Aspen Wealth Management LLC

Registered adviser

CIK

1895252

Location

FORT WORTH, TX

Portfolio Value

Small $454,531,999

Diversification

Highly concentrated

Filing Date

Global Rank

#4,005 / 8,814 ▲ 57 · as of Jun 2026

Top Industry

Discount Stores 15.0%

Period ended 22 days ago

Filed Oct 14, 2026 · 8d

20 quarters · since Dec 2021

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Registered adviser

Form ADV roster, Oct 1, 2026

Form ADV adviser

CRD 159594

Roster of Oct 1, 2026

Regulatory AUM

$657,825,724

Main clients

Individuals and high net worth (99% of AUM)

Form ADV history

Monthly rosters from Dec 2019; each row is a run with the same figures, newest first.

Rosters	Regulatory AUM	Main clients
Mar 2026 to Oct 2026	$657,825,724	Individuals and high net worth (99%)
Mar 2025 to Feb 2026	$509,577,516	Individuals and high net worth (99%)
Mar 2024 to Feb 2025	$368,373,809	Individuals and high net worth (98%)
May 2023 to Feb 2024	$290,631,683	Individuals and high net worth (100%)
Feb 2023 to Apr 2023	$290,631,683	Individuals and high net worth (100%)
Mar 2022 to Jan 2023	$292,212,943	Individuals and high net worth (98%)

3 earlier changes not shown.

Portfolio style

Measured from the filed 13F common-share book for Jun 30, 2026, the newest measured quarter, never from the firm's own description.

Style

Concentrated

The top 10 positions are 92.4% of the book (60%+)

Turnover

Low turnover

6.4% over the last four quarters (under 30%)

Horizon

Long horizon

Value-weighted holding period 17.2 quarters (12+)

Closest benchmark: every 13F filer's combined book, active share 89.2%; sector active share 81.3% against the combined 13F book's sector weights.

Over time 19 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

View clone backtest

Portfolio Concentration

134 tracked positions · as of Sep 30, 2026 · Δ vs Jun 30, 2026

Top Position

56.2%

−1.1 pts

Top 5

84.6%

−2.1 pts

Top 10

91.3%

−1.1 pts

HHI

3,496

Highly concentrated−169

Portfolio Trend

20 quarters · across all stocks

Sector Breakdown

As of Sep 30, 2026

Sector	% Portfolio	Value	Positions
Unclassified	89.7%	$407,932,606	84
Technology	2.6%	$11,660,929	9
Financial Services	1.8%	$8,279,570	10
Energy	1.8%	$7,955,655	7
Consumer Defensive	1.7%	$7,731,805	4
Healthcare	0.8%	$3,570,595	6
Industrials	0.6%	$2,617,271	5
Consumer Cyclical	0.5%	$2,230,886	4
Communication Services	0.5%	$2,078,268	3
Basic Materials	0.1%	$474,414	2

