SOUN · Soundhound Ai, Inc. · Holdings

$4.49 +0.25 (+5.90%)

Russell 2000 member Rebalance outlook locked

Market Cap

$1.95B

444.11M

Volume · Oct 27 7.23M Avg daily vol (3M) 23.46M

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP → See every holder of SOUN: 13F, 13D and 13G, insiders and funds →

The Sep 30, 2026 filing window is still open — showing the latest known positions. Funds that have not filed yet carry their prior-quarter positions; a fund that filed without this stock counts as sold out. Each fund's Change is measured against its own previous reported quarter, shown in the Reported column. Pick a completed quarter in the Quarter selector below to put every fund on one quarter and see the stock-wide activity breakdown.

Quarter:

Holders: 453

Total Value: $1,261,727,140

Total Shares: 195,509,257

Showing 1–100 of 494 holdings by value · page 1 of 5

Institutional Ownership Trend

18 quarters

Holder Concentration

Across 458 13F filers

Top Holder

17.4%

of institutional value

Top 5

51.7%

of institutional value

Top 10

70.4%

of institutional value

HHI

731

Broadly held

Who Holds SOUN

Last 8 quarters through Sep 30, 2026 (filing window open)

Each kind of 13F filer's share of the common shares 13F filers report. Holder type comes from regulatory records, never the filer's name; style, turnover and horizon are measured from each filer's own 13F book. The quarter selector does not change this card.

Jun 30, 2026, the newest closed quarter: 447 filers, like-for-like change -2.8%; actively managed books -5.8%; index-like books -0.1%.

Holder type	Share	Filers	Change	New	Exited
Registered adviser	42.6%	257	-3.2%	45	44
Exempt adviser	0.1%	2	+142.4%	1	0
Adviser	0.5%	10	-3.2%	2	1
Bank	19.0%	18	+3.7%	0	2
Insurer	0.1%	3	+60.1%	1	0
Broker-dealer	1.2%	3	+16.6%	2	1
Benefit plan	0.3%	4	+4.6%	0	0
Non-US	1.1%	9	-41.0%	0	1
Holding company	25.0%	12	-6.8%	0	0
Registered fund	0.0%	0	—	0	0
Unknown	10.0%	129	+1.7%	21	33

Style	Share	Filers	Change	New	Exited
Index-like	54.6%	32	-0.1%	0	1
Systematic-like	2.0%	14	-33.3%	8	5
Concentrated	2.4%	116	+27.5%	28	30
Diversified active	41.1%	284	-5.5%	36	46
Unknown	0.0%	1	0.0%	0	0
Not measured	0.0%	0	—	0	0

Turnover	Share	Filers	Change	New	Exited
Low turnover	59.4%	275	+0.4%	32	50
Medium turnover	8.9%	83	-6.5%	14	11
High turnover	3.0%	33	-17.1%	17	13
Unknown	28.7%	56	-6.0%	9	8
Not measured	0.0%	0	—	0	0

Holding horizon	Share	Filers	Change	New	Exited
Short horizon	29.6%	60	-4.6%	13	16
Medium horizon	24.3%	98	+2.2%	23	14
Long horizon	45.2%	273	-0.2%	27	49
Unknown	0.9%	16	-67.7%	9	3
Not measured	0.0%	0	—	0	0

13F book size	Share	Filers	Change	New	Exited
Under $1B	1.6%	156	+8.8%	38	41
$1B to $10B	2.9%	122	-47.6%	24	30
$10B to $100B	7.1%	104	-16.7%	8	8
$100B or more	88.4%	65	+1.1%	2	3
Not measured	0.0%	0	—	0	0

Client base	Share	Filers	Change	New	Exited
Individuals and high net worth	3.1%	194	+1.0%	32	36
Pooled investment vehicles	2.6%	15	-23.1%	7	7
Registered funds and BDCs	35.3%	17	-2.4%	1	1
Pension and profit sharing plans	0.1%	6	+35.5%	2	0
Insurance companies	0.2%	3	+15.2%	0	0
Charitable organizations	0.0%	1	0.0%	0	0
Governments and sovereign funds	0.4%	3	+35.0%	1	0
Corporations	0.0%	1	0.0%	0	0
Other investment advisers	0.0%	3	-20.9%	0	0
Other	0.0%	2	+147.1%	1	0
Diversified	0.8%	11	+8.2%	1	0
Unknown	57.4%	191	-2.5%	27	38

