NBTB · Nbt Bancorp Inc · Holdings

$51.15 -0.27 (-0.53%) At close · Sep 9

S&P 600 member Russell 2000 member Rebalance outlook locked

Market Cap

$2.66B

51.96M

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP →

Quarter:

Holders: 287

Total Value: $1,738,140,800

Total Shares: 35,211,220

Showing 1–100 of 288 holdings by value · page 1 of 3

Institutional Ownership Trend

26 quarters

Holder Concentration

Across 287 13F filers · Δ vs Mar 31, 2026

Top Holder

21.2%

−1.1 pts

Top 5

52.0%

−2.1 pts

Top 10

66.6%

+0.4 pts

HHI

770

Broadly held−43

Quarterly Activity

vs Mar 31, 2026

New

Increased

100

Decreased

Sold Out

Unchanged

Holder count: -12

Institutional value: +23.1%

Shares held: +6.2%

Top Buyers

vs Mar 31, 2026

Institution	Added	Now Holds
Mega FMR LLC	+1,607,445	1,737,937
Mega AMERICAN CENTURY COMPANIES INC	+337,467	519,883
Mega STATE STREET CORP	+245,198	2,731,491
Mid BRIDGEWAY CAPITAL MANAGEMENT, LLC	+182,153	189,433
Large FULLER & THALER ASSET MANAGEMENT, INC.	+175,417	578,914

Top Sellers

vs Mar 31, 2026

Institution	Sold	Now Holds
Mega Qube Research & Technologies Ltd	−217,329	77,858
Small PL Capital Advisors, LLC	−135,000	73,030
Mega GOLDMAN SACHS GROUP INC	−97,476	163,440
Large SILVERCREST ASSET MANAGEMENT GROUP LLC	−45,037	647,745
Mega SUSQUEHANNA INTERNATIONAL GROUP, LLP	−43,996	21,331

Top New Positions

vs Mar 31, 2026

Institution	Acquired	Value (USD)
Mid Linden Thomas Advisory Services, LLC	36,052	$1,779,887
Mid MISSION WEALTH MANAGEMENT, LP	27,096	$1,337,729
Mega Jupiter Topco LLC	23,310	$1,150,814
Micro Rosenthal \| Henry Capital Advisors, Inc.	21,175	$1,045,409
Mid IFG Advisory, LLC	11,075	$546,772

Top Sold-Out Positions

vs Mar 31, 2026

Institution	Previously Held	Last Value (USD)
Mega SG Americas Securities, LLC	115,900	$4,935,022
Mega MILLENNIUM MANAGEMENT LLC	88,164	$3,754,023
Small ENDEAVOUR CAPITAL ADVISORS INC	62,711	$2,670,234
Large ExodusPoint Capital Management, LP	61,064	$2,600,105
Large Squarepoint Ops LLC	35,524	$1,512,611

Filter: New 31 Increased 100 Reduced 85 Sold out 43 Unchanged 71

Showing 100 of 288

All Common Calls Puts

Compact Export CSV

Holder

Value (USD)

% of 13F

BlackRock, Inc.

$369,182,930

21.24%

7,477,880

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BLACKROCK FINANCIAL MANAGEMENT INC/DE	38,460	$1,898,770	0.5%	Sole
BlackRock Asset Management Canada Ltd	351	$17,328	0.0%	Sole
BlackRock Investment Management, LLC	160,275	$7,912,776	2.1%	Sole
BLACKROCK ADVISORS LLC	113,893	$5,622,897	1.5%	Sole
BlackRock Fund Advisors	5,508,033	$271,931,589	73.7%	Sole
BlackRock Institutional Trust Company, N.A.	1,466,291	$72,390,786	19.6%	Sole
BlackRock Fund Managers Ltd.	9,285	$458,400	0.1%	Sole
BlackRock Investment Management (UK) Ltd.	7,373	$364,005	0.1%	Sole
BlackRock (Netherlands) B.V.	774	$38,212	0.0%	Sole
BlackRock Asset Management Ireland Ltd	130,993	$6,467,124	1.8%	Sole
BlackRock Asset Management Schweiz AG	8,198	$404,735	0.1%	Sole
Aperio Group, LLC	33,954	$1,676,308	0.5%	Sole

VANGUARD PORTFOLIO MANAGEMENT LLC

$170,303,691

9.80%

3,449,538

STATE STREET CORP

$134,853,710

7.76%

2,731,491

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
STATE STREET GLOBAL ADVISORS EUROPE LIMITED joint	2,731,491	$134,853,710	100.0%	Defined