Last Quarter's Activity

Export CSV

Sep 30, 2026 vs Jun 30, 2026

Added To

Positions the filer increased

25 positions

Ticker	Company	Δ Shares	Shares	Value
DFIC	Dimensional International Core Equity 2 ETF	+119,861	1,640,569	$61,701,800
AGG	iShares Core U.S. Aggregate Bond ETF	+86,972	123,830	$0
MUB	iShares National Muni Bond ETF	+78,804	163,831	$0
DFUS	Dimensional U.S. Equity Market ETF	+61,536	889,269	$73,836,005
VWO	VANGUARD EMERGING MARKETS STOCK INDEX FUND	+38,517	413,000	$24,495,030
JMST	JPMorgan Ultra-Short Municipal Income ETF	+24,924	220,543	$11,150,654
DFAS	Dimensional U.S. Small Cap ETF	+22,265	77,678	$6,013,830
SUB	iShares Short-Term National Muni Bond ETF	+21,828	43,748	$0
IBMO	iShares iBonds Dec 2026 Term Muni Bond ETF	+20,049	54,780	$0
JPST	JPMorgan Ultra-Short Income ETF	+19,462	281,556	$14,181,975
IBMR	iShares iBonds Dec 2029 Term Muni Bond ETF	+18,346	48,103	$0
IBMP	iShares iBonds Dec 2027 Term Muni Bond ETF	+18,300	53,351	$0
IBMQ	iShares iBonds Dec 2028 Term Muni Bond ETF	+18,261	49,696	$0
IBMS	iShares iBonds Dec 2030 Term Muni Bond ETF	+17,996	47,268	$0
IBMT	iShares iBonds Dec 2031 Term Muni Bond ETF	+17,990	37,463	$0
USRT	iShares Core U.S. REIT ETF	+17,356	37,016	$0
DFAT	Dimensional U.S. Targeted Value ETF	+13,731	598,413	$39,758,559
IUSG	iShares Core S&P U.S. Growth ETF	+11,749	223,087	$0
QUAL	iShares MSCI USA Quality Factor ETF	+11,719	256,465	$0
IAGG	iShares Core International Aggregate Bond ETF	+7,903	25,041	$0
DFAC	Dimensional U.S. Core Equity 2 ETF	+7,615	786,187	$34,946,012
IBDV	iShares iBonds Dec 2030 Term Corporate ETF	+7,024	38,993	$0
IBDU	iShares iBonds Dec 2029 Term Corporate ETF	+6,701	51,814	$0
IBDS	iShares iBonds Dec 2027 Term Corporate ETF	+6,318	51,512	$0
IBDT	iShares iBonds Dec 2028 Term Corporate ETF	+6,099	49,434	$0
No positions match the current search.

Trimmed

Positions the filer reduced

25 positions

Ticker	Company	Δ Shares	Shares	Value
JMUB	JPMorgan Municipal ETF	−58,102	246,045	$11,706,821
JCPB	JPMorgan Core Plus Bond ETF	−44,722	807,724	$36,169,880
DFNM	Dimensional National Municipal Bond ETF	−32,522	42,511	$1,956,781
FLOT	iShares Floating Rate Bond ETF	−28,926	20,414	$0
IBHI	iShares iBonds 2029 Term High Yield and Income ETF	−12,508	20,821	$0
DFEM	Dimensional Emerging Markets Core Equity 2 ETF	−11,956	128,713	$5,112,480
BNDX	Vanguard Total International Bond ETF	−9,178	10,491	$491,713
DFCF	Dimensional Core Fixed Income ETF	−7,969	11,003	$441,440
DFAR	Dimensional US Real Estate ETF	−7,852	430,599	$10,403,271
XOM	ExxonMobil Holdings Corp	−3,979	35,461	$5,771,277
DFAI	Dimensional International Core Equity Market ETF	−2,552	258,255	$10,699,504
MSFT	Microsoft Corp	−678	5,150	$2,641,435
DFAU	Dimensional US Core Equity Market ETF	−289	162,258	$8,495,828
NVS	Novartis AG	−181	5,480	$781,283
SLV	iShares Silver Trust	−125	8,855	$482,686
JQUA	JPMorgan U.S. Quality Factor ETF	−80	24,856	$1,834,372
LOW	Lowes Companies Inc	−74	1,336	$246,211
VIG	Vanguard Specialized Funds	−59	29,938	$6,984,834
CVX	Chevron Corp	−48	3,930	$802,545
SPDW	State Street(R) SPDR(R) Portfolio Developed World ex-US ETF	−39	5,293	$265,761
SPTM	State Street(R) SPDR(R) Portfolio S&P 1500(R) Composite Stock Market ETF	−29	3,502	$322,359
SPYV	State Street(R) SPDR(R) Portfolio S&P 500(R) Value ETF	−13	3,436	$210,042
EFA	iShares MSCI EAFE ETF	−11	8,589	$0
GLD	Spdr Gold Trust	−3	1,733	$659,995
ABBV	AbbVie Inc.	−2	1,454	$380,351
No positions match the current search.

