NBTB · Nbt Bancorp Inc · Holdings

$52.87 +0.08 (+0.15%) At close · Oct 23

S&P 600 member Russell 2000 member Rebalance outlook locked

Market Cap

$2.75B

51.96M

Volume · Oct 23 302.55K Avg daily vol (3M) 324.94K

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP → See every holder of NBTB: 13F, 13D and 13G, insiders and funds →

Recent SEC filings are still being reconciled. Holder totals and changes may be incomplete until processing catches up.

The Sep 30, 2026 filing window is still open — showing the latest known positions. Funds that have not filed yet carry their prior-quarter positions; a fund that filed without this stock counts as sold out. Each fund's Change is measured against its own previous reported quarter, shown in the Reported column. Pick a completed quarter in the Quarter selector below to put every fund on one quarter and see the stock-wide activity breakdown.

Quarter:

Holders: 288

Total Value: $1,736,922,096

Total Shares: 35,169,992

Showing 1–100 of 289 holdings by value · page 1 of 3

Institutional Ownership Trend

27 quarters

Holder Concentration

Across 286 13F filers

Top Holder

21.2%

of institutional value

Top 5

52.0%

of institutional value

Top 10

66.6%

of institutional value

HHI

770

Broadly held

Who Holds NBTB

Last 8 quarters through Sep 30, 2026 (filing window open)

Each kind of 13F filer's share of the common shares 13F filers report. Holder type comes from regulatory records, never the filer's name; style, turnover and horizon are measured from each filer's own 13F book. The quarter selector does not change this card.

Jun 30, 2026, the newest closed quarter: 285 filers, like-for-like change +6.3%; actively managed books +11.1%; index-like books +1.8%.

Holder type	Share	Filers	Change	New	Exited
Registered adviser	44.6%	148	+1.4%	18	26
Exempt adviser	0.2%	1	-75.1%	0	2
Adviser	0.8%	5	-4.3%	0	0
Bank	13.6%	19	+6.9%	0	1
Insurer	0.9%	2	-0.8%	0	0
Broker-dealer	0.1%	1	+3.6%	0	0
Benefit plan	0.3%	5	+28.2%	1	0
Non-US	2.4%	8	-11.8%	0	1
Holding company	27.9%	9	+18.8%	0	0
Unknown	9.1%	87	+12.6%	8	9

Style	Share	Filers	Change	New	Exited
Index-like	48.7%	33	+1.8%	1	1
Systematic-like	2.4%	14	-22.5%	3	9
Concentrated	1.5%	59	-20.2%	11	6
Diversified active	47.4%	179	+15.0%	12	22
Not measured	0.0%	0	—	0	0
Unknown	0.0%	0	-100.0%	0	1

Turnover	Share	Filers	Change	New	Exited
Low turnover	67.8%	194	+8.7%	18	15
Medium turnover	11.0%	47	+17.2%	3	7
High turnover	3.6%	21	-21.7%	3	16
Unknown	17.6%	23	-0.4%	3	1
Not measured	0.0%	0	—	0	0

Holding horizon	Share	Filers	Change	New	Exited
Short horizon	17.9%	30	-2.2%	6	9
Medium horizon	24.8%	40	+1.9%	6	7
Long horizon	55.3%	209	+12.9%	14	18
Unknown	2.0%	6	-17.4%	1	5
Not measured	0.0%	0	—	0	0

13F book size	Share	Filers	Change	New	Exited
Under $1B	1.0%	55	-38.7%	12	14
$1B to $10B	4.2%	81	+19.1%	9	11
$10B to $100B	9.0%	84	-4.1%	6	10
$100B or more	85.9%	65	+7.9%	0	4
Not measured	0.0%	0	—	0	0

