NorthRock Partners, LLC

CIK

1632097

Location

MINNEAPOLIS, MN

Portfolio Value

Micro $14,582,654

Diversification

Diversified

Filing Date

Global Rank

#1,190 / 8,232 ▲ 130

Top Industry

Consumer Electronics 19.2%

3Y Alpha vs SPY

-2.9%

Period ended 2 months ago

Filed May 15, 2026 · 29d

25 quarters · since Mar 2020

Clone Performance

Jun 2023–Jun 2026 · vs SPY

Hypothetical growth of cloning every reported 13F position and rebalancing on each filing, indexed to the same start.

Cloned portfolio

+65.3%

SPY

+76.5%

Annualised alpha

-2.6%

Max drawdown

−18.8%

Estimate. 13F holdings are quarter-lagged and long-only, so the clone rebalances about 45 days after each period end — when the filing becomes public — and excludes options and short positions. Past performance does not predict future results.

Portfolio Concentration

374 positions · as of Mar 31, 2026 · Δ vs Dec 31, 2025

Top Position

15.5%

−0.9 pts

Top 5

50.0%

−4.1 pts

Top 10

59.5%

−4.5 pts

HHI

658

Diversified−93

Portfolio Trend

25 quarters · across all stocks

Sector Breakdown

As of Mar 31, 2026

Sector	% Portfolio	Value	Positions
Unclassified	29.2%	$423,811,935	12
Technology	27.2%	$395,864,250	60
Consumer Defensive	10.0%	$145,846,581	24
Financial Services	9.6%	$140,158,318	72
Consumer Cyclical	6.3%	$91,363,831	34
Healthcare	5.1%	$73,976,980	44
Industrials	4.9%	$71,322,570	55
Communication Services	3.3%	$47,623,329	15
Energy	1.9%	$27,408,239	14
Basic Materials	1.0%	$14,582,654	17
Utilities	0.8%	$11,959,061	16
Real Estate	0.6%	$8,954,961	11

Last Quarter's Activity

Export CSV

Mar 31, 2026 vs Dec 31, 2025

Added To

Positions the filer increased

25 positions

Ticker	Company	Δ Shares	Shares	Value
AAPL	Apple Inc.	+35,558	779,012	$197,705,455
CMCSA	Comcast Corp	+24,508	42,260	$1,213,284
WMT	Walmart Inc.	+19,568	58,822	$7,310,398
HWKN	Hawkins Inc	+16,700	43,827	$6,731,827
MDT	Medtronic plc	+16,186	28,489	$2,468,571
PCG	PG&E Corp	+16,009	57,707	$1,013,911
KO	Coca Cola Co	+15,313	42,441	$3,227,638
MRK	Merck & Co., Inc.	+14,986	34,262	$4,121,375
AMZN	Amazon Com Inc	+14,866	129,681	$27,008,661
WMB	Williams Companies, Inc.	+14,783	18,629	$1,355,818
QQQ	Invesco Qqq Trust, Series 1	+14,320	389,838	$225,006,696
NVDA	Nvidia Corp	+14,159	337,012	$58,774,892
PLD	Prologis, Inc.	+13,218	16,913	$2,235,560
JPM	Jpmorgan Chase & Co	+11,791	60,410	$17,770,205
PEP	Pepsico Inc	+11,584	36,777	$5,711,100
EMR	Emerson Electric Co	+11,257	16,440	$2,153,968
XOM	Exxon Mobil Corp	+11,147	60,712	$10,300,397
MSFT	Microsoft Corp	+10,103	159,278	$58,959,937
AVGO	Broadcom Inc.	+9,103	35,927	$11,119,765
WFC	Wells Fargo & Company/Mn	+8,936	62,961	$5,012,325
NKE	NIKE, Inc.	+8,807	20,320	$1,073,302
QCOM	Qualcomm Inc/De	+8,295	14,803	$1,906,330
TSM	Taiwan Semiconductor Manufacturing Co Ltd	+7,878	11,768	$3,976,995
IBIT	iShares Bitcoin Trust ETF	+6,203	33,958	$1,304,666
TSLA	Tesla, Inc.	+6,179	48,690	$18,100,507
No positions match the current search.