Private funds	Share	Filers	Change	New	Exited
Hedge funds	3.4%	27	-14.7%	10	6
Private equity funds	0.4%	13	-4.4%	2	1
Venture capital funds	0.0%	1	+3.3%	0	0
Real estate funds	0.0%	5	+72.6%	1	0
Liquidity funds	0.0%	1	-14.0%	0	0
Securitized asset funds	0.4%	1	+4.7%	0	0
Other private funds	1.0%	15	+18.0%	1	0
Mixed private funds	0.7%	3	+6.8%	0	0
Private funds, type not stated	0.1%	2	+58.0%	0	3
No private funds	36.7%	191	-2.6%	32	34
Unknown	57.2%	188	-2.6%	26	38

Location	Share	Filers	Change	New	Exited
United States	90.2%	396	-1.1%	65	74
Outside the US	9.8%	51	-15.7%	7	8

The Sep 30, 2026 filing window is still open, so its bar carries the Jun 30, 2026 positions of filers that have not filed yet.

How the mix is measured

Shares are 13F common shares restated to today's split basis; options and principal amounts are left out. The change compares only filers with a 13F in both quarters and keeps each filer in its bucket of the later quarter on both sides; a filer that continues under a new CIK is compared through its successor. Holder type comes from each filer's current regulatory profile; client base and private funds come from the Form ADV roster current at each quarter end (rosters from December 2019, so an earlier quarter reads Unknown). Style, turnover, horizon and book size are measured from each filer's 13F book in the newest measured quarter, and Not measured means none was. Actively managed books are those measured systematic-like, concentrated or diversified active.

Excluded 8 holders with no observed 2026-03-31 13F and 6 holders with no observed 2026-06-30 13F. Compared across CIK changes: JANUS HENDERSON GROUP PLC continues as Jupiter Topco LLC.

Conviction and Crowding

445 13F filers, quarter ended Jun 30, 2026

Measured across every 13F filer's common-share book once the quarter's filing window closed. Crowding counts filers with high turnover or that advise private funds on Form ADV.

Conviction holders

0.000% of filers hold it in their top 10

Mar 31, 2026: 0

Holders above 5%

median weight 0.002%

Mar 31, 2026: 0

Crowding

—

the issuer has more than one class of common stock, so its count is the total across classes

Private-fund advisers

—

of shares outstanding

Institutional ownership

—

the issuer has more than one class of common stock, so its count is the total across classes

Top 10 holders

74.3%

of 13F shares, Herfindahl 0.089

Active holders

-5.8%

like-for-like share change of active filers

5% stakes on record

0 13D, 3 13G (3 institutional, 0 passive, 0 exempt)

How long holders have held it value-weighted 9.2 quarters

Under 1 year 31.1% 1 to 3 years 30.9% 3 years or more 38.0% Since coverage start 0.000%

Managers in the top fifth by current three-year FundScore alpha were net buyers of $0 (0 buying, 0 selling).

Estimated Holder Cost Basis

Quarter ended Jun 30, 2026, on that quarter's share basis

Estimated, never filed: each 13F buy is costed at its quarter's average traded price and each sale keeps the average cost, so this is what holders paid on average if they traded evenly through each quarter.

Estimated avg cost

$7.56

estimated per share

Mar 31, 2026: $7.95

Quarter-end price

$6.47

implied by 13F values

Estimated gain or loss

-14.4%

price against the estimated cost

Estimated at a loss

43.1%

of costed 13F value

Estimated cost covers 69.2% of the 13F shares; positions already held when a filer's 13F history starts, or bought in a quarter without a trusted average price, have no estimate.

Shared Holders

Companies SOUN's active holders also own, quarter ended Jun 30, 2026

#	Company	Shared holders	Similarity
1	UMAC Unusual Machines, Inc.	3	0.111
2	RCAT Red Cat Holdings, Inc.	3	0.093
3	RGTI Rigetti Computing, Inc.	4	0.090
4	LUNR Intuitive Machines, Inc.	3	0.082
5	PLTR Palantir Technologies Inc.	20	0.076
6	IONQ IonQ, Inc.	5	0.074
7	SOFI SoFi Technologies, Inc.	6	0.074
8	NVDA Nvidia Corp	33	0.073
9	PATH UiPath, Inc.	3	0.071
10	GOOGL Alphabet Inc.	32	0.069

Shareholder Targets

13F filers that own its peers but not SOUN, quarter ended Jun 30, 2026

Found through its holder-overlap peers: UMAC, RCAT, RGTI, LUNR, PLTR, IONQ, SOFI, NVDA, PATH, GOOGL, AAPL, KTOS, FRMI, ONDS, AVGO, AMZN, META, AMD, IVZ, CRWV. 6,809 filers in all.

