HART & PATTERSON FINANCIAL GROUP LLC

CIK

2015835

Location

AMHERST, MA

Portfolio Value

Small $197,213,522

Diversification

Diversified

Filing Date

Global Rank

#5,581 / 8,182 ▼ 283 · as of Dec 2024

Top Industry

Software - Infrastructure 18.1%

Period ended 1 year ago

Filed Jan 14, 2025 · 1y

5 quarters · since Dec 2023

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Unknown

Portfolio style

Measured from the filed 13F common-share book for Dec 31, 2024, never from the firm's own description.

Style

Concentrated

The top 10 positions are 81.4% of the book (60%+)

Turnover

Low turnover

29.3% over the last four quarters (under 30%)

Horizon

Medium horizon

Value-weighted holding period 4.7 quarters (4 to under 12)

Closest benchmark: every 13F filer's combined book, active share 88.9%; sector active share 83.0% against the combined 13F book's sector weights.

Over time 5 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

View clone backtest

Portfolio Concentration

72 tracked positions · as of Dec 31, 2024 · Δ vs Sep 30, 2024

Top Position

17.5%

+0.2 pts

Top 5

59.4%

−0.1 pts

Top 10

81.4%

−0.0 pts

HHI

919

Diversified−1

Portfolio Trend

5 quarters · across all stocks

Sector Breakdown

As of Dec 31, 2024

Sector	% Portfolio	Value	Positions
Unclassified	95.6%	$188,448,606	55
Technology	1.5%	$2,915,592	3
Financial Services	1.1%	$2,133,845	4
Healthcare	0.5%	$1,048,312	2
Consumer Cyclical	0.4%	$715,527	2
Energy	0.3%	$578,619	1
Industrials	0.3%	$511,277	2
Communication Services	0.2%	$474,808	2
Consumer Defensive	0.2%	$386,936	1

Last Quarter's Activity

Export CSV

Dec 31, 2024 vs Sep 30, 2024

Added To

Positions the filer increased

25 positions

Ticker	Company	Δ Shares	Shares	Value
SCHX	Schwab U.S. Large-Cap ETF	+413,779	635,073	$14,720,992
SCHP	Schwab U.S. TIPS ETF	+139,989	270,766	$6,993,885
SCHA	Schwab U.S. Small-Cap ETF	+118,612	253,224	$6,548,372
SCHV	Schwab U.S. Large-Cap Value ETF	+66,852	99,627	$2,597,275
SCHG	Schwab U.S. Large-Cap Growth ETF	+59,698	80,160	$2,234,059
SCHO	Schwab Short-Term U.S. Treasury ETF	+33,865	61,319	$1,475,335
VEA	Vanguard FTSE Developed Markets ETF	+16,368	427,116	$20,424,687
SPHY	State Street(R) SPDR(R) Portfolio High Yield Bond ETF	+7,577	313,655	$7,361,482
EMLC	VanEck J.P. Morgan EM Local Currency Bond ETF	+7,529	165,560	$3,826,091
BCI	abrdn Bloomberg All Commodity Strategy K-1 Free ETF	+7,142	270,662	$5,345,574
MUB	iShares National Muni Bond ETF	+5,304	39,725	$4,232,698
BND	VANGUARD TOTAL BOND MARKET INDEX FUND	+4,293	62,160	$4,469,925
BNDX	Vanguard Total International Bond ETF	+4,149	191,752	$9,405,435
VTIP	VANGUARD SHORT-TERM INFLATION-PROTECTED SECURITIES INDEX FUND	+3,954	177,157	$8,577,941
IEMG	iShares Trust	+3,292	32,943	$0
ESGD	iShares ESG Aware MSCI EAFE ETF	+3,082	57,700	$4,393,278
MTBA	Simplify MBS ETF	+2,417	67,974	$3,377,628
EAGG	iShares ESG Aware U.S. Aggregate Bond ETF	+2,190	31,477	$1,461,791
BSV	VANGUARD SHORT-TERM BOND INDEX FUND	+1,948	88,505	$6,838,781
BKLN	Invesco Ltd.	+1,630	65,677	$1,383,814
USIG	iShares Broad USD Investment Grade Corporate Bond ETF	+1,448	60,039	$3,018,760
VWOB	VANGUARD EMERGING MARKETS GOVERNMENT BOND INDEX FUND	+1,386	64,746	$4,088,709
DMXF	iShares ESG Advanced MSCI EAFE ETF	+1,348	10,322	$667,007
DFSB	Dimensional Global Sustainability Fixed Income ETF	+1,093	10,581	$538,996
IGSB	iShares 1-5 Year Investment Grade Corporate Bond ETF	+536	9,138	$472,434
No positions match the current search.

