Willis Johnson & Associates, Inc.

Registered adviser

CIK

1853239

Location

Houston, TX

Portfolio Value

Mid $1,812,834,706

Diversification

Highly concentrated

Filing Date

Global Rank

#1,720 / 8,827 ▼ 104 · as of Jun 2026

Top Industry

Oil & Gas Integrated 34.6%

Period ended 38 days ago

Filed Nov 3, 2026 · 4d

24 quarters · since Dec 2020

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Registered adviser

Form ADV roster, Nov 1, 2026

Form ADV adviser

CRD 119759

Roster of Nov 1, 2026

Regulatory AUM

$1,851,891,503

Main clients

Individuals and high net worth (100% of AUM)

Form ADV history

Monthly rosters from Dec 2019; each row is a run with the same figures, newest first.

Rosters	Regulatory AUM	Main clients
Apr 2026 to Nov 2026	$1,851,891,503	Individuals and high net worth (100%)
Apr 2025 to Mar 2026	$1,419,970,309	Individuals and high net worth (100%)
Apr 2024 to Mar 2025	$1,167,580,704	Individuals and high net worth (99%)
May 2023 to Mar 2024	$894,228,404	Individuals and high net worth (99%)
Apr 2023	$894,228,404	Individuals and high net worth (99%)
Apr 2022 to Mar 2023	$914,867,578	Individuals and high net worth (100%)

4 earlier changes not shown.

Stated strategy

Index / passive, Quantitative / systematic, Income, Fixed income / rates, Multi-asset, Private markets, Wealth management / planning Form ADV Part 2A, Aug 20, 2026 · original

In the firm's words

Index / passive: Keeping our tenets and values in mind, our core investment strategies generally invest broadly across low cost ETFs holding exposure to broad indices such as the S&P 500 Index or the U.S. Aggregate Bond Index.
Quantitative / systematic: We use a disciplined, rules-based process with target band rebalancing.
Income: For example, we added some diversified equity income funds during COVID when rates were near zero to some of our composites owning more bonds in order to help increase portfolio income to meet withdrawal needs.
Fixed income / rates: WJW manages six core investment strategies that range from all equity to all fixed income: Aggressive, Growth, Growth & Income, Balanced, Conservative, and Fixed Income.
Multi-asset: Depending upon the strategy selected to best fit your risk tolerance, we simply increase our allocation of equities proportionately to composites holding a higher percentage of equities and we decrease our allocation to the same equity bucket proportionately to composites holding a smaller allocation to equities.
Private markets: Private market investments are only suitable for investors who meet the Firm’s investor qualification and minimum account size requirements, typically having a long-term investment horizon, high risk tolerance, and limited liquidity needs.
Wealth management / planning: We partner closely with our in-house CPA team to integrate tax planning with investment strategy, including annual capital gains budgeting.

Portfolio style

Measured from the filed 13F common-share book for Jun 30, 2026, the newest measured quarter, never from the firm's own description.

Style

Concentrated

The top 10 positions are 96.4% of the book (60%+)

Turnover

Low turnover

15.0% over the last four quarters (under 30%)

Horizon

Long horizon

Value-weighted holding period 18.4 quarters (12+)

Closest benchmark: every 13F filer's combined book, active share 90.3%; sector active share 84.7% against the combined 13F book's sector weights.

Over time 23 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

View clone backtest

Portfolio Concentration

109 tracked positions · as of Sep 30, 2026 · Δ vs Jun 30, 2026

Top Position

42.2%

+1.3 pts

Top 5

89.4%

−1.2 pts

Top 10

95.8%

−0.6 pts

HHI

2,678

Highly concentrated+37

Portfolio Trend

24 quarters · across all stocks

Sector Breakdown

As of Sep 30, 2026

Sector	% Portfolio	Value	Positions
Unclassified	97.2%	$1,762,552,223	76
Technology	1.1%	$20,290,905	9
Energy	1.1%	$19,617,458	8
Communication Services	0.2%	$2,862,733	3
Financial Services	0.1%	$2,497,302	5
Consumer Cyclical	0.1%	$1,856,689	2
Consumer Defensive	0.1%	$1,739,694	2
Industrials	0.0%	$783,151	2
Basic Materials	0.0%	$322,140	1
Healthcare	0.0%	$312,411	1

