Harborview Advisors, LLC

CIK

1730890

Location

Portland, ME

Portfolio Value

Small $176,284,878

Diversification

Diversified

Filing Date

Global Rank

#4,689 / 6,035 ▲ 37 · as of Sep 2021

Top Industry

Asset Management 55.3%

Period ended 5 years ago

Filed Nov 12, 2021 · 4y

7 quarters · since Mar 2020

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Unknown

Portfolio style

Measured from the filed 13F common-share book for Sep 30, 2021, never from the firm's own description.

Style

Concentrated

The top 10 positions are 89.2% of the book (60%+)

Turnover

Low turnover

15.5% over the last four quarters (under 30%)

Horizon

Horizon unknown

The value-weighted holding period is at least 6.4 quarters, but 76.9% of the book was already held when coverage starts

Closest benchmark: every 13F filer's combined book, active share 91.4%; sector active share 62.3% against the combined 13F book's sector weights.

Over time 7 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

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Portfolio Concentration

104 tracked positions · as of Sep 30, 2021 · Δ vs Jun 30, 2021

Top Position

25.7%

−0.4 pts

Top 5

71.2%

−0.5 pts

Top 10

89.2%

−0.3 pts

HHI

1,265

Diversified−25

Portfolio Trend

7 quarters · across all stocks

Sector Breakdown

As of Sep 30, 2021

Sector	% Portfolio	Value	Positions
Unclassified	89.5%	$157,702,793	79
Financial Services	6.2%	$10,849,389	12
Technology	1.8%	$3,160,288	2
Healthcare	1.4%	$2,475,857	6
Communication Services	0.5%	$965,330	3
Consumer Cyclical	0.4%	$722,708	1
Consumer Defensive	0.2%	$408,513	1

Last Quarter's Activity

Export CSV

Sep 30, 2021 vs Jun 30, 2021

Added To

Positions the filer increased

25 positions

Ticker	Company	Δ Shares	Shares	Value
XSOE	WisdomTree Emerging Markets ex-State-Owned Enterprises Fund	+10,597	251,986	$9,404,117
LQDH	iShares Interest Rate Hedged Corporate Bond ETF	+10,269	160,795	$15,405,768
SCHZ	Schwab U.S. Aggregate Bond ETF	+4,160	15,041	$816,124
NUEM	Nuveen ESG Emerging Markets Equity ETF	+2,687	28,336	$959,541
SCHF	Schwab International Equity ETF	+2,526	446,291	$17,271,461
DWX	State Street(R) SPDR(R) S&P(R) International Dividend ETF	+2,264	49,315	$1,872,490
VTV	VANGUARD VALUE INDEX FUND	+2,129	31,338	$4,242,225
RMT	Royce Micro-Cap Trust, Inc.	+2,110	33,529	$382,901
EDIV	State Street(R) SPDR(R) S&P Emerging Markets Dividend ETF	+2,005	48,772	$1,445,114
NUMV	Nuveen ESG Mid-Cap Value ETF	+1,756	21,541	$781,722
ESGD	iShares ESG Aware MSCI EAFE ETF	+1,668	25,380	$1,989,284
T	At&T Inc.	+1,595	11,898	$321,364
NUSC	Nuveen ESG Small-Cap ETF	+1,466	25,141	$1,093,130
SCHO	Schwab Short-Term U.S. Treasury ETF	+1,363	11,498	$588,582
NFJ	Virtus Dividend, Interest & Premium Strategy Fund	+1,217	34,199	$507,171
NULV	Nuveen ESG Large-Cap Value ETF	+1,199	29,901	$1,120,988
DON	WisdomTree U.S. Midcap Dividend Fund	+1,063	22,811	$945,515
PFE	Pfizer Inc	+1,006	8,557	$368,036
DES	WisdomTree U.S. SmallCap Dividend Fund	+956	21,658	$667,716
QQQX	Nuveen NASDAQ 100 Dynamic Overwrite Fund	+942	22,497	$638,464
SLYV	State Street(R) SPDR(R) S & P 600(TM) Small Cap Value ETF	+767	46,027	$3,772,372
RYLD	Global X Russell 2000 Covered Call ETF	+704	10,152	$252,683
QYLD	Global X NASDAQ 100 Covered Call ETF	+663	10,156	$224,041
SCHH	Schwab U.S. REIT ETF	+598	5,743	$262,340
NULG	Nuveen ESG Large-Cap Growth ETF	+565	16,980	$1,111,341
No positions match the current search.