Client base	Share	Filers	Change	New	Exited
Individuals and high net worth	5.0%	91	+5.7%	12	12
Pooled investment vehicles	2.4%	16	-27.4%	5	12
Registered funds and BDCs	34.2%	19	+4.1%	1	1
Pension and profit sharing plans	0.1%	2	+59.1%	0	0
Insurance companies	0.2%	3	-0.9%	0	0
Governments and sovereign funds	0.4%	1	-10.4%	0	0
Corporations	0.0%	1	0.0%	0	0
Other investment advisers	0.1%	3	+0.7%	0	0
Other	0.2%	2	-13.3%	0	0
Diversified	2.1%	10	-2.5%	0	1
Unknown	55.4%	137	+10.7%	9	13

Private funds	Share	Filers	Change	New	Exited
Hedge funds	5.5%	22	-23.9%	3	16
Private equity funds	2.2%	7	-6.1%	1	1
Venture capital funds	0.0%	1	+8.3%	0	0
Real estate funds	0.1%	4	+1710.0%	0	1
Liquidity funds	0.0%	1	-1.3%	0	0
Securitized asset funds	0.4%	1	+2.5%	0	0
Other private funds	8.4%	15	+8.5%	1	0
Mixed private funds	0.2%	1	0.0%	0	0
No private funds	28.2%	97	+4.0%	13	9
Private funds, type not stated	0.0%	0	-100.0%	0	1
Unknown	55.1%	136	+12.2%	9	11

Location	Share	Filers	Change	New	Exited
United States	94.9%	250	+7.5%	26	34
Outside the US	5.1%	35	-11.1%	1	5

The Sep 30, 2026 filing window is still open, so its bar carries the Jun 30, 2026 positions of filers that have not filed yet.

How the mix is measured

Shares are 13F common shares restated to today's split basis; options and principal amounts are left out. The change compares only filers with a 13F in both quarters and keeps each filer in its bucket of the later quarter on both sides; a filer that continues under a new CIK is compared through its successor. Holder type comes from each filer's current regulatory profile; client base and private funds come from the Form ADV roster current at each quarter end (rosters from December 2019, so an earlier quarter reads Unknown). Style, turnover, horizon and book size are measured from each filer's 13F book in the newest measured quarter, and Not measured means none was. Actively managed books are those measured systematic-like, concentrated or diversified active.

Excluded 2 holders with no observed 2026-03-31 13F and 3 holders with no observed 2026-06-30 13F. Compared across CIK changes: JANUS HENDERSON GROUP PLC continues as Jupiter Topco LLC.

Conviction and Crowding

285 13F filers, quarter ended Jun 30, 2026

Measured across every 13F filer's common-share book once the quarter's filing window closed. Crowding counts filers with high turnover or that advise private funds on Form ADV.

Conviction holders

0.351% of filers hold it in their top 10

Mar 31, 2026: 2

Holders above 5%

median weight 0.002%

Mar 31, 2026: 0

Crowding

12.3%

of shares outstanding, 37th percentile

Mar 31, 2026: 12.9%

Private-fund advisers

11.3%

of shares outstanding

Institutional ownership

67.7%

69.6% of the estimated free float

Top 10 holders

66.6%

of 13F shares, Herfindahl 0.077

Active holders

+11.1%

like-for-like share change of active filers

5% stakes on record

0 13D, 4 13G (4 institutional, 0 passive, 0 exempt)

How long holders have held it value-weighted 14.7 quarters

Under 1 year 19.8% 1 to 3 years 32.0% 3 years or more 48.2% Since coverage start 0.000%

Managers in the top fifth by current three-year FundScore alpha were net buyers of $0 (0 buying, 0 selling).

Estimated Holder Cost Basis

Quarter ended Jun 30, 2026, on that quarter's share basis

Estimated, never filed: each 13F buy is costed at its quarter's average traded price and each sale keeps the average cost, so this is what holders paid on average if they traded evenly through each quarter.

Estimated avg cost

$43.34

estimated per share

Mar 31, 2026: $41.92

Quarter-end price

$49.37

implied by 13F values

Estimated gain or loss

+13.9%

price against the estimated cost

Estimated at a loss

0.000%

of costed 13F value

Estimated cost covers 20.7% of the 13F shares; positions already held when a filer's 13F history starts, or bought in a quarter without a trusted average price, have no estimate.