Last Quarter's Activity

Export CSV

Sep 30, 2026 vs Jun 30, 2026

Added To

Positions the filer increased

25 positions

Ticker	Company	Δ Shares	Shares	Value
VTEB	VANGUARD TAX-EXEMPT BOND INDEX FUND	+348,868	391,978	$18,564,078
SPYV	State Street(R) SPDR(R) Portfolio S&P 500(R) Value ETF	+123,518	6,376,136	$389,773,193
SCHO	Schwab Short-Term U.S. Treasury ETF	+62,353	1,672,996	$39,917,684
SPYG	State Street(R) SPDR(R) Portfolio S&P 500(R) Growth ETF	+54,533	2,867,761	$352,964,023
VWO	VANGUARD EMERGING MARKETS STOCK INDEX FUND	+50,812	1,914,028	$113,521,000
TLT	iShares 20+ Year Treasury Bond ETF	+24,923	359,180	$27,937,020
BBCA	JPMorgan BetaBuilders Canada ETF	+21,523	270,973	$27,194,850
SPHY	State Street(R) SPDR(R) Portfolio High Yield Bond ETF	+16,928	715,689	$16,167,414
IEI	iShares 3-7 Year Treasury Bond ETF	+15,072	377,691	$42,845,267
MBB	iShares MBS ETF	+14,680	637,117	$57,098,425
LQD	iShares iBoxx $ Investment Grade Corporate Bond ETF	+12,972	261,291	$26,698,714
FRDM	Freedom 100 Emerging Markets ETF	+11,116	798,319	$55,850,397
SUB	iShares Short-Term National Muni Bond ETF	+10,670	301,410	$31,509,401
VGK	VANGUARD EUROPEAN STOCK INDEX FUND	+10,101	1,750,733	$151,963,624
IEF	iShares 7-10 Year Treasury Bond ETF	+8,566	249,334	$22,268,019
FLOT	iShares Floating Rate Bond ETF	+6,443	436,166	$22,266,274
SPTL	State Street(R) SPDR(R) Portfolio Long Term Treasury ETF	+4,299	124,006	$2,957,543
SLB	Slb Limited	+3,699	8,428	$410,612
IJJ	iShares S&P Mid-Cap 400 Value ETF	+3,587	235,808	$32,473,119
XOM	ExxonMobil Holdings Corp	+3,415	20,717	$3,371,691
VEA	Vanguard FTSE Developed Markets ETF	+3,020	81,768	$5,773,638
BP	Bp PLC	+2,782	9,888	$434,973
PREF	Principal Spectrum Preferred Securities Active ETF	+2,520	78,868	$1,447,227
CMBS	iShares CMBS ETF	+2,122	18,368	$868,439
IWF	iShares Russell 1000 Growth ETF	+2,094	88,767	$11,118,954
No positions match the current search.

Trimmed

Positions the filer reduced

25 positions

Ticker	Company	Δ Shares	Shares	Value
ITM	VanEck Intermediate Muni ETF	−303,128	690,444	$30,379,536
HIMU		−53,848	118,652	$5,420,023
MEAR	iShares Trust	−43,481	27,814	$0
MLN	VanEck Long Muni ETF	−28,018	735,801	$12,015,630
SHEL	Shell plc	−25,092	103,588	$9,846,039
IEV	iShares Europe ETF	−5,997	187,688	$13,350,247
SMB	VanEck Short Muni ETF	−5,975	198,172	$3,353,070
EEM	iShares MSCI Emerging Markets ETF	−3,122	111,067	$7,418,164
SHYD	VanEck Short High Yield Muni ETF	−2,928	67,465	$1,478,832
IEUR	iShares Core MSCI Europe ETF	−2,583	40,703	$2,999,811
VUG	VANGUARD GROWTH INDEX FUND	−2,455	55,236	$4,977,315
IVW	iShares S&P 500 Growth ETF	−2,403	107,095	$15,235,334
PHYS	Sprott Physical Gold Trust	−2,280	7,543	$235,869
PSN	Parsons Corp	−2,096	5,497	$225,212
IWD	iShares Russell 1000 Value ETF	−1,973	70,789	$17,550,716
SCHR	Schwab Intermediate-Term U.S. Treasury ETF	−1,704	29,829	$706,947
IEMG	iShares Trust	−1,647	62,458	$0
SCHF	Schwab International Equity ETF	−1,457	16,111	$442,569
IJR	iShares Core S&P Small-Cap ETF	−1,316	4,905	$667,276
VTV	VANGUARD VALUE INDEX FUND	−1,294	35,009	$7,564,744
XLE	State Street(R) Energy Select Sector SPDR(R) ETF	−1,264	25,904	$1,593,096
IPAC	iShares Core MSCI Pacific ETF	−1,060	26,832	$2,283,671
CVX	Chevron Corp	−942	18,382	$3,753,788
VGLT	VANGUARD LONG-TERM TREASURY INDEX FUND	−639	6,656	$333,731
IVE	iShares S&P 500 Value ETF	−637	34,671	$7,914,695
No positions match the current search.