New Positions

Positions the filer opened this quarter

12 positions

Ticker	Company	Shares	Value
BINC		142,580	$7,241,638
META	Meta Platforms, Inc.	490	$355,338
EPD	Enterprise Products Partners L.P.	9,136	$325,332
V	Visa Inc.	905	$325,193
OKE	Oneok Inc	2,671	$227,756
MU	Micron Technology Inc	211	$224,738
COP	Conocophillips	1,788	$223,768
WFC	Wells Fargo & Company	2,715	$217,335
AMD	Advanced Micro Devices Inc	355	$217,174
TJX	Tjx Companies Inc	1,618	$214,077
GILD	Gilead Sciences, Inc.	1,384	$206,285
XLF	State Street Corp	4,699	$0
No positions match the current search.

Sold Out

Positions the filer fully exited

10 positions

Ticker	Company	Shares	Value
DUHP	Dimensional US High Profitability ETF	157,779	$6,584,117
SHYM		75,007	$1,683,907
CSCO	Cisco Systems, Inc.	3,293	$386,795
DFSD	Dimensional Short-Duration Fixed Income ETF	5,120	$244,480
INTC	Intel Corp	1,562	$218,102
VMC	Vulcan Materials CO	732	$215,947
ALC	Alcon Inc	3,184	$213,646
VTEB	VANGUARD TAX-EXEMPT BOND INDEX FUND	4,164	$210,615
IBHK	iShares iBonds 2031 Term High Yield and Income ETF	11,586	$0
IBHJ	iShares iBonds 2030 Term High Yield and Income ETF	11,292	$0
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

134 tracked positions · $454,531,999 total · filing declares 134 positions · $627,232,941 · as of Sep 30, 2026

All sectors Basic Materials Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Technology