#	Filer	In peers	Of book	Largest peers
1	NORGES BANK Non-US, Index-like	$271,048,918,579 15 held	27.0%	NVDA, GOOGL, AAPL
2	Capital Research Global Investors Adviser, Diversified active	$191,635,470,910 8 held	26.8%	AVGO, NVDA, GOOGL
3	Capital World Investors Adviser, Diversified active	$162,018,407,514 8 held	19.2%	AVGO, GOOGL, META
4	WELLINGTON MANAGEMENT GROUP LLP Holding company, Diversified active	$106,559,143,434 15 held	18.4%	NVDA, GOOGL, AVGO
5	Capital International Investors Adviser, Diversified active	$105,187,765,445 6 held	21.8%	AVGO, GOOGL, NVDA
6	Berkshire Hathaway Inc Insurer, Concentrated	$103,714,385,303 2 held	34.7%	AAPL, GOOGL
7	DIMENSIONAL FUND ADVISORS LP Registered adviser, Diversified active	$72,689,496,339 14 held	13.2%	NVDA, AAPL, GOOGL
8	Fisher Asset Management, LLC Adviser, Diversified active	$68,407,209,962 9 held	20.5%	NVDA, AAPL, GOOGL
9	JENNISON ASSOCIATES LLC Registered adviser, Diversified active	$62,214,263,569 11 held	37.3%	NVDA, GOOGL, AAPL
10	HSBC HOLDINGS PLC Unknown, Index-like	$57,250,302,931 15 held	27.6%	NVDA, GOOGL, AAPL

Fund Ownership of SOUN by Fund Type

Registered funds' Form N-PORT reports for the quarter ended Jun 30, 2026

Index funds and index ETFs hold 18.39% of shares outstanding.

Fund type	Of shares outstanding	Change	Shares	Funds
Index funds	3.04%	+0.38 pp	13,498,628	59
Index ETFs	15.35%	-0.33 pp	68,186,430	50
Active ETFs	0.01%	+0.01 pp	59,078	4
Active funds	0.43%	-0.15 pp	1,923,594	33
Unclassified	0.00%	0.00 pp	11,308	4
All registered funds	18.84%	-0.10 pp	83,679,038	150

How fund types are measured

Each fund series counts once, with its latest Form N-PORT report dated inside the quarter; only long share positions count, restated to today's split basis. The fund type is the series' latest Form N-CEN answer on or before the quarter end (the index-fund box and the exchange-traded flag), never its name. Unclassified funds have no usable N-CEN; unit investment trusts are among them, so index ownership is a floor. Funds sit inside their advisers' 13F reports, so these shares overlap the 13F figures and are never added to them.

Holder type: Registered adviser 261 Exempt adviser 2 Adviser 10 Bank 18 Insurer 3 Broker-dealer 3 Benefit plan 4 Non-US 9 Holding company 12 Unknown 131

Showing 100 of 494

All Common Calls Puts

Compact Export CSV

Holder

Value (USD)

% of 13F

BlackRock, Inc.

$219,877,043

17.43%

33,984,088

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BLACKROCK FINANCIAL MANAGEMENT INC/DE	415,793	$2,690,180	1.2%	Sole
BlackRock Investment Management (Australia) Ltd	2,158	$13,962	0.0%	Sole
BlackRock Asset Management Canada Ltd	54,432	$352,175	0.2%	Sole
BlackRock Investment Management, LLC	1,082,375	$7,002,966	3.2%	Sole
BLACKROCK ADVISORS LLC	964,533	$6,240,528	2.8%	Sole
BlackRock Fund Advisors	18,411,826	$119,124,514	54.2%	Sole
BlackRock Institutional Trust Company, N.A.	12,005,471	$77,675,397	35.3%	Sole
BlackRock Japan Co. Ltd	1,431	$9,258	0.0%	Sole
BlackRock Fund Managers Ltd.	76,110	$492,431	0.2%	Sole
BlackRock Investment Management (UK) Ltd.	100,365	$649,361	0.3%	Sole
BlackRock (Netherlands) B.V.	42,305	$273,713	0.1%	Sole
BlackRock Asset Management Ireland Ltd	530,937	$3,435,162	1.6%	Sole
BlackRock Asset Management Schweiz AG	60,344	$390,425	0.2%	Sole
Aperio Group, LLC	220,408	$1,426,039	0.6%	Sole
SpiderRock Advisors, LLC	15,600	$100,932	0.0%	Sole