Trimmed

Positions the filer reduced

25 positions

Ticker	Company	Δ Shares	Shares	Value
SEIM	SEI Enhanced U.S. Large Cap Momentum Factor ETF	−24,886	212,007	$8,185,590
SEIV	SEI Enhanced U.S. Large Cap Value Factor ETF	−12,108	240,780	$7,974,392
ESML	iShares ESG Aware MSCI USA Small-Cap ETF	−5,261	39,394	$1,656,517
VWO	VANGUARD EMERGING MARKETS STOCK INDEX FUND	−3,814	184,894	$8,142,731
ESGU	iShares ESG Aware MSCI USA ETF	−2,750	40,991	$5,280,460
SEIQ	SEI Enhanced U.S. Large Cap Quality Factor ETF	−2,472	117,111	$4,091,858
IDEV	iShares Core MSCI International Developed Markets ETF	−1,620	28,614	$1,844,744
SELV	SEI Enhanced Low Volatility U.S. Large Cap ETF	−1,540	33,027	$962,439
HYD	VanEck High Yield Muni ETF	−1,184	30,117	$1,563,373
ACWV	iShares Trust	−1,158	48,253	$0
HYMB	State Street(R) SPDR Nuveen ICE High Yield Municipal Bond ETF	−544	43,963	$1,124,573
RSP	Victory Portfolios II	−476	18,647	$3,267,513
VUG	VANGUARD GROWTH INDEX FUND	−358	9,701	$3,981,680
NVDA	Nvidia Corp	−348	3,248	$436,173
ESGE	iShares Trust	−214	46,504	$0
AAPL	Apple Inc.	−192	3,574	$895,001
AMZN	Amazon Com Inc	−127	1,343	$294,640
VBK	VANGUARD SMALL-CAP GROWTH INDEX FUND	−127	2,906	$813,854
MSFT	Microsoft Corp	−106	3,759	$1,584,418
IEFA	iShares Core MSCI EAFE ETF	−89	17,022	$1,196,306
XOM	ExxonMobil Holdings Corp	−83	5,379	$578,619
GOOGL	Alphabet Inc.	−80	1,237	$234,164
MRK	Merck & Co., Inc.	−70	4,415	$439,204
DSI	iShares ESG MSCI KLD 400 ETF	−68	1,986	$218,956
EBND	State Street(R) SPDR(R) Bloomberg Emerging Markets Local Bond ETF	−65	16,139	$315,194
No positions match the current search.

New Positions

Positions the filer opened this quarter

1 positions

Ticker	Company	Shares	Value	Open
SPDW	State Street(R) SPDR(R) Portfolio Developed World ex-US ETF	10,843	$370,071
No positions match the current search.

