stakes on record

3 13D, 2 13G (2 institutional, 0 passive, 0 exempt)

How long holders have held it value-weighted 11.2 quarters

Under 1 year 24.2% 1 to 3 years 27.1% 3 years or more 48.7% Since coverage start 0.000%

Managers in the top fifth by current three-year FundScore alpha were net sellers of $5,211,373 (1 buying, 1 selling).

Estimated Holder Cost Basis

Quarter ended Jun 30, 2026, on that quarter's share basis

Estimated, never filed: each 13F buy is costed at its quarter's average traded price and each sale keeps the average cost, so this is what holders paid on average if they traded evenly through each quarter.

Estimated avg cost

$9.28

estimated per share

Mar 31, 2026: $9.60

Quarter-end price

$8.01

implied by 13F values

Estimated gain or loss

-13.7%

price against the estimated cost

Estimated at a loss

66.8%

of costed 13F value

Estimated cost covers 75.0% of the 13F shares; positions already held when a filer's 13F history starts, or bought in a quarter without a trusted average price, have no estimate.

Shared Holders

Companies SPRY's active holders also own, quarter ended Jun 30, 2026

#	Company	Shared holders	Similarity
1	MLYS Mineralys Therapeutics, Inc.	11	0.290
2	MNPR Monopar Therapeutics	6	0.274
3	SNDX Syndax Pharmaceuticals Inc	8	0.221
4	EQ Equillium, Inc.	4	0.213
5	EWTX Edgewise Therapeutics, Inc.	7	0.203
6	BCRX Biocryst Pharmaceuticals Inc	6	0.191
7	ACET Adicet Bio, Inc.	3	0.188
8	PRLD Prelude Therapeutics Inc	3	0.188
9	CTNM Contineum Therapeutics, Inc.	5	0.184
10	NAMS NewAmsterdam Pharma Co N.V.	6	0.182

Shareholder Targets

13F filers that own its peers but not SPRY, quarter ended Jun 30, 2026

Found through its holder-overlap peers: MLYS, MNPR, SNDX, EQ, EWTX, BCRX, ACET, PRLD, CTNM, NAMS, ARDX, MREO, ANNX, LXEO, CRBP, EDIT, VERA, ARQT, DSGN, ALEC. 600 filers in all.

#	Filer	In peers	Of book	Largest peers
1	Frazier Life Sciences Management, L.P. Registered adviser, Concentrated	$971,374,763 5 held	21.2%	NAMS, ARQT, BCRX
2	Paradigm Biocapital Advisors LP Registered adviser, Concentrated	$452,591,004 3 held	9.82%	EWTX, LXEO, EDIT
3	SUVRETTA CAPITAL MANAGEMENT, LLC Registered adviser, Diversified active	$407,077,499 4 held	8.64%	ARQT, CTNM, LXEO
4	Kynam Capital Management, LP Registered adviser, Concentrated	$345,760,479 5 held	19.1%	SNDX, VERA, BCRX
5	PERCEPTIVE ADVISORS LLC Registered adviser, Diversified active	$301,382,595 3 held	4.86%	EWTX, BCRX, CTNM
6	Polar Capital Holdings Plc Registered adviser, Diversified active	$289,870,336 4 held	0.820%	ARQT, NAMS, MLYS
7	FCPM III SERVICES B.V. Unknown, Concentrated	$287,738,062 1 held	38.4%	NAMS
8	Driehaus Capital Management LLC Registered adviser, Diversified active	$261,809,482 5 held	1.53%	EWTX, DSGN, ARQT
9	Avoro Capital Advisors LLC Registered adviser, Concentrated	$252,544,208 2 held	2.27%	VERA, LXEO
10	BAKER BROS. ADVISORS LP Registered adviser, Concentrated	$243,117,705 3 held	1.22%	EWTX, PRLD, DSGN

Fund Ownership of SPRY by Fund Type

Registered funds' Form N-PORT reports for the quarter ended Jun 30, 2026

Index funds and index ETFs hold 11.16% of shares outstanding.

