D.B. Root & Company, LLC

Registered adviser

CIK

1731717

Location

PITTSBURGH, PA

Portfolio Value

Small $458,711,857

Diversification

Diversified

Filing Date

Global Rank

#3,994 / 8,827 ▼ 10 · as of Jun 2026

Top Industry

Semiconductors 11.9%

Period ended 38 days ago

Filed Nov 4, 2026 · 3d

27 quarters · since Mar 2020

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Registered adviser

Form ADV roster, Nov 1, 2026

Form ADV adviser

CRD 188512

Roster of Nov 1, 2026

Regulatory AUM

$952,367,792

Main clients

Individuals and high net worth (90% of AUM)

Form ADV history

Monthly rosters from Dec 2019; each row is a run with the same figures, newest first.

Rosters	Regulatory AUM	Main clients
Apr 2026 to Nov 2026	$952,367,792	Individuals and high net worth (90%)
Apr 2025 to Mar 2026	$829,797,025	Individuals and high net worth (90%)
Mar 2024 to Mar 2025	$713,529,776	Individuals and high net worth (91%)
May 2023 to Feb 2024	$642,450,242	Individuals and high net worth (92%)
Apr 2023	$642,450,242	Individuals and high net worth (92%)
Apr 2022 to Mar 2023	$750,756,926	Individuals and high net worth (92%)

3 earlier changes not shown.

Portfolio style

Measured from the filed 13F common-share book for Jun 30, 2026, the newest measured quarter, never from the firm's own description.

Style

Concentrated

The top 10 positions are 64.9% of the book (60%+)

Turnover

Low turnover

15.9% over the last four quarters (under 30%)

Horizon

Long horizon

Value-weighted holding period 17.7 quarters (12+), a floor since 40.5% of the book was already held when coverage starts

Closest benchmark: every 13F filer's combined book, active share 72.7%; sector active share 59.2% against the combined 13F book's sector weights.

Over time 26 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

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Portfolio Concentration

195 tracked positions · as of Sep 30, 2026 · Δ vs Jun 30, 2026

Top Position

17.0%

+0.3 pts

Top 5

51.9%

+1.1 pts

Top 10

66.3%

+1.4 pts

HHI

747

Diversified+26

Portfolio Trend

27 quarters · across all stocks

Sector Breakdown

As of Sep 30, 2026

Sector	% Portfolio	Value	Positions
Unclassified	72.6%	$333,223,367	77
Technology	10.5%	$48,392,467	29
Consumer Cyclical	3.8%	$17,542,858	14
Industrials	2.8%	$12,669,679	19
Consumer Defensive	2.6%	$11,911,946	11
Financial Services	2.5%	$11,301,768	18
Communication Services	1.7%	$7,649,171	4
Healthcare	1.3%	$5,860,782	9
Energy	1.1%	$5,139,683	4
Basic Materials	0.7%	$3,149,827	4
Utilities	0.3%	$1,414,699	4
Real Estate	0.1%	$455,610	2