Sold Out

Positions the filer fully exited

1 positions

Ticker	Company	Shares	Value	Open
CLIP	Global X 1-3 Month T-Bill ETF	2,026	$203,613
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

72 tracked positions · $197,213,522 total · filing declares 72 positions · $205,755,901 · as of Dec 31, 2024

All sectors Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Technology

Showing 1–50 of 72 positions by value · page 1 of 2

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	Held (qtrs)	Est. cost/share	% of Portfolio
VEA	Vanguard FTSE Developed Markets ETF	Added	427,116	+16,368	$20,424,687	−5.8%	5	before history	10.36%
SCHX	Schwab U.S. Large-Cap ETF	Added	635,073	+413,779	$14,720,992	−2.0%	5	before history	7.46%
BNDX	Vanguard Total International Bond ETF	Added	191,752	+4,149	$9,405,435	−0.3%	4	$48.88	4.77%
VTIP	VANGUARD SHORT-TERM INFLATION-PROTECTED SECURITIES INDEX FUND	Added	177,157	+3,954	$8,577,941	+0.4%	5	before history	4.35%
SEIM	SEI Enhanced U.S. Large Cap Momentum Factor ETF	Reduced	212,007	-24,886	$8,185,590	−4.3%	4	$30.18	4.15%
VWO	VANGUARD EMERGING MARKETS STOCK INDEX FUND	Reduced	184,894	-3,814	$8,142,731	−9.8%	5	before history	4.13%
SEIV	SEI Enhanced U.S. Large Cap Value Factor ETF	Reduced	240,780	-12,108	$7,974,392	−4.3%	4	$29.05	4.04%
SPHY	State Street(R) SPDR(R) Portfolio High Yield Bond ETF	Added	313,655	+7,577	$7,361,482	+0.0%	5	before history	3.73%
SCHP	Schwab U.S. TIPS ETF	Added	270,766	+139,989	$6,993,885	−0.3%	5	before history	3.55%
BSV	VANGUARD SHORT-TERM BOND INDEX FUND	Added	88,505	+1,948	$6,838,781	+0.4%	2	$77.89	3.47%
SCHA	Schwab U.S. Small-Cap ETF	Added	253,224	+118,612	$6,548,372	−5.5%	5	before history	3.32%
BCI	abrdn Bloomberg All Commodity Strategy K-1 Free ETF	Added	270,662	+7,142	$5,345,574	−0.8%	5	before history	2.71%
ESGU	iShares ESG Aware MSCI USA ETF	Reduced	40,991	-2,750	$5,280,460	−4.3%	5	before history	2.68%
VTEB	VANGUARD TAX-EXEMPT BOND INDEX FUND	Added	101,724	+10	$5,099,424	−1.9%	5	before history	2.59%
BND	VANGUARD TOTAL BOND MARKET INDEX FUND	Added	62,160	+4,293	$4,469,925	+2.8%	5	before history	2.27%
ESGD	iShares ESG Aware MSCI EAFE ETF	Added	57,700	+3,082	$4,393,278	−4.4%	5	before history	2.23%
MUB	iShares National Muni Bond ETF	Added	39,725	+5,304	$4,232,698	+13.2%	5	before history	2.15%
SEIQ	SEI Enhanced U.S. Large Cap Quality Factor ETF	Reduced	117,111	-2,472	$4,091,858	−1.9%	4	$31.35	2.07%
VWOB	VANGUARD EMERGING MARKETS GOVERNMENT BOND INDEX FUND	Added	64,746	+1,386	$4,088,709	−2.8%	5	before history	2.07%
VUG	VANGUARD GROWTH INDEX FUND	Reduced	9,701	-358	$3,981,680	+3.1%	5	before history	2.02%
EMLC	VanEck J.P. Morgan EM Local Currency Bond ETF	Added	165,560	+7,529	$3,826,091	−4.7%	5	before history	1.94%
MTBA	Simplify MBS ETF	Added	67,974	+2,417	$3,377,628	+0.1%	2	$51.23	1.71%
RSP	Victory Portfolios II	Reduced	18,647	-476	$3,267,513	−4.6%	5	before history	1.66%