Shared Holders

Companies NBTB's active holders also own, quarter ended Jun 30, 2026

#	Company	Shared holders	Similarity
1	TMP Tompkins Financial Corp	4	0.192
2	CBU Community Financial System, Inc.	5	0.162
3	ORRF Orrstown Financial Services Inc	3	0.139
4	FNB Fnb Corp	3	0.076
5	GE General Electric Co	21	0.074
6	CWST Casella Waste Systems Inc	3	0.072
7	IBM International Business Machines Corp	21	0.070
8	LOW Lowes Companies Inc	15	0.070
9	PAYX Paychex Inc	8	0.070
10	ADP Automatic Data Processing Inc	13	0.069

Shareholder Targets

13F filers that own its peers but not NBTB, quarter ended Jun 30, 2026

Found through its holder-overlap peers: TMP, CBU, ORRF, FNB, GE, CWST, IBM, LOW, PAYX, ADP, HD, MCD, DE, ABBV, AAPL, XOM, CVX, GEV, ECNS, UNP. 6,504 filers in all.

#	Filer	In peers	Of book	Largest peers
1	NORGES BANK Non-US, Index-like	$99,707,113,310 17 held	9.94%	AAPL, XOM, ABBV
2	Berkshire Hathaway Inc Insurer, Concentrated	$79,936,438,811 2 held	26.7%	AAPL, CVX
3	Capital Research Global Investors Adviser, Diversified active	$56,341,378,140 11 held	7.88%	AAPL, GE, ABBV
4	Capital World Investors Adviser, Diversified active	$55,646,877,282 10 held	6.61%	AAPL, UNP, DE
5	Fisher Asset Management, LLC Adviser, Diversified active	$42,321,807,587 17 held	12.7%	AAPL, GE, XOM
6	WELLINGTON MANAGEMENT GROUP LLP Holding company, Diversified active	$34,885,895,149 17 held	6.02%	AAPL, HD, GE
7	Capital International Investors Adviser, Diversified active	$34,692,966,128 12 held	7.18%	AAPL, GE, DE
8	STATE FARM MUTUAL AUTOMOBILE INSURANCE CO Insurer, Diversified active	$19,492,419,259 8 held	13.3%	AAPL, XOM, CVX
9	Mitsubishi UFJ Asset Management Co., Ltd. Unknown, Index-like	$19,113,731,870 16 held	10.6%	AAPL, XOM, ABBV
10	HSBC HOLDINGS PLC Unknown, Index-like	$18,897,258,500 18 held	9.10%	AAPL, ABBV, XOM

Fund Ownership of NBTB by Fund Type

Registered funds' Form N-PORT reports for the quarter ended Jun 30, 2026

Index funds and index ETFs hold 30.32% of shares outstanding.

Fund type	Of shares outstanding	Change	Shares	Funds
Index funds	4.93%	+0.58 pp	2,563,946	77
Index ETFs	25.38%	+0.21 pp	13,188,496	74
Active ETFs	2.22%	+0.18 pp	1,151,746	23
Active funds	8.22%	+1.70 pp	4,271,665	88
Unclassified	0.60%	+0.60 pp	310,548	11
All registered funds	41.35%	+3.26 pp	21,486,401	273

How fund types are measured

Each fund series counts once, with its latest Form N-PORT report dated inside the quarter; only long share positions count, restated to today's split basis. The fund type is the series' latest Form N-CEN answer on or before the quarter end (the index-fund box and the exchange-traded flag), never its name. Unclassified funds have no usable N-CEN; unit investment trusts are among them, so index ownership is a floor. Funds sit inside their advisers' 13F reports, so these shares overlap the 13F figures and are never added to them.