DIMENSIONAL FUND ADVISORS LP

$118,792,759

6.83%

2,406,173

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Dimensional Fund Advisors Ltd.	6,513	$321,546	0.3%	Defined
DFA Australia Ltd.	18,596	$918,084	0.8%	Defined
Dimensional Fund Advisors Pte. Ltd.	279	$13,774	0.0%	Defined
Dimensional Ireland Ltd	89,252	$4,406,371	3.7%	Defined
Held directly	2,291,533	$113,132,984	95.2%	Sole

VANGUARD CAPITAL MANAGEMENT LLC

$111,325,647

6.40%

2,254,925

FMR LLC

$85,801,948

4.94%

1,737,937

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Fidelity Management & Research Co LLC	688,257	$33,979,248	39.6%	Defined
STRATEGIC ADVISERS LLC	8,317	$410,610	0.5%	Defined
Fidelity Institutional Asset Management Trust Co	880,439	$43,467,273	50.7%	Defined
FIAM LLC	160,924	$7,944,817	9.3%	Defined

GEODE CAPITAL MANAGEMENT, LLC

$68,785,047

3.96%

1,393,256

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GEODE CAPITAL MANAGEMENT TRUST COMPANY, LLC	194,597	$9,607,253	14.0%	Defined
Held directly	1,198,659	$59,177,794	86.0%	Defined

NORTHERN TRUST CORP

$35,498,113

2.04%

719,022

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
NORTHERN TRUST CO joint	656,880	$32,430,164	91.4%	Defined
NORTHERN TRUST GLOBAL INVESTMENTS LTD	36,816	$1,817,605	5.1%	Defined
MASON STREET ADVISORS, LLC joint	17,287	$853,459	2.4%	Other
DWS INVESTMENT MANAGEMENT AMERICAS, INC joint	8,039	$396,885	1.1%	Other

SILVERCREST ASSET MANAGEMENT GROUP LLC

$31,979,170

1.84%

647,745

VICTORY CAPITAL MANAGEMENT INC

$31,071,058

1.79%

629,351

CHARLES SCHWAB INVESTMENT MANAGEMENT INC

$30,196,864

1.74%

611,644

FULLER & THALER ASSET MANAGEMENT, INC.

$28,580,984

1.64%

578,914

MANUFACTURERS LIFE INSURANCE COMPANY, THE

$27,632,240

1.59%

559,697

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MANULIFE FINANCIAL CORP joint	559,697	$27,632,240	100.0%	Defined

AMERICAN CENTURY COMPANIES INC

$25,666,623

1.48%

519,883

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
AMERICAN CENTURY INVESTMENT MANAGEMENT INC	519,883	$25,666,623	100.0%	Defined

Bank of New York Mellon Corp

$22,684,721

1.31%

459,484

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Mellon Investments Corporation	314,794	$15,541,379	68.5%	Defined
BNY Mellon Investment Adviser, Inc.	42,364	$2,091,510	9.2%	Defined
The Bank of New York Mellon	96,552	$4,766,772	21.0%	Defined
BNY Mellon, NA joint	4,629	$228,532	1.0%	Defined
BNY Mellon Advisors, Inc.	1,144	$56,479	0.2%	Defined
Held directly	1	$49	0.0%	Defined

RAYMOND JAMES FINANCIAL INC

$21,810,726

1.25%

441,781

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RAYMOND JAMES & ASSOCIATES	84,859	$4,189,488	19.2%	Defined
Raymond James Financial Services Advisors, Inc.	14,158	$698,980	3.2%	Defined
EAGLE ASSET MANAGEMENT INC	342,764	$16,922,258	77.6%	Defined

MORGAN STANLEY

$20,258,778

1.17%

410,346

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY & CO INTERNATIONAL PLC	660	$32,584	0.2%	Defined
MORGAN STANLEY & CO. LLC	22,271	$1,099,519	5.4%	Defined
MORGAN STANLEY CAPITAL SERVICES, LLC	148,390	$7,326,014	36.2%	Defined
MORGAN STANLEY AIP GP LP	112	$5,529	0.0%	Defined
MORGAN STANLEY INVESTMENT MANAGEMENT INC	293	$14,465	0.1%	Defined
Morgan Stanley Investment Management LTD	15,535	$766,962	3.8%	Defined
MORGAN STANLEY SMITH BARNEY LLC	86,341	$4,262,654	21.0%	Defined
PARAMETRIC PORTFOLIO ASSOCIATES LLC	136,744	$6,751,051	33.3%	Defined

