FINANCIAL MANAGEMENT NETWORK INC

Registered adviser

CIK

1844831

Location

MISSION VIEJO, CA

Portfolio Value

Small $529,798,075

Diversification

Diversified

Filing Date

Global Rank

#3,046 / 8,811 ▲ 291 · as of Jun 2026

Top Industry

Consumer Electronics 15.0%

Period ended 21 days ago

Filed Oct 9, 2026 · 12d

24 quarters · since Dec 2020

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Registered adviser

Form ADV roster, Oct 1, 2026

Form ADV adviser

CRD 110454

Roster of Oct 1, 2026

Regulatory AUM

$2,143,652,081

Main clients

Individuals and high net worth (71% of AUM)

Form ADV history

Monthly rosters from Dec 2019; each row is a run with the same figures, newest first.

Rosters	Regulatory AUM	Main clients
Jan 2026 to Oct 2026	$2,143,652,081	Individuals and high net worth (71%)
Jan 2025 to Dec 2025	$1,796,671,361	Individuals and high net worth (74%)
Jan 2024 to Dec 2024	$1,478,373,298	Individuals and high net worth (73%)
May 2023 to Dec 2023	$1,326,835,171	Individuals and high net worth (74%)
Jan 2023 to Apr 2023	$1,326,835,171	Individuals and high net worth (74%)
Jan 2022 to Dec 2022	$1,512,005,041	Individuals and high net worth (99%)

3 earlier changes not shown.

Portfolio style

Measured from the filed 13F common-share book for Jun 30, 2026, the newest measured quarter, never from the firm's own description.

Style

Concentrated

The top 10 positions are 63.8% of the book (60%+)

Turnover

Low turnover

19.8% over the last four quarters (under 30%)

Horizon

Long horizon

Value-weighted holding period 15.8 quarters (12+)

Closest benchmark: every 13F filer's combined book, active share 77.9%; sector active share 70.9% against the combined 13F book's sector weights.

Over time 23 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

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Portfolio Concentration

209 tracked positions · as of Sep 30, 2026 · Δ vs Jun 30, 2026

Top Position

23.2%

−0.7 pts

Top 5

42.5%

−10.5 pts

Top 10

55.4%

−8.4 pts

HHI

720

Diversified−248

Portfolio Trend

24 quarters · across all stocks

Sector Breakdown

As of Sep 30, 2026

Sector	% Portfolio	Value	Positions
Unclassified	73.8%	$391,013,005	125
Technology	10.4%	$55,303,389	19
Financial Services	4.7%	$25,095,541	13
Consumer Cyclical	3.0%	$16,158,058	8
Communication Services	2.9%	$15,590,292	6
Industrials	2.0%	$10,696,736	15
Healthcare	1.1%	$6,037,470	10
Energy	1.0%	$5,269,114	7
Real Estate	0.8%	$4,009,355	4
Consumer Defensive	0.1%	$625,115	2