Trimmed

Positions the filer reduced

25 positions

Ticker	Company	Δ Shares	Shares	Value
IAU	Ishares Gold Trust	−78,219	46,777	$4,123,860
GAB	Gabelli Equity Trust Inc	−47,582	32,107	$179,799
OTF	Blue Owl Technology Finance Corp.	−27,001	81,824	$1,013,799
SOFI	SoFi Technologies, Inc.	−14,549	22,949	$364,430
LAC	Lithium Americas Corp.	−8,418	13,494	$53,301
USB	US Bancorp De	−6,346	27,319	$1,420,861
MO	Altria Group, Inc.	−6,111	198,271	$13,083,903
MDLZ	Mondelez International, Inc.	−5,570	512,580	$29,545,111
ABNB	Airbnb, Inc.	−5,533	14,889	$1,880,182
BAC	Bank Of America Corp /De/	−5,432	74,588	$3,636,165
SPY	Spdr S&P 500 ETF Trust	−4,998	285,394	$185,603,133
PM	Philip Morris International Inc.	−4,801	175,418	$29,003,612
EPD	Enterprise Products Partners L.P.	−4,369	34,365	$1,300,371
TWLO	Twilio Inc	−4,020	8,336	$1,048,835
UPS	United Parcel Service Inc	−2,563	104,539	$10,284,546
TSN	Tyson Foods, Inc.	−2,503	4,254	$272,553
FLEX	Flex Ltd.	−2,221	5,030	$329,263
ABEV	Ambev S.A.	−2,073	13,760	$40,179
ESTA	Establishment Labs Holdings Inc.	−1,999	38,931	$2,210,502
NML	Neuberger Energy Infrastructure & Income Fund Inc.	−1,887	13,581	$142,736
ARCC	Ares Capital Corp	−1,831	16,477	$296,915
AMD	Advanced Micro Devices Inc	−1,814	18,737	$3,811,667
DAL	Delta Air Lines, Inc.	−1,782	9,586	$637,277
WPM	Wheaton Precious Metals Corp.	−1,611	1,588	$208,043
TT	Trane Technologies plc	−1,568	674	$280,882
No positions match the current search.

New Positions

Positions the filer opened this quarter

25 positions

Ticker	Company	Shares	Value
LITE	Lumentum Holdings Inc.	3,192	$2,243,209
PNC	Pnc Financial Services Group, Inc.	10,065	$2,094,425
PCN	Pimco Corporate & Income Strategy Fund	136,941	$1,629,597
NXPI	NXP Semiconductors N.V.	7,663	$1,508,538
CRS	Carpenter Technology Corp	3,122	$1,230,536
CGNX	Cognex Corp	24,053	$1,178,356
ITT	Itt Inc.	5,679	$1,082,019
FRT	Federal Realty Investment Trust	9,516	$1,010,694
GTLS	Chart Industries Inc	4,551	$940,919
EWBC	East West Bancorp Inc	8,791	$938,527
CFR	Cullen/Frost Bankers, Inc.	6,652	$911,856
PL	Planet Labs PBC	32,175	$899,291
SNDA	Sonida Senior Living, Inc.	26,876	$866,751
CROX	Crocs, Inc.	10,410	$864,238
AN	Autonation, Inc.	4,260	$831,807
SMTC	Semtech Corp	10,531	$809,728
ULTA	Ulta Beauty, Inc.	1,443	$754,270
AZN	Astrazeneca PLC	3,339	$658,517
DLR	Digital Realty Trust, Inc.	3,621	$652,540
CLF	Cleveland-Cliffs Inc.	75,524	$638,177
PEGA	Pegasystems Inc	13,427	$571,453
GLOB	Globant S.A.	11,793	$543,775
UL	Unilever PLC	9,296	$529,593
BMNR	Bitmine Immersion Technologies, Inc.	26,772	$529,550
BDX	Becton Dickinson & Co	3,230	$507,852
No positions match the current search.