Last Quarter's Activity

Export CSV

Sep 30, 2026 vs Jun 30, 2026

Added To

Positions the filer increased

25 positions

Ticker	Company	Δ Shares	Shares	Value
JCPB	JPMorgan Core Plus Bond ETF	+58,484	1,695,941	$75,944,237
PYLD		+49,074	1,369,393	$34,768,888
TMB	Thornburg Multi Sector Bond ETF	+19,887	202,758	$4,982,372
IJUL		+16,955	27,297	$986,221
VGMS	VANGUARD MULTI-SECTOR INCOME BOND ETF	+16,012	37,961	$1,879,828
SCHD	Schwab U.S. Dividend Equity ETF	+13,378	271,885	$8,844,419
BJUL		+12,890	20,721	$1,148,353
XLF	State Street Corp	+11,568	22,413	$0
VCRM	Vanguard Municipal Bond Funds	+11,526	18,607	$1,331,702
XLE	State Street(R) Energy Select Sector SPDR(R) ETF	+10,843	27,789	$1,709,023
DFAI	Dimensional International Core Equity Market ETF	+9,002	377,526	$15,640,902
IBUF		+5,331	236,113	$7,412,720
XLV	State Street(R) Health Care Select Sector SPDR(R) ETF	+4,367	6,324	$1,065,088
BROS	Dutch Bros Inc.	+3,666	12,053	$464,763
XLU	State Street(R) Utilities Select Sector SPDR(R) ETF	+2,817	7,530	$296,983
APH	Amphenol Corp	+2,599	5,174	$436,168
ZALT		+2,536	345,729	$11,941,479
VGIT	VANGUARD INTERMEDIATE-TERM TREASURY INDEX FUND	+2,138	55,306	$3,133,637
VGSH	VANGUARD SHORT-TERM TREASURY INDEX FUND	+2,004	20,373	$1,172,669
CAVA	Cava Group, Inc.	+1,436	9,727	$526,230
GLD	Spdr Gold Trust	+1,412	14,331	$5,457,818
NKE	NIKE, Inc.	+1,225	21,304	$754,161
OLLI	Ollie's Bargain Outlet Holdings, Inc.	+1,215	10,626	$910,116
CRWD	CrowdStrike Holdings, Inc.	+998	1,301	$344,439
WMT	Walmart Inc.	+944	31,364	$3,259,346
No positions match the current search.

Trimmed

Positions the filer reduced

25 positions

Ticker	Company	Δ Shares	Shares	Value
SCHX	Schwab U.S. Large-Cap ETF	−52,793	1,397,618	$41,928,540
VXUS	Vanguard Total International Stock ETF	−30,563	81,300	$6,907,248
DVYE	iShares Trust	−20,791	40,349	$0
IJJ	iShares S&P Mid-Cap 400 Value ETF	−14,528	31,962	$4,401,487
SCHY	Schwab International Dividend Equity ETF	−8,301	21,823	$685,242
SCHB	Schwab U.S. Broad Market ETF	−6,943	463,402	$13,582,312
SCHG	Schwab U.S. Large-Cap Growth ETF	−5,832	218,153	$7,838,237
VO	VANGUARD MID-CAP INDEX FUND	−5,706	48,257	$3,784,313
SCHF	Schwab International Equity ETF	−5,418	124,255	$3,413,284
BSTP		−4,815	212,699	$8,544,118
SCHO	Schwab Short-Term U.S. Treasury ETF	−4,238	34,063	$812,743
XLI	State Street(R) Industrial Select Sector SPDR(R) ETF	−4,145	1,311	$218,910
CSX	Csx Corp	−4,029	14,888	$692,440
TSCO	Tractor Supply Co	−2,762	26,417	$826,587
SCHJ	Schwab 1-5 Year Corporate Bond ETF	−2,628	9,627	$232,010
VTEI	VANGUARD INTERMEDIATE-TERM TAX-EXEMPT BOND ETF	−1,650	4,115	$392,344
JJSF	J&J Snack Foods Corp	−1,571	9,091	$695,006
SBUX	Starbucks Corp	−1,479	8,563	$804,579
SHAK	Shake Shack Inc.	−1,420	5,464	$320,627
TTC	Toro Co	−1,364	4,138	$398,985
INTC	Intel Corp	−1,282	3,926	$472,022
BUFB		−1,225	5,688	$229,129
XOM	ExxonMobil Holdings Corp	−1,220	15,285	$2,487,633
VIG	Vanguard Specialized Funds	−1,044	79,022	$18,436,622
SLV	iShares Silver Trust	−974	9,695	$528,474
No positions match the current search.

New Positions

Positions the filer opened this quarter

5 positions

Ticker	Company	Shares	Value
VOE	VANGUARD MID-CAP VALUE INDEX FUND	8,983	$1,756,445
DDTZ		30,216	$599,183
DDFS		12,213	$272,472
IWD	iShares Russell 1000 Value ETF	1,066	$264,293
NOW	ServiceNow, Inc.	1,530	$205,035
No positions match the current search.

