Baugh & Associates, LLC

Registered adviser

CIK

1730818

Location

ATLANTA, GA

Portfolio Value

Small $242,866,143

Diversification

Diversified

Filing Date

Global Rank

#5,980 / 8,811 ▼ 836 · as of Jun 2026

Top Industry

Drug Manufacturers - General 13.8%

Period ended 22 days ago

Filed Oct 16, 2026 · 6d

27 quarters · since Mar 2020

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Registered adviser

Form ADV roster, Oct 1, 2026

Form ADV adviser

CRD 136342

Roster of Oct 1, 2026

Regulatory AUM

$294,248,937

Main clients

Individuals and high net worth (100% of AUM)

Form ADV history

Monthly rosters from Dec 2019; each row is a run with the same figures, newest first.

Rosters	Regulatory AUM	Main clients
Apr 2026 to Oct 2026	$294,248,937	Individuals and high net worth (100%)
Apr 2025 to Mar 2026	$264,275,747	Individuals and high net worth (100%)
Apr 2024 to Mar 2025	$250,547,923	Individuals and high net worth (100%)
May 2023 to Mar 2024	$217,674,582	Individuals and high net worth (100%)
Apr 2023	$217,674,582	Individuals and high net worth (100%)
Apr 2022 to Mar 2023	$216,634,166	Individuals and high net worth (100%)

3 earlier changes not shown.

Portfolio style

Measured from the filed 13F common-share book for Jun 30, 2026, the newest measured quarter, never from the firm's own description.

Style

Diversified active

Top 10 weight 48.4%, 27.0 effective positions, active share 72.6% against the Dow Jones Industrial Average as of 2026-07-31; it meets none of the index-like, systematic-like or concentrated tests

Turnover

Low turnover

6.3% over the last four quarters (under 30%)

Horizon

Long horizon

Value-weighted holding period 23.0 quarters (12+), a floor since 78.8% of the book was already held when coverage starts

Closest benchmark: the Dow Jones Industrial Average as of 2026-07-31, active share 72.6%; sector active share 27.2% against the combined 13F book's sector weights.

Over time 26 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

View clone backtest

Portfolio Concentration

41 tracked positions · as of Sep 30, 2026 · Δ vs Jun 30, 2026

Top Position

8.3%

+0.9 pts

Top 5

31.3%

+1.8 pts

Top 10

49.7%

+1.3 pts

HHI

396

Diversified+26

Portfolio Trend

27 quarters · across all stocks

Sector Breakdown

As of Sep 30, 2026

Sector	% Portfolio	Value	Positions
Technology	31.4%	$76,340,891	8
Financial Services	16.1%	$39,155,677	6
Healthcare	16.0%	$38,950,970	5
Consumer Defensive	10.9%	$26,364,693	5
Energy	6.9%	$16,810,085	4
Consumer Cyclical	5.5%	$13,268,083	2
Utilities	5.1%	$12,279,952	2
Communication Services	3.9%	$9,504,545	2
Real Estate	3.3%	$7,952,519	2
Unclassified	0.8%	$1,833,333	4
Industrials	0.2%	$405,395	1

Last Quarter's Activity

Export CSV

Sep 30, 2026 vs Jun 30, 2026

Added To

Positions the filer increased

25 positions

Ticker	Company	Δ Shares	Shares	Value
ARCC	Ares Capital Corp	+27,814	296,118	$5,655,853
PFE	Pfizer Inc	+25,130	233,761	$6,666,863
WY	Weyerhaeuser Co	+23,175	222,873	$4,245,730
SO	Southern Co	+20,972	72,668	$6,023,450
MO	Altria Group, Inc.	+12,195	98,794	$6,652,787
ET	Energy Transfer LP	+10,818	151,147	$0
NEE	Nextera Energy Inc	+10,264	82,605	$6,256,502
BAC	Bank Of America Corp	+9,178	128,396	$6,988,594
WMT	Walmart Inc.	+7,366	91,142	$9,471,476
INTC	Intel Corp	+6,714	125,464	$15,084,536
TFC	Truist Financial Corp	+6,591	118,786	$5,499,791
ABT	Abbott Laboratories	+6,436	56,570	$5,590,813
VZ	Verizon Communications Inc	+5,685	110,496	$5,068,451
MRK	Merck & Co., Inc.	+5,031	59,551	$8,653,355
MS	Morgan Stanley	+4,546	56,311	$10,590,972
O	Realty Income Corp	+3,752	68,265	$3,706,789
QCOM	Qualcomm Inc	+3,599	40,283	$7,413,683
AAPL	Apple Inc.	+3,546	59,218	$19,720,778
ABBV	AbbVie Inc.	+3,007	40,501	$10,594,656
COP	Conocophillips	+2,769	44,134	$5,523,370
LOW	Lowes Companies Inc	+2,696	33,863	$6,240,612
ANET	Arista Networks, Inc.	+2,661	23,572	$4,799,023
MSFT	Microsoft Corp	+2,657	39,231	$20,121,579
XOM	ExxonMobil Holdings Corp	+2,140	35,970	$5,854,117
HD	Home Depot, Inc.	+1,993	24,702	$7,027,471
No positions match the current search.

Trimmed

Positions the filer reduced

3 positions

Ticker	Company	Δ Shares	Shares	Value
PEP	Pepsico Inc	−17,641	6,767	$857,514
QTEC	First Trust NASDAQ-100-Technology Sector Index Fund	−71	836	$275,654
QQQ	Invesco Qqq Trust, Series 1	−68	702	$519,318
No positions match the current search.

