Prosperity Planning, Inc.

Registered adviser

CIK

1843292

Location

NORTH KANSAS CITY, MO

Portfolio Value

Small $358,887,634

Diversification

Moderately concentrated

Filing Date

Global Rank

#4,053 / 8,807 ▲ 395 · as of Jun 2026

Top Industry

Real Estate Services 30.4%

Period ended 20 days ago

Filed Oct 9, 2026 · 11d

24 quarters · since Dec 2020

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Registered adviser

Form ADV roster, Oct 1, 2026

Form ADV adviser

CRD 298268

Roster of Oct 1, 2026

Regulatory AUM

$543,207,022

Main clients

Individuals and high net worth (97% of AUM)

Form ADV history

Monthly rosters from Dec 2019; each row is a run with the same figures, newest first.

Rosters	Regulatory AUM	Main clients
Mar 2026 to Oct 2026	$543,207,022	Individuals and high net worth (97%)
Mar 2025 to Feb 2026	$465,026,622	Individuals and high net worth (98%)
Apr 2024 to Feb 2025	$416,710,344	Individuals and high net worth (98%)
May 2023 to Mar 2024	$342,073,314	Individuals and high net worth (98%)
Apr 2023	$342,073,314	Individuals and high net worth (98%)
Apr 2022 to Mar 2023	$370,348,986	Individuals and high net worth (98%)

3 earlier changes not shown.

Portfolio style

Measured from the filed 13F common-share book for Jun 30, 2026, the newest measured quarter, never from the firm's own description.

Style

Concentrated

The top 10 positions are 94.6% of the book (60%+)

Turnover

Low turnover

7.4% over the last four quarters (under 30%)

Horizon

Long horizon

Value-weighted holding period 19.0 quarters (12+)

Closest benchmark: every 13F filer's combined book, active share 91.9%; sector active share 85.4% against the combined 13F book's sector weights.

Over time 23 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

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Portfolio Concentration

119 tracked positions · as of Sep 30, 2026 · Δ vs Jun 30, 2026

Top Position

27.2%

−10.8 pts

Top 5

81.8%

−2.8 pts

Top 10

92.1%

−1.9 pts

HHI

1,758

Moderately concentrated−452

Portfolio Trend

24 quarters · across all stocks

Sector Breakdown

As of Sep 30, 2026

Sector	% Portfolio	Value	Positions
Unclassified	95.5%	$342,613,621	104
Real Estate	1.8%	$6,507,293	2
Technology	1.2%	$4,203,545	2
Financial Services	0.7%	$2,388,740	3
Healthcare	0.3%	$984,570	2
Consumer Defensive	0.2%	$885,750	2
Industrials	0.1%	$383,455	1
Consumer Cyclical	0.1%	$317,666	1
Basic Materials	0.1%	$315,000	1
Communication Services	0.1%	$287,994	1