Sold Out

Positions the filer fully exited

25 positions

Ticker	Company	Shares	Value
MSM	Msc Industrial Direct Co Inc	12,648	$1,063,696
ONON	On Holding AG	20,780	$965,854
UNM	Unum Group	5,218	$404,395
BNY	Bank of New York Mellon Corp	3,237	$375,783
SONY	Sony Group Corp	13,715	$351,104
CR	Crane Co	1,554	$286,604
ORGN	Origin Materials, Inc.	40,000	$254,400
CTSH	Cognizant Technology Solutions Corp	3,048	$252,984
IR	Ingersoll Rand Inc.	3,041	$240,908
FBTC	Fidelity Wise Origin Bitcoin Fund	3,011	$229,528
AGI	Alamos Gold Inc	5,900	$227,622
VTR	Ventas, Inc.	2,921	$226,026
COIN	Coinbase Global, Inc.	999	$225,913
PHM	Pultegroup Inc/Mi/	1,925	$225,725
PYPL	PayPal Holdings, Inc.	3,798	$221,727
RDDT	Reddit, Inc.	957	$219,985
FIS	Fidelity National Information Services, Inc.	3,309	$219,916
BXSL	Blackstone Secured Lending Fund	8,220	$216,432
TTD	Trade Desk, Inc.	5,655	$214,663
BROS	Dutch Bros Inc.	3,480	$213,045
FISV	Fiserv Inc	3,167	$212,727
AXON	Axon Enterprise, Inc.	374	$212,405
RACE	Ferrari N.V.	574	$212,127
WY	Weyerhaeuser Co	8,793	$208,306
BSX	Boston Scientific Corp	2,118	$201,951
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

17 positions · $14,582,654 total · Basic Materials only · as of Mar 31, 2026

All sectors Basic Materials Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Real Estate Technology Utilities

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	% of Portfolio
HWKN	Hawkins Inc Basic Materials	Added	43,827	+16,700	$6,731,827	+74.7%	46.16%
LIN	Linde PLC Basic Materials	Added	2,340	+926	$1,160,078	+92.4%	7.96%
APD	Air Products & Chemicals, Inc. Basic Materials	Added	3,316	+2,091	$963,264	+218.3%	6.61%
ECL	Ecolab Inc. Basic Materials	Added	3,404	+714	$905,532	+28.2%	6.21%
CRH	Crh Public Ltd Co Basic Materials	Added	6,878	+3,475	$723,015	+70.2%	4.96%
CLF	Cleveland-Cliffs Inc. Basic Materials	NEW	75,524	NEW	$638,177	NEW	4.38%
FCX	Freeport-Mcmoran Inc Basic Materials	Added	10,201	+2,313	$599,614	+49.7%	4.11%
SHW	Sherwin Williams Co Basic Materials	Added	1,604	+291	$514,162	+20.9%	3.53%
VMC	Vulcan Materials CO Basic Materials	Added	1,888	+1,177	$514,102	+153.5%	3.53%
CF	CF Industries Holdings, Inc. Basic Materials	Added	3,391	+150	$440,287	+75.7%	3.02%
RGLD	Royal Gold Inc Basic Materials	Added	1,487	+175	$378,426	+29.8%	2.60%
AEM	Agnico Eagle Mines Ltd Basic Materials	NEW	1,219	NEW	$247,432	NEW	1.70%
ALB	Albemarle Corp Basic Materials	NEW	1,201	NEW	$215,615	NEW	1.48%
WPM	Wheaton Precious Metals Corp. Basic Materials	Reduced	1,588	-1,611	$208,043	−44.7%	1.43%
RIO	Rio Tinto PLC Basic Materials	NEW	2,204	NEW	$205,611	NEW	1.41%
LAR	Lithium Argentina AG Basic Materials	NEW	12,600	NEW	$84,168	NEW	0.58%
LAC	Lithium Americas Corp. Basic Materials	Reduced	13,494	-8,418	$53,301	−44.2%	0.37%