Last Quarter's Activity

Export CSV

Sep 30, 2026 vs Jun 30, 2026

Added To

Positions the filer increased

25 positions

Ticker	Company	Δ Shares	Shares	Value
CLOI	VanEck CLO ETF	+136,020	343,059	$18,171,835
ARCC	Ares Capital Corp	+68,955	316,158	$6,038,617
RMOP	Rockefeller Opportunistic Municipal Bond ETF	+55,195	64,868	$1,519,078
CSPF	Cohen & Steers Preferred and Income Opportunities Active ETF	+42,122	54,826	$1,379,970
AVLV	Avantis U.S. Large Cap Value ETF	+31,732	355,983	$32,195,102
CGCV	Capital Group Conservative Equity ETF	+26,390	273,681	$8,779,686
AVMV	Avantis U.S. Mid Cap Value ETF	+24,415	213,260	$16,278,135
CGGR	Capital Group Growth ETF	+17,364	183,617	$8,708,954
TXUE	Thornburg International Equity ETF	+16,722	351,360	$12,199,219
BINC		+14,746	367,595	$18,670,150
CSSD	Cohen & Steers Short Duration Preferred and Income Active ETF	+9,147	51,404	$1,260,940
IJH	iShares Core S&P Mid-Cap ETF	+8,430	393,203	$0
CSNR	Cohen & Steers Natural Resources Active ETF	+8,345	95,925	$3,463,141
VCIT	VANGUARD INTERMEDIATE-TERM CORPORATE BOND INDEX FUND	+8,075	239,880	$18,785,002
GCAL	Goldman Sachs Dynamic California Municipal Income ETF	+7,920	35,703	$1,731,595
GOVI	Invesco Equal Weight 0-30 Year Treasury ETF	+7,585	29,885	$754,895
SPCX	Space Exploration Technologies Corp	+6,810	14,679	$2,214,473
UJUN		+6,790	19,920	$779,770
AVGO	Broadcom Inc.	+6,546	11,662	$4,095,577
FYEE	Fidelity Yield Enhanced Equity ETF	+4,499	43,094	$1,279,460
SHY	iShares 1-3 Year Treasury Bond ETF	+3,568	38,330	$0
CSIO	Cohen & Steers ETF Trust	+3,532	35,609	$956,165
AVIV	Avantis International Large Cap Value ETF	+2,764	155,409	$12,375,218
VTEC	Vanguard California Tax-Exempt Bond ETF	+2,712	27,756	$2,616,835
GPIX	Goldman Sachs S&P 500 Premium Income ETF	+2,580	40,678	$2,271,052
No positions match the current search.

Trimmed

Positions the filer reduced

25 positions

Ticker	Company	Δ Shares	Shares	Value
SMOT	VanEck Morningstar SMID Moat ETF	−148,651	152,571	$5,717,598
CGSD	Capital Group Short Duration Income ETF	−116,608	57,146	$1,442,936
CGCP	Capital Group Core Plus Income ETF	−90,251	36,580	$774,398
FBRT	Franklin BSP Realty Trust, Inc.	−45,121	61,483	$392,876
MOAT	VanEck Morningstar Wide Moat ETF	−40,048	101,572	$10,737,176
GOVT	iShares U.S. Treasury Bond ETF	−38,293	253,706	$0
NEAR	iShares Short Duration Bond Active ETF	−8,211	96,654	$4,819,168
GCOW	Pacer Global Cash Cows Dividend ETF	−7,319	202,260	$9,051,135
SPDW	State Street(R) SPDR(R) Portfolio Developed World ex-US ETF	−6,581	7,108	$356,892
AVUV	Avantis U.S. Small Cap Value ETF	−4,696	278,154	$32,758,196
VNQ	VANGUARD REAL ESTATE INDEX FUND	−4,177	17,605	$1,577,936
IJR	iShares Core S&P Small-Cap ETF	−3,396	181,368	$0
IGF	iShares Global Infrastructure ETF	−3,256	28,840	$0
NVDA	Nvidia Corp	−3,066	50,515	$11,536,615
CALI		−2,968	40,042	$1,994,492
DRLL	Strive U.S. Energy ETF	−2,617	28,227	$1,130,209
NFLX	Netflix Inc	−2,481	4,932	$343,168
STXK	Strive Small-Cap ETF	−2,437	104,671	$3,763,131
UNOV		−2,200	5,750	$237,737
PTNQ	Pacer Trendpilot 100 ETF	−2,084	31,783	$2,834,725
AMLP	Alerian MLP ETF	−2,027	184,780	$9,584,538
AAPL	Apple Inc.	−1,972	62,653	$20,864,702
GPZ	VanEck Alternative Asset Manager ETF	−1,459	86,202	$1,840,412
BAC	Bank Of America Corp /De/	−1,162	13,654	$743,187
IVV	iShares Core S&P 500 ETF	−985	91,104	$0
No positions match the current search.