Last Quarter's Activity

Export CSV

Sep 30, 2026 vs Jun 30, 2026

Added To

Positions the filer increased

25 positions

Ticker	Company	Δ Shares	Shares	Value
IGSB	iShares 1-5 Year Investment Grade Corporate Bond ETF	+24,495	341,590	$0
AVMV	Avantis U.S. Mid Cap Value ETF	+15,131	172,244	$13,147,384
AVLC	Avantis U.S. Large Cap Equity ETF	+10,981	162,333	$14,653,799
VUG	VANGUARD GROWTH INDEX FUND	+8,483	303,709	$27,367,217
AVDV	Avantis International Small Cap Value ETF	+7,505	192,661	$21,073,260
AVLV	Avantis U.S. Large Cap Value ETF	+6,253	98,051	$8,867,732
AVIV	Avantis International Large Cap Value ETF	+5,955	70,115	$5,583,257
AVEM	Avantis Emerging Markets Equity ETF	+5,886	145,726	$13,701,158
EFA	iShares MSCI EAFE ETF	+5,431	260,791	$0
AVUV	Avantis U.S. Small Cap Value ETF	+5,078	88,253	$10,393,555
VNQI	VANGUARD GLOBAL EX-U.S. REAL ESTATE INDEX FUND	+1,501	50,935	$2,165,756
AVDE	Avantis International Equity ETF	+1,111	29,547	$2,662,480
VOT	VANGUARD MID-CAP GROWTH INDEX FUND	+988	35,186	$10,277,830
AVUS	Avantis U.S. Equity ETF	+870	57,950	$7,422,815
USRT	iShares Core U.S. REIT ETF	+576	78,362	$0
IFGL	iShares International Developed Real Estate ETF	+484	14,828	$0
IJT	iShares S&P Small-Cap 600 Growth ETF	+263	2,501	$0
AMZN	Amazon Com Inc	+252	1,275	$317,666
DIA	Spdr Dow Jones Industrial Average ETF Trust	+135	929	$472,442
IVV	iShares Core S&P 500 ETF	+132	1,780	$0
AAPL	Apple Inc.	+83	11,740	$3,909,654
BRK-B	Berkshire Hathaway Inc	+69	4,136	$2,059,521
LLY	ELI LILLY & Co	+27	535	$619,037
VBK	VANGUARD SMALL-CAP GROWTH INDEX FUND	+24	18,855	$6,369,784
MDY	Spdr S&P Midcap 400 ETF Trust	+2	1,406	$923,334
No positions match the current search.

Trimmed

Positions the filer reduced

25 positions

Ticker	Company	Δ Shares	Shares	Value
DFAX	Dimensional World ex. U.S. Core Equity 2 ETF	−17,489	454,810	$16,837,066
IVLU	iShares MSCI Intl Value Factor ETF	−3,902	118,289	$0
DFAC	Dimensional U.S. Core Equity 2 ETF	−2,067	70,625	$3,139,281
COMT	iShares GSCI Commodity Dynamic Roll Strategy ETF	−1,926	21,999	$810,883
VBR	VANGUARD SMALL-CAP VALUE INDEX FUND	−1,321	39,813	$9,197,997
IVE	iShares S&P 500 Value ETF	−882	51,963	$0
VOE	VANGUARD MID-CAP VALUE INDEX FUND	−837	45,199	$8,837,760
DFAE	Dimensional Emerging Core Equity Market ETF	−618	12,166	$478,245
IEMG	iShares Trust	−581	3,323	$0
SPYG	State Street(R) SPDR(R) Portfolio S&P 500(R) Growth ETF	−570	9,028	$1,111,166
EEM	iShares MSCI Emerging Markets ETF	−523	31,170	$2,081,844
SCZ	iShares MSCI EAFE Small-Cap ETF	−501	29,606	$0
IJJ	iShares S&P Mid-Cap 400 Value ETF	−483	22,889	$0
VTV	VANGUARD VALUE INDEX FUND	−454	17,402	$3,760,224
DISV	Dimensional International Small Cap Value ETF	−411	35,678	$1,544,500
SPY	Spdr S&P 500 ETF Trust	−370	5,557	$4,237,934
IVW	iShares S&P 500 Growth ETF	−351	19,452	$0
IJK	iShares S&P Mid-Cap 400 Growth ETF	−344	6,342	$0
VTI	VANGUARD TOTAL STOCK MARKET INDEX FUND	−329	2,797	$1,046,749
—		−290	17,655	$0
DFIV	Dimensional International Value ETF	−253	19,131	$1,068,657
IWD	iShares Russell 1000 Value ETF	−214	7,019	$0
VXUS	Vanguard Total International Stock ETF	−198	7,335	$623,181
DYNF	iShares U.S. Equity Factor Rotation Active ETF	−189	3,588	$248,504
IWV	iShares Russell 3000 ETF	−182	2,098	$0
No positions match the current search.

New Positions

Positions the filer opened this quarter

5 positions

Ticker	Company	Shares	Value
DE	Deere & Co	571	$383,455
MSFT	Microsoft Corp	573	$293,891
CGBD	Carlyle Secured Lending, Inc.	18,253	$195,124
GSBD	Goldman Sachs BDC, Inc.	14,752	$134,095
PFF	iShares Preferred and Income Securities ETF	9,905	$0
No positions match the current search.