Trimmed

Positions the filer reduced

25 positions

Ticker	Company	Δ Shares	Shares	Value
SCHE	Schwab Emerging Markets Equity ETF	−6,106	67,366	$2,053,315
SCHV	Schwab U.S. Large-Cap Value ETF	−4,363	123,078	$8,305,291
XMPT	VanEck CEF Muni Income ETF	−3,189	32,177	$945,038
MUNI	PIMCO Intermediate Municipal Bond Active Exchange-Traded Fund	−1,187	11,453	$645,605
—		−1,008	23,699	$1,222,157
SPYG	State Street(R) SPDR(R) Portfolio S&P 500(R) Growth ETF	−859	24,877	$1,592,625
SCHG	Schwab U.S. Large-Cap Growth ETF	−627	71,198	$10,543,683
SLYG	State Street(R) SPDR(R) S & P 600(TM) Small Cap Growth ETF	−426	39,152	$3,410,922
SPYV	State Street(R) SPDR(R) Portfolio S&P 500(R) Value ETF	−415	44,577	$1,738,503
VEU	Vanguard International Equity Index Funds	−121	5,972	$364,053
IWF	iShares Russell 1000 Growth ETF	−114	2,469	$676,604
PRF	Victory Portfolios II	−96	5,168	$163,680
VOT	VANGUARD MID-CAP GROWTH INDEX FUND	−94	5,555	$1,312,646
EUSA	iShares Trust	−82	5,071	$0
VOE	VANGUARD MID-CAP VALUE INDEX FUND	−56	10,399	$1,451,804
IJR	iShares Core S&P Small-Cap ETF	−36	4,108	$448,552
PWV	Invesco Large Cap Value ETF	−35	6,257	$278,186
SCHM	Schwab U.S. Mid-Cap ETF	−33	21,739	$1,666,509
EFA	iShares MSCI EAFE ETF	−32	6,166	$481,009
PRFZ	Invesco RAFI US 1500 Small-Mid ETF	−19	2,290	$417,902
IJK	iShares S&P Mid-Cap 400 Growth ETF	−17	11,844	$937,926
IJJ	iShares S&P Mid-Cap 400 Value ETF	−15	8,386	$864,093
IJH	iShares Core S&P Mid-Cap ETF	−14	1,252	$329,363
IWD	iShares Russell 1000 Value ETF	−13	6,147	$962,066
MDYG	State Street(R) SPDR(R) S & P 400(TM) Mid Cap Growth ETF	−8	58,019	$4,389,137
No positions match the current search.

New Positions

Positions the filer opened this quarter

5 positions

Ticker	Company	Shares	Value
DGX	Quest Diagnostics Inc	2,303	$334,648
HYMB	State Street(R) SPDR Nuveen ICE High Yield Municipal Bond ETF	3,372	$202,151
IGA	Voya Global Advantage & Premium Opportunity Fund	14,575	$144,438
BDJ	BlackRock Enhanced Equity Dividend Trust	14,729	$144,344
ESGE	iShares Trust	5,027	$0
No positions match the current search.