Holder type: Registered adviser 149 Exempt adviser 1 Adviser 5 Bank 19 Insurer 2 Broker-dealer 1 Benefit plan 5 Non-US 8 Holding company 9 Unknown 89

Showing 100 of 289

All Common Calls Puts

Compact Export CSV

Holder

Value (USD)

% of 13F

BlackRock, Inc.

$369,182,930

21.26%

7,477,880

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BLACKROCK FINANCIAL MANAGEMENT INC/DE	38,460	$1,898,770	0.5%	Sole
BlackRock Asset Management Canada Ltd	351	$17,328	0.0%	Sole
BlackRock Investment Management, LLC	160,275	$7,912,776	2.1%	Sole
BLACKROCK ADVISORS LLC	113,893	$5,622,897	1.5%	Sole
BlackRock Fund Advisors	5,508,033	$271,931,589	73.7%	Sole
BlackRock Institutional Trust Company, N.A.	1,466,291	$72,390,786	19.6%	Sole
BlackRock Fund Managers Ltd.	9,285	$458,400	0.1%	Sole
BlackRock Investment Management (UK) Ltd.	7,373	$364,005	0.1%	Sole
BlackRock (Netherlands) B.V.	774	$38,212	0.0%	Sole
BlackRock Asset Management Ireland Ltd	130,993	$6,467,124	1.8%	Sole
BlackRock Asset Management Schweiz AG	8,198	$404,735	0.1%	Sole
Aperio Group, LLC	33,954	$1,676,308	0.5%	Sole

VANGUARD PORTFOLIO MANAGEMENT LLC

$170,303,691

9.80%

3,449,538

STATE STREET CORP

$134,853,710

7.76%

2,731,491

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
STATE STREET GLOBAL ADVISORS EUROPE LIMITED joint	2,731,491	$134,853,710	100.0%	Defined

DIMENSIONAL FUND ADVISORS LP

$118,792,759

6.84%

2,406,173

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Dimensional Fund Advisors Ltd.	6,513	$321,546	0.3%	Defined
DFA Australia Ltd.	18,596	$918,084	0.8%	Defined
Dimensional Fund Advisors Pte. Ltd.	279	$13,774	0.0%	Defined
Dimensional Ireland Ltd	89,252	$4,406,371	3.7%	Defined
Held directly	2,291,533	$113,132,984	95.2%	Sole

VANGUARD CAPITAL MANAGEMENT LLC

$111,325,647

6.41%

2,254,925

FMR LLC

$85,801,948

4.94%

1,737,937

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Fidelity Management & Research Co LLC	688,257	$33,979,248	39.6%	Defined
STRATEGIC ADVISERS LLC	8,317	$410,610	0.5%	Defined
Fidelity Institutional Asset Management Trust Co	880,439	$43,467,273	50.7%	Defined
FIAM LLC	160,924	$7,944,817	9.3%	Defined

GEODE CAPITAL MANAGEMENT, LLC

$68,785,047

3.96%

1,393,256

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GEODE CAPITAL MANAGEMENT TRUST COMPANY, LLC	194,597	$9,607,253	14.0%	Defined
Held directly	1,198,659	$59,177,794	86.0%	Defined

NORTHERN TRUST CORP

$35,498,113

2.04%

719,022

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
NORTHERN TRUST CO joint	656,880	$32,430,164	91.4%	Defined
NORTHERN TRUST GLOBAL INVESTMENTS LTD	36,816	$1,817,605	5.1%	Defined
MASON STREET ADVISORS, LLC joint	17,287	$853,459	2.4%	Other
DWS INVESTMENT MANAGEMENT AMERICAS, INC joint	8,039	$396,885	1.1%	Other

SILVERCREST ASSET MANAGEMENT GROUP LLC

$31,979,170

1.84%

647,745

VICTORY CAPITAL MANAGEMENT INC

$31,071,058

1.79%

629,351

CHARLES SCHWAB INVESTMENT MANAGEMENT INC

$30,196,864

1.74%

611,644

FULLER & THALER ASSET MANAGEMENT, INC.

