Regal Wealth Group, Inc.

CIK

1656537

Location

SEAL BEACH, CA

Portfolio Value

Small $164,898,884

Diversification

Highly concentrated

Filing Date

Global Rank

#5,425 / 7,461 ▼ 117 · as of Dec 2023

Top Industry

Aerospace & Defense 35.5%

3Y Alpha vs SPY

-13.4%

Period ended 2 years ago

Filed Feb 23, 2024 · 2y

16 quarters · since Mar 2020

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Unknown

Portfolio style

Measured from the filed 13F common-share book for Dec 31, 2023, never from the firm's own description.

Style

Concentrated

The top 10 positions are 96.6% of the book (60%+)

Turnover

Medium turnover

36.3% over the last four quarters (30% to under 100%)

Horizon

Long horizon

Value-weighted holding period 12.3 quarters (12+), a floor since 68.6% of the book was already held when coverage starts

Closest benchmark: every 13F filer's combined book, active share 90.4%; sector active share 77.1% against the combined 13F book's sector weights.

Over time 16 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

View clone backtest

Portfolio Concentration

43 tracked positions · as of Dec 31, 2023 · Δ vs Sep 30, 2023

Top Position

47.5%

−1.6 pts

Top 5

90.0%

−1.6 pts

Top 10

96.6%

−0.1 pts

HHI

2,990

Highly concentrated−166

Portfolio Trend

16 quarters · across all stocks

Sector Breakdown

As of Dec 31, 2023

Sector	% Portfolio	Value	Positions
Unclassified	89.5%	$147,532,961	28
Industrials	6.8%	$11,139,594	4
Technology	1.9%	$3,204,346	3
Healthcare	0.7%	$1,101,935	2
Consumer Cyclical	0.5%	$767,168	2
Utilities	0.2%	$360,953	1
Consumer Defensive	0.2%	$309,492	1
Financial Services	0.1%	$242,885	1
Energy	0.1%	$239,550	1

Last Quarter's Activity

Export CSV

Dec 31, 2023 vs Sep 30, 2023

Added To

Positions the filer increased

22 positions

Ticker	Company	Δ Shares	Shares	Value
RSP	Victory Portfolios II	+16,947	19,540	$3,083,412
DFAI	Dimensional International Core Equity Market ETF	+11,781	196,730	$5,634,347
DFAS	Dimensional U.S. Small Cap ETF	+4,879	142,852	$8,516,836
VCSH	VANGUARD SHORT-TERM CORPORATE BOND INDEX FUND	+3,485	119,233	$9,225,057
DFCF	Dimensional Core Fixed Income ETF	+3,329	87,646	$3,716,190
LQD	iShares iBoxx $ Investment Grade Corporate Bond ETF	+3,030	87,205	$9,650,105
AGG	iShares Core U.S. Aggregate Bond ETF	+1,960	57,431	$5,700,026
VO	VANGUARD MID-CAP INDEX FUND	+1,118	27,389	$6,371,776
MSFT	Microsoft Corp	+586	1,877	$705,827
VTI	VANGUARD TOTAL STOCK MARKET INDEX FUND	+235	30,483	$7,231,177
IVW	iShares S&P 500 Growth ETF	+50	30,815	$2,314,206
IVE	iShares S&P 500 Value ETF	+34	12,047	$2,094,852
GLD	Spdr Gold Trust	+29	1,222	$233,609
IVV	iShares Core S&P 500 ETF	+16	31,068	$14,839,008
VNQ	VANGUARD REAL ESTATE INDEX FUND	+13	2,731	$241,311
ROK	Rockwell Automation, Inc	+12	15,098	$4,687,627
CARR	CARRIER GLOBAL Corp	+5	5,047	$289,950
MAR	Marriott International Inc	+4	1,726	$389,230
IJR	iShares Core S&P Small-Cap ETF	+3	2,173	$235,227
IWB	iShares Russell 1000 ETF	+3	10,081	$2,643,843
SPY	Spdr S&P 500 ETF Trust	+1	821	$390,229
MRK	Merck & Co., Inc.	+1	5,322	$580,204
No positions match the current search.

