Cardinal Point Wealth Management LLC

CIK

1869778

Location

IRVINE, CA

Portfolio Value

Small $202,899,453

Diversification

Moderately concentrated

Filing Date

Global Rank

#4,394 / 6,035 ▼ 24 · as of Sep 2021

Top Industry

Auto Manufacturers 31.0%

Period ended 5 years ago

Filed Nov 5, 2021 · 5y

4 quarters · since Dec 2020

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Unknown

Portfolio style

Measured from the filed 13F common-share book for Sep 30, 2021, never from the firm's own description.

Style

Concentrated

The top 10 positions are 91.9% of the book (60%+)

Turnover

Turnover unknown

It needs four straight quarters of measured turnover

Horizon

Short horizon

Value-weighted holding period 4.0 quarters (under 4)

Closest benchmark: every 13F filer's combined book, active share 93.5%; sector active share 66.4% against the combined 13F book's sector weights.

Over time 4 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

View clone backtest

Portfolio Concentration

42 tracked positions · as of Sep 30, 2021 · Δ vs Jun 30, 2021

Top Position

30.4%

+1.1 pts

Top 5

70.0%

+1.1 pts

Top 10

91.9%

+1.1 pts

HHI

1,546

Moderately concentrated+105

Portfolio Trend

4 quarters · across all stocks

Sector Breakdown

As of Sep 30, 2021

Sector	% Portfolio	Value	Positions
Unclassified	93.6%	$189,937,729	35
Consumer Cyclical	2.0%	$4,013,108	1
Financial Services	1.8%	$3,631,351	3
Technology	1.2%	$2,512,049	1
Real Estate	1.2%	$2,461,025	1
Consumer Defensive	0.2%	$344,191	1

Last Quarter's Activity

Export CSV

Sep 30, 2021 vs Jun 30, 2021

Added To

Positions the filer increased

12 positions

Ticker	Company	Δ Shares	Shares	Value
BOND	PIMCO Active Bond Exchange-Traded Fund	+14,307	346,378	$38,292,087
VEU	Vanguard International Equity Index Funds	+13,397	226,702	$13,819,753
TOTL	State Street(R) DoubleLine(R) Total Return Tactical ETF	+7,450	219,581	$10,610,153
IAU	Ishares Gold Trust	+6,304	316,899	$10,587,595
IHDG	WisdomTree International Hedged Quality Dividend Growth Fund	+4,709	237,089	$10,235,132
VEA	Vanguard FTSE Developed Markets ETF	+3,176	7,290	$368,072
AAPL	Apple Inc.	+2,433	17,753	$2,512,049
BSV	VANGUARD SHORT-TERM BOND INDEX FUND	+2,117	103,276	$8,462,435
VTI	VANGUARD TOTAL STOCK MARKET INDEX FUND	+1,903	273,896	$60,821,345
VNQ	VANGUARD REAL ESTATE INDEX FUND	+602	10,069	$1,024,822
IJS	iShares S&P Small-Cap 600 Value ETF	+522	2,696	$271,406
BRK-B	Berkshire Hathaway Inc	+10	9,551	$2,606,849
No positions match the current search.

Trimmed

Positions the filer reduced

11 positions

Ticker	Company	Δ Shares	Shares	Value
—		−16,108	94,585	$10,454,480
FTLS	First Trust Long/Short Equity ETF	−5,900	12,500	$604,375
FBND	Fidelity Total Bond ETF	−2,150	17,691	$939,922
IUSB	iShares Core Universal USD Bond ETF	−1,750	15,950	$849,178
REET	iShares Global REIT ETF	−1,675	14,450	$396,074
HTEC	ROBO Global Healthcare Technology and Innovation ETF	−1,664	215,512	$0
USMV	iShares MSCI USA Min Vol Factor ETF	−1,414	194,567	$14,300,674
AVUV	Avantis U.S. Small Cap Value ETF	−1,100	5,800	$438,538
MINT	PIMCO Enhanced Short Maturity Active Exchange-Traded Fund	−519	3,180	$324,137
VOO	VANGUARD 500 INDEX FUND	−214	2,422	$955,236
AVDV	Avantis International Small Cap Value ETF	−125	7,350	$474,883
No positions match the current search.

New Positions

Positions the filer opened this quarter

6 positions

Ticker	Company	Shares	Value
WTMF	WisdomTree Managed Futures Strategy Fund	9,900	$405,801
VUSB	VANGUARD ULTRA-SHORT BOND ETF	4,925	$246,939
EAGG	iShares ESG Aware U.S. Aggregate Bond ETF	4,100	$226,033
ESGV	VANGUARD ESG U.S. STOCK ETF	2,725	$218,163
WFC	Wells Fargo & Company	4,347	$201,744
VHT	VANGUARD HEALTH CARE INDEX FUND	813	$200,941
No positions match the current search.

