Rosenthal | Henry Capital Advisors, Inc.

CIK

1697539

Location

MISHAWAKA, IN

Portfolio Value

Micro $99,010,114

Diversification

Diversified

Filing Date

Global Rank

#8,263 / 8,818 ▼ 9 · as of Jun 2026

Top Industry

Banks - Regional 100.0%

Period ended 28 days ago

Filed Oct 27, 2026 · 1d

26 quarters · since Mar 2020

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Unknown

Portfolio style

Measured from the filed 13F common-share book for Jun 30, 2026, the newest measured quarter, never from the firm's own description.

Style

Diversified active

Top 10 weight 43.4%, 30.0 effective positions, active share 97.9% against the Russell 2000 as of 2026-06-30; it meets none of the index-like, systematic-like or concentrated tests

Turnover

Low turnover

19.3% over the last four quarters (under 30%)

Horizon

Long horizon

Value-weighted holding period 15.2 quarters (12+), a floor since 34.2% of the book was already held when coverage starts

Closest benchmark: the Russell 2000 as of 2026-06-30, active share 97.9%; sector active share 82.0% against the combined 13F book's sector weights.

Over time 25 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

View clone backtest

Portfolio Concentration

45 tracked positions · as of Sep 30, 2026 · Δ vs Jun 30, 2026

Top Position

6.7%

−1.8 pts

Top 5

25.3%

−3.2 pts

Top 10

42.0%

−1.5 pts

HHI

300

Diversified−33

Portfolio Trend

26 quarters · across all stocks

Sector Breakdown

As of Sep 30, 2026

Sector	% Portfolio	Value	Positions
Financial Services	93.3%	$92,393,871	44
Unclassified	6.7%	$6,616,243	1

Last Quarter's Activity

Export CSV

Sep 30, 2026 vs Jun 30, 2026

Added To

Positions the filer increased

4 positions

Ticker	Company	Δ Shares	Shares	Value
HTB	HomeTrust Bancshares, Inc.	+42,500	92,547	$4,235,876
USCB	Uscb Financial Holdings, Inc.	+17,350	49,590	$1,082,549
INDB	Independent Bank Corp	+17,000	18,500	$1,436,525
UNTY	Unity Bancorp Inc	+200	42,200	$2,288,084
No positions match the current search.

Trimmed

Positions the filer reduced

2 positions

Ticker	Company	Δ Shares	Shares	Value
CNOB	ConnectOne Bancorp, Inc.	−47,527	34,366	$1,032,698
TBBK	Bancorp, Inc.	−30,900	111,416	$5,365,794
No positions match the current search.

New Positions

Positions the filer opened this quarter

3 positions

Ticker	Company	Shares	Value
BCAL	California BanCorp \ CA	63,100	$1,347,185
RNST	Renasant Corp	34,000	$1,321,920
SMBK	Smartfinancial Inc.	21,250	$1,053,362
No positions match the current search.

Sold Out

Positions the filer fully exited

2 positions

Ticker	Company	Shares	Value
CCB	Coastal Financial Corp	29,013	$2,248,797
TCBI	Texas Capital Bancshares Inc	16,500	$1,703,790
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

45 tracked positions · $99,010,114 total · filing declares 49 positions · $108,900,033 · as of Sep 30, 2026