New Positions

Positions the filer opened this quarter

10 positions

Ticker	Company	Shares	Value
HYMB	State Street(R) SPDR Nuveen ICE High Yield Municipal Bond ETF	112,406	$2,638,168
PZA	Invesco National AMT-Free Municipal Bond ETF	71,057	$1,519,909
SMMU	PIMCO Short Term Municipal Bond Active Exchange-Traded Fund	8,967	$443,059
META	Meta Platforms, Inc.	607	$440,184
V	Visa Inc.	776	$278,840
SPEU	State Street(R) SPDR(R) Portfolio Europe ETF	4,696	$252,222
PSX	Phillips 66	933	$238,204
DELL	Dell Technologies Inc.	414	$222,711
TSM	Taiwan Semiconductor Manufacturing Co Ltd	446	$203,460
KN	Knowles Corp	5,424	$201,501
No positions match the current search.

Sold Out

Positions the filer fully exited

3 positions

Ticker	Company	Shares	Value
VUSB	VANGUARD ULTRA-SHORT BOND ETF	6,042	$300,770
CAT	Caterpillar Inc	190	$202,331
IWR	iShares Russell Mid-Cap ETF	1,827	$201,554
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

109 tracked positions · $1,812,834,706 total · filing declares 109 positions · $1,819,657,555 · as of Sep 30, 2026

All sectors Basic Materials Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Technology