Sold Out

Positions the filer fully exited

5 positions

Ticker	Company	Shares	Value
BAC	Bank Of America Corp /De/	4,956	$282,392
AMAT	Applied Materials Inc /De	389	$281,247
LOW	Lowes Companies Inc	995	$219,387
YUM	Yum Brands Inc	1,275	$203,821
SPIP	State Street(R) SPDR(R) Portfolio TIPS ETF	7,826	$200,971
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

119 tracked positions · $358,887,634 total · filing declares 119 positions · $450,700,178 · as of Sep 30, 2026

All sectors Basic Materials Communication Services Consumer Cyclical Consumer Defensive Financial Services Healthcare Industrials Real Estate Technology

Showing 1–50 of 119 positions by value · page 1 of 3

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	% of Portfolio
ISTB	iShares Core 1-5 Year USD Bond ETF	Added	1,164,033	+65,781	$55,000,547	+3.8%	15.33%
VUG	VANGUARD GROWTH INDEX FUND	Added	303,709	+8,483	$27,367,217	+7.6%	7.63%
AVDV	Avantis International Small Cap Value ETF	Added	192,661	+7,505	$21,073,260	+10.4%	5.87%
VTIP	VANGUARD SHORT-TERM INFLATION-PROTECTED SECURITIES INDEX FUND	Added	412,206	+27,888	$20,288,767	+5.1%	5.65%
DFAX	Dimensional World ex. U.S. Core Equity 2 ETF	Reduced	454,810	-17,489	$16,837,066	−3.2%	4.69%
		Added	366,502	+25,623	$15,341,779	+1.8%	4.27%
AVLC	Avantis U.S. Large Cap Equity ETF	Added	162,333	+10,981	$14,653,799	+7.6%	4.08%
AVEM	Avantis Emerging Markets Equity ETF	Added	145,726	+5,886	$13,701,158	+1.5%	3.82%
AVMV	Avantis U.S. Mid Cap Value ETF	Added	172,244	+15,131	$13,147,384	+3.9%	3.66%
AVUV	Avantis U.S. Small Cap Value ETF	Added	88,253	+5,078	$10,393,555	+0.2%	2.90%
VOT	VANGUARD MID-CAP GROWTH INDEX FUND	Added	35,186	+988	$10,277,830	−1.9%	2.86%
VBR	VANGUARD SMALL-CAP VALUE INDEX FUND	Reduced	39,813	-1,321	$9,197,997	−8.0%	2.56%
AVLV	Avantis U.S. Large Cap Value ETF	Added	98,051	+6,253	$8,867,732	+5.9%	2.47%
VOE	VANGUARD MID-CAP VALUE INDEX FUND	Reduced	45,199	-837	$8,837,760	−2.8%	2.46%
AVUS	Avantis U.S. Equity ETF	Added	57,950	+870	$7,422,815	+1.5%	2.07%
VBK	VANGUARD SMALL-CAP GROWTH INDEX FUND	Added	18,855	+24	$6,369,784	−7.5%	1.77%
BSV	VANGUARD SHORT-TERM BOND INDEX FUND	Added	76,648	+6,642	$5,855,907	+7.4%	1.63%
MUB	iShares National Muni Bond ETF	Added	57,885	+34,098	$5,852,207	+128.6%	1.63%
AVIV	Avantis International Large Cap Value ETF	Added	70,115	+5,955	$5,583,257	+12.4%	1.56%
CBRE	Cbre Group, Inc. Real Estate	Held	38,501	0	$4,946,223	−4.6%	1.38%
SPY	Spdr S&P 500 ETF Trust	Reduced	5,557	-370	$4,237,934	−4.3%	1.18%
AAPL	Apple Inc. Technology	Added	11,740	+83	$3,909,654	+15.9%	1.09%
