Round Table Services, LLC

CIK

1375664

Location

Westfield, NJ

Portfolio Value

Small $497,438,266

Diversification

Moderately concentrated

Filing Date

Global Rank

#2,442 / 6,827 ▼ 36 · as of Sep 2022

Top Industry

Asset Management 50.3%

Period ended 4 years ago

Filed Oct 25, 2022 · 4y

11 quarters · since Mar 2020

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Unknown

Portfolio style

Measured from the filed 13F common-share book for Sep 30, 2022, never from the firm's own description.

Style

Concentrated

The top 10 positions are 85.6% of the book (60%+)

Turnover

Low turnover

25.6% over the last four quarters (under 30%)

Horizon

Horizon unknown

The value-weighted holding period is at least 7.9 quarters, but 60.2% of the book was already held when coverage starts

Closest benchmark: every 13F filer's combined book, active share 84.7%; sector active share 53.9% against the combined 13F book's sector weights.

Over time 11 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

View clone backtest

Portfolio Concentration

156 tracked positions · as of Sep 30, 2022 · Δ vs Jun 30, 2022

Top Position

35.5%

−3.8 pts

Top 5

73.5%

+2.2 pts

Top 10

85.6%

+1.7 pts

HHI

1,858

Moderately concentrated−9

Portfolio Trend

11 quarters · across all stocks

Sector Breakdown

As of Sep 30, 2022

Sector	% Portfolio	Value	Positions
Unclassified	80.0%	$397,925,882	96
Financial Services	12.4%	$61,752,578	12
Technology	4.2%	$20,887,566	10
Consumer Cyclical	0.8%	$3,962,193	4
Communication Services	0.7%	$3,593,281	7
Healthcare	0.7%	$3,332,824	8
Consumer Defensive	0.5%	$2,518,531	9
Industrials	0.4%	$1,811,952	6
Energy	0.3%	$1,267,282	3
Utilities	0.1%	$386,177	1

Last Quarter's Activity

Export CSV

Sep 30, 2022 vs Jun 30, 2022

Added To

Positions the filer increased

25 positions

Ticker	Company	Δ Shares	Shares	Value
NMFC	New Mountain Finance Corp	+171,032	3,796,759	$43,776,631
VONV	VANGUARD RUSSELL 1000 VALUE INDEX FUND	+68,087	88,561	$5,286,206
BJUN		+62,790	87,135	$2,516,197
JPST	JPMorgan Ultra-Short Income ETF	+42,539	47,952	$2,405,272
BCI	abrdn Bloomberg All Commodity Strategy K-1 Free ETF	+30,602	124,059	$3,204,443
IJR	iShares Core S&P Small-Cap ETF	+28,158	85,175	$7,426,408
EAPR		+28,011	650,192	$14,055,200
BJUL		+26,090	95,439	$2,782,046
VTV	VANGUARD VALUE INDEX FUND	+20,577	31,195	$3,851,958
BMAY		+20,125	46,707	$1,280,705
IAPR		+18,707	900,930	$19,487,115
IVE	iShares S&P 500 Value ETF	+13,800	16,612	$2,134,974
VO	VANGUARD MID-CAP INDEX FUND	+12,152	24,944	$4,688,973
VTWO	VANGUARD RUSSELL 2000 INDEX FUND	+9,524	29,295	$1,951,925
VTEB	VANGUARD TAX-EXEMPT BOND INDEX FUND	+8,122	17,175	$826,804
GOOG	Alphabet Inc.	+7,386	7,725	$742,758
VCSH	VANGUARD SHORT-TERM CORPORATE BOND INDEX FUND	+6,860	86,847	$6,450,995
VB	Vanguard Index Funds	+6,420	15,816	$2,703,112
VBR	VANGUARD SMALL-CAP VALUE INDEX FUND	+6,215	8,304	$1,190,793
KJUL		+6,170	33,892	$782,396
IWO	iShares Russell 2000 Growth ETF	+5,841	18,658	$3,854,556
AMZN	Amazon Com Inc	+5,210	24,280	$2,743,640
GOOGL	Alphabet Inc.	+4,399	4,560	$436,164
AAPL	Apple Inc.	+3,554	117,681	$16,263,514
BAC	Bank Of America Corp	+2,000	10,974	$331,414
No positions match the current search.