Fund type	Of shares outstanding	Change	Shares	Funds
Index funds	2.19%	+0.32 pp	2,174,444	58
Index ETFs	8.97%	-0.04 pp	8,919,435	33
Active ETFs	0.09%	0.00 pp	94,276	6
Active funds	9.62%	+3.51 pp	9,563,649	39
Unclassified	0.01%	0.00 pp	7,935	1
All registered funds	20.88%	+3.79 pp	20,759,739	137

How fund types are measured

Each fund series counts once, with its latest Form N-PORT report dated inside the quarter; only long share positions count, restated to today's split basis. The fund type is the series' latest Form N-CEN answer on or before the quarter end (the index-fund box and the exchange-traded flag), never its name. Unclassified funds have no usable N-CEN; unit investment trusts are among them, so index ownership is a floor. Funds sit inside their advisers' 13F reports, so these shares overlap the 13F figures and are never added to them.

Holder type: Registered adviser 111 Exempt adviser 3 Adviser 4 Bank 12 Insurer 3 Broker-dealer 2 Registered fund 1 Benefit plan 2 Non-US 8 Holding company 7 Unknown 56

Showing 100 of 215

All Common Calls Puts

Compact Export CSV

Holder

Value (USD)

% of 13F

RA CAPITAL MANAGEMENT, L.P.

$86,996,425

11.95%

10,860,977

Rubric Capital Management LP

$68,412,296

9.40%

8,540,861

ORBIMED ADVISORS LLC

$66,390,965

9.12%

8,288,510

DEERFIELD MANAGEMENT COMPANY, L.P.

$60,105,534

8.26%

7,503,812

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Deerfield UGP, LLC	7,503,812	$60,105,534	100.0%	Defined

BlackRock, Inc.

$42,543,660

5.84%

5,311,319

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BLACKROCK FINANCIAL MANAGEMENT INC/DE	43,160	$345,711	0.8%	Sole
BlackRock Investment Management (Australia) Ltd	417	$3,340	0.0%	Sole
BlackRock Asset Management Canada Ltd	226	$1,810	0.0%	Sole
BlackRock Investment Management, LLC	168,715	$1,351,407	3.2%	Sole
BLACKROCK ADVISORS LLC	142,198	$1,139,005	2.7%	Sole
BlackRock Fund Advisors	2,831,775	$22,682,517	53.3%	Sole
BlackRock Institutional Trust Company, N.A.	1,879,555	$15,055,235	35.4%	Sole
BlackRock Fund Managers Ltd.	9,015	$72,210	0.2%	Sole
BlackRock Asset Management Ireland Ltd	135,312	$1,083,849	2.5%	Sole
BlackRock Asset Management Schweiz AG	9,161	$73,379	0.2%	Sole
Aperio Group, LLC	91,785	$735,197	1.7%	Sole

Tyro Capital Management LLC

$35,719,289

4.91%

4,459,337

Aberdeen Group plc

$33,406,738

4.59%

4,170,629

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
abrdn Inc.	4,170,629	$33,406,738	100.0%	Defined

SR One Capital Management, LP

$32,143,353

4.42%

4,012,903

STATE STREET CORP

$29,882,290

4.10%

3,730,623

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
STATE STREET GLOBAL ADVISORS EUROPE LIMITED joint	3,730,623	$29,882,290	100.0%	Defined

Capital World Investors

$22,066,997

3.03%

2,754,931

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
CAPITAL GROUP COMPANIES INC joint	2,754,931	$22,066,997	100.0%	Defined

VANGUARD CAPITAL MANAGEMENT LLC

$20,453,759

2.81%

2,553,528

MILLENNIUM MANAGEMENT LLC

$19,231,505

2.64%

2,400,937

Janney Montgomery Scott LLC

$16,536,628

2.27%

2,064,498

UBS Group AG

$15,536,627

2.13%

1,939,654

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Financial Services Inc	150	$1,201	0.0%	Defined
UBS AG	1,528,191	$12,240,809	78.8%	Defined
UBS Switzerland AG	403,009	$3,228,102	20.8%	Defined
UBS Securities LLC	8,304	$66,515	0.4%	Defined

GEODE CAPITAL MANAGEMENT, LLC

$13,609,125

1.87%

1,699,017

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GEODE CAPITAL MANAGEMENT TRUST COMPANY, LLC	235,947	$1,889,935	13.9%	Defined
Held directly	1,463,070	$11,719,190	86.1%	Defined