Sold Out

Positions the filer fully exited

1 positions

Ticker	Company	Shares	Value	Open
VWO	VANGUARD EMERGING MARKETS STOCK INDEX FUND	3,772	$204,857
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

104 tracked positions · $176,284,878 total · filing declares 106 positions · $178,538,000 · as of Sep 30, 2021

All sectors Communication Services Consumer Cyclical Consumer Defensive Financial Services Healthcare Technology

Showing 1–50 of 104 positions by value · page 1 of 3

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	Held (qtrs)	Est. cost/share	% of Portfolio
SCHF	Schwab International Equity ETF	Added	446,291	+2,526	$17,271,461	−1.3%	7+	before history	9.80%
LQDH	iShares Interest Rate Hedged Corporate Bond ETF	Added	160,795	+10,269	$15,405,768	+6.3%	5	$93.18	8.74%
AGZD	WisdomTree Interest Rate Hedged U.S. Aggregate Bond Fund	Added	260,907	+181	$12,228,711	−0.3%	7+	before history	6.94%
SCHG	Schwab U.S. Large-Cap Growth ETF	Reduced	71,198	-627	$10,543,683	+0.6%	7+	before history	5.98%
XSOE	WisdomTree Emerging Markets ex-State-Owned Enterprises Fund	Added	251,986	+10,597	$9,404,117	−7.4%	4	unpriced	5.33%
SCHV	Schwab U.S. Large-Cap Value ETF	Reduced	123,078	-4,363	$8,305,291	−4.7%	7+	before history	4.71%
PCEF	Invesco Ltd. Financial Services	Added	296,760	+354	$7,107,402	−2.1%	7+	before history	4.03%
GLD	Spdr Gold Trust	Added	35,469	+290	$5,824,719	−0.0%	7+	before history	3.30%
MDYV	State Street(R) SPDR(R) S & P 400(TM) Mid Cap Value ETF	Added	74,629	+3	$4,942,678	−1.9%	7+	before history	2.80%
MDYG	State Street(R) SPDR(R) S & P 400(TM) Mid Cap Growth ETF	Reduced	58,019	-8	$4,389,137	−2.4%	7+	before history	2.49%
VTV	VANGUARD VALUE INDEX FUND	Added	31,338	+2,129	$4,242,225	+5.7%	4	unpriced	2.41%
SLYV	State Street(R) SPDR(R) S & P 600(TM) Small Cap Value ETF	Added	46,027	+767	$3,772,372	−2.8%	7+	before history	2.14%
SLYG	State Street(R) SPDR(R) S & P 600(TM) Small Cap Growth ETF	Reduced	39,152	-426	$3,410,922	−2.9%	7+	before history	1.93%
IWC	iShares Micro-Cap ETF	Added	21,283	+84	$3,071,562	−5.1%	7+	before history	1.74%
AAPL	Apple Inc. Technology	Added	20,818	+158	$2,945,747	+4.1%	7+	before history	1.67%
SCZ	iShares MSCI EAFE Small-Cap ETF	Added	37,495	+229	$2,790,002	+1.0%	5	unpriced	1.58%
IDEV	iShares Core MSCI International Developed Markets ETF	Added	37,173	+482	$2,483,899	+0.4%	7+	before history	1.41%
SCHE	Schwab Emerging Markets Equity ETF	Reduced	67,366	-6,106	$2,053,315	−15.0%	7+	before history	1.16%
ESGD	iShares ESG Aware MSCI EAFE ETF	Added	25,380	+1,668	$1,989,284	+6.2%	6	unpriced	1.13%
DWX	State Street(R) SPDR(R) S&P(R) International Dividend ETF	Added	49,315	+2,264	$1,872,490	+1.0%	7+	before history	1.06%
SPYV	State Street(R) SPDR(R) Portfolio S&P 500(R) Value ETF	Reduced	44,577	-415	$1,738,503	−2.3%	7+	before history	0.99%
SCHM	Schwab U.S. Mid-Cap ETF	Reduced	21,739	-33	$1,666,509	−2.2%	7+	before history	0.95%