Trimmed

Positions the filer reduced

25 positions

Ticker	Company	Δ Shares	Shares	Value
VEU	Vanguard International Equity Index Funds	−870,808	117,345	$5,205,424
PAVE	Global X U.S. Infrastructure Development ETF	−687,000	32,930	$759,365
EFV	iShares MSCI EAFE Value ETF	−313,098	56,785	$2,187,926
VEA	Vanguard FTSE Developed Markets ETF	−77,613	215,037	$7,818,745
IYT	iShares U.S. Transportation ETF	−33,323	1,633	$320,982
IWR	iShares Russell Mid-Cap ETF	−32,171	443,833	$27,584,220
MBB	iShares MBS ETF	−21,885	45,220	$4,141,247
IDV	iShares International Select Dividend ETF	−17,074	11,684	$263,240
—		−14,214	89,320	$11,516,027
IWM	iShares Russell 2000 ETF	−13,275	201,232	$33,187,181
SUB	iShares Short-Term National Muni Bond ETF	−11,742	8,494	$871,994
IEMG	iShares Trust	−11,517	7,899	$0
VWO	VANGUARD EMERGING MARKETS STOCK INDEX FUND	−9,664	15,209	$554,976
DHR	Danaher Corp	−9,049	1,596	$412,230
BKLN	Invesco Ltd.	−7,913	145,910	$2,945,922
VSGX	VANGUARD ESG INTERNATIONAL STOCK ETF	−7,640	7,110	$308,858
BFEB		−4,526	1,033,642	$28,852,049
ESGE	iShares Trust	−3,349	224,835	$0
EFA	iShares MSCI EAFE ETF	−2,850	10,900	$610,509
SPY	Spdr S&P 500 ETF Trust	−2,646	22,445	$8,016,905
BMAR		−2,607	100,950	$3,045,055
SNAP	Snap Inc	−2,583	48,972	$480,905
DBB	Invesco Db Base Metals Fund	−2,522	13,781	$246,679
KJAN		−2,362	49,489	$1,394,352
PDBC	Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF	−2,283	15,574	$251,987
No positions match the current search.

New Positions

Positions the filer opened this quarter

14 positions

Ticker	Company	Shares	Value
IJUL		1,332,779	$28,361,537
NJUL		482,625	$20,282,315
TOTL	State Street(R) DoubleLine(R) Total Return Tactical ETF	52,180	$2,096,592
VTWV	VANGUARD RUSSELL 2000 VALUE INDEX FUND	16,364	$1,853,386
VONG	VANGUARD RUSSELL 1000 GROWTH INDEX FUND	8,931	$484,149
BSEP		16,344	$467,601
EJUL		17,471	$374,228
SCHA	Schwab U.S. Small-Cap ETF	6,209	$234,700
BXSL	Blackstone Secured Lending Fund	10,027	$228,013
BAUG		7,517	$212,505
SCHV	Schwab U.S. Large-Cap Value ETF	3,572	$208,997
WM	Waste Management Inc	1,273	$203,947
SKIL	Skillsoft Corp.	47,680	$87,254
GERN	Geron Corp	10,000	$23,400
No positions match the current search.