BOOTHBAY FUND MANAGEMENT, LLC

$12,828,047

1.76%

1,601,504

GENERAL AMERICAN INVESTORS CO INC

$9,075,698

1.25%

1,133,046

Third Point LLC

$8,010,000

1.10%

1,000,000

PEREGRINE CAPITAL MANAGEMENT LLC

$5,383,833

0.74%

672,139

Tejara Capital Ltd

$4,862,382

0.67%

607,039

ADAR1 Capital Management, LLC

$4,814,001

0.66%

600,999

Pavaki Capital Management LLC

$4,642,596

0.64%

579,600

VANGUARD PORTFOLIO MANAGEMENT LLC

$4,540,300

0.62%

566,829

CHARLES SCHWAB INVESTMENT MANAGEMENT INC

$4,416,842

0.61%

551,416

NORTHERN TRUST CORP

$4,397,999

0.60%

549,064

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
NORTHERN TRUST CO joint	513,481	$4,112,981	93.5%	Defined
NORTHERN TRUST GLOBAL INVESTMENTS LTD	25,909	$207,530	4.7%	Defined
DWS INVESTMENT MANAGEMENT AMERICAS, INC joint	9,674	$77,488	1.8%	Other

LEVIN CAPITAL STRATEGIES, L.P.

$4,397,209

0.60%

548,965

CITADEL ADVISORS LLC

$4,253,814

0.58%

531,063

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	480,337	$3,847,499	90.4%	Defined
Held directly	50,726	$406,315	9.6%	Defined

Empire Life Investments Inc.

$3,779,566

0.52%

471,856

BANK OF AMERICA CORP /DE/

$3,710,679

0.51%

463,256

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BANK OF AMERICA NA	229,541	$1,838,623	49.5%	Defined
BOFA SECURITIES, INC.	105,518	$845,199	22.8%	Defined
MANAGED ACCOUNT ADVISORS LLC joint	128,197	$1,026,857	27.7%	Defined

UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC

$3,695,685

0.51%

461,384

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Group AG	148	$1,185	0.0%	Defined
UBS Asset Management Switzerland AG	461,236	$3,694,500	100.0%	Sole

VANGUARD FIDUCIARY TRUST CO

$3,692,618

0.51%

461,001

FIL Ltd

$3,649,155

0.50%

455,575

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
FIL Investments International	455,575	$3,649,155	100.0%	Defined

GOLDMAN SACHS GROUP INC

$3,049,967

0.42%

380,770

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GOLDMAN SACHS & CO. LLC	194,646	$1,559,114	51.1%	Defined
GOLDMAN SACHS ASSET MANAGEMENT, L.P.	186,124	$1,490,853	48.9%	Defined

Eversept Partners, LP

$3,019,826

0.41%

377,007

K2 PRINCIPAL FUND, L.P.

$3,004,807

0.41%

375,132

INVESTMENT MANAGEMENT ASSOCIATES INC /ADV

$2,991,662

0.41%

373,491

JPMORGAN CHASE & CO

$2,910,160

0.40%

363,316

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
JPMorgan Chase Bank, N.A.	51,010	$408,590	14.0%	Defined
J.P. Morgan Investment Management Inc.	301,402	$2,414,230	83.0%	Defined
J.P. Morgan Securities LLC	2,660	$21,306	0.7%	Defined
J.P. Morgan Securities plc	8,244	$66,034	2.3%	Defined

FMR LLC

$2,796,803

0.38%

349,164

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Fidelity Management & Research Co LLC	349,150	$2,796,691	100.0%	Defined
STRATEGIC ADVISERS LLC	14	$112	0.0%	Defined

RAYMOND JAMES FINANCIAL INC

$2,551,849

0.35%

318,583

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RAYMOND JAMES & ASSOCIATES	229,275	$1,836,492	72.0%	Defined
Raymond James Financial Services Advisors, Inc.	89,308	$715,357	28.0%	Defined

Trexquant Investment LP

$2,296,731

0.32%

286,733

Jump Financial, LLC

$2,044,152

0.28%

255,200

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Leap GP LLC joint	255,200	$2,044,152	100.0%	Defined

MORGAN STANLEY

$1,835,088

0.25%

229,100

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY & CO INTERNATIONAL PLC	15	$120	0.0%	Defined
MORGAN STANLEY & CO. LLC	27,773	$222,461	12.1%	Defined
MORGAN STANLEY CAPITAL SERVICES, LLC	27,137	$217,367	11.8%	Defined
MORGAN STANLEY SMITH BARNEY LLC	140,731	$1,127,255	61.4%	Defined
PARAMETRIC PORTFOLIO ASSOCIATES LLC	33,444	$267,885	14.6%	Defined

FAS Wealth Partners, Inc.