Showing 1–50 of 134 positions by value · page 1 of 3

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	% of Portfolio
DFUS	Dimensional U.S. Equity Market ETF	Added	889,269	+61,536	$73,836,005	+8.9%	16.24%
DFIC	Dimensional International Core Equity 2 ETF	Added	1,640,569	+119,861	$61,701,800	+8.9%	13.57%
DFAT	Dimensional U.S. Targeted Value ETF	Added	598,413	+13,731	$39,758,559	−2.7%	8.75%
JCPB	JPMorgan Core Plus Bond ETF	Reduced	807,724	-44,722	$36,169,880	−9.6%	7.96%
DFAC	Dimensional U.S. Core Equity 2 ETF	Added	786,187	+7,615	$34,946,012	+1.2%	7.69%
VWO	VANGUARD EMERGING MARKETS STOCK INDEX FUND	Added	413,000	+38,517	$24,495,030	+9.6%	5.39%
JPST	JPMorgan Ultra-Short Income ETF	Added	281,556	+19,462	$14,181,975	+7.0%	3.12%
JMUB	JPMorgan Municipal ETF	Reduced	246,045	-58,102	$11,706,821	−24.0%	2.58%
SPY	Spdr S&P 500 ETF Trust	Added	14,991	+943	$11,432,586	+9.0%	2.52%
JMST	JPMorgan Ultra-Short Municipal Income ETF	Added	220,543	+24,924	$11,150,654	+11.8%	2.45%
DFAI	Dimensional International Core Equity Market ETF	Reduced	258,255	-2,552	$10,699,504	−0.5%	2.35%
VUG	VANGUARD GROWTH INDEX FUND	Added	115,707	+474	$10,426,357	+5.0%	2.29%
DFAR	Dimensional US Real Estate ETF	Reduced	430,599	-7,852	$10,403,271	−9.3%	2.29%
DFAU	Dimensional US Core Equity Market ETF	Reduced	162,258	-289	$8,495,828	+1.1%	1.87%
BINC		NEW	142,580	NEW	$7,241,638	NEW	1.59%
VIG	Vanguard Specialized Funds	Reduced	29,938	-59	$6,984,834	−1.6%	1.54%
DFAS	Dimensional U.S. Small Cap ETF	Added	77,678	+22,265	$6,013,830	+31.8%	1.32%
XOM	ExxonMobil Holdings Corp Energy	Reduced	35,461	-3,979	$5,771,277	+7.0%	1.27%
WMT	Walmart Inc. Consumer Defensive	Added	53,125	+1,024	$5,520,750	−6.4%	1.21%
DFEM	Dimensional Emerging Markets Core Equity 2 ETF	Reduced	128,713	-11,956	$5,112,480	−10.6%	1.12%
AAPL	Apple Inc. Technology	Added	15,239	+1,294	$5,074,891	+25.8%	1.12%
MSFT	Microsoft Corp Technology	Reduced	5,150	-678	$2,641,435	+21.5%	0.58%
SPYM	State Street(R) SPDR(R) Portfolio S&P 500(R) ETF	Added	27,231	+128	$2,444,254	+2.6%	0.54%
VOO	VANGUARD 500 INDEX FUND	Added	3,475	+39	$2,435,488	+3.2%	0.54%
QQQ	Invesco Qqq Trust, Series 1	Added	2,820	+1,350	$2,086,151	+92.7%	0.46%
VTI	VANGUARD TOTAL STOCK MARKET INDEX FUND	Added	5,512	+23	$2,062,810	+1.6%	0.45%
NVDA	Nvidia Corp Technology	Added	8,778	+2,645	$2,004,719	+63.4%	0.44%
DFNM	Dimensional National Municipal Bond ETF	Reduced	42,511	-32,522	$1,956,781	−46.0%	0.43%
BRK-B	Berkshire Hathaway Inc Financial Services	Added	3,857	+579	$1,920,593	+17.1%	0.42%
CFR	Cullen/Frost Bankers, Inc. Financial Services	Added	12,445	+23	$1,899,978	−1.0%	0.42%
JQUA	JPMorgan U.S. Quality Factor ETF	Reduced	24,856	-80	$1,834,372	+1.8%	0.40%
DFUV	Dimensional U.S. Marketwide Value ETF	Held	32,755	0	$1,801,525	−0.0%	0.40%
JPM	Jpmorgan Chase & Co Financial Services	Added	5,429	+493	$1,796,076	+11.2%	0.40%
AMZN	Amazon Com Inc Consumer Cyclical	Added	6,151	+1,240	$1,532,521	+30.9%	0.34%
COST	Costco Wholesale Corp Consumer Defensive	Added	1,596	+260	$1,452,902	+16.3%	0.32%
VTV	VANGUARD VALUE INDEX FUND	Added	6,395	+27	$1,381,831	−0.4%	0.30%
VV	VANGUARD LARGE-CAP INDEX FUND	Added	3,754	+10	$1,320,844	+2.6%	0.29%
GOOG	Alphabet Inc. Communication Services	Added	3,775	+1,275	$1,286,293	+45.6%	0.28%
CMC	COMMERCIAL METALS Co Industrials	Held	15,426	0	$957,954	−1.0%	0.21%
JNJ	Johnson & Johnson Healthcare	Added	3,590	+3	$950,416	+4.3%	0.21%
PB	Prosperity Bancshares Inc Financial Services	Held	14,000	0	$926,940	−9.3%	0.20%
AVGO	Broadcom Inc. Technology	Added	2,350	+751	$825,296	+36.6%	0.18%
CVX	Chevron Corp Energy	Reduced	3,930	-48	$802,545	+21.7%	0.18%
NVS	Novartis AG Healthcare	Reduced	5,480	-181	$781,283	−11.9%	0.17%
GLD	Spdr Gold Trust	Reduced	1,733	-3	$659,995	+3.2%	0.15%
GRFS	Grifols SA Healthcare	Held	86,466	0	$632,066	+3.2%	0.14%
LLY	ELI LILLY & Co Healthcare	Added	536	+157	$620,194	+36.4%	0.14%
PH	Parker-Hannifin Corp Industrials	Held	644	0	$615,290	−2.3%	0.14%
VYM	VANGUARD HIGH DIVIDEND YIELD INDEX FUND	Added	3,789	+4	$588,052	−1.7%	0.13%
AMLP	Alerian MLP ETF	Held	10,729	0	$556,513	—	0.12%

Showing the top 50 of 134 positions. Create a free account to see every position, past quarters, search, filters and CSV export.

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.