SUB	iShares Short-Term National Muni Bond ETF	Reduced	37,317	-219	$3,901,160	−2.4%	1.09%
VTV	VANGUARD VALUE INDEX FUND	Reduced	17,402	-454	$3,760,224	−3.4%	1.05%
AGG	iShares Core U.S. Aggregate Bond ETF	Added	35,950	+3,504	$3,398,713	+5.8%	0.95%
DFAC	Dimensional U.S. Core Equity 2 ETF	Reduced	70,625	-2,067	$3,139,281	−2.6%	0.87%
AVDE	Avantis International Equity ETF	Added	29,547	+1,111	$2,662,480	+5.0%	0.74%
BND	VANGUARD TOTAL BOND MARKET INDEX FUND	Added	37,665	+3,528	$2,642,186	+5.4%	0.74%
SGOV	iShares 0-3 Month Treasury Bond ETF	Reduced	26,103	-2,206	$2,628,084	−7.8%	0.73%
IAGG	iShares Core International Aggregate Bond ETF	Added	44,033	+1,400	$2,166,404	+0.4%	0.60%
VNQI	VANGUARD GLOBAL EX-U.S. REAL ESTATE INDEX FUND	Added	50,935	+1,501	$2,165,756	−2.3%	0.60%
EEM	iShares MSCI Emerging Markets ETF	Reduced	31,170	-523	$2,081,844	−4.0%	0.58%
BRK-B	Berkshire Hathaway Inc Financial Services	Added	4,136	+69	$2,059,521	+1.2%	0.57%
VEA	Vanguard FTSE Developed Markets ETF	Reduced	23,678	-105	$1,671,903	−1.3%	0.47%
TIP	iShares TIPS Bond ETF	Added	15,508	+141	$1,613,480	−4.1%	0.45%
O	Realty Income Corp Real Estate	Reduced	28,749	-23	$1,561,070	−12.4%	0.43%
DISV	Dimensional International Small Cap Value ETF	Reduced	35,678	-411	$1,544,500	+6.6%	0.43%
STIP	iShares 0-5 Year TIPS Bond ETF	Reduced	15,475	-25	$1,542,858	−2.6%	0.43%
VCIT	VANGUARD INTERMEDIATE-TERM CORPORATE BOND INDEX FUND	Added	18,782	+9,690	$1,470,808	+95.7%	0.41%
VTEB	VANGUARD TAX-EXEMPT BOND INDEX FUND	Added	28,393	+1,594	$1,344,715	−0.8%	0.37%
VMBS	VANGUARD MORTGAGE-BACKED SECURITIES INDEX FUND	Reduced	25,546	-71	$1,134,497	−5.4%	0.32%
SPYG	State Street(R) SPDR(R) Portfolio S&P 500(R) Growth ETF	Reduced	9,028	-570	$1,111,166	−2.7%	0.31%
DFIV	Dimensional International Value ETF	Reduced	19,131	-253	$1,068,657	+2.1%	0.30%
VTI	VANGUARD TOTAL STOCK MARKET INDEX FUND	Reduced	2,797	-329	$1,046,749	−9.5%	0.29%
VWO	VANGUARD EMERGING MARKETS STOCK INDEX FUND	Reduced	16,417	-24	$973,692	−0.8%	0.27%
IBTG	iShares iBonds Dec 2026 Term Treasury ETF	Added	41,777	+9,933	$955,852	+31.1%	0.27%
VCSH	VANGUARD SHORT-TERM CORPORATE BOND INDEX FUND	Added	12,255	+1,478	$946,699	+11.2%	0.26%
MDY	Spdr S&P Midcap 400 ETF Trust	Added	1,406	+2	$923,334	−6.5%	0.26%
IBTH	iShares iBonds Dec 2027 Term Treasury ETF	Added	41,311	+10,383	$922,056	+33.3%	0.26%
		Added	19,615	+158	$915,018	−2.0%	0.25%

Showing the top 50 of 119 positions. Create a free account to see every position, past quarters, search, filters and CSV export.

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.