Trimmed

Positions the filer reduced

12 positions

Ticker	Company	Δ Shares	Shares	Value
USMV	iShares MSCI USA Min Vol Factor ETF	−14,258	55,313	$4,316,073
DFLV	Dimensional US Large Cap Value ETF	−3,411	822,968	$22,261,284
IWF	iShares Russell 1000 Growth ETF	−3,017	96,593	$29,284,099
AAPL	Apple Inc.	−548	6,333	$1,219,292
BA	Boeing Co	−280	21,130	$5,507,745
MTUM	iShares MSCI USA Momentum Factor ETF	−270	1,805	$283,186
IWD	iShares Russell 1000 Value ETF	−198	26,318	$4,349,049
SWKS	Skyworks Solutions, Inc.	−187	11,379	$1,279,227
RTX	RTX Corp	−118	7,776	$654,272
TSLA	Tesla, Inc.	−83	1,521	$377,938
IWO	iShares Russell 2000 Growth ETF	−35	3,084	$777,846
—		−30	4,509	$700,382
No positions match the current search.

New Positions

Positions the filer opened this quarter

1 positions

Ticker	Company	Shares	Value	Open
VONV	VANGUARD RUSSELL 1000 VALUE INDEX FUND	4,596	$333,393
No positions match the current search.

Sold Out

Positions the filer fully exited

No qualifying positions this quarter.

Portfolio Positions

Compact Export CSV View 13F filing

43 tracked positions · $164,898,884 total · filing declares 43 positions · $162,113,711 · as of Dec 31, 2023

All sectors Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Technology Utilities