$1,718,201

0.24%

214,507

Quinn Opportunity Partners LLC

$1,401,750

0.19%

175,000

Bank of New York Mellon Corp

$1,346,768

0.18%

168,136

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Mellon Investments Corporation	60,476	$484,412	36.0%	Defined
The Bank of New York Mellon	104,634	$838,118	62.2%	Defined
BNY Mellon, NA joint	3,025	$24,230	1.8%	Defined
Held directly	1	$8	0.0%	Defined

DAFNA Capital Management LLC

$1,315,922

0.18%

164,285

Nuveen, LLC

$1,292,348

0.18%

161,342

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Nuveen Asset Management, LLC joint	12,983	$103,993	8.0%	Defined
TEACHERS ADVISORS, LLC joint	148,359	$1,188,355	92.0%	Defined

Ishara Investments LP

$1,149,354

0.16%

143,490

Engineers Gate Manager LP

$1,116,746

0.15%

139,419

Hennion & Walsh Asset Management, Inc.

$1,088,175

0.15%

252,477

Steward Partners Investment Advisory, LLC

$1,030,086

0.14%

128,600

BARCLAYS PLC

$1,011,349

0.14%

126,261

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BARCLAYS BANK PLC	124,081	$993,888	98.3%	Defined
BARCLAYS CAPITAL INC.	2,180	$17,461	1.7%	Defined

AMERICAN ASSETS INC

$1,001,250

0.14%

125,000

Quantinno Capital Management LP

$996,676

0.14%

124,429

MARSHALL WACE, LLP

$990,948

0.14%

123,714

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Marshall Wace North America L.P. joint	123,714	$990,948	100.0%	Other

CenterBook Partners LP

$990,228

0.14%

123,624

MILLENNIUM MANAGEMENT LLC

$961,200

0.13%

120,000

DIMENSIONAL FUND ADVISORS LP

$925,339

0.13%

115,523

SUSQUEHANNA INTERNATIONAL GROUP, LLP

$922,752

0.13%

115,200

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	115,200	$922,752	100.0%	Other

SEI INVESTMENTS CO

$838,190

0.12%

104,643

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SEI TRUST CO	104,643	$838,190	100.0%	Sole

Parkman Healthcare Partners LLC

$822,627

0.11%

102,700

Swiss National Bank

$757,746

0.10%

94,600

SIT INVESTMENT ASSOCIATES INC

$743,928

0.10%

92,875

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SIT FIXED INCOME ADVISORS II LLC /ADV	92,875	$743,928	100.0%	Sole

Corient Private Wealth LLC

$729,246

0.10%

91,042

CITIGROUP INC

$714,483

0.10%

89,199

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citigroup Financial Products Inc. joint	89,199	$714,483	100.0%	Defined

Cambridge Investment Research Advisors, Inc.

$698,159

0.10%

87,161

VALLEY FORGE INVESTMENT CONSULTANTS INC ADV

$666,632

0.09%

83,225

RHUMBLINE ADVISERS

$608,671

0.08%

75,989

Headlands Technologies LLC

$602,984

0.08%

75,279

AssuredPartners Investment Advisors, LLC

$586,812

0.08%

73,260

XTX Topco Ltd

$586,227

0.08%

73,187

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
XTX EXECUTION SERVICES LLC joint	73,187	$586,227	100.0%	Defined

DEUTSCHE BANK AG\

$527,585

0.07%

65,866

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
DWS INVESTMENT MANAGEMENT AMERICAS, INC	1,194	$9,563	1.8%	Defined
DWS Investments UK Ltd	64,672	$518,022	98.2%	Defined

Matisse Capital

$526,265

0.07%

65,701

DIKER MANAGEMENT LLC

$524,719

0.07%

65,508

Balyasny Asset Management L.P.