Sold Out

Positions the filer fully exited

17 positions

Ticker	Company	Shares	Value
—		14,310	$727,377
XLC	State Street(R) Communication Services Select Sector SPDR(R) ETF	6,487	$694,952
BMAY		9,653	$457,069
IMAY		8,988	$285,144
ORCL	Oracle Corp	1,943	$284,746
UPS	United Parcel Service Inc	2,635	$283,262
BMAR		3,998	$230,392
IMAR		7,540	$229,555
TJX	Tjx Companies Inc	1,397	$211,645
LQD	iShares iBoxx $ Investment Grade Corporate Bond ETF	1,924	$209,850
CDNS	Cadence Design Systems Inc	559	$209,803
SPGI	S&P Global Inc.	510	$207,702
SPCX	Space Exploration Technologies Corp	1,207	$206,228
IOCT		5,557	$205,553
WDC	Western Digital Corp	319	$203,751
MS	Morgan Stanley	974	$203,604
SPLV	Invesco S&P 500 Low Volatility ETF	2,715	$203,353
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

195 tracked positions · $458,711,857 total · filing declares 195 positions · $463,412,060 · as of Sep 30, 2026

All sectors Basic Materials Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Real Estate Technology Utilities

Showing 1–50 of 195 positions by value · page 1 of 4

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	% of Portfolio
JCPB	JPMorgan Core Plus Bond ETF	Added	1,695,941	+58,484	$75,944,237	−1.2%	16.56%
SCHX	Schwab U.S. Large-Cap ETF	Reduced	1,397,618	-52,793	$41,928,540	−1.8%	9.14%
PYLD		Added	1,369,393	+49,074	$34,768,888	−0.7%	7.58%
VIG	Vanguard Specialized Funds	Reduced	79,022	-1,044	$18,436,622	−2.7%	4.02%
DFAI	Dimensional International Core Equity Market ETF	Added	377,526	+9,002	$15,640,902	+2.9%	3.41%
SCHB	Schwab U.S. Broad Market ETF	Reduced	463,402	-6,943	$13,582,312	−0.3%	2.96%
AAPL	Apple Inc. Technology	Added	39,710	+92	$13,224,224	+15.4%	2.88%
ZALT		Added	345,729	+2,536	$11,941,479	+2.7%	2.60%
SCHD	Schwab U.S. Dividend Equity ETF	Added	271,885	+13,378	$8,844,419	+7.9%	1.93%
BSTP		Reduced	212,699	-4,815	$8,544,118	−0.1%	1.86%
SCHG	Schwab U.S. Large-Cap Growth ETF	Reduced	218,153	-5,832	$7,838,237	+3.4%	1.71%
IBUF		Added	236,113	+5,331	$7,412,720	+2.0%	1.62%
VXUS	Vanguard Total International Stock ETF	Reduced	81,300	-30,563	$6,907,248	−27.8%	1.51%
VOO	VANGUARD 500 INDEX FUND	Reduced	9,778	-67	$6,853,009	+1.4%	1.49%
XLK	State Street(R) Technology Select Sector SPDR(R) ETF	Reduced	32,404	-140	$6,343,083	+2.3%	1.38%
VTI	VANGUARD TOTAL STOCK MARKET INDEX FUND	Added	16,615	+611	$6,217,997	+5.0%	1.36%
NVDA	Nvidia Corp Technology	Added	24,721	+729	$5,645,781	+17.6%	1.23%
GLD	Spdr Gold Trust	Added	14,331	+1,412	$5,457,818	+14.7%	1.19%
MSFT	Microsoft Corp Technology	Added	10,190	+400	$5,226,451	+43.1%	1.14%
TMB	Thornburg Multi Sector Bond ETF	Added	202,758	+19,887	$4,982,372	+7.5%	1.09%