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	Held (qtrs)	Est. cost/share	% of Portfolio
IWF	iShares Russell 1000 Growth ETF	Reduced	96,593	-3,017	$29,284,099	+10.5%	16+	before history	17.76%
DFLV	Dimensional US Large Cap Value ETF	Reduced	822,968	-3,411	$22,261,284	+8.6%	4	$24.71	13.50%
IVV	iShares Core S&P 500 ETF	Added	31,068	+16	$14,839,008	+11.3%	16+	before history	9.00%
LQD	iShares iBoxx $ Investment Grade Corporate Bond ETF	Added	87,205	+3,030	$9,650,105	+12.4%	16+	before history	5.85%
VCSH	VANGUARD SHORT-TERM CORPORATE BOND INDEX FUND	Added	119,233	+3,485	$9,225,057	+6.1%	4	$75.92	5.59%
DFAS	Dimensional U.S. Small Cap ETF	Added	142,852	+4,879	$8,516,836	+17.6%	4	$52.73	5.16%
VTI	VANGUARD TOTAL STOCK MARKET INDEX FUND	Added	30,483	+235	$7,231,177	+12.5%	16+	before history	4.39%
VO	VANGUARD MID-CAP INDEX FUND	Added	27,389	+1,118	$6,371,776	+16.5%	16+	before history	3.86%
AGG	iShares Core U.S. Aggregate Bond ETF	Added	57,431	+1,960	$5,700,026	+9.3%	16+	before history	3.46%
DFAI	Dimensional International Core Equity Market ETF	Added	196,730	+11,781	$5,634,347	+16.7%	4	$27.14	3.42%
BA	Boeing Co Industrials	Reduced	21,130	-280	$5,507,745	+34.2%	16+	before history	3.34%
ROK	Rockwell Automation, Inc Industrials	Added	15,098	+12	$4,687,627	+8.7%	16+	before history	2.84%
IWD	iShares Russell 1000 Value ETF	Reduced	26,318	-198	$4,349,049	+8.0%	16+	before history	2.64%
USMV	iShares MSCI USA Min Vol Factor ETF	Reduced	55,313	-14,258	$4,316,073	−14.3%	16+	before history	2.62%
DFCF	Dimensional Core Fixed Income ETF	Added	87,646	+3,329	$3,716,190	+9.2%	4	$42.18	2.25%
RSP	Victory Portfolios II	Added	19,540	+16,947	$3,083,412	+739.2%	16+	before history	1.87%
IWB	iShares Russell 1000 ETF	Added	10,081	+3	$2,643,843	+11.7%	16+	before history	1.60%
IVW	iShares S&P 500 Growth ETF	Added	30,815	+50	$2,314,206	+9.9%	16+	before history	1.40%
IVE	iShares S&P 500 Value ETF	Added	12,047	+34	$2,094,852	+13.4%	16+	before history	1.27%
IWM	iShares Russell 2000 ETF	Held	9,303	0	$1,867,205	+13.6%	16+	before history	1.13%
SWKS	Skyworks Solutions, Inc. Technology	Reduced	11,379	-187	$1,279,227	+12.2%	16+	before history	0.78%
VB	Vanguard Index Funds	Held	5,809	0	$1,239,233	+12.8%	16+	before history	0.75%
AAPL	Apple Inc. Technology	Reduced	6,333	-548	$1,219,292	+3.5%	16+	before history	0.74%
IWO	iShares Russell 2000 Growth ETF	Reduced	3,084	-35	$777,846	+11.3%	16+	before history	0.47%
MSFT	Microsoft Corp Technology	Added	1,877	+586	$705,827	+73.2%	16+	before history	0.43%
		Reduced	4,509	-30	$700,382	+13.8%	16+	before history	0.42%
RTX	RTX Corp Industrials	Reduced	7,776	-118	$654,272	+15.2%	15	unpriced	0.40%
MRK	Merck & Co., Inc. Healthcare	Added	5,322	+1	$580,204	+5.9%	16+	before history	0.35%
UNH	Unitedhealth Group Inc Healthcare	Held	991	0	$521,731	+4.4%	16+	before history	0.32%
SPY	Spdr S&P 500 ETF Trust	Added	821	+1	$390,229	+11.3%	16+	before history	0.24%
MAR	Marriott International Inc Consumer Cyclical	Added	1,726	+4	$389,230	+15.0%	16+	before history	0.24%
TSLA	Tesla, Inc. Consumer Cyclical	Reduced	1,521	-83	$377,938	−5.8%	4	$174.45	0.23%
EIX	Edison International Utilities	Held	5,049	0	$360,953	+13.0%	16+	before history	0.22%
VONV	VANGUARD RUSSELL 1000 VALUE INDEX FUND	NEW	4,596	NEW	$333,393	NEW	1	$67.78	0.20%
PG	PROCTER & GAMBLE Co Consumer Defensive	Held	2,112	0	$309,492	+0.5%	16+	before history	0.19%
CARR	CARRIER GLOBAL Corp Industrials	Added	5,047	+5	$289,950	+4.2%	5	$40.61	0.18%
MTUM	iShares MSCI USA Momentum Factor ETF	Reduced	1,805	-270	$283,186	−2.3%	16+	before history	0.17%
BRK-B	Berkshire Hathaway Inc Financial Services	Held	681	0	$242,885	+1.8%	3	$329.87	0.15%
VNQ	VANGUARD REAL ESTATE INDEX FUND	Added	2,731	+13	$241,311	+17.3%	16+	before history	0.15%
CVX	Chevron Corp Energy	Held	1,606	0	$239,550	−11.5%	8	$143.50	0.15%
IJR	iShares Core S&P Small-Cap ETF	Added	2,173	+3	$235,227	+14.9%	16+	before history	0.14%
GLD	Spdr Gold Trust	Added	1,222	+29	$233,609	+14.2%	5	$161.60	0.14%
EUSA	iShares Trust	Held	3,572	0	$0	—	16+	before history	0.00%

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.