RESOLUTE FINANCIAL, LLC

CIK

1908859

Location

NEWBURYPORT, MA

Portfolio Value

Small $114,828,213

Diversification

Highly concentrated

Filing Date

Global Rank

#5,733 / 7,091 ▼ 79 · as of Dec 2022

Top Industry

Insurance - Diversified 19.7%

Period ended 3 years ago

Filed Feb 13, 2023 · 3y

5 quarters · since Dec 2021

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Unknown

Portfolio style

Measured from the filed 13F common-share book for Dec 31, 2022, never from the firm's own description.

Style

Concentrated

The top 10 positions are 78.3% of the book (60%+)

Turnover

Low turnover

20.4% over the last four quarters (under 30%)

Horizon

Medium horizon

Value-weighted holding period 4.6 quarters (4 to under 12)

Closest benchmark: every 13F filer's combined book, active share 80.3%; sector active share 69.9% against the combined 13F book's sector weights.

Over time 5 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

View clone backtest

Portfolio Concentration

109 tracked positions · as of Dec 31, 2022 · Δ vs Sep 30, 2022

Top Position

48.9%

−2.6 pts

Top 5

66.9%

−0.4 pts

Top 10

78.3%

−1.0 pts

HHI

2,523

Highly concentrated−240

Portfolio Trend

5 quarters · across all stocks

Sector Breakdown

As of Dec 31, 2022

Sector	% Portfolio	Value	Positions
Unclassified	82.9%	$95,197,336	79
Financial Services	5.7%	$6,574,766	8
Technology	3.6%	$4,084,127	3
Healthcare	2.8%	$3,263,611	5
Consumer Cyclical	1.6%	$1,826,850	3
Energy	1.4%	$1,611,757	2
Consumer Defensive	0.7%	$780,258	3
Industrials	0.6%	$687,794	3
Communication Services	0.5%	$559,982	2
Real Estate	0.2%	$241,732	1

Last Quarter's Activity

Export CSV

Dec 31, 2022 vs Sep 30, 2022

Added To

Positions the filer increased

25 positions

Ticker	Company	Δ Shares	Shares	Value
DFSV	Dimensional US Small Cap Value ETF	+22,468	41,215	$1,020,895
ICSH	iShares Ultra Short Duration Bond Active ETF	+16,712	49,198	$2,461,867
VWO	VANGUARD EMERGING MARKETS STOCK INDEX FUND	+9,869	23,738	$925,307
VTV	VANGUARD VALUE INDEX FUND	+7,986	13,261	$1,861,446
FAX	Abrdn Asia-Pacific Income Fund, Inc.	+5,944	120,845	$317,822
VUG	VANGUARD GROWTH INDEX FUND	+4,794	6,717	$1,431,458
IAU	Ishares Gold Trust	+4,570	55,568	$1,922,097
SUB	iShares Short-Term National Muni Bond ETF	+3,985	6,407	$668,057
USFR	WisdomTree Floating Rate Treasury Fund	+3,233	69,113	$3,474,310
SCZ	iShares MSCI EAFE Small-Cap ETF	+2,473	18,218	$1,028,952
DGRO	iShares Core Dividend Growth ETF	+2,394	37,291	$1,864,550
SHY	iShares 1-3 Year Treasury Bond ETF	+2,314	8,448	$685,724
AGG	iShares Core U.S. Aggregate Bond ETF	+2,305	8,407	$815,394
EEMV	iShares MSCI Emerging Markets Min Vol Factor ETF	+1,998	14,253	$756,121
RMT	Royce Micro-Cap Trust, Inc.	+1,553	53,486	$464,258
IJH	iShares Core S&P Mid-Cap ETF	+1,120	42,426	$10,262,425
DFAS	Dimensional U.S. Small Cap ETF	+1,043	16,235	$830,420
XLE	State Street(R) Energy Select Sector SPDR(R) ETF	+721	4,346	$380,144
DFAE	Dimensional Emerging Core Equity Market ETF	+496	15,857	$348,061
AAPL	Apple Inc.	+445	18,749	$2,436,057
IJS	iShares S&P Small-Cap 600 Value ETF	+432	18,765	$1,713,432
XOM	ExxonMobil Holdings Corp	+344	12,484	$1,376,985
BRK-B	Berkshire Hathaway Inc	+336	12,505	$3,862,794
AXP	American Express Co	+300	2,168	$320,322
ABBV	AbbVie Inc.	+293	4,679	$756,173
No positions match the current search.