VANGUARD PORTFOLIO MANAGEMENT LLC

$167,457,665

13.27%

25,882,174

VANGUARD CAPITAL MANAGEMENT LLC

$116,853,453

9.26%

18,060,812

GEODE CAPITAL MANAGEMENT, LLC

$67,359,628

5.34%

10,411,071

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GEODE CAPITAL MANAGEMENT TRUST COMPANY, LLC	1,477,540	$9,559,683	14.2%	Defined
Held directly	8,933,531	$57,799,945	85.8%	Defined

STATE STREET CORP

$65,013,432

5.15%

10,048,444

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
STATE STREET GLOBAL ADVISORS EUROPE LIMITED joint	10,048,444	$65,013,432	100.0%	Defined

SUSQUEHANNA INTERNATIONAL GROUP, LLP

$48,310,843

3.83%

7,466,900

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	7,466,900	$48,310,843	100.0%	Other

UBS Group AG

$47,032,162

3.73%

7,269,268

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Financial Services Inc	47,411	$306,749	0.7%	Defined
UBS AG	4,674,421	$30,243,503	64.3%	Defined
UBS Switzerland AG	2,546,436	$16,475,440	35.0%	Defined
UBS Securities LLC	1,000	$6,470	0.0%	Defined

BANK OF AMERICA CORP /DE/

$47,025,447

3.73%

7,268,230

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BANK OF AMERICA NA	367,347	$2,376,735	5.1%	Defined
MERRILL LYNCH, PIERCE, FENNER & SMITH INC.	21,369	$138,257	0.3%	Defined
BOFA SECURITIES, INC.	6,879,514	$44,510,455	94.7%	Defined

MORGAN STANLEY

$41,958,911

3.33%

6,485,149

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY & CO INTERNATIONAL PLC	10,629	$68,769	0.2%	Defined
MORGAN STANLEY & CO. LLC	4,632,198	$29,970,321	71.4%	Defined
MORGAN STANLEY CAPITAL SERVICES, LLC	1,106,645	$7,159,993	17.1%	Defined
MORGAN STANLEY SMITH BARNEY LLC	581,640	$3,763,210	9.0%	Defined
PARAMETRIC PORTFOLIO ASSOCIATES LLC	154,037	$996,618	2.4%	Defined

SUSQUEHANNA INTERNATIONAL GROUP, LLP

$25,739,601

2.04%

3,978,300

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	3,978,300	$25,739,601	100.0%	Other

JANE STREET GROUP, LLC

$23,857,478

1.89%

3,687,400

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Capital, LLC	3,687,400	$23,857,478	100.0%	Defined

CHARLES SCHWAB INVESTMENT MANAGEMENT INC

$22,953,120

1.82%

3,547,623

NORTHERN TRUST CORP

$22,254,819

1.76%

3,439,694

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
NORTHERN TRUST CO joint	3,311,514	$21,425,495	96.3%	Defined
NORTHERN TRUST GLOBAL INVESTMENTS LTD	66,120	$427,796	1.9%	Defined
DWS INVESTMENT MANAGEMENT AMERICAS, INC joint	62,060	$401,528	1.8%	Other

VANGUARD FIDUCIARY TRUST CO

$18,499,425

1.47%

2,859,262

MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd.

$17,832,749

1.41%

2,756,221

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Global X Management CO LLC joint	2,712,397	$17,549,208	98.4%	Defined
Global X Management (AUS) Ltd joint	43,824	$283,541	1.6%	Defined

CITADEL ADVISORS LLC

$13,819,273

1.10%

2,135,900

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	2,135,900	$13,819,273	100.0%	Defined

LPL Financial LLC

$12,534,376

0.99%

1,937,307

CITADEL ADVISORS LLC

$10,206,425

0.81%

1,577,500

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	1,577,500	$10,206,425	100.0%	Defined

JANE STREET GROUP, LLC

$8,937,011

0.71%

1,381,300

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Capital, LLC	1,381,300	$8,937,011	100.0%	Defined