Nuveen, LLC

$19,050,005

1.10%

385,862

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Nuveen Asset Management, LLC joint	14,549	$718,284	3.8%	Defined
TIAA CREF INVESTMENT MANAGEMENT LLC joint	265,959	$13,130,395	68.9%	Defined
TEACHERS ADVISORS, LLC joint	105,354	$5,201,326	27.3%	Defined

VANGUARD FIDUCIARY TRUST CO

$16,978,737

0.98%

343,908

Ceredex Value Advisors LLC

$13,673,021

0.79%

276,950

NBT BANK N A /NY

$12,907,687

0.74%

261,448

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
NBT Capital Management, Inc.	7,296	$360,203	2.8%	Defined
Held directly	254,152	$12,547,484	97.2%	Sole

PRINCIPAL FINANCIAL GROUP INC

$12,409,692

0.71%

251,361

TWO SIGMA INVESTMENTS, LP

$11,889,382

0.68%

240,822

CITADEL ADVISORS LLC

$10,816,225

0.62%

219,085

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	13,789	$680,762	6.3%	Defined
Held directly	205,296	$10,135,463	93.7%	Defined

UBS Group AG

$10,621,559

0.61%

215,142

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Financial Services Inc	5,744	$283,581	2.7%	Defined
UBS AG	206,185	$10,179,353	95.8%	Defined
UBS Switzerland AG	3,213	$158,625	1.5%	Defined

JPMORGAN CHASE & CO

$9,985,080

0.57%

202,250

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
JPMorgan Chase Bank, N.A.	21,495	$1,061,208	10.6%	Defined
J.P. Morgan Investment Management Inc.	164,290	$8,110,997	81.2%	Defined
J.P. Morgan Securities LLC	91	$4,492	0.0%	Defined
J.P. Morgan Securities plc	139	$6,862	0.1%	Defined
JPMorgan Asset Management (UK) Ltd	15,393	$759,952	7.6%	Defined
55I, LLC	842	$41,569	0.4%	Other

BRIDGEWAY CAPITAL MANAGEMENT, LLC

$9,352,307

0.54%

189,433

AQR CAPITAL MANAGEMENT LLC

$8,829,079

0.51%

178,835

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Petros Family Wealth, LLC	59	$2,912	0.0%	Other
RF&L WEALTH MANAGEMENT, LLC	5	$246	0.0%	Other
Prism Planning Partners LLC	99	$4,887	0.1%	Other
Arax Advisory Partners	1,234	$60,922	0.7%	Other
HALBERT HARGROVE GLOBAL ADVISORS, LLC	913	$45,074	0.5%	Other
Stokes Family Office, LLC	118	$5,825	0.1%	Other
Held directly	176,407	$8,709,213	98.6%	Defined

Public Sector Pension Investment Board

$8,822,567

0.51%

178,703

GOLDMAN SACHS GROUP INC

$8,069,032

0.46%

163,440

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GOLDMAN SACHS & CO. LLC	92,236	$4,553,691	56.4%	Defined
GOLDMAN SACHS ASSET MANAGEMENT, L.P.	71,204	$3,515,341	43.6%	Defined

SCHRODER INVESTMENT MANAGEMENT GROUP

$7,663,705

0.44%

155,230

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Schroder Investment Management North America Inc.	155,230	$7,663,705	100.0%	Sole

Invesco Ltd.

$7,483,107

0.43%

151,572

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Invesco Advisers, Inc. joint	19,411	$958,319	12.8%	Defined
Invesco Trust Co joint	20,438	$1,009,024	13.5%	Defined
Invesco Capital Management LLC	111,723	$5,515,764	73.7%	Defined

ProShare Advisors LLC

$7,268,991

0.42%

147,235

COMMONWEALTH EQUITY SERVICES, LLC

$6,680,452

0.38%

135,314

RHUMBLINE ADVISERS

$6,495,462

0.37%

131,567

UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC

$6,328,242

0.36%

128,180

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Group AG	1,037	$51,196	0.8%	Defined
UBS Asset Management Switzerland AG	94,888	$4,684,620	74.0%	Defined
UBS Asset Management (UK) Ltd.	16,752	$827,044	13.1%	Defined
Held directly	15,503	$765,382	12.1%	Defined

FIRST TRUST ADVISORS LP

$6,285,097

0.36%

127,306

Savant Capital, LLC

$6,241,750

0.36%

126,428

Edgestream Partners, L.P.

