Sterling Group Wealth Management, LLC

Registered adviser

CIK

1852307

Location

PASADENA, CA

Portfolio Value

Small $256,818,534

Diversification

Moderately concentrated

Filing Date

Global Rank

#5,880 / 8,827 ▲ 26 · as of Jun 2026

Top Industry

Consumer Electronics 19.4%

Period ended 38 days ago

Filed Nov 3, 2026 · 4d

16 quarters · since Dec 2022

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Registered adviser

Form ADV roster, Nov 1, 2026

Form ADV adviser

CRD 111782

Roster of Nov 1, 2026

Regulatory AUM

$471,344,505

Main clients

Individuals and high net worth (100% of AUM)

Form ADV history

Monthly rosters from Dec 2019; each row is a run with the same figures, newest first.

Rosters	Regulatory AUM	Main clients
Apr 2026 to Nov 2026	$471,344,505	Individuals and high net worth (100%)
Apr 2025 to Mar 2026	$396,607,926	Individuals and high net worth (100%)
Feb 2024 to Mar 2025	$342,744,463	Individuals and high net worth (98%)
May 2023 to Jan 2024	$293,871,407	Individuals and high net worth (99%)
Apr 2023	$293,871,407	Individuals and high net worth (99%)
Apr 2022 to Mar 2023	$294,114,279	Individuals and high net worth (98%)

3 earlier changes not shown.

Stated strategy

Index / passive, Fixed income / rates, Multi-asset, Long/short hedge, Wealth management / planning Form ADV Part 2A, Mar 30, 2026 · original

In the firm's words

Index / passive: As stated, we generally use the following types of investments: mutual funds (including asset allocation funds, index funds, international funds, emerging market funds, real estate funds, high yield bond funds and funds that short the market), ETFs (including commodity funds, precious metal funds, and agricultural funds), variable annuity subaccounts, alternative investments (including managed futures funds, hedge funds, real estate investment trusts and business development companies), individual stocks and bonds, and other more complex or specialized instruments.
Fixed income / rates: As stated, we generally use the following types of investments: mutual funds (including asset allocation funds, index funds, international funds, emerging market funds, real estate funds, high yield bond funds and funds that short the market), ETFs (including commodity funds, precious metal funds, and agricultural funds), variable annuity subaccounts, alternative investments (including managed futures funds, hedge funds, real estate investment trusts and business development companies), individual stocks and bonds, and other more complex or specialized instruments.
Multi-asset: We then choose an appropriate asset allocation in order to work toward a client’s desired rate of return with an acceptable amount of risk.
Long/short hedge: As stated, we generally use the following types of investments: mutual funds (including asset allocation funds, index funds, international funds, emerging market funds, real estate funds, high yield bond funds and funds that short the market), ETFs (including commodity funds, precious metal funds, and agricultural funds), variable annuity subaccounts, alternative investments (including managed futures funds, hedge funds, real estate investment trusts and business development companies), individual stocks and bonds, and other more complex or specialized instruments.
Wealth management / planning: We carefully examine a client’s needs and goals to ensure they are assigned an appropriate investment objective.

Portfolio style

Measured from the filed 13F common-share book for Jun 30, 2026, the newest measured quarter, never from the firm's own description.

Style

Concentrated

The top 10 positions are 91.7% of the book (60%+)

Turnover

Low turnover

11.1% over the last four quarters (under 30%)

Horizon

Medium horizon

Value-weighted holding period 8.5 quarters (4 to under 12)

Closest benchmark: every 13F filer's combined book, active share 84.4%; sector active share 77.1% against the combined 13F book's sector weights.

Over time 15 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

View clone backtest

Portfolio Concentration

65 tracked positions · as of Sep 30, 2026 · Δ vs Jun 30, 2026

Top Position

40.8%

−0.8 pts

Top 5

78.9%

+1.6 pts

Top 10

92.1%

+0.3 pts

HHI

2,095

Moderately concentrated−28

Portfolio Trend

16 quarters · across all stocks

Sector Breakdown

As of Sep 30, 2026

Sector	% Portfolio	Value	Positions
Unclassified	90.9%	$233,365,137	34
Technology	3.0%	$7,830,256	4
Financial Services	2.4%	$6,111,664	9
Communication Services	1.0%	$2,675,875	3
Consumer Cyclical	0.9%	$2,192,585	3
Healthcare	0.6%	$1,538,549	4
Utilities	0.6%	$1,418,025	3
Energy	0.3%	$879,744	2
Consumer Defensive	0.2%	$532,707	2
Industrials	0.1%	$273,992	1