$517,910

0.07%

64,658

Rafferty Asset Management, LLC

$509,227

0.07%

63,574

WELLS FARGO & COMPANY/MN

$504,588

0.07%

62,995

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
WELLS FARGO BANK N A	56,183	$450,025	89.2%	Defined
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC	2,625	$21,026	4.2%	Defined
WELLS FARGO CLEARING SERVICES, LLC	4,187	$33,537	6.6%	Defined

VOYA INVESTMENT MANAGEMENT LLC

$481,480

0.07%

60,110

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Voya Investment Management Co. LLC joint	60,110	$481,480	100.0%	Defined

ALLIANCEBERNSTEIN L.P.

$476,514

0.07%

59,490

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Equitable Holdings, Inc.	59,490	$476,514	100.0%	Defined

SUSQUEHANNA INTERNATIONAL GROUP, LLP

$474,192

0.07%

59,200

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	59,200	$474,192	100.0%	Other

SUSQUEHANNA INTERNATIONAL GROUP, LLP

$467,888

0.06%

58,413

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	58,413	$467,888	100.0%	Other

Coastal Bridge Advisors, LLC

$447,262

0.06%

55,838

ROYCE & ASSOCIATES LP

$432,732

0.06%

54,024

TWO SIGMA INVESTMENTS, LP

$419,724

0.06%

52,400

SCHULHOFF & CO INC

$409,711

0.06%

51,150

PRICE T ROWE ASSOCIATES INC /MD/

$405,137

0.06%

50,579

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
T. Rowe Price International Ltd	50,579	$405,137	100.0%	Defined

K2 PRINCIPAL FUND, L.P.

$384,480

0.05%

48,000

CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM

$369,445

0.05%

46,123

TUDOR INVESTMENT CORP ET AL

$367,618

0.05%

45,895

Permanent Capital Management, LP

$347,497

0.05%

43,383

VANGUARD ASSET MANAGEMENT, Ltd

$323,507

0.04%

40,388

LETKO, BROSSEAU & ASSOCIATES INC

$320,800

0.04%

40,050

Empirical Financial Services, LLC d.b.a. Empirical Wealth Management

$317,026

0.04%

39,579

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Brooklyn Investment Group joint	987	$7,905	2.5%	Other
Held directly	38,592	$309,121	97.5%	Sole

Legal & General Group Plc

$312,292

0.04%

38,988

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Legal & General Investment Management America Inc	5,975	$47,859	15.3%	Defined
Legal & General Investment Management Ltd joint	33,013	$264,433	84.7%	Defined

Invesco Ltd.

$311,516

0.04%

38,891

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Invesco Advisers, Inc. joint	9,443	$75,638	24.3%	Defined
Invesco Trust Co joint	24,416	$195,572	62.8%	Defined
Invesco Capital Management LLC	5,032	$40,306	12.9%	Defined

MetLife Investment Management, LLC

$293,518

0.04%

36,644

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
METLIFE INC	36,644	$293,518	100.0%	Defined

MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd.

$286,388

0.04%

35,754

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Global X Management CO LLC joint	28,369	$227,235	79.3%	Defined
Global X Management (AUS) Ltd joint	7,385	$59,153	20.7%	Defined

AQR CAPITAL MANAGEMENT LLC

$285,763

0.04%

35,676

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Petros Family Wealth, LLC	10	$80	0.0%	Other
KEB ASSET MANAGEMENT, LLC	3	$24	0.0%	Other
RF&L WEALTH MANAGEMENT, LLC	2	$16	0.0%	Other
Prism Planning Partners LLC	16	$128	0.0%	Other
Compound Planning, Inc.	3	$24	0.0%	Other
Arax Advisory Partners	2,414	$19,336	6.8%	Other
HALBERT HARGROVE GLOBAL ADVISORS, LLC	244	$1,954	0.7%	Other
Stokes Family Office, LLC	33	$264	0.1%	Other
Held directly	32,951	$263,937	92.4%	Defined

Norman Fields, Gottscho Capital Management, LLC

$273,167

0.04%

63,380

Everstar Asset Management, LLC

$270,193

0.04%

33,732

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Key facts CIK 1671858 CUSIP 82835W108 13F (30d) 21 filings 21 filers Visit website Investor relations