$28,580,984

1.65%

578,914

MANUFACTURERS LIFE INSURANCE COMPANY, THE

$27,632,240

1.59%

559,697

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MANULIFE FINANCIAL CORP joint	559,697	$27,632,240	100.0%	Defined

AMERICAN CENTURY COMPANIES INC

$25,666,623

1.48%

519,883

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
AMERICAN CENTURY INVESTMENT MANAGEMENT INC	519,883	$25,666,623	100.0%	Defined

Bank of New York Mellon Corp

$22,684,721

1.31%

459,484

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Mellon Investments Corporation	314,794	$15,541,379	68.5%	Defined
BNY Mellon Investment Adviser, Inc.	42,364	$2,091,510	9.2%	Defined
The Bank of New York Mellon	96,552	$4,766,772	21.0%	Defined
BNY Mellon, NA joint	4,629	$228,532	1.0%	Defined
BNY Mellon Advisors, Inc.	1,144	$56,479	0.2%	Defined
Held directly	1	$49	0.0%	Defined

RAYMOND JAMES FINANCIAL INC

$21,810,726

1.26%

441,781

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RAYMOND JAMES & ASSOCIATES	84,859	$4,189,488	19.2%	Defined
Raymond James Financial Services Advisors, Inc.	14,158	$698,980	3.2%	Defined
EAGLE ASSET MANAGEMENT INC	342,764	$16,922,258	77.6%	Defined

MORGAN STANLEY

$20,258,778

1.17%

410,346

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY & CO INTERNATIONAL PLC	660	$32,584	0.2%	Defined
MORGAN STANLEY & CO. LLC	22,271	$1,099,519	5.4%	Defined
MORGAN STANLEY CAPITAL SERVICES, LLC	148,390	$7,326,014	36.2%	Defined
MORGAN STANLEY AIP GP LP	112	$5,529	0.0%	Defined
MORGAN STANLEY INVESTMENT MANAGEMENT INC	293	$14,465	0.1%	Defined
Morgan Stanley Investment Management LTD	15,535	$766,962	3.8%	Defined
MORGAN STANLEY SMITH BARNEY LLC	86,341	$4,262,654	21.0%	Defined
PARAMETRIC PORTFOLIO ASSOCIATES LLC	136,744	$6,751,051	33.3%	Defined

Nuveen, LLC

$19,050,005

1.10%

385,862

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Nuveen Asset Management, LLC joint	14,549	$718,284	3.8%	Defined
TIAA CREF INVESTMENT MANAGEMENT LLC joint	265,959	$13,130,395	68.9%	Defined
TEACHERS ADVISORS, LLC joint	105,354	$5,201,326	27.3%	Defined

VANGUARD FIDUCIARY TRUST CO

$16,978,737

0.98%

343,908

Ceredex Value Advisors LLC

$13,673,021

0.79%

276,950

NBT BANK N A /NY

$13,327,109

0.77%

265,692

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
NBT Capital Management, Inc.	1,063	$53,320	0.4%	Defined
Held directly	264,629	$13,273,789	99.6%	Sole

PRINCIPAL FINANCIAL GROUP INC

$12,409,692

0.71%

251,361

TWO SIGMA INVESTMENTS, LP

$11,889,382

0.68%

240,822

CITADEL ADVISORS LLC

$10,816,225

0.62%

219,085

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	13,789	$680,762	6.3%	Defined
Held directly	205,296	$10,135,463	93.7%	Defined

UBS Group AG

$10,621,559

0.61%

215,142

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Financial Services Inc	5,744	$283,581	2.7%	Defined
UBS AG	206,185	$10,179,353	95.8%	Defined
UBS Switzerland AG	3,213	$158,625	1.5%	Defined