AMZN	Amazon Com Inc Consumer Cyclical	Reduced	19,297	-327	$4,807,847	+2.8%	1.05%
IJJ	iShares S&P Mid-Cap 400 Value ETF	Reduced	31,962	-14,528	$4,401,487	−35.9%	0.96%
ADP	Automatic Data Processing Inc Technology	Added	16,612	+11	$4,286,892	+15.3%	0.93%
VO	VANGUARD MID-CAP INDEX FUND	Reduced	48,257	-5,706	$3,784,313	−13.0%	0.82%
GOOGL	Alphabet Inc. Communication Services	Reduced	10,753	-11	$3,699,892	−3.8%	0.81%
DKS	Dick's Sporting Goods, Inc. Consumer Cyclical	Added	27,083	+126	$3,636,976	−40.5%	0.79%
SCHF	Schwab International Equity ETF	Reduced	124,255	-5,418	$3,413,284	−5.0%	0.74%
WMT	Walmart Inc. Consumer Defensive	Added	31,364	+944	$3,259,346	−5.4%	0.71%
VGIT	VANGUARD INTERMEDIATE-TERM TREASURY INDEX FUND	Added	55,306	+2,138	$3,133,637	−0.1%	0.68%
MU	Micron Technology Inc Technology	Added	2,894	+171	$3,082,428	−1.9%	0.67%
META	Meta Platforms, Inc. Communication Services	Reduced	3,702	-42	$2,684,616	+27.3%	0.59%
XOM	ExxonMobil Holdings Corp Energy	Reduced	15,285	-1,220	$2,487,633	+10.2%	0.54%
COST	Costco Wholesale Corp Consumer Defensive	Added	2,703	+1	$2,460,649	−2.7%	0.54%
AVGO	Broadcom Inc. Technology	Reduced	6,884	-278	$2,417,591	−10.6%	0.53%
GLW	Corning Inc Technology	Reduced	14,911	-576	$2,292,715	−42.0%	0.50%
VMBS	VANGUARD MORTGAGE-BACKED SECURITIES INDEX FUND	Added	48,777	+796	$2,166,186	−3.6%	0.47%
SPY	Spdr S&P 500 ETF Trust	Reduced	2,775	-66	$2,116,298	−0.2%	0.46%
VCSH	VANGUARD SHORT-TERM CORPORATE BOND INDEX FUND	Reduced	25,859	-149	$1,997,607	−2.8%	0.44%
BRK-B	Berkshire Hathaway Inc Financial Services	Reduced	3,819	-85	$1,901,671	−2.7%	0.41%
VGMS	VANGUARD MULTI-SECTOR INCOME BOND ETF	Added	37,961	+16,012	$1,879,828	+67.0%	0.41%
VOE	VANGUARD MID-CAP VALUE INDEX FUND	NEW	8,983	NEW	$1,756,445	NEW	0.38%
ETN	Eaton Corp plc Industrials	Reduced	4,033	-14	$1,733,020	+0.5%	0.38%
XLE	State Street(R) Energy Select Sector SPDR(R) ETF	Added	27,789	+10,843	$1,709,023	+89.9%	0.37%
TSLA	Tesla, Inc. Consumer Cyclical	Added	4,418	+142	$1,567,550	−12.8%	0.34%
QQQ	Invesco Qqq Trust, Series 1	Reduced	2,074	-50	$1,534,282	−1.9%	0.33%
SCCO	Southern Copper Corp Basic Materials	Added	6,839	+37	$1,386,678	+17.0%	0.30%
VCRM	Vanguard Municipal Bond Funds	Added	18,607	+11,526	$1,331,702	+146.2%	0.29%
JPM	Jpmorgan Chase & Co Financial Services	Added	3,929	+144	$1,299,831	+4.9%	0.28%
CSCO	Cisco Systems, Inc. Technology	Reduced	11,922	-193	$1,283,164	−9.8%	0.28%
KO	Coca Cola Co Consumer Defensive	Reduced	14,770	-7	$1,271,401	+5.9%	0.28%

Showing the top 50 of 195 positions. Create a free account to see every position, past quarters, search, filters and CSV export.

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.