New Positions

Positions the filer opened this quarter

No qualifying positions this quarter.

Sold Out

Positions the filer fully exited

1 positions

Ticker	Company	Shares	Value	Open
SVC	Service Properties Trust	177,810	$300,498
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

41 tracked positions · $242,866,143 total · filing declares 41 positions · $220,650,490 · as of Sep 30, 2026

All sectors Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Real Estate Technology Utilities

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	% of Portfolio
MSFT	Microsoft Corp Technology	Added	39,231	+2,657	$20,121,579	+47.5%	8.29%
AAPL	Apple Inc. Technology	Added	59,218	+3,546	$19,720,778	+22.4%	8.12%
INTC	Intel Corp Technology	Added	125,464	+6,714	$15,084,536	−9.0%	6.21%
ABBV	AbbVie Inc. Healthcare	Added	40,501	+3,007	$10,594,656	+12.3%	4.36%
MS	Morgan Stanley Financial Services	Added	56,311	+4,546	$10,590,972	−2.1%	4.36%
JPM	Jpmorgan Chase & Co Financial Services	Added	30,511	+1,189	$10,093,954	+5.2%	4.16%
WMT	Walmart Inc. Consumer Defensive	Added	91,142	+7,366	$9,471,476	−0.2%	3.90%
COST	Costco Wholesale Corp Consumer Defensive	Added	9,903	+498	$9,015,097	+2.5%	3.71%
MRK	Merck & Co., Inc. Healthcare	Added	59,551	+5,031	$8,653,355	+23.5%	3.56%
JNJ	Johnson & Johnson Healthcare	Added	28,123	+1,850	$7,445,283	+11.6%	3.07%
QCOM	Qualcomm Inc Technology	Added	40,283	+3,599	$7,413,683	+9.4%	3.05%
HD	Home Depot, Inc. Consumer Cyclical	Added	24,702	+1,993	$7,027,471	−12.3%	2.89%
BAC	Bank Of America Corp Financial Services	Added	128,396	+9,178	$6,988,594	+2.9%	2.88%
PFE	Pfizer Inc Healthcare	Added	233,761	+25,130	$6,666,863	+32.7%	2.75%
MO	Altria Group, Inc. Consumer Defensive	Added	98,794	+12,195	$6,652,787	+6.8%	2.74%
NEE	Nextera Energy Inc Utilities	Added	82,605	+10,264	$6,256,502	−1.5%	2.58%
LOW	Lowes Companies Inc Consumer Cyclical	Added	33,863	+2,696	$6,240,612	−9.2%	2.57%
SO	Southern Co Utilities	Added	72,668	+20,972	$6,023,450	+21.7%	2.48%
XOM	ExxonMobil Holdings Corp Energy	Added	35,970	+2,140	$5,854,117	+26.6%	2.41%
ARCC	Ares Capital Corp Financial Services	Added	296,118	+27,814	$5,655,853	+13.8%	2.33%
ABT	Abbott Laboratories Healthcare	Added	56,570	+6,436	$5,590,813	+22.9%	2.30%
COP	Conocophillips Energy	Added	44,134	+2,769	$5,523,370	+28.4%	2.27%
TFC	Truist Financial Corp Financial Services	Added	118,786	+6,591	$5,499,791	−1.6%	2.26%
CVX	Chevron Corp Energy	Added	26,603	+1,654	$5,432,598	+31.4%	2.24%
ASML	Asml Holding NV Technology	Added	2,899	+154	$5,252,031	−3.8%	2.16%
VZ	Verizon Communications Inc Communication Services	Added	110,496	+5,685	$5,068,451	+14.2%	2.09%
ANET	Arista Networks, Inc. Technology	Added	23,572	+2,661	$4,799,023	+35.1%	1.98%
GOOG	Alphabet Inc. Communication Services	Added	13,019	+1,378	$4,436,094	+7.9%	1.83%
WY	Weyerhaeuser Co Real Estate	Added	222,873	+23,175	$4,245,730	−11.2%	1.75%
O	Realty Income Corp Real Estate	Added	68,265	+3,752	$3,706,789	−7.3%	1.53%
NVDA	Nvidia Corp Technology	Added	15,822	+1,890	$3,613,428	+29.6%	1.49%
PEP	Pepsico Inc Consumer Defensive	Reduced	6,767	-17,641	$857,514	−74.1%	0.35%
SDY	State Street(R) SPDR(R) S&P(R) Dividend ETF	Added	3,689	+1,789	$540,364	+86.9%	0.22%
QQQ	Invesco Qqq Trust, Series 1	Reduced	702	-68	$519,318	−8.4%	0.21%
SPY	Spdr S&P 500 ETF Trust	Added	653	+30	$497,997	+7.0%	0.21%
CAT	Caterpillar Inc Industrials	Held	500	0	$405,395	−23.9%	0.17%
KO	Coca Cola Co Consumer Defensive	Added	4,273	+86	$367,819	+8.1%	0.15%
IBM	International Business Machines Corp Technology	Held	1,527	0	$335,833	−21.8%	0.14%
PGR	Progressive Corp Financial Services	Held	1,575	0	$326,513	−5.1%	0.13%
QTEC	First Trust NASDAQ-100-Technology Sector Index Fund	Reduced	836	-71	$275,654	−9.2%	0.11%
ET	Energy Transfer LP Energy	Added	151,147	+10,818	$0	−100.0%	0.00%

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.