JPMORGAN CHASE & CO

$9,985,080

0.57%

202,250

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
JPMorgan Chase Bank, N.A.	21,495	$1,061,208	10.6%	Defined
J.P. Morgan Investment Management Inc.	164,290	$8,110,997	81.2%	Defined
J.P. Morgan Securities LLC	91	$4,492	0.0%	Defined
J.P. Morgan Securities plc	139	$6,862	0.1%	Defined
JPMorgan Asset Management (UK) Ltd	15,393	$759,952	7.6%	Defined
55I, LLC	842	$41,569	0.4%	Other

BRIDGEWAY CAPITAL MANAGEMENT, LLC

$9,352,307

0.54%

189,433

AQR CAPITAL MANAGEMENT LLC

$8,829,079

0.51%

178,835

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Petros Family Wealth, LLC	59	$2,912	0.0%	Other
RF&L WEALTH MANAGEMENT, LLC	5	$246	0.0%	Other
Prism Planning Partners LLC	99	$4,887	0.1%	Other
Arax Advisory Partners	1,234	$60,922	0.7%	Other
HALBERT HARGROVE GLOBAL ADVISORS, LLC	913	$45,074	0.5%	Other
Stokes Family Office, LLC	118	$5,825	0.1%	Other
Held directly	176,407	$8,709,213	98.6%	Defined

Public Sector Pension Investment Board

$8,822,567

0.51%

178,703

GOLDMAN SACHS GROUP INC

$8,069,032

0.46%

163,440

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GOLDMAN SACHS & CO. LLC	92,236	$4,553,691	56.4%	Defined
GOLDMAN SACHS ASSET MANAGEMENT, L.P.	71,204	$3,515,341	43.6%	Defined

SCHRODER INVESTMENT MANAGEMENT GROUP

$7,663,705

0.44%

155,230

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Schroder Investment Management North America Inc.	155,230	$7,663,705	100.0%	Sole

Invesco Ltd.

$7,483,107

0.43%

151,572

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Invesco Advisers, Inc. joint	19,411	$958,319	12.8%	Defined
Invesco Trust Co joint	20,438	$1,009,024	13.5%	Defined
Invesco Capital Management LLC	111,723	$5,515,764	73.7%	Defined

ProShare Advisors LLC

$7,268,991

0.42%

147,235

COMMONWEALTH EQUITY SERVICES, LLC

$6,680,452

0.38%

135,314

RHUMBLINE ADVISERS

$6,495,462

0.37%

131,567

UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC

$6,328,242

0.36%

128,180

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Group AG	1,037	$51,196	0.8%	Defined
UBS Asset Management Switzerland AG	94,888	$4,684,620	74.0%	Defined
UBS Asset Management (UK) Ltd.	16,752	$827,044	13.1%	Defined
Held directly	15,503	$765,382	12.1%	Defined

FIRST TRUST ADVISORS LP

$6,285,097

0.36%

127,306

Savant Capital, LLC

$6,241,750

0.36%

126,428

Edgestream Partners, L.P.

$6,172,385

0.36%

125,023

BANK OF AMERICA CORP /DE/

$6,169,816

0.36%

124,971

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BANK OF AMERICA NA	74,218	$3,664,142	59.4%	Defined
MERRILL LYNCH, PIERCE, FENNER & SMITH INC.	15,428	$761,680	12.3%	Defined
BOFA SECURITIES, INC.	13,591	$670,987	10.9%	Defined
MANAGED ACCOUNT ADVISORS LLC joint	21,734	$1,073,007	17.4%	Defined

Legal & General Group Plc

$6,037,110

0.35%

122,283

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Legal & General Investment Management America Inc	79,710	$3,935,282	65.2%	Defined
Legal & General Investment Management Ltd joint	42,573	$2,101,828	34.8%	Defined

ARROWSTREET CAPITAL, LIMITED PARTNERSHIP

$6,030,199

0.35%

122,143

WELLS FARGO & COMPANY/MN

$5,920,894

0.34%

119,929

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
WELLS FARGO BANK N A	45,076	$2,225,402	37.6%	Defined
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC	22,260	$1,098,976	18.6%	Defined
WELLS FARGO CLEARING SERVICES, LLC	52,590	$2,596,368	43.9%	Defined
Wells Fargo Securities, LLC	3	$148	0.0%	Defined

WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

$5,508,521

0.32%

109,819

Swiss National Bank

$5,025,866

0.29%

101,800

Schonfeld Strategic Advisors LLC

$4,517,947

0.26%

91,512

PRICE T ROWE ASSOCIATES INC /MD/

$4,036,244

0.23%

81,755

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
T. Rowe Price International Ltd	81,755	$4,036,244	100.0%	Defined

AMERIPRISE FINANCIAL INC

$3,928,173

0.23%

79,566

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Columbia Management Investment Advisers, LLC	79,147	$3,907,487	99.5%	Defined
Ameriprise Financial Services, LLC	419	$20,686	0.5%	Defined

Qube Research & Technologies Ltd

$3,843,849

0.22%

77,858

Empowered Funds, LLC

$3,809,043

0.22%

77,153

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Bridgeway Capital Management, LLC	77,153	$3,809,043	100.0%	Other

PL Capital Advisors, LLC

$3,605,491

0.21%

73,030

D. E. Shaw & Co., Inc.

$3,492,236

0.20%

70,736

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
D. E. SHAW & CO, L.P.	70,736	$3,492,236	100.0%	Defined

ALLIANCEBERNSTEIN L.P.

$3,179,674

0.18%

64,405

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Equitable Holdings, Inc.	64,405	$3,179,674	100.0%	Defined

Thrivent Financial for Lutherans

$2,954,744

0.17%

59,849

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Thrivent Asset Management, LLC	9,808	$484,220	16.4%	Defined
Held directly	50,041	$2,470,524	83.6%	Sole

CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM

$2,947,932

0.17%

59,711

DEUTSCHE BANK AG\

$2,762,744

0.16%

55,960

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
DWS INVESTMENT MANAGEMENT AMERICAS, INC	792	$39,101	1.4%	Defined
DWS Investments UK Ltd	53,533	$2,642,924	95.7%	Defined
DWS International GmbH	1,635	$80,719	2.9%	Defined

PRUDENTIAL FINANCIAL INC

$2,686,517

0.15%

54,416

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
PGIM Quantitative Solutions LLC	54,416	$2,686,517	100.0%	Defined

LPL Financial LLC

$2,559,785

0.15%

51,849

CITIGROUP INC

$2,331,300

0.13%

47,221

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citibank, N.A. joint	3,920	$193,530	8.3%	Defined
Citigroup Financial Products Inc. joint	43,301	$2,137,770	91.7%	Defined

Baird Financial Group, Inc.

$2,249,741

0.13%

45,569

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Robert W. Baird & Co. Inc	45,569	$2,249,741	100.0%	Defined

MGO ONE SEVEN LLC

$2,139,202

0.12%

43,330

Quantinno Capital Management LP

$2,104,248

0.12%

42,622

CANADA LIFE ASSURANCE Co

$2,074,675

0.12%

42,023

Connor, Clark & Lunn Investment Management Ltd.

$2,071,367

0.12%

41,956

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Manager 1	41,956	$2,071,367	100.0%	Sole

NEW YORK STATE TEACHERS RETIREMENT SYSTEM

$2,045,324

0.12%

40,776

VANGUARD ASSET MANAGEMENT, Ltd

$2,003,237

0.12%

40,576

INTECH INVESTMENT MANAGEMENT LLC

$1,969,221

0.11%

39,887

VOYA INVESTMENT MANAGEMENT LLC

$1,966,110

0.11%

39,824

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Voya Investment Management Co. LLC joint	39,824	$1,966,110	100.0%	Defined

TOMPKINS FINANCIAL CORP

$1,828,933

0.11%

36,462

Linden Thomas Advisory Services, LLC

$1,811,478

0.10%

36,114

Horizon Advisory Services, Inc.