USIG	iShares Broad USD Investment Grade Corporate Bond ETF	Added	60,039	+1,448	$3,018,760	−2.0%	5	before history	1.53%
VTV	VANGUARD VALUE INDEX FUND	Added	15,719	+209	$2,661,226	−1.7%	5	before history	1.35%
SCHV	Schwab U.S. Large-Cap Value ETF	Added	99,627	+66,852	$2,597,275	−1.4%	5	before history	1.32%
MBB	iShares MBS ETF	Reduced	26,204	-24	$2,402,382	−4.4%	5	before history	1.22%
SCHG	Schwab U.S. Large-Cap Growth ETF	Added	80,160	+59,698	$2,234,059	+4.8%	5	before history	1.13%
IDEV	iShares Core MSCI International Developed Markets ETF	Reduced	28,614	-1,620	$1,844,744	−13.9%	5	before history	0.94%
ESML	iShares ESG Aware MSCI USA Small-Cap ETF	Reduced	39,394	-5,261	$1,656,517	−11.3%	5	before history	0.84%
MSFT	Microsoft Corp Technology	Reduced	3,759	-106	$1,584,418	−4.7%	5	before history	0.80%
HYD	VanEck High Yield Muni ETF	Reduced	30,117	-1,184	$1,563,373	−5.9%	5	before history	0.79%
SCHO	Schwab Short-Term U.S. Treasury ETF	Added	61,319	+33,865	$1,475,335	+9.7%	5	before history	0.75%
EAGG	iShares ESG Aware U.S. Aggregate Bond ETF	Added	31,477	+2,190	$1,461,791	+2.7%	5	before history	0.74%
BKLN	Invesco Ltd. Financial Services	Added	65,677	+1,630	$1,383,814	+2.8%	5	before history	0.70%
IEFA	iShares Core MSCI EAFE ETF	Reduced	17,022	-89	$1,196,306	−10.4%	5	before history	0.61%
USXF	iShares ESG Advanced MSCI USA ETF	Added	23,622	+27	$1,174,485	+1.4%	5	before history	0.60%
HYMB	State Street(R) SPDR Nuveen ICE High Yield Municipal Bond ETF	Reduced	43,963	-544	$1,124,573	−3.8%	5	before history	0.57%
SELV	SEI Enhanced Low Volatility U.S. Large Cap ETF	Reduced	33,027	-1,540	$962,439	−6.1%	4	$26.80	0.49%
VBR	VANGUARD SMALL-CAP VALUE INDEX FUND	Reduced	4,519	-17	$895,575	−1.7%	5	before history	0.45%
AAPL	Apple Inc. Technology	Reduced	3,574	-192	$895,001	+2.0%	5	before history	0.45%
VBK	VANGUARD SMALL-CAP GROWTH INDEX FUND	Reduced	2,906	-127	$813,854	+0.4%	5	before history	0.41%
DMXF	iShares ESG Advanced MSCI EAFE ETF	Added	10,322	+1,348	$667,007	+3.2%	5	before history	0.34%
LLY	ELI LILLY & Co Healthcare	Reduced	789	-13	$609,108	−14.3%	5	before history	0.31%
XOM	ExxonMobil Holdings Corp Energy	Reduced	5,379	-83	$578,619	−9.6%	5	before history	0.29%
DFSB	Dimensional Global Sustainability Fixed Income ETF	Added	10,581	+1,093	$538,996	+6.8%	5	before history	0.27%
USMV	iShares MSCI USA Min Vol Factor ETF	Added	5,394	+361	$478,933	+4.2%	2	unpriced	0.24%
IGSB	iShares 1-5 Year Investment Grade Corporate Bond ETF	Added	9,138	+536	$472,434	+4.3%	2	unpriced	0.24%
MRK	Merck & Co., Inc. Healthcare	Reduced	4,415	-70	$439,204	−13.8%	5	before history	0.22%
NVDA	Nvidia Corp Technology	Reduced	3,248	-348	$436,173	−0.1%	4	unpriced	0.22%

Showing the top 50 of 72 positions. Create a free account to see every position, past quarters, search, filters and CSV export.

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.