New Positions

Positions the filer opened this quarter

11 positions

Ticker	Company	Shares	Value
XOM	ExxonMobil Holdings Corp	6,068	$987,567
MU	Micron Technology Inc	466	$496,341
FDVV	Fidelity High Dividend ETF	4,514	$274,135
PLTR	Palantir Technologies Inc.	1,240	$231,942
FMDE	Fidelity Enhanced Mid Cap Core ETF	5,168	$208,683
CRM	Salesforce, Inc.	868	$199,266
ONDS	Ondas Inc.	10,830	$79,383
EOSE	Eos Energy Enterprises, Inc.	18,853	$57,784
WTPI	WisdomTree Equity Premium Income Fund	6,410	$0
IMCG	iShares Morningstar Mid-Cap Growth ETF	3,341	$0
—		3,496	$0
No positions match the current search.

Sold Out

Positions the filer fully exited

13 positions

Ticker	Company	Shares	Value
IEI	iShares 3-7 Year Treasury Bond ETF	43,349	$5,091,340
COST	Costco Wholesale Corp /New	4,028	$3,768,073
CSCO	Cisco Systems, Inc.	10,696	$1,256,352
APO	Apollo Global Management, Inc.	5,506	$651,414
HON	Honeywell International Inc	2,345	$525,045
CGHM	Capital Group Municipal High-Income ETF	17,128	$442,758
RONB	Baron First Principles ETF	17,180	$419,192
DFAC	Dimensional U.S. Core Equity 2 ETF	7,700	$341,572
MEAR	iShares Trust	5,536	$278,903
UBER	Uber Technologies, Inc	2,910	$209,985
IWMI	NEOS Russell 2000(R) High Income ETF	3,911	$209,316
REET	iShares Global REIT ETF	7,423	$205,023
PM	Philip Morris International Inc.	1,037	$187,603
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

209 tracked positions · $529,798,075 total · filing declares 209 positions · $694,647,760 · as of Sep 30, 2026

All sectors Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Real Estate Technology