CITADEL ADVISORS LLC

$8,884,034

0.70%

1,373,112

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	1,197,330	$7,746,725	87.2%	Defined
Held directly	175,782	$1,137,309	12.8%	Defined

SUSQUEHANNA INTERNATIONAL GROUP, LLP

$8,129,917

0.64%

1,256,556

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	1,256,556	$8,129,917	100.0%	Other

FIRST TRUST ADVISORS LP

$8,057,815

0.64%

1,245,412

GOLDMAN SACHS GROUP INC

$7,413,233

0.59%

1,145,786

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GOLDMAN SACHS & CO. LLC	486,655	$3,148,657	42.5%	Defined
GOLDMAN SACHS ASSET MANAGEMENT, L.P.	642,236	$4,155,266	56.1%	Defined
Goldman Sachs Trust Company, N.A.	16,895	$109,310	1.5%	Defined

Bank of New York Mellon Corp

$7,289,136

0.58%

1,126,606

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Mellon Investments Corporation joint	368,277	$2,382,751	32.7%	Defined
The Bank of New York Mellon	730,644	$4,727,266	64.9%	Defined
BNY Mellon, NA joint	27,683	$179,107	2.5%	Defined
Held directly	2	$12	0.0%	Defined

NATIONAL BANK OF CANADA /FI/

$6,976,859

0.55%

1,078,340

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
National Bank Financial Inc.	5,840	$37,784	0.5%	Defined
Held directly	1,072,500	$6,939,075	99.5%	Defined

SRS Investment Management, LLC

$6,593,395

0.52%

1,019,072

Nuveen, LLC

$6,407,096

0.51%

990,278

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Nuveen Asset Management, LLC joint	141,062	$912,670	14.2%	Defined
TIAA CREF INVESTMENT MANAGEMENT LLC joint	4,927	$31,877	0.5%	Defined
TEACHERS ADVISORS, LLC joint	844,289	$5,462,549	85.3%	Defined

Swiss National Bank

$5,066,657

0.40%

783,100

DEUTSCHE BANK AG\

$5,040,315

0.40%

779,029

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Deutsche Bank Trust Co Americas	12,868	$83,255	1.7%	Defined
DWS INVESTMENT MANAGEMENT AMERICAS, INC	7,548	$48,835	1.0%	Defined
DWS Investments UK Ltd	737,524	$4,771,780	94.7%	Defined
DBX Advisors LLC	5,927	$38,347	0.8%	Defined
Deutsche Bank S.p.A	1,000	$6,470	0.1%	Defined
DWS International GmbH	14,162	$91,628	1.8%	Defined

Sculptor Capital LP

$4,852,500

0.38%

750,000

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Sculptor Capital II LP joint	750,000	$4,852,500	100.0%	Sole

Sculptor Capital LP

$4,834,384

0.38%

747,200

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Sculptor Capital II LP joint	747,200	$4,834,384	100.0%	Sole

UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC

$4,353,847

0.35%

672,929

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Group AG	3,594	$23,253	0.5%	Defined
UBS Asset Management Switzerland AG	525,288	$3,398,613	78.1%	Sole
UBS Asset Management (UK) Ltd.	40,223	$260,241	6.0%	Defined
Held directly	103,824	$671,740	15.4%	Defined

OSAIC HOLDINGS, INC.

$4,199,902

0.33%

649,135

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
OSAIC WEALTH, INC.	549,305	$3,554,003	84.6%	Defined
CW Advisors, LLC	32,378	$209,485	5.0%	Sole
Osaic Advisory Services, LLC	67,452	$436,414	10.4%	Defined

TOCQUEVILLE ASSET MANAGEMENT L.P.

$4,033,482

0.32%

623,413

WELLS FARGO & COMPANY/MN

$3,968,884

0.31%

613,429

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
WELLS FARGO BANK N A	379,605	$2,456,044	61.9%	Defined
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC	70,933	$458,936	11.6%	Defined
WELLS FARGO CLEARING SERVICES, LLC	161,691	$1,046,140	26.4%	Defined
WELLS FARGO INVESTMENT INSTITUTE, INC.	1,200	$7,764	0.2%	Defined

PRICE T ROWE ASSOCIATES INC /MD/

$3,493,004

0.28%

539,877

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
T. Rowe Price International Ltd	539,877	$3,493,004	100.0%	Defined

ALLIANCEBERNSTEIN L.P.