Sold Out

Positions the filer fully exited

3 positions

Ticker	Company	Shares	Value
ABCL	AbCellera Biologics Inc.	310,120	$6,822,640
AOM	iShares Core 40/60 Moderate Allocation ETF	13,840	$623,492
STWD	Starwood Property Trust, Inc.	7,800	$204,126
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

42 tracked positions · $202,899,453 total · filing declares 42 positions · $212,727,000 · as of Sep 30, 2021

All sectors Consumer Cyclical Consumer Defensive Financial Services Real Estate Technology

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	Held (qtrs)	Est. cost/share	% of Portfolio
VTI	VANGUARD TOTAL STOCK MARKET INDEX FUND	Added	273,896	+1,903	$60,821,345	+0.4%	4	before history	29.98%
BOND	PIMCO Active Bond Exchange-Traded Fund	Added	346,378	+14,307	$38,292,087	+3.9%	4	before history	18.87%
USMV	iShares MSCI USA Min Vol Factor ETF	Reduced	194,567	-1,414	$14,300,674	−0.9%	4	before history	7.05%
VEU	Vanguard International Equity Index Funds	Added	226,702	+13,397	$13,819,753	+2.2%	4	before history	6.81%
TOTL	State Street(R) DoubleLine(R) Total Return Tactical ETF	Added	219,581	+7,450	$10,610,153	+3.3%	4	before history	5.23%
IAU	Ishares Gold Trust	Added	316,899	+6,304	$10,587,595	+1.1%	4	before history	5.22%
		Reduced	94,585	-16,108	$10,454,480	−27.8%	4	before history	5.15%
IHDG	WisdomTree International Hedged Quality Dividend Growth Fund	Added	237,089	+4,709	$10,235,132	−0.2%	4	before history	5.04%
BSV	VANGUARD SHORT-TERM BOND INDEX FUND	Added	103,276	+2,117	$8,462,435	+1.8%	4	before history	4.17%
TSLA	Tesla, Inc. Consumer Cyclical	Held	5,175	0	$4,013,108	+14.1%	4	before history	1.98%
BRK-B	Berkshire Hathaway Inc Financial Services	Added	9,551	+10	$2,606,849	−1.7%	4	before history	1.28%
AAPL	Apple Inc. Technology	Added	17,753	+2,433	$2,512,049	+19.7%	4	before history	1.24%
FSV	FirstService Corp Real Estate	Held	13,636	0	$2,461,025	+5.4%	4	before history	1.21%
DFAC	Dimensional U.S. Core Equity 2 ETF	Held	50,297	0	$1,336,391	−1.5%	2	unpriced	0.66%
VNQ	VANGUARD REAL ESTATE INDEX FUND	Added	10,069	+602	$1,024,822	+6.3%	4	before history	0.51%
VOO	VANGUARD 500 INDEX FUND	Reduced	2,422	-214	$955,236	−7.9%	4	before history	0.47%
FBND	Fidelity Total Bond ETF	Reduced	17,691	-2,150	$939,922	−11.2%	4	before history	0.46%
IUSB	iShares Core Universal USD Bond ETF	Reduced	15,950	-1,750	$849,178	−10.3%	4	before history	0.42%
GLD	Spdr Gold Trust	Held	5,076	0	$833,580	−0.9%	4	before history	0.41%
BRK-A	Berkshire Hathaway Inc Financial Services	Held	2	0	$822,758	−1.7%	4	before history	0.41%
FTLS	First Trust Long/Short Equity ETF	Reduced	12,500	-5,900	$604,375	−32.5%	4	before history	0.30%
		Held	9,457	0	$524,579	−0.9%	4	before history	0.26%
AVDV	Avantis International Small Cap Value ETF	Reduced	7,350	-125	$474,883	−1.9%	4	before history	0.23%
AVEM	Avantis Emerging Markets Equity ETF	Held	6,825	0	$440,280	−7.3%	4	before history	0.22%
AVUV	Avantis U.S. Small Cap Value ETF	Reduced	5,800	-1,100	$438,538	−16.4%	4	before history	0.22%
VWO	VANGUARD EMERGING MARKETS STOCK INDEX FUND	Held	8,171	0	$408,631	−7.9%	4	before history	0.20%
WTMF	WisdomTree Managed Futures Strategy Fund	NEW	9,900	NEW	$405,801	NEW	1	unpriced	0.20%
REET	iShares Global REIT ETF	Reduced	14,450	-1,675	$396,074	−11.4%	4	before history	0.20%
VEA	Vanguard FTSE Developed Markets ETF	Added	7,290	+3,176	$368,072	+73.7%	3	$50.23	0.18%
CL	Colgate Palmolive Co Consumer Defensive	Held	4,554	0	$344,191	−7.1%	3	$78.38	0.17%
MINT	PIMCO Enhanced Short Maturity Active Exchange-Traded Fund	Reduced	3,180	-519	$324,137	−14.1%	4	before history	0.16%
IJS	iShares S&P Small-Cap 600 Value ETF	Added	2,696	+522	$271,406	+18.4%	3	unpriced	0.13%
VUSB	VANGUARD ULTRA-SHORT BOND ETF	NEW	4,925	NEW	$246,939	NEW	1	$50.12	0.12%
		Held	6,500	0	$232,050	−10.3%	3	$40.15	0.11%
EAGG	iShares ESG Aware U.S. Aggregate Bond ETF	NEW	4,100	NEW	$226,033	NEW	1	unpriced	0.11%
IEF	iShares 7-10 Year Treasury Bond ETF	Held	1,935	0	$222,950	−0.2%	4	before history	0.11%
ESGV	VANGUARD ESG U.S. STOCK ETF	NEW	2,725	NEW	$218,163	NEW	1	unpriced	0.11%
ACWX	iShares MSCI ACWI ex U.S. ETF	Held	3,732	0	$206,790	−3.7%	3	unpriced	0.10%
TIP	iShares TIPS Bond ETF	Held	1,600	0	$204,304	−0.2%	3	unpriced	0.10%
WFC	Wells Fargo & Company Financial Services	NEW	4,347	NEW	$201,744	NEW	1	$46.28	0.10%
VHT	VANGUARD HEALTH CARE INDEX FUND	NEW	813	NEW	$200,941	NEW	1	unpriced	0.10%
HTEC	ROBO Global Healthcare Technology and Innovation ETF	Reduced	215,512	-1,664	$0	—	3	unpriced	0.00%

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.