Trimmed

Positions the filer reduced

25 positions

Ticker	Company	Δ Shares	Shares	Value
DFIC	Dimensional International Core Equity 2 ETF	−6,818	21,181	$473,395
—		−6,542	16,196	$1,333,254
—		−5,820	34,910	$1,518,934
VTEB	VANGUARD TAX-EXEMPT BOND INDEX FUND	−4,846	19,774	$978,615
DFIP	Dimensional Inflation-Protected Securities Portfolio ETF	−4,309	6,298	$259,225
MOAT	VanEck Morningstar Wide Moat ETF	−3,345	29,475	$1,913,222
—		−3,008	8,956	$0
STIP	iShares 0-5 Year TIPS Bond ETF	−2,911	27,829	$2,698,299
DFEM	Dimensional Emerging Markets Core Equity 2 ETF	−2,583	28,561	$641,480
IGSB	iShares 1-5 Year Investment Grade Corporate Bond ETF	−1,891	161,030	$8,022,514
FREL	Fidelity MSCI Real Estate Index ETF	−1,864	15,007	$372,323
IEFA	iShares Core MSCI EAFE ETF	−1,778	9,615	$592,668
DFAI	Dimensional International Core Equity Market ETF	−1,594	17,741	$444,234
SUSB	iShares ESG Aware 1-5 Year USD Corporate Bond ETF	−1,558	24,087	$572,547
VTIP	VANGUARD SHORT-TERM INFLATION-PROTECTED SECURITIES INDEX FUND	−1,519	37,374	$1,745,739
VZ	Verizon Communications Inc	−1,313	8,648	$340,731
IJR	iShares Core S&P Small-Cap ETF	−1,172	22,864	$2,163,848
SDY	State Street(R) SPDR(R) S&P(R) Dividend ETF	−1,138	2,137	$267,360
DFAT	Dimensional U.S. Targeted Value ETF	−989	15,526	$682,367
USMV	iShares MSCI USA Min Vol Factor ETF	−877	80,652	$5,815,009
IWL	iShares Russell Top 200 ETF	−662	2,418	$217,547
RNP	Cohen & Steers REIT & Preferred & Income Fund Inc	−389	17,635	$359,401
XLV	State Street(R) Health Care Select Sector SPDR(R) ETF	−368	3,451	$468,818
HD	Home Depot, Inc.	−344	2,819	$890,409
—		−342	5,852	$182,094
No positions match the current search.

New Positions

Positions the filer opened this quarter

16 positions

Ticker	Company	Shares	Value
VIGI	Vanguard Whitehall Funds	12,315	$857,493
DFIV	Dimensional International Value ETF	21,663	$658,555
VBK	VANGUARD SMALL-CAP GROWTH INDEX FUND	1,878	$376,614
VOT	VANGUARD MID-CAP GROWTH INDEX FUND	1,655	$297,502
RPV	Invesco S&P 500 Pure Value ETF	3,790	$295,544
BCI	abrdn Bloomberg All Commodity Strategy K-1 Free ETF	11,893	$262,359
VOE	VANGUARD MID-CAP VALUE INDEX FUND	1,919	$259,525
PG	PROCTER & GAMBLE Co	1,667	$252,650
RTX	RTX Corp	2,458	$248,061
CVX	Chevron Corp	1,308	$234,772
LHX	L3harris Technologies, Inc.	1,099	$228,822
EFAV	iShares MSCI EAFE Min Vol Factor ETF	3,529	$224,409
MDLZ	Mondelez International, Inc.	3,300	$219,945
CSX	Csx Corp	6,808	$210,911
VSS	VANGUARD FTSE ALL-WORLD EX-US SMALL-CAP INDEX FUND	2,021	$207,779
V	Visa Inc.	999	$207,552
No positions match the current search.