$3,391,179

0.27%

524,139

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Equitable Holdings, Inc.	524,139	$3,391,179	100.0%	Defined

RHUMBLINE ADVISERS

$3,247,454

0.26%

501,925

Clear Street Group Inc.

$3,060,847

0.24%

473,083

D. E. Shaw & Co., Inc.

$2,927,028

0.23%

452,400

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
D. E. SHAW & CO, L.P.	452,400	$2,927,028	100.0%	Defined

CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM

$2,895,227

0.23%

447,485

Mitsubishi UFJ Asset Management Co., Ltd.

$2,864,049

0.23%

442,666

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MITSUBISHI UFJ FINANCIAL GROUP INC	442,666	$2,864,049	100.0%	Defined

CITIGROUP INC

$2,850,111

0.23%

440,512

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citigroup Financial Products Inc. joint	440,512	$2,850,111	100.0%	Defined

Marex Group plc

$2,831,510

0.22%

437,637

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Marex Financial	21,785	$140,948	5.0%	Defined
Marex Securities Products Inc.	415,000	$2,685,050	94.8%	Defined
Held directly	852	$5,512	0.2%	Defined

JANE STREET GROUP, LLC

$2,814,579

0.22%

435,020

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Capital, LLC	20	$129	0.0%	Defined
Jane Street Global Trading, LLC	435,000	$2,814,450	100.0%	Defined

Balyasny Asset Management L.P.

$2,760,535

0.22%

426,667

CANTOR FITZGERALD, L. P.

$2,674,270

0.21%

413,334

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
CF Secured, LLC	413,334	$2,674,270	100.0%	Defined

Headlands Technologies LLC

$2,571,980

0.20%

397,524

Invesco Ltd.

$2,557,788

0.20%

395,331

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Invesco Advisers, Inc. joint	62,873	$406,786	15.9%	Defined
Invesco Trust Co joint	159,588	$1,032,534	40.4%	Defined
Invesco Capital Management LLC	172,870	$1,118,468	43.7%	Defined

CAPITAL FUND MANAGEMENT S.A.

$2,391,959

0.19%

369,700

VANGUARD ASSET MANAGEMENT, Ltd

$2,341,732

0.19%

361,937

Private Advisor Group, LLC

$2,273,008

0.18%

351,315

ExodusPoint Capital Management, LP

$2,147,839

0.17%

331,969

JPMORGAN CHASE & CO

$2,100,800

0.17%

324,699

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
JPMorgan Chase Bank, N.A.	165,936	$1,073,605	51.1%	Defined
J.P. Morgan Investment Management Inc.	139,281	$901,148	42.9%	Defined
J.P. Morgan Securities LLC	1,295	$8,378	0.4%	Defined
J.P. Morgan Securities plc	737	$4,768	0.2%	Defined
55I, LLC	100	$647	0.0%	Other
J.P. Morgan SE	17,350	$112,254	5.3%	Defined

PEAK6 LLC

$2,072,988

0.16%

320,400

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
PEAK6 Investments LLC joint	320,400	$2,072,988	100.0%	Defined

IMC-Chicago, LLC

$2,008,397

0.16%

310,417

JONES FINANCIAL COMPANIES LLLP

$1,979,755

0.16%

305,990

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Edward D. Jones & Co., L.P.	305,990	$1,979,755	100.0%	Sole

Legal & General Group Plc

$1,946,679

0.15%

300,878

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Legal & General Investment Management America Inc	38,838	$251,281	12.9%	Defined
Legal & General Investment Management Ltd joint	262,040	$1,695,398	87.1%	Defined

BANK OF MONTREAL /CAN/

$1,930,906

0.15%

298,440

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BMO Bank N.A.	8,652	$55,978	2.9%	Defined
BMO NESBITT BURNS INC.	14,288	$92,443	4.8%	Defined
BMO PRIVATE INVESTMENT COUNSEL INC.	500	$3,235	0.2%	Defined
Held directly	275,000	$1,779,250	92.1%	Defined

BANK OF MONTREAL /CAN/

$1,876,300

0.15%

290,000

RAYMOND JAMES FINANCIAL INC

$1,871,970

0.15%

289,331

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RAYMOND JAMES & ASSOCIATES	147,334	$953,250	50.9%	Defined
Raymond James Financial Services Advisors, Inc.	141,997	$918,720	49.1%	Defined