Last Quarter's Activity

Export CSV

Sep 30, 2026 vs Jun 30, 2026

Added To

Positions the filer increased

14 positions

Ticker	Company	Δ Shares	Shares	Value
TBIL	F/m US Treasury 3 Month Bill Fund	+170,467	463,419	$23,101,437
XBIL	US Treasury 6 Month Bill ETF	+35,762	78,714	$3,934,125
BAI	BlackRock ETF Trust	+34,970	197,959	$9,341,685
SPYM	State Street(R) SPDR(R) Portfolio S&P 500(R) ETF	+20,169	1,113,498	$99,947,580
ARCC	Ares Capital Corp	+6,875	22,338	$426,655
DYNF	iShares U.S. Equity Factor Rotation Active ETF	+4,849	310,251	$21,487,984
EFA	iShares MSCI EAFE ETF	+1,404	123,491	$12,829,479
CWI	Spdr Index Shares Funds	+1,138	142,561	$5,760,890
VUG	VANGUARD GROWTH INDEX FUND	+263	5,321	$479,475
VOO	VANGUARD 500 INDEX FUND	+215	7,339	$5,143,611
VTV	VANGUARD VALUE INDEX FUND	+147	14,798	$3,197,551
NVDA	Nvidia Corp	+106	2,731	$623,705
QQQ	Invesco Qqq Trust, Series 1	+38	371	$274,454
JNJ	Johnson & Johnson	+1	2,908	$769,863
No positions match the current search.

Trimmed

Positions the filer reduced

21 positions

Ticker	Company	Δ Shares	Shares	Value
FSK	FS KKR Capital Corp	−11,442	49,015	$538,674
SPYV	State Street(R) SPDR(R) Portfolio S&P 500(R) Value ETF	−7,248	80,844	$4,941,993
VEA	Vanguard FTSE Developed Markets ETF	−7,077	173,255	$12,233,535
AAPL	Apple Inc.	−3,269	13,691	$4,559,376
UHS	Universal Health Services Inc	−3,015	1,942	$338,412
BIZD	VanEck BDC Income ETF	−2,034	24,525	$316,127
AMZN	Amazon Com Inc	−1,915	5,654	$1,408,694
SPHQ	Invesco S&P 500 Quality ETF	−1,501	191,780	$16,124,862
GOOG	Alphabet Inc.	−1,000	3,446	$1,174,190
JPM	Jpmorgan Chase & Co	−999	2,990	$989,181
GOOGL	Alphabet Inc.	−995	3,045	$1,047,723
MSFT	Microsoft Corp	−936	4,594	$2,356,262
PEP	Pepsico Inc	−400	1,984	$251,412
VSGX	VANGUARD ESG INTERNATIONAL STOCK ETF	−353	4,924	$399,188
LPLA	LPL Financial Holdings Inc.	−148	5,679	$1,736,638
IVW	iShares S&P 500 Growth ETF	−122	41,064	$5,841,764
JQUA	JPMorgan U.S. Quality Factor ETF	−87	2,948	$217,562
VEU	Vanguard International Equity Index Funds	−57	3,904	$323,914
NULG	Nuveen ESG Large-Cap Growth ETF	−35	4,093	$465,333
META	Meta Platforms, Inc.	−12	626	$453,962
CVX	Chevron Corp	−7	3,319	$677,772
No positions match the current search.

New Positions

Positions the filer opened this quarter

5 positions

Ticker	Company	Shares	Value
SRE	Sempra	10,051	$783,575
BRK-B	Berkshire Hathaway Inc	1,012	$503,925
VGT	VANGUARD INFORMATION TECHNOLOGY INDEX FUND	1,620	$203,585
XOM	ExxonMobil Holdings Corp	1,241	$201,972
—		10,479	$0
No positions match the current search.

Sold Out

Positions the filer fully exited

2 positions

Ticker	Company	Shares	Value
UNH	Unitedhealth Group Inc	506	$210,308
ORCL	Oracle Corp	1,430	$209,566
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

65 tracked positions · $256,818,534 total · filing declares 65 positions · $257,111,104 · as of Sep 30, 2026

All sectors Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Technology Utilities