Sold Out

Positions the filer fully exited

6 positions

Ticker	Company	Shares	Value
DIA	Spdr Dow Jones Industrial Average ETF Trust	1,342	$385,556
SNPE	Xtrackers S&P 500 Scored & Screened ETF	11,522	$369,625
JPST	JPMorgan Ultra-Short Income ETF	5,781	$289,974
AMZN	Amazon Com Inc	2,160	$244,080
—		3,232	$59,009
LOAN	Manhattan Bridge Capital, Inc	50,000	$50,000
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

109 tracked positions · $114,828,213 total · filing declares 111 positions · $117,586,360 · as of Dec 31, 2022

All sectors Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Real Estate Technology

Showing 1–50 of 109 positions by value · page 1 of 3

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	Held (qtrs)	Est. cost/share	% of Portfolio
IVV	iShares Core S&P 500 ETF	Reduced	29,033	-291	$11,154,768	+6.1%	5	before history	9.71%
IJH	iShares Core S&P Mid-Cap ETF	Added	42,426	+1,120	$10,262,425	+13.3%	5	before history	8.94%
IGSB	iShares 1-5 Year Investment Grade Corporate Bond ETF	Reduced	161,030	-1,891	$8,022,514	−0.1%	5	before history	6.99%
USMV	iShares MSCI USA Min Vol Factor ETF	Reduced	80,652	-877	$5,815,009	+7.9%	5	before history	5.06%
BRK-B	Berkshire Hathaway Inc Financial Services	Added	12,505	+336	$3,862,794	+18.9%	5	before history	3.36%
USFR	WisdomTree Floating Rate Treasury Fund	Added	69,113	+3,233	$3,474,310	+4.9%	3	unpriced	3.03%
STIP	iShares 0-5 Year TIPS Bond ETF	Reduced	27,829	-2,911	$2,698,299	−8.7%	5	before history	2.35%
ICSH	iShares Ultra Short Duration Bond Active ETF	Added	49,198	+16,712	$2,461,867	+51.5%	5	before history	2.14%
AAPL	Apple Inc. Technology	Added	18,749	+445	$2,436,057	−3.7%	5	before history	2.12%
TIP	iShares TIPS Bond ETF	Reduced	21,590	-244	$2,298,039	+0.3%	5	before history	2.00%
IJR	iShares Core S&P Small-Cap ETF	Reduced	22,864	-1,172	$2,163,848	+3.3%	5	before history	1.88%
IAU	Ishares Gold Trust	Added	55,568	+4,570	$1,922,097	+19.5%	3	$35.18	1.67%
MOAT	VanEck Morningstar Wide Moat ETF	Reduced	29,475	-3,345	$1,913,222	−2.8%	5	before history	1.67%
DGRO	iShares Core Dividend Growth ETF	Added	37,291	+2,394	$1,864,550	+20.1%	5	before history	1.62%
VTV	VANGUARD VALUE INDEX FUND	Added	13,261	+7,986	$1,861,446	+185.8%	5	before history	1.62%
VTIP	VANGUARD SHORT-TERM INFLATION-PROTECTED SECURITIES INDEX FUND	Reduced	37,374	-1,519	$1,745,739	−6.7%	5	before history	1.52%
IJS	iShares S&P Small-Cap 600 Value ETF	Added	18,765	+432	$1,713,432	+13.4%	5	before history	1.49%
		Reduced	34,910	-5,820	$1,518,934	−13.3%	5	before history	1.32%
VUG	VANGUARD GROWTH INDEX FUND	Added	6,717	+4,794	$1,431,458	+247.9%	5	before history	1.25%
XOM	ExxonMobil Holdings Corp Energy	Added	12,484	+344	$1,376,985	+29.9%	5	before history	1.20%
		Reduced	16,196	-6,542	$1,333,254	−22.8%	5	before history	1.16%
XLU	State Street(R) Utilities Select Sector SPDR(R) ETF	Reduced	18,606	-28	$1,311,723	+7.5%	5	before history	1.14%