Sold Out

Positions the filer fully exited

14 positions

Ticker	Company	Shares	Value
DJP		50,171	$1,745,950
VXUS	Vanguard Total International Stock ETF	29,125	$1,503,141
IXUS	iShares Core MSCI Total International Stock ETF	14,914	$850,545
GUNR	FlexShares Morningstar Global Upstream Natural Resources Index Fund	16,599	$658,482
VSS	VANGUARD FTSE ALL-WORLD EX-US SMALL-CAP INDEX FUND	3,277	$338,219
ACWX	iShares MSCI ACWI ex U.S. ETF	7,384	$332,280
IJH	iShares Core S&P Mid-Cap ETF	1,237	$279,846
ACWI	iShares MSCI ACWI ETF	2,968	$248,985
MUB	iShares National Muni Bond ETF	2,277	$242,181
VIG	Vanguard Specialized Funds	1,617	$231,990
AGG	iShares Core U.S. Aggregate Bond ETF	2,214	$225,119
VGK	VANGUARD EUROPEAN STOCK INDEX FUND	3,999	$211,227
TGT	Target Corp	1,491	$210,573
T	At&T Inc.	9,680	$202,892
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

156 tracked positions · $497,438,266 total · filing declares 159 positions · $508,259,000 · as of Sep 30, 2022

All sectors Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Technology Utilities