Showing 1–50 of 209 positions by value · page 1 of 5

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	% of Portfolio
AVUV	Avantis U.S. Small Cap Value ETF	Reduced	278,154	-4,696	$32,758,196	−7.2%	6.18%
AVLV	Avantis U.S. Large Cap Value ETF	Added	355,983	+31,732	$32,195,102	+8.9%	6.08%
AVDV	Avantis International Small Cap Value ETF	Added	247,281	+1,339	$27,047,595	+6.7%	5.11%
AAPL	Apple Inc. Technology	Reduced	62,653	-1,972	$20,864,702	+11.6%	3.94%
VCIT	VANGUARD INTERMEDIATE-TERM CORPORATE BOND INDEX FUND	Added	239,880	+8,075	$18,785,002	−2.0%	3.55%
BINC		Added	367,595	+14,746	$18,670,150	+1.1%	3.52%
CLOI	VanEck CLO ETF	Added	343,059	+136,020	$18,171,835	+65.8%	3.43%
CGXU	Capital Group International Focus Equity ETF	Reduced	481,889	-292	$16,523,973	−1.0%	3.12%
AVMV	Avantis U.S. Mid Cap Value ETF	Added	213,260	+24,415	$16,278,135	+7.0%	3.07%
AVIV	Avantis International Large Cap Value ETF	Added	155,409	+2,764	$12,375,218	+4.7%	2.34%
TXUE	Thornburg International Equity ETF	Added	351,360	+16,722	$12,199,219	+5.6%	2.30%
NVDA	Nvidia Corp Technology	Reduced	50,515	-3,066	$11,536,615	+7.6%	2.18%
FFLG	Fidelity Fundamental Large Cap Growth ETF	Added	323,925	+2,379	$11,031,265	−1.1%	2.08%
MOAT	VanEck Morningstar Wide Moat ETF	Reduced	101,572	-40,048	$10,737,176	−27.1%	2.03%
MSFT	Microsoft Corp Technology	Added	19,371	+2,001	$9,935,385	+53.3%	1.88%
AMLP	Alerian MLP ETF	Reduced	184,780	-2,027	$9,584,538	−1.0%	1.81%
GCOW	Pacer Global Cash Cows Dividend ETF	Reduced	202,260	-7,319	$9,051,135	−0.3%	1.71%
CGCV	Capital Group Conservative Equity ETF	Added	273,681	+26,390	$8,779,686	+8.2%	1.66%
CGGR	Capital Group Growth ETF	Added	183,617	+17,364	$8,708,954	+11.0%	1.64%
VHT	VANGUARD HEALTH CARE INDEX FUND	Reduced	25,788	-233	$8,151,071	+4.8%	1.54%
FBND	Fidelity Total Bond ETF	Added	176,232	+1,257	$7,630,845	−4.1%	1.44%
CGGO	Capital Group Global Growth Equity ETF	Added	190,193	+394	$7,565,877	−5.8%	1.43%
AMZN	Amazon Com Inc Consumer Cyclical	Reduced	29,626	-256	$7,381,317	+3.6%	1.39%
GOOGL	Alphabet Inc. Communication Services	Added	20,435	+10	$7,031,274	−3.7%	1.33%
V	Visa Inc. Financial Services	Reduced	16,818	-123	$6,043,211	+4.0%	1.14%
ARCC	Ares Capital Corp Financial Services	Added	316,158	+68,955	$6,038,617	+31.8%	1.14%
TSLA	Tesla, Inc. Consumer Cyclical	Added	16,932	+832	$6,007,642	−11.3%	1.13%
SMOT	VanEck Morningstar SMID Moat ETF	Reduced	152,571	-148,651	$5,717,598	−51.2%	1.08%
GOOG	Alphabet Inc. Communication Services	Added	16,626	+77	$5,665,143	−3.1%	1.07%
IAU	Ishares Gold Trust	Added	62,447	+13	$4,877,110	+3.5%	0.92%
NEAR	iShares Short Duration Bond Active ETF	Reduced	96,654	-8,211	$4,819,168	−9.3%	0.91%
AVGO	Broadcom Inc. Technology	Added	11,662	+6,546	$4,095,577	+111.9%	0.77%
VIG	Vanguard Specialized Funds	Reduced	17,081	-292	$3,985,168	−3.1%	0.75%
QQQ	Invesco Qqq Trust, Series 1	Reduced	5,111	-50	$3,780,964	−0.5%	0.71%
STXK	Strive Small-Cap ETF	Reduced	104,671	-2,437	$3,763,131	−9.5%	0.71%
STXF	Strive 500 ETF	Reduced	75,243	-375	$3,709,856	+1.6%	0.70%
CSNR	Cohen & Steers Natural Resources Active ETF	Added	95,925	+8,345	$3,463,141	+18.4%	0.65%
JEPI	JPMorgan Equity Premium Income ETF	Added	61,202	+921	$3,440,776	+1.1%	0.65%
WINN	Harbor Long-Term Growers ETF	Reduced	99,229	-20	$3,404,546	+5.6%	0.64%
VCSH	VANGUARD SHORT-TERM CORPORATE BOND INDEX FUND	Added	39,905	+2,212	$3,082,661	+3.5%	0.58%
BRK-A	Berkshire Hathaway Inc Financial Services	Held	4	0	$2,988,020	−0.2%	0.56%
JPM	Jpmorgan Chase & Co Financial Services	Reduced	8,987	-8	$2,973,169	+1.0%	0.56%
PTNQ	Pacer Trendpilot 100 ETF	Reduced	31,783	-2,084	$2,834,725	−5.6%	0.54%
SPG	Simon Property Group Inc. Real Estate	Reduced	13,843	-252	$2,779,120	−11.8%	0.52%
CAT	Caterpillar Inc Industrials	Reduced	3,415	-558	$2,768,847	−34.6%	0.52%
GLD	Spdr Gold Trust	Held	6,998	0	$2,665,118	+3.4%	0.50%
VTEC	Vanguard California Tax-Exempt Bond ETF	Added	27,756	+2,712	$2,616,835	+3.9%	0.49%
BIZD	VanEck BDC Income ETF	Reduced	183,787	-735	$2,369,014	+1.4%	0.45%
GPIX	Goldman Sachs S&P 500 Premium Income ETF	Added	40,678	+2,580	$2,271,052	+7.3%	0.43%
CVX	Chevron Corp Energy	Reduced	11,070	-19	$2,260,604	+23.0%	0.43%

Showing the top 50 of 209 positions. Create a free account to see every position, past quarters, search, filters and CSV export.

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.