SPYG	State Street(R) SPDR(R) Portfolio S&P 500(R) Growth ETF	Reduced	24,877	-859	$1,592,625	−1.7%	7+	before history	0.90%
SCHA	Schwab U.S. Small-Cap ETF	Held	15,660	0	$1,567,566	−3.9%	7+	before history	0.89%
IVW	iShares S&P 500 Growth ETF	Reduced	20,891	-3	$1,544,053	+1.6%	7+	before history	0.88%
VOE	VANGUARD MID-CAP VALUE INDEX FUND	Reduced	10,399	-56	$1,451,804	−1.2%	7+	before history	0.82%
EDIV	State Street(R) SPDR(R) S&P Emerging Markets Dividend ETF	Added	48,772	+2,005	$1,445,114	+3.1%	7+	before history	0.82%
VOT	VANGUARD MID-CAP GROWTH INDEX FUND	Reduced	5,555	-94	$1,312,646	−1.7%	7+	before history	0.74%
		Reduced	23,699	-1,008	$1,222,157	−5.1%	7+	before history	0.69%
NULV	Nuveen ESG Large-Cap Value ETF	Added	29,901	+1,199	$1,120,988	+3.5%	7+	before history	0.64%
NULG	Nuveen ESG Large-Cap Growth ETF	Added	16,980	+565	$1,111,341	+4.9%	7+	before history	0.63%
NUSC	Nuveen ESG Small-Cap ETF	Added	25,141	+1,466	$1,093,130	+2.3%	7+	before history	0.62%
IVE	iShares S&P 500 Value ETF	Reduced	7,037	-4	$1,023,320	−1.6%	7+	before history	0.58%
IWD	iShares Russell 1000 Value ETF	Reduced	6,147	-13	$962,066	−1.5%	7+	before history	0.55%
NUEM	Nuveen ESG Emerging Markets Equity ETF	Added	28,336	+2,687	$959,541	+0.8%	7+	before history	0.54%
DON	WisdomTree U.S. Midcap Dividend Fund	Added	22,811	+1,063	$945,515	+3.6%	7+	before history	0.54%
XMPT	VanEck CEF Muni Income ETF	Reduced	32,177	-3,189	$945,038	−11.3%	7+	before history	0.54%
IJK	iShares S&P Mid-Cap 400 Growth ETF	Reduced	11,844	-17	$937,926	−2.3%	7+	before history	0.53%
VBR	VANGUARD SMALL-CAP VALUE INDEX FUND	Added	5,332	+7	$902,494	−2.4%	7+	before history	0.51%
IJT	iShares S&P Small-Cap 600 Growth ETF	Added	6,838	+16	$889,213	−1.7%	7+	before history	0.50%
SCHX	Schwab U.S. Large-Cap ETF	Held	8,513	0	$885,605	+0.1%	7+	before history	0.50%
IJJ	iShares S&P Mid-Cap 400 Value ETF	Reduced	8,386	-15	$864,093	−2.4%	7+	before history	0.49%
VBK	VANGUARD SMALL-CAP GROWTH INDEX FUND	Added	2,975	+11	$833,476	−3.0%	7+	before history	0.47%
SCHZ	Schwab U.S. Aggregate Bond ETF	Added	15,041	+4,160	$816,124	+37.4%	7+	before history	0.46%
SCHD	Schwab U.S. Dividend Equity ETF	Added	10,727	+552	$796,373	+3.5%	7+	before history	0.45%
NUMV	Nuveen ESG Mid-Cap Value ETF	Added	21,541	+1,756	$781,722	+9.0%	7+	before history	0.44%
IDXX	Idexx Laboratories Inc Healthcare	Held	1,245	0	$774,265	−1.5%	7+	before history	0.44%
IJS	iShares S&P Small-Cap 600 Value ETF	Added	7,413	+47	$746,266	−3.9%	7+	before history	0.42%
SUSC	iShares ESG Aware USD Corporate Bond ETF	Added	26,572	+335	$730,730	+0.5%	7+	before history	0.41%
AMZN	Amazon Com Inc Consumer Cyclical	Added	220	+5	$722,708	−2.3%	7+	before history	0.41%

Showing the top 50 of 104 positions. Create a free account to see every position, past quarters, search, filters and CSV export.

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.