Showing 1–50 of 109 positions by value · page 1 of 3

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	% of Portfolio
SPYV	State Street(R) SPDR(R) Portfolio S&P 500(R) Value ETF	Added	6,376,136	+123,518	$389,773,193	+2.5%	21.50%
SPYG	State Street(R) SPDR(R) Portfolio S&P 500(R) Growth ETF	Added	2,867,761	+54,533	$352,964,023	+5.4%	19.47%
VGK	VANGUARD EUROPEAN STOCK INDEX FUND	Added	1,750,733	+10,101	$151,963,624	−1.4%	8.38%
VWO	VANGUARD EMERGING MARKETS STOCK INDEX FUND	Added	1,914,028	+50,812	$113,521,000	+2.1%	6.26%
VPL	VANGUARD PACIFIC STOCK INDEX FUND	Added	576,632	+1,938	$66,779,751	+0.4%	3.68%
MBB	iShares MBS ETF	Added	637,117	+14,680	$57,098,425	−2.9%	3.15%
FRDM	Freedom 100 Emerging Markets ETF	Added	798,319	+11,116	$55,850,397	−2.7%	3.08%
IJK	iShares S&P Mid-Cap 400 Growth ETF	Added	457,033	+1,753	$50,095,387	−6.4%	2.76%
IEI	iShares 3-7 Year Treasury Bond ETF	Added	377,691	+15,072	$42,845,267	+0.6%	2.36%
SCHO	Schwab Short-Term U.S. Treasury ETF	Added	1,672,996	+62,353	$39,917,684	+2.7%	2.20%
IJJ	iShares S&P Mid-Cap 400 Value ETF	Added	235,808	+3,587	$32,473,119	−5.3%	1.79%
SUB	iShares Short-Term National Muni Bond ETF	Added	301,410	+10,670	$31,509,401	+1.8%	1.74%
ITM	VanEck Intermediate Muni ETF	Reduced	690,444	-303,128	$30,379,536	−34.9%	1.68%
TLT	iShares 20+ Year Treasury Bond ETF	Added	359,180	+24,923	$27,937,020	−3.3%	1.54%
BBCA	JPMorgan BetaBuilders Canada ETF	Added	270,973	+21,523	$27,194,850	+9.7%	1.50%
LQD	iShares iBoxx $ Investment Grade Corporate Bond ETF	Added	261,291	+12,972	$26,698,714	−1.4%	1.47%
IVV	iShares Core S&P 500 ETF	Reduced	34,477	-48	$26,404,210	+2.1%	1.46%
IEF	iShares 7-10 Year Treasury Bond ETF	Added	249,334	+8,566	$22,268,019	−2.2%	1.23%
FLOT	iShares Floating Rate Bond ETF	Added	436,166	+6,443	$22,266,274	+1.5%	1.23%
VTEB	VANGUARD TAX-EXEMPT BOND INDEX FUND	Added	391,978	+348,868	$18,564,078	+751.4%	1.02%
IWD	iShares Russell 1000 Value ETF	Reduced	70,789	-1,973	$17,550,716	−0.5%	0.97%
SPHY	State Street(R) SPDR(R) Portfolio High Yield Bond ETF	Added	715,689	+16,928	$16,167,414	−1.3%	0.89%
IVW	iShares S&P 500 Growth ETF	Reduced	107,095	-2,403	$15,235,334	+1.2%	0.84%
IEV	iShares Europe ETF	Reduced	187,688	-5,997	$13,350,247	−5.4%	0.74%
MLN	VanEck Long Muni ETF	Reduced	735,801	-28,018	$12,015,630	−11.5%	0.66%
AAPL	Apple Inc. Technology	Added	33,481	+1,521	$11,149,842	+20.6%	0.62%
IWF	iShares Russell 1000 Growth ETF	Added	88,767	+2,094	$11,118,954	+3.3%	0.61%
SHEL	Shell plc Energy	Reduced	103,588	-25,092	$9,846,039	−1.3%	0.54%
IVE	iShares S&P 500 Value ETF	Reduced	34,671	-637	$7,914,695	−1.3%	0.44%
VTV	VANGUARD VALUE INDEX FUND	Reduced	35,009	-1,294	$7,564,744	−4.4%	0.42%
EEM	iShares MSCI Emerging Markets ETF	Reduced	111,067	-3,122	$7,418,164	−5.0%	0.41%
VEA	Vanguard FTSE Developed Markets ETF	Added	81,768	+3,020	$5,773,638	+2.9%	0.32%
HIMU		Reduced	118,652	-53,848	$5,420,023	−36.9%	0.30%
VUG	VANGUARD GROWTH INDEX FUND	Reduced	55,236	-2,455	$4,977,315	+0.2%	0.27%
SPY	Spdr S&P 500 ETF Trust	Added	5,294	+295	$4,037,363	+8.2%	0.22%
NVDA	Nvidia Corp Technology	Added	16,857	+308	$3,849,801	+16.3%	0.21%
CVX	Chevron Corp Energy	Reduced	18,382	-942	$3,753,788	+17.2%	0.21%
XOM	ExxonMobil Holdings Corp Energy	Added	20,717	+3,415	$3,371,691	+42.5%	0.19%
MSFT	Microsoft Corp Technology	Added	6,550	+787	$3,359,495	+56.3%	0.19%
SMB	VanEck Short Muni ETF	Reduced	198,172	-5,975	$3,353,070	−5.3%	0.18%
IEUR	iShares Core MSCI Europe ETF	Reduced	40,703	-2,583	$2,999,811	−7.8%	0.17%
SPTL	State Street(R) SPDR(R) Portfolio Long Term Treasury ETF	Added	124,006	+4,299	$2,957,543	−5.8%	0.16%
HYMB	State Street(R) SPDR Nuveen ICE High Yield Municipal Bond ETF	NEW	112,406	NEW	$2,638,168	NEW	0.15%
IJH	iShares Core S&P Mid-Cap ETF	Added	36,343	+1,918	$2,614,878	−1.5%	0.14%
VOT	VANGUARD MID-CAP GROWTH INDEX FUND	Reduced	8,734	-278	$2,551,201	−7.6%	0.14%
IPAC	iShares Core MSCI Pacific ETF	Reduced	26,832	-1,060	$2,283,671	−0.1%	0.13%
XLE	State Street(R) Energy Select Sector SPDR(R) ETF	Reduced	25,904	-1,264	$1,593,096	+10.4%	0.09%
GOOG	Alphabet Inc. Communication Services	Added	4,671	+246	$1,591,596	+1.8%	0.09%
VOE	VANGUARD MID-CAP VALUE INDEX FUND	Reduced	8,072	-564	$1,578,318	−7.5%	0.09%
PZA	Invesco National AMT-Free Municipal Bond ETF	NEW	71,057	NEW	$1,519,909	NEW	0.08%

Showing the top 50 of 109 positions. Create a free account to see every position, past quarters, search, filters and CSV export.

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.