BNP PARIBAS ARBITRAGE, SA

$1,858,934

0.15%

287,316

Verition Fund Management LLC

$1,710,668

0.14%

264,400

Walleye Trading LLC

$1,687,376

0.13%

260,800

Cetera Investment Advisers

$1,672,242

0.13%

258,461

AXQ CAPITAL, LP

$1,648,193

0.13%

254,744

Quantinno Capital Management LP

$1,611,450

0.13%

249,065

Atom Investors LP

$1,578,997

0.13%

244,049

MILLENNIUM MANAGEMENT LLC

$1,563,799

0.12%

241,700

COMMONWEALTH EQUITY SERVICES, LLC

$1,549,370

0.12%

239,470

ROYAL BANK OF CANADA

$1,539,896

0.12%

238,006

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RBC CMA LTD.	12,183	$78,824	5.1%	Defined
RBC Capital Markets, LLC	212,235	$1,373,160	89.2%	Defined
RBC Dominion Securities Inc.	13,006	$84,148	5.5%	Defined
RBC Private Counsel (USA) Inc.	580	$3,752	0.2%	Defined
Held directly	2	$12	0.0%	Sole

Graham Capital Management, L.P.

$1,520,450

0.12%

235,000

Verition Fund Management LLC

$1,517,215

0.12%

234,500

MetLife Investment Management, LLC

$1,515,325

0.12%

234,208

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
METLIFE INC	234,208	$1,515,325	100.0%	Defined

Walleye Trading LLC

$1,401,402

0.11%

216,600

Warm Springs Advisors Inc.

$1,401,207

0.11%

216,570

SG Americas Securities, LLC

$1,345,805

0.11%

208,007

Virtu Financial LLC

$1,292,576

0.10%

199,780

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Virtu Americas LLC	199,780	$1,292,576	100.0%	Defined

MANUFACTURERS LIFE INSURANCE COMPANY, THE

$1,288,946

0.10%

199,219

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MANULIFE FINANCIAL CORP joint	199,219	$1,288,946	100.0%	Defined

Corient Private Wealth LLC

$1,143,663

0.09%

176,764

Themes Management Co LLC

$1,122,532

0.09%

173,498

KIECKHEFER GROUP LLC

$1,095,640

0.09%

182,000

Jupiter Topco LLC

$1,040,473

0.08%

160,815

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
JANUS HENDERSON INVESTORS UK Ltd	160,815	$1,040,473	100.0%	Defined

Vanguard Global Advisers, LLC

$983,530

0.08%

152,014

CREDIT AGRICOLE S A

$976,238

0.08%

150,887

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Credit Agricole Corporate & Investment Bank	150,887	$976,238	100.0%	Defined

NOMURA HOLDINGS INC

$949,459

0.08%

146,748

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
NOMURA GLOBAL FINANCIAL PRODUCTS INC	146,748	$949,459	100.0%	Defined

MARSHALL WACE, LLP

$934,907

0.07%

144,499

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Marshall Wace North America L.P. joint	144,499	$934,907	100.0%	Other

State of New Jersey Common Pension Fund D

$915,919

0.07%

141,564

NEW YORK STATE COMMON RETIREMENT FUND

$897,143

0.07%

138,662

CAPTRUST FINANCIAL ADVISORS

$895,849

0.07%

138,462

Mariner, LLC

$860,930

0.07%

133,065

NewEdge Advisors, LLC

$854,505

0.07%

132,072

ALGERT GLOBAL LLC

$837,865

0.07%

129,500

Crawford Fund Management, LLC

$808,750

0.06%

125,000

Russell Investments Group, Ltd.

$808,632

0.06%

124,982

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Russell Investment Management, LLC	120,058	$776,774	96.1%	Defined
Russell Investments Capital, LLC	4,924	$31,858	3.9%	Defined

Handelsbanken Fonder AB

$802,280

0.06%

124,000

FIRST MANHATTAN CO. LLC.

$785,192

0.06%

121,359

Police & Firemen's Retirement System of New Jersey

$763,789

0.06%

118,051

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Mellon Capital	118,051	$763,789	100.0%	Defined

Zurcher Kantonalbank (Zurich Cantonalbank)

$756,996

0.06%

117,001

Walleye Capital LLC

$754,402

0.06%

116,600

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Key facts CIK 1840856 CUSIP 836100107 13F (30d) 96 filings 96 filers Visit website Investor relations