VO	VANGUARD MID-CAP INDEX FUND	Added	6,353	+45	$1,294,804	+9.2%	5	before history	1.13%
VIG	Vanguard Specialized Funds	Added	8,204	+139	$1,245,777	+14.3%	5	before history	1.08%
MSFT	Microsoft Corp Technology	Reduced	4,850	-46	$1,163,127	+2.0%	5	before history	1.01%
JNJ	Johnson & Johnson Healthcare	Reduced	6,070	-22	$1,072,265	+7.7%	5	before history	0.93%
SHV	iShares 0-1 Year Treasury Bond ETF	Added	9,637	+73	$1,059,299	+0.7%	5	before history	0.92%
SCZ	iShares MSCI EAFE Small-Cap ETF	Added	18,218	+2,473	$1,028,952	+34.0%	5	before history	0.90%
DFSV	Dimensional US Small Cap Value ETF	Added	41,215	+22,468	$1,020,895	+149.9%	3	$24.55	0.89%
VTEB	VANGUARD TAX-EXEMPT BOND INDEX FUND	Reduced	19,774	-4,846	$978,615	−17.4%	3	$50.11	0.85%
VWO	VANGUARD EMERGING MARKETS STOCK INDEX FUND	Added	23,738	+9,869	$925,307	+82.8%	5	before history	0.81%
HD	Home Depot, Inc. Consumer Cyclical	Reduced	2,819	-344	$890,409	+2.0%	5	before history	0.78%
VIGI	Vanguard Whitehall Funds	NEW	12,315	NEW	$857,493	NEW	1	$67.42	0.75%
DFAC	Dimensional U.S. Core Equity 2 ETF	Added	34,551	+248	$838,898	+10.0%	3	$25.17	0.73%
DFAS	Dimensional U.S. Small Cap ETF	Added	16,235	+1,043	$830,420	+17.5%	3	$51.78	0.72%
AGG	iShares Core U.S. Aggregate Bond ETF	Added	8,407	+2,305	$815,394	+38.7%	5	before history	0.71%
ABBV	AbbVie Inc. Healthcare	Added	4,679	+293	$756,173	+28.5%	5	before history	0.66%
EEMV	iShares MSCI Emerging Markets Min Vol Factor ETF	Added	14,253	+1,998	$756,121	+21.7%	5	before history	0.66%
SHY	iShares 1-3 Year Treasury Bond ETF	Added	8,448	+2,314	$685,724	+37.7%	5	before history	0.60%
DFAT	Dimensional U.S. Targeted Value ETF	Reduced	15,526	-989	$682,367	+6.0%	3	$43.61	0.59%
SUB	iShares Short-Term National Muni Bond ETF	Added	6,407	+3,985	$668,057	+168.7%	3	unpriced	0.58%
DFIV	Dimensional International Value ETF	NEW	21,663	NEW	$658,555	NEW	1	$29.02	0.57%
VOO	VANGUARD 500 INDEX FUND	Added	1,843	+210	$647,519	+20.8%	5	before history	0.56%
DFEM	Dimensional Emerging Markets Core Equity 2 ETF	Reduced	28,561	-2,583	$641,480	+0.8%	3	$23.95	0.56%
TD	Toronto Dominion Bank Financial Services	Held	9,842	0	$637,367	+5.6%	5	before history	0.56%
ABT	Abbott Laboratories Healthcare	Added	5,668	+293	$622,289	+19.7%	5	before history	0.54%
IEFA	iShares Core MSCI EAFE ETF	Reduced	9,615	-1,778	$592,668	−1.2%	5	before history	0.52%
IGM	iShares Expanded Tech Sector ETF	Reduced	2,097	-303	$587,160	−11.5%	5	before history	0.51%
MRK	Merck & Co., Inc. Healthcare	Added	5,195	+266	$576,385	+35.8%	5	before history	0.50%
SUSB	iShares ESG Aware 1-5 Year USD Corporate Bond ETF	Reduced	24,087	-1,558	$572,547	−5.0%	5	before history	0.50%

Showing the top 50 of 109 positions. Create a free account to see every position, past quarters, search, filters and CSV export.

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.