$6,172,385

0.36%

125,023

BANK OF AMERICA CORP /DE/

$6,169,816

0.35%

124,971

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BANK OF AMERICA NA	74,218	$3,664,142	59.4%	Defined
MERRILL LYNCH, PIERCE, FENNER & SMITH INC.	15,428	$761,680	12.3%	Defined
BOFA SECURITIES, INC.	13,591	$670,987	10.9%	Defined
MANAGED ACCOUNT ADVISORS LLC joint	21,734	$1,073,007	17.4%	Defined

Legal & General Group Plc

$6,037,110

0.35%

122,283

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Legal & General Investment Management America Inc	79,710	$3,935,282	65.2%	Defined
Legal & General Investment Management Ltd joint	42,573	$2,101,828	34.8%	Defined

ARROWSTREET CAPITAL, LIMITED PARTNERSHIP

$6,030,199

0.35%

122,143

WELLS FARGO & COMPANY/MN

$5,920,894

0.34%

119,929

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
WELLS FARGO BANK N A	45,076	$2,225,402	37.6%	Defined
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC	22,260	$1,098,976	18.6%	Defined
WELLS FARGO CLEARING SERVICES, LLC	52,590	$2,596,368	43.9%	Defined
Wells Fargo Securities, LLC	3	$148	0.0%	Defined

Swiss National Bank

$5,025,866

0.29%

101,800

WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

$4,740,951

0.27%

96,029

Schonfeld Strategic Advisors LLC

$4,517,947

0.26%

91,512

PRICE T ROWE ASSOCIATES INC /MD/

$4,036,244

0.23%

81,755

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
T. Rowe Price International Ltd	81,755	$4,036,244	100.0%	Defined

AMERIPRISE FINANCIAL INC

$3,928,173

0.23%

79,566

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Columbia Management Investment Advisers, LLC	79,147	$3,907,487	99.5%	Defined
Ameriprise Financial Services, LLC	419	$20,686	0.5%	Defined

Qube Research & Technologies Ltd

$3,843,849

0.22%

77,858

Empowered Funds, LLC

$3,809,043

0.22%

77,153

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Bridgeway Capital Management, LLC	77,153	$3,809,043	100.0%	Other

PL Capital Advisors, LLC

$3,605,491

0.21%

73,030

D. E. Shaw & Co., Inc.

$3,492,236

0.20%

70,736

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
D. E. SHAW & CO, L.P.	70,736	$3,492,236	100.0%	Defined

ALLIANCEBERNSTEIN L.P.

$3,179,674

0.18%

64,405

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Equitable Holdings, Inc.	64,405	$3,179,674	100.0%	Defined

Thrivent Financial for Lutherans

$2,954,744

0.17%

59,849

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Thrivent Asset Management, LLC	9,808	$484,220	16.4%	Defined
Held directly	50,041	$2,470,524	83.6%	Sole

CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM

$2,947,932

0.17%

59,711

DEUTSCHE BANK AG\

$2,762,744

0.16%

55,960

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
DWS INVESTMENT MANAGEMENT AMERICAS, INC	792	$39,101	1.4%	Defined
DWS Investments UK Ltd	53,533	$2,642,924	95.7%	Defined
DWS International GmbH	1,635	$80,719	2.9%	Defined

PRUDENTIAL FINANCIAL INC

$2,686,517

0.15%

54,416

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
PGIM Quantitative Solutions LLC	54,416	$2,686,517	100.0%	Defined

LPL Financial LLC

$2,559,785

0.15%

51,849

CITIGROUP INC

$2,331,300

0.13%

47,221

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citibank, N.A. joint	3,920	$193,530	8.3%	Defined
Citigroup Financial Products Inc. joint	43,301	$2,137,770	91.7%	Defined

Baird Financial Group, Inc.

$2,249,741

0.13%

45,569

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Robert W. Baird & Co. Inc	45,569	$2,249,741	100.0%	Defined

MGO ONE SEVEN LLC

$2,139,202

0.12%

43,330

Quantinno Capital Management LP

$2,104,248

0.12%

42,622

CANADA LIFE ASSURANCE Co

$2,074,675

0.12%

42,023

Connor, Clark & Lunn Investment Management Ltd.