Showing 1–50 of 156 positions by value · page 1 of 4

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	Held (qtrs)	Est. cost/share	% of Portfolio
IVV	iShares Core S&P 500 ETF	Reduced	134,478	-621	$48,230,534	−5.8%	11+	before history	9.70%
NMFC	New Mountain Finance Corp Financial Services	Added	3,796,759	+171,032	$43,776,631	+1.4%	11+	before history	8.80%
IWM	iShares Russell 2000 ETF	Reduced	201,232	-13,275	$33,187,181	−8.6%	11+	before history	6.67%
IWD	iShares Russell 1000 Value ETF	Added	221,171	+982	$30,077,044	−5.8%	11+	before history	6.05%
BFEB		Reduced	1,033,642	-4,526	$28,852,049	−3.0%	3	$31.70	5.80%
IJUL		NEW	1,332,779	NEW	$28,361,537	NEW	1	$22.75	5.70%
IWR	iShares Russell Mid-Cap ETF	Reduced	443,833	-32,171	$27,584,220	−10.4%	11+	before history	5.55%
NJUL		NEW	482,625	NEW	$20,282,315	NEW	1	$44.51	4.08%
IAPR		Added	900,930	+18,707	$19,487,115	−3.1%	3	$23.71	3.92%
AAPL	Apple Inc. Technology	Added	117,681	+3,554	$16,263,514	+4.2%	11+	before history	3.27%
EAPR		Added	650,192	+28,011	$14,055,200	−2.5%	3	$23.61	2.83%
		Reduced	89,320	-14,214	$11,516,027	−18.3%	6	$162.72	2.32%
BRK-B	Berkshire Hathaway Inc Financial Services	Reduced	30,415	-557	$8,121,412	−4.0%	11+	before history	1.63%
SPY	Spdr S&P 500 ETF Trust	Reduced	22,445	-2,646	$8,016,905	−15.3%	11+	before history	1.61%
VEA	Vanguard FTSE Developed Markets ETF	Reduced	215,037	-77,613	$7,818,745	−34.5%	11+	before history	1.57%
IWB	iShares Russell 1000 ETF	Reduced	38,060	-1,336	$7,510,379	−8.2%	11+	before history	1.51%
IJR	iShares Core S&P Small-Cap ETF	Added	85,175	+28,158	$7,426,408	+40.9%	11+	before history	1.49%
VCSH	VANGUARD SHORT-TERM CORPORATE BOND INDEX FUND	Added	86,847	+6,860	$6,450,995	+5.8%	11+	before history	1.30%
MDY	Spdr S&P Midcap 400 ETF Trust	Added	13,636	+553	$5,477,035	+1.2%	11+	before history	1.10%
VONV	VANGUARD RUSSELL 1000 VALUE INDEX FUND	Added	88,561	+68,087	$5,286,206	+306.3%	2	$66.52	1.06%
VEU	Vanguard International Equity Index Funds	Reduced	117,345	-870,808	$5,205,424	−89.5%	11+	before history	1.05%
VO	VANGUARD MID-CAP INDEX FUND	Added	24,944	+12,152	$4,688,973	+86.1%	11+	before history	0.94%
MBB	iShares MBS ETF	Reduced	45,220	-21,885	$4,141,247	−36.7%	11+	before history	0.83%
IWO	iShares Russell 2000 Growth ETF	Added	18,658	+5,841	$3,854,556	+45.8%	11+	before history	0.77%
VTV	VANGUARD VALUE INDEX FUND	Added	31,195	+20,577	$3,851,958	+175.1%	7	unpriced	0.77%
BCI	abrdn Bloomberg All Commodity Strategy K-1 Free ETF	Added	124,059	+30,602	$3,204,443	+26.2%	7	$25.07	0.64%
BMAR		Reduced	100,950	-2,607	$3,045,055	−4.9%	3	$33.49	0.61%
BKLN	Invesco Ltd. Financial Services	Reduced	145,910	-7,913	$2,945,922	−5.5%	11+	before history	0.59%
BJUL		Added	95,439	+26,090	$2,782,046	+33.1%	3	$31.99	0.56%
AMZN	Amazon Com Inc Consumer Cyclical	Added	24,280	+5,210	$2,743,640	+35.5%	11+	before history	0.55%
VB	Vanguard Index Funds	Added	15,816	+6,420	$2,703,112	+63.4%	10	$190.76	0.54%
BJAN		Held	87,022	0	$2,698,291	−3.6%	11+	before history	0.54%
QQQ	Invesco Qqq Trust, Series 1	Added	10,092	+375	$2,697,187	−1.0%	11+	before history	0.54%
BJUN		Added	87,135	+62,790	$2,516,197	+246.6%	2	$31.29	0.51%
VOO	VANGUARD 500 INDEX FUND	Added	7,598	+609	$2,494,423	+2.9%	11+	before history	0.50%
JPST	JPMorgan Ultra-Short Income ETF	Added	47,952	+42,539	$2,405,272	+787.1%	2	$50.13	0.48%
TIP	iShares TIPS Bond ETF	Held	21,072	0	$2,210,452	−7.9%	11+	before history	0.44%
EFV	iShares MSCI EAFE Value ETF	Reduced	56,785	-313,098	$2,187,926	−86.4%	3	unpriced	0.44%
IVE	iShares S&P 500 Value ETF	Added	16,612	+13,800	$2,134,974	+452.3%	4	unpriced	0.43%
MSFT	Microsoft Corp Technology	Added	9,163	+451	$2,134,062	−4.6%	11+	before history	0.43%
TOTL	State Street(R) DoubleLine(R) Total Return Tactical ETF	NEW	52,180	NEW	$2,096,592	NEW	1	$42.05	0.42%
IWV	iShares Russell 3000 ETF	Added	9,766	+973	$2,021,952	+5.8%	11+	before history	0.41%
VTWO	VANGUARD RUSSELL 2000 INDEX FUND	Added	29,295	+9,524	$1,951,925	+44.4%	8	unpriced	0.39%
VTWV	VANGUARD RUSSELL 2000 VALUE INDEX FUND	NEW	16,364	NEW	$1,853,386	NEW	1	$126.73	0.37%
XLF	State Street Corp Financial Services	Held	60,530	0	$1,837,690	−3.5%	3	$39.09	0.37%
SCHW	Schwab Charles Corp Financial Services	Added	24,616	+46	$1,769,151	+14.0%	11+	before history	0.36%
KJAN		Reduced	49,489	-2,362	$1,394,352	−4.8%	3	$30.97	0.28%
BMAY		Added	46,707	+20,125	$1,280,705	+69.7%	2	$29.86	0.26%
VNQ	VANGUARD REAL ESTATE INDEX FUND	Held	14,857	0	$1,191,085	−12.0%	11+	before history	0.24%
VBR	VANGUARD SMALL-CAP VALUE INDEX FUND	Added	8,304	+6,215	$1,190,793	+280.5%	3	unpriced	0.24%

Showing the top 50 of 156 positions. Create a free account to see every position, past quarters, search, filters and CSV export.

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.