All sectors Financial Services

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	% of Portfolio
KRE	State Street(R) SPDR(R) S&P(R) Regional Banking ETF	Held	95,280	0	$6,616,243	−7.2%	6.68%
TBBK	Bancorp, Inc. Financial Services	Reduced	111,416	-30,900	$5,365,794	−39.8%	5.42%
WTFC	Wintrust Financial Corp Financial Services	Held	35,803	0	$5,077,581	−11.8%	5.13%
HTB	HomeTrust Bancshares, Inc. Financial Services	Added	92,547	+42,500	$4,235,876	+69.6%	4.28%
CASH	Pathward Financial, Inc. Financial Services	Held	52,576	0	$3,740,256	−18.3%	3.78%
ESQ	Esquire Financial Holdings, Inc. Financial Services	Held	31,187	0	$3,629,231	−2.3%	3.67%
SYBT	Stock Yards Bancorp, Inc. Financial Services	Held	44,923	0	$3,463,114	+0.8%	3.50%
SPFI	South Plains Financial, Inc. Financial Services	Held	81,373	0	$3,395,695	−3.1%	3.43%
FBIZ	First Business Financial Services, Inc. Financial Services	Held	45,000	0	$3,095,100	+8.9%	3.13%
VBNK	VersaBank Financial Services	Held	131,426	0	$2,920,285	−4.3%	2.95%
GABC	German American Bancorp, Inc. Financial Services	Held	58,199	0	$2,814,503	+1.9%	2.84%
BANF	Bancfirst Corp Financial Services	Held	26,105	0	$2,748,334	−5.3%	2.78%
CVBF	Cvb Financial Corp Financial Services	Held	123,534	0	$2,669,569	−4.2%	2.70%
MBWM	Mercantile Bank Corp Financial Services	Held	45,000	0	$2,624,400	+1.6%	2.65%
NRIM	Northrim Bancorp Inc Financial Services	Held	99,870	0	$2,419,850	−12.7%	2.44%
FFIN	First Financial Bankshares Inc Financial Services	Held	75,054	0	$2,382,213	−8.3%	2.41%
UNTY	Unity Bancorp Inc Financial Services	Added	42,200	+200	$2,288,084	−7.2%	2.31%
TCBX	Third Coast Bancshares, Inc. Financial Services	Held	51,000	0	$2,161,890	+4.9%	2.18%
SRCE	1St Source Corp Financial Services	Held	25,000	0	$2,112,500	+3.6%	2.13%
BANR	Banner Corp Financial Services	Held	30,877	0	$2,068,759	+0.8%	2.09%
ORRF	Orrstown Financial Services Inc Financial Services	Held	49,100	0	$1,992,478	−0.6%	2.01%
FBK	FB Financial Corp Financial Services	Held	38,433	0	$1,986,986	−6.6%	2.01%
LKFN	Lakeland Financial Corp Financial Services	Held	34,454	0	$1,986,617	−6.6%	2.01%
CBK	Commercial Bancgroup, Inc. Financial Services	Held	62,500	0	$1,959,375	−2.9%	1.98%
BWB	Bridgewater Bancshares Inc Financial Services	Held	90,614	0	$1,827,684	−4.1%	1.85%
MYFW	First Western Financial Inc Financial Services	Held	55,113	0	$1,652,838	−6.6%	1.67%
FRME	First Merchants Corp Financial Services	Held	41,164	0	$1,637,503	−8.9%	1.65%
BFC	Bank First Corp Financial Services	Held	10,400	0	$1,547,624	+0.3%	1.56%
PFS	Provident Financial Services Inc Financial Services	Held	68,962	0	$1,527,508	−6.3%	1.54%
TFIN	Triumph Financial, Inc. Financial Services	Held	24,000	0	$1,439,760	−21.4%	1.45%
INDB	Independent Bank Corp Financial Services	Added	18,500	+17,000	$1,436,525	+1043.9%	1.45%
BHRB	Burke & Herbert Financial Services Corp. Financial Services	Held	20,895	0	$1,433,397	−4.5%	1.45%
BCAL	California BanCorp \ CA Financial Services	NEW	63,100	NEW	$1,347,185	NEW	1.36%
COLB	Columbia Banking System, Inc. Financial Services	Held	46,806	0	$1,338,651	−10.8%	1.35%
RNST	Renasant Corp Financial Services	NEW	34,000	NEW	$1,321,920	NEW	1.34%
FCCO	First Community Corp Financial Services	Held	35,326	0	$1,136,437	−1.6%	1.15%
USCB	Uscb Financial Holdings, Inc. Financial Services	Added	49,590	+17,350	$1,082,549	+64.1%	1.09%
NBTB	Nbt Bancorp Inc Financial Services	Held	21,175	0	$1,062,138	+1.6%	1.07%
SMBK	Smartfinancial Inc. Financial Services	NEW	21,250	NEW	$1,053,362	NEW	1.06%
CNOB	ConnectOne Bancorp, Inc. Financial Services	Reduced	34,366	-47,527	$1,032,698	−62.3%	1.04%
NBHC	National Bank Holdings Corp Financial Services	Held	26,000	0	$1,018,940	−11.8%	1.03%
FSBC	Five Star Bancorp Financial Services	Held	22,813	0	$966,586	−13.0%	0.98%
FCBM	First Carolina Financial Services, Inc. Financial Services	Held	50,000	0	$631,500	−4.6%	0.64%
DCOM	Dime Commercial Bancshares, Inc. Financial Services	Held	14,882	0	$586,648	−3.0%	0.59%
UBSI	United Bankshares Inc Financial Services	Held	3,786	0	$173,928	+0.2%	0.18%

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.