$2,071,367

0.12%

41,956

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Manager 1	41,956	$2,071,367	100.0%	Sole

VANGUARD ASSET MANAGEMENT, Ltd

$2,003,237

0.12%

40,576

INTECH INVESTMENT MANAGEMENT LLC

$1,969,221

0.11%

39,887

VOYA INVESTMENT MANAGEMENT LLC

$1,966,110

0.11%

39,824

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Voya Investment Management Co. LLC joint	39,824	$1,966,110	100.0%	Defined

NEW YORK STATE TEACHERS RETIREMENT SYSTEM

$1,858,829

0.11%

37,651

TOMPKINS FINANCIAL CORP

$1,853,348

0.11%

37,540

Linden Thomas Advisory Services, LLC

$1,779,887

0.10%

36,052

Horizon Advisory Services, Inc.

$1,717,137

0.10%

34,781

FRANKLIN RESOURCES INC

$1,685,736

0.10%

34,145

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Brandywine Global Investment Management, LLC	23,748	$1,172,438	69.6%	Defined
FIDUCIARY TRUST CO INTERNATIONAL	14	$691	0.0%	Defined
FIDUCIARY TRUST INTERNATIONAL LLC	105	$5,183	0.3%	Defined
FRANKLIN ADVISERS INC	6,771	$334,284	19.8%	Defined
FRANKLIN ADVISORY SERVICES LLC	3,507	$173,140	10.3%	Defined

Members Advisory Group LLC

$1,654,981

0.10%

33,522

PNC FINANCIAL SERVICES GROUP, INC.

$1,590,600

0.09%

32,218

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
PNC Bank, National Association	32,134	$1,586,453	99.7%	Defined
PNC Delaware Trust Company	84	$4,147	0.3%	Defined

Cerity Partners LLC

$1,525,631

0.09%

30,902

MetLife Investment Management, LLC

$1,490,134

0.09%

30,183

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
METLIFE INC	30,183	$1,490,134	100.0%	Defined

ROYAL BANK OF CANADA

$1,458,537

0.08%

29,543

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RBC CMA LTD.	1,558	$76,918	5.3%	Defined
RBC Capital Markets, LLC	26,963	$1,331,163	91.3%	Defined
Held directly	1,022	$50,456	3.5%	Sole

Cetera Investment Advisers

$1,458,044

0.08%

29,533

Financial Engines Advisors L.L.C.

$1,453,057

0.08%

29,432

OCCUDO QUANTITATIVE STRATEGIES LP

$1,374,707

0.08%

27,845

MISSION WEALTH MANAGEMENT, LP

$1,337,729

0.08%

27,096

Illinois Municipal Retirement Fund

$1,335,014

0.08%

27,041

Arax Advisory Partners

$1,330,965

0.08%

26,959

Russell Investments Group, Ltd.

$1,330,866

0.08%

26,957

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Russell Investment Management, LLC	26,957	$1,330,866	100.0%	Defined

Horizon Investments, LLC

$1,326,423

0.08%

26,867

XTX Topco Ltd

$1,322,079

0.08%

26,779

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
XTX EXECUTION SERVICES LLC joint	26,779	$1,322,079	100.0%	Defined

Vanguard Global Advisers, LLC

$1,321,684

0.08%

26,771

IFP Advisors, Inc

$1,235,928

0.07%

25,034

MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd.

$1,178,708

0.07%

23,875

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Global X Management CO LLC joint	23,875	$1,178,708	100.0%	Defined

GUGGENHEIM CAPITAL LLC

$1,164,983

0.07%

23,597

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GUGGENHEIM FUNDS DISTRIBUTORS, LLC	23,098	$1,140,348	97.9%	Defined
SECURITY INVESTORS LLC	499	$24,635	2.1%	Defined

Jupiter Topco LLC

$1,150,814

0.07%

23,310

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
JANUS HENDERSON INVESTORS UK Ltd	23,310	$1,150,814	100.0%	Defined

Louisiana State Employees Retirement System

$1,125,636

0.06%

22,800

Rafferty Asset Management, LLC

$1,081,844

0.06%

21,913

Creative Planning

$1,049,457

0.06%

21,257

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
CREATIVE PLANNING TRUST Co LLC	202	$9,972	1.0%	Defined
Held directly	21,055	$1,039,485	99.0%	Sole

Rosenthal | Henry Capital Advisors, Inc.

$1,045,409

0.06%

21,175

State of Alaska, Department of Revenue

$958,765

0.06%

19,420

Geneos Wealth Management Inc.

$953,235

0.05%

19,308

Community Bank, N.A.

$913,788

0.05%

18,509

NEW YORK STATE COMMON RETIREMENT FUND

$902,829

0.05%

18,287

Note Advisors, LLC

$891,029

0.05%

18,048

Key facts CIK 790359 CUSIP 628778102 13F (30d) 154 filings 154 filers Visit website Investor relations