Showing 1–50 of 65 positions by value · page 1 of 2

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	% of Portfolio
SPYM	State Street(R) SPDR(R) Portfolio S&P 500(R) ETF	Added	1,113,498	+20,169	$99,947,580	+4.0%	38.92%
TBIL	F/m US Treasury 3 Month Bill Fund	Added	463,419	+170,467	$23,101,437	+58.2%	9.00%
DYNF	iShares U.S. Equity Factor Rotation Active ETF	Added	310,251	+4,849	$21,487,984	+3.5%	8.37%
SPHQ	Invesco S&P 500 Quality ETF	Reduced	191,780	-1,501	$16,124,862	−7.4%	6.28%
EFA	iShares MSCI EAFE ETF	Added	123,491	+1,404	$12,829,479	+1.2%	5.00%
VEA	Vanguard FTSE Developed Markets ETF	Reduced	173,255	-7,077	$12,233,535	−4.8%	4.76%
BAI	BlackRock ETF Trust	Added	197,959	+34,970	$9,341,685	+8.7%	3.64%
IVW	iShares S&P 500 Growth ETF	Reduced	41,064	-122	$5,841,764	+3.1%	2.27%
CWI	Spdr Index Shares Funds	Added	142,561	+1,138	$5,760,890	+0.2%	2.24%
VOO	VANGUARD 500 INDEX FUND	Added	7,339	+215	$5,143,611	+5.1%	2.00%
SPYV	State Street(R) SPDR(R) Portfolio S&P 500(R) Value ETF	Reduced	80,844	-7,248	$4,941,993	−7.7%	1.92%
AAPL	Apple Inc. Technology	Reduced	13,691	-3,269	$4,559,376	−7.1%	1.78%
XBIL	US Treasury 6 Month Bill ETF	Added	78,714	+35,762	$3,934,125	+83.2%	1.53%
VTV	VANGUARD VALUE INDEX FUND	Added	14,798	+147	$3,197,551	+0.1%	1.25%
MSFT	Microsoft Corp Technology	Reduced	4,594	-936	$2,356,262	+14.2%	0.92%
LPLA	LPL Financial Holdings Inc. Financial Services	Reduced	5,679	-148	$1,736,638	+5.8%	0.68%
IXN	iShares Global Tech ETF	Held	11,258	0	$1,668,660	+2.6%	0.65%
AMZN	Amazon Com Inc Consumer Cyclical	Reduced	5,654	-1,915	$1,408,694	−21.9%	0.55%
GOOG	Alphabet Inc. Communication Services	Reduced	3,446	-1,000	$1,174,190	−25.3%	0.46%
GOOGL	Alphabet Inc. Communication Services	Reduced	3,045	-995	$1,047,723	−27.4%	0.41%
MTUM	iShares MSCI USA Momentum Factor ETF	Held	3,181	0	$1,009,458	−7.4%	0.39%
JPM	Jpmorgan Chase & Co Financial Services	Reduced	2,990	-999	$989,181	−24.2%	0.39%
SRE	Sempra Utilities	NEW	10,051	NEW	$783,575	NEW	0.31%
JNJ	Johnson & Johnson Healthcare	Added	2,908	+1	$769,863	+4.3%	0.30%
BRK-A	Berkshire Hathaway Inc Financial Services	Held	1	0	$747,005	−0.2%	0.29%
CVX	Chevron Corp Energy	Reduced	3,319	-7	$677,772	+22.9%	0.26%
USMV	iShares MSCI USA Min Vol Factor ETF	Held	6,418	0	$625,369	+1.0%	0.24%
NVDA	Nvidia Corp Technology	Added	2,731	+106	$623,705	+18.7%	0.24%
AGG	iShares Core U.S. Aggregate Bond ETF	Held	6,476	0	$612,241	−4.5%	0.24%
IVV	iShares Core S&P 500 ETF	Held	715	0	$547,582	+2.3%	0.21%
FSK	FS KKR Capital Corp Financial Services	Reduced	49,015	-11,442	$538,674	−15.1%	0.21%
AVY	Avery Dennison Corp Consumer Cyclical	Held	2,969	0	$506,719	+5.1%	0.20%
BRK-B	Berkshire Hathaway Inc Financial Services	NEW	1,012	NEW	$503,925	NEW	0.20%
V	Visa Inc. Financial Services	Held	1,361	0	$489,048	+4.7%	0.19%
VUG	VANGUARD GROWTH INDEX FUND	Added	5,321	+263	$479,475	+10.0%	0.19%
NULG	Nuveen ESG Large-Cap Growth ETF	Reduced	4,093	-35	$465,333	−3.7%	0.18%
NCA	Nuveen California Municipal Value Fund Financial Services	Held	53,993	0	$458,400	−9.0%	0.18%
META	Meta Platforms, Inc. Communication Services	Reduced	626	-12	$453,962	+26.3%	0.18%
ARCC	Ares Capital Corp Financial Services	Added	22,338	+6,875	$426,655	+48.9%	0.17%
EIX	Edison International Utilities	Held	7,723	0	$414,956	−27.8%	0.16%
VSGX	VANGUARD ESG INTERNATIONAL STOCK ETF	Reduced	4,924	-353	$399,188	−8.1%	0.16%
INDS	Pacer Industrial Real Estate ETF	Held	10,586	0	$395,564	−7.1%	0.15%
EFG	iShares MSCI EAFE Growth ETF	Held	3,193	0	$382,617	−3.7%	0.15%
XLK	State Street(R) Technology Select Sector SPDR(R) ETF	Held	1,908	0	$373,491	+2.7%	0.15%
UHS	Universal Health Services Inc Healthcare	Reduced	1,942	-3,015	$338,412	−54.1%	0.13%
VEU	Vanguard International Equity Index Funds	Reduced	3,904	-57	$323,914	−2.4%	0.13%
SPY	Spdr S&P 500 ETF Trust	Held	424	0	$323,355	+2.1%	0.13%
BIZD	VanEck BDC Income ETF	Reduced	24,525	-2,034	$316,127	−6.0%	0.12%
IDEF		Held	9,479	0	$296,000	−1.7%	0.12%
GLW	Corning Inc Technology	Held	1,892	0	$290,913	−39.8%	0.11%

Showing the top 50 of 65 positions. Create a free account to see every position, past quarters, search, filters and CSV export.

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.