$1,717,137

0.10%

34,781

FRANKLIN RESOURCES INC

$1,685,736

0.10%

34,145

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Brandywine Global Investment Management, LLC	23,748	$1,172,438	69.6%	Defined
FIDUCIARY TRUST CO INTERNATIONAL	14	$691	0.0%	Defined
FIDUCIARY TRUST INTERNATIONAL LLC	105	$5,183	0.3%	Defined
FRANKLIN ADVISERS INC	6,771	$334,284	19.8%	Defined
FRANKLIN ADVISORY SERVICES LLC	3,507	$173,140	10.3%	Defined

Members Advisory Group LLC

$1,654,981

0.10%

33,522

PNC FINANCIAL SERVICES GROUP, INC.

$1,590,600

0.09%

32,218

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
PNC Bank, National Association	32,134	$1,586,453	99.7%	Defined
PNC Delaware Trust Company	84	$4,147	0.3%	Defined

Cerity Partners LLC

$1,525,631

0.09%

30,902

MetLife Investment Management, LLC

$1,490,134

0.09%

30,183

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
METLIFE INC	30,183	$1,490,134	100.0%	Defined

ROYAL BANK OF CANADA

$1,458,537

0.08%

29,543

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RBC CMA LTD.	1,558	$76,918	5.3%	Defined
RBC Capital Markets, LLC	26,963	$1,331,163	91.3%	Defined
Held directly	1,022	$50,456	3.5%	Sole

Cetera Investment Advisers

$1,458,044

0.08%

29,533

Financial Engines Advisors L.L.C.

$1,453,057

0.08%

29,432

OCCUDO QUANTITATIVE STRATEGIES LP

$1,374,707

0.08%

27,845

Illinois Municipal Retirement Fund

$1,335,014

0.08%

27,041

Arax Advisory Partners

$1,330,965

0.08%

26,959

Russell Investments Group, Ltd.

$1,330,866

0.08%

26,957

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Russell Investment Management, LLC	26,957	$1,330,866	100.0%	Defined

Horizon Investments, LLC

$1,326,423

0.08%

26,867

XTX Topco Ltd

$1,322,079

0.08%

26,779

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
XTX EXECUTION SERVICES LLC joint	26,779	$1,322,079	100.0%	Defined

Vanguard Global Advisers, LLC

$1,321,684

0.08%

26,771

IFP Advisors, Inc

$1,255,705

0.07%

25,034

MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd.

$1,178,708

0.07%

23,875

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Global X Management CO LLC joint	23,875	$1,178,708	100.0%	Defined

GUGGENHEIM CAPITAL LLC

$1,164,983

0.07%

23,597

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GUGGENHEIM FUNDS DISTRIBUTORS, LLC	23,098	$1,140,348	97.9%	Defined
SECURITY INVESTORS LLC	499	$24,635	2.1%	Defined

Jupiter Topco LLC

$1,150,814

0.07%

23,310

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
JANUS HENDERSON INVESTORS UK Ltd	23,310	$1,150,814	100.0%	Defined

Louisiana State Employees Retirement System

$1,108,536

0.06%

22,100

Rafferty Asset Management, LLC

$1,081,844

0.06%

21,913

Creative Planning

$1,049,457

0.06%

21,257

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
CREATIVE PLANNING TRUST Co LLC	202	$9,972	1.0%	Defined
Held directly	21,055	$1,039,485	99.0%	Sole

Rosenthal | Henry Capital Advisors, Inc.

$1,045,409

0.06%

21,175

Geneos Wealth Management Inc.

$953,235

0.05%

19,308

Community Bank, N.A.

$913,788

0.05%

18,509

NEW YORK STATE COMMON RETIREMENT FUND

$902,829

0.05%

18,287

Note Advisors, LLC

$891,029

0.05%

18,048

Beacon Pointe Advisors, LLC

$866,147

0.05%

17,544

BNP PARIBAS ARBITRAGE, SA

$852,076

0.05%

17,259

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Key facts CIK 790359 CUSIP 628778102 13F (30d) 52 filings 52 filers Visit website Investor relations