K2 Financial Inc.

Registered adviser

CIK

2044711

Location

GLENDORA, CA

Portfolio Value

Small $138,206,043

Diversification

Diversified

Filing Date

Global Rank

#7,624 / 8,827 ▼ 123 · as of Jun 2026

Top Industry

Restaurants 44.5%

Period ended 38 days ago

Filed Oct 26, 2026 · 12d

8 quarters · since Dec 2024

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Registered adviser

Form ADV roster, Nov 1, 2026

Form ADV adviser

CRD 300913

Roster of Nov 1, 2026

Regulatory AUM

$191,647,642

Main clients

Individuals and high net worth (100% of AUM)

Form ADV history

Monthly rosters from Dec 2019; each row is a run with the same figures, newest first.

Rosters	Regulatory AUM	Main clients
Apr 2026 to Nov 2026	$191,647,642	Individuals and high net worth (100%)
Mar 2025 to Mar 2026	$161,882,394	Individuals and high net worth (100%)
Mar 2024 to Feb 2025	$153,877,000	Individuals and high net worth (99%)
May 2023 to Feb 2024	$145,293,687	Individuals and high net worth (98%)
Apr 2023	$145,293,687	Individuals and high net worth (98%)
Apr 2022 to Mar 2023	$147,949,574	Individuals and high net worth (100%)

1 earlier changes not shown.

Portfolio style

Measured from the filed 13F common-share book for Jun 30, 2026, the newest measured quarter, never from the firm's own description.

Style

Concentrated

The top 10 positions are 83.8% of the book (60%+)

Turnover

Low turnover

8.3% over the last four quarters (under 30%)

Horizon

Medium horizon

Value-weighted holding period 6.9 quarters (4 to under 12)

Closest benchmark: every 13F filer's combined book, active share 91.0%; sector active share 85.7% against the combined 13F book's sector weights.

Over time 7 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

View clone backtest

Portfolio Concentration

60 tracked positions · as of Sep 30, 2026 · Δ vs Jun 30, 2026

Top Position

20.0%

−2.1 pts

Top 5

63.7%

−0.4 pts

Top 10

83.2%

−0.6 pts

HHI

1,067

Diversified−30

Portfolio Trend

8 quarters · across all stocks

Sector Breakdown

As of Sep 30, 2026

Sector	% Portfolio	Value	Positions
Unclassified	98.7%	$136,386,057	57
Consumer Cyclical	0.6%	$810,368	1
Energy	0.4%	$547,895	1
Industrials	0.3%	$461,723	1

Last Quarter's Activity

Export CSV

Sep 30, 2026 vs Jun 30, 2026

Added To

Positions the filer increased

25 positions

Ticker	Company	Δ Shares	Shares	Value
IDEV	iShares Core MSCI International Developed Markets ETF	+24,635	46,945	$4,200,638
SCHZ	Schwab U.S. Aggregate Bond ETF	+20,719	117,189	$2,589,876
BND	VANGUARD TOTAL BOND MARKET INDEX FUND	+10,430	120,921	$8,482,608
USIG	iShares Broad USD Investment Grade Corporate Bond ETF	+10,287	81,420	$3,965,968
SCHO	Schwab Short-Term U.S. Treasury ETF	+9,650	56,775	$1,354,651
SPHY	State Street(R) SPDR(R) Portfolio High Yield Bond ETF	+7,292	156,055	$3,525,282
HYMB	State Street(R) SPDR Nuveen ICE High Yield Municipal Bond ETF	+6,860	40,719	$955,674
SCHP	Schwab U.S. TIPS ETF	+6,788	130,409	$3,277,178
MUB	iShares National Muni Bond ETF	+6,644	53,200	$5,378,520
BNDX	Vanguard Total International Bond ETF	+6,460	108,289	$5,075,505
CGCB	Capital Group Fixed Income ETF Trust	+2,921	12,576	$314,148
VTIP	VANGUARD SHORT-TERM INFLATION-PROTECTED SECURITIES INDEX FUND	+2,850	21,041	$1,035,638
SCHM	Schwab U.S. Mid-Cap ETF	+2,792	51,304	$1,745,362
EMLC	VanEck J.P. Morgan EM Local Currency Bond ETF	+2,497	75,510	$1,874,913
SUB	iShares Short-Term National Muni Bond ETF	+2,214	36,637	$3,830,031
PAAA	PGIM AAA CLO ETF	+1,731	63,470	$3,255,376
SPEU	State Street(R) SPDR(R) Portfolio Europe ETF	+1,373	21,143	$1,135,590
SCHC	Schwab International Small-Cap Equity ETF	+1,260	19,288	$959,385
VWOB	VANGUARD EMERGING MARKETS GOVERNMENT BOND INDEX FUND	+1,010	31,220	$1,970,918
IEMG	iShares Trust	+905	25,054	$0
SCHV	Schwab U.S. Large-Cap Value ETF	+738	54,697	$1,821,957
SPEM	State Street(R) SPDR(R) Portfolio Emerging Markets ETF	+726	13,708	$709,526
EBND	State Street(R) SPDR(R) Bloomberg Emerging Markets Local Bond ETF	+666	11,537	$237,662
JPST	JPMorgan Ultra-Short Income ETF	+536	5,009	$252,303
MBB	iShares MBS ETF	+528	19,128	$1,714,251
No positions match the current search.

Trimmed

Positions the filer reduced

20 positions

Ticker	Company	Δ Shares	Shares	Value
SCHX	Schwab U.S. Large-Cap ETF	−91,828	310,116	$9,303,480
VEA	Vanguard FTSE Developed Markets ETF	−56,187	134,296	$9,482,640
SCHA	Schwab U.S. Small-Cap ETF	−34,189	132,073	$4,309,541
SEIV	SEI Enhanced U.S. Large Cap Value Factor ETF	−10,346	102,124	$5,013,267
SEIQ	SEI Enhanced U.S. Large Cap Quality Factor ETF	−6,499	60,347	$2,477,244
VWO	VANGUARD EMERGING MARKETS STOCK INDEX FUND	−6,089	81,145	$4,812,709
DUHP	Dimensional US High Profitability ETF	−5,983	39,273	$1,645,931
SEIM	SEI Enhanced U.S. Large Cap Momentum Factor ETF	−4,967	93,915	$5,049,809
VTEB	VANGUARD TAX-EXEMPT BOND INDEX FUND	−3,577	109,025	$5,163,424
HYD	VanEck High Yield Muni ETF	−1,197	20,495	$984,374
BCI	abrdn Bloomberg All Commodity Strategy K-1 Free ETF	−933	99,549	$2,575,332
VUG	VANGUARD GROWTH INDEX FUND	−508	32,358	$2,915,779
IEFA	iShares Core MSCI EAFE ETF	−316	11,556	$1,119,545
MCD	Mcdonalds Corp	−244	3,509	$810,368
DFUS	Dimensional U.S. Equity Market ETF	−93	19,287	$1,601,399
DFIV	Dimensional International Value ETF	−48	9,041	$505,030
VBK	VANGUARD SMALL-CAP GROWTH INDEX FUND	−47	1,684	$568,905
VTV	VANGUARD VALUE INDEX FUND	−36	14,383	$3,107,878
VBR	VANGUARD SMALL-CAP VALUE INDEX FUND	−32	2,884	$666,290
DFAS	Dimensional U.S. Small Cap ETF	−3	5,794	$448,571
No positions match the current search.

New Positions

Positions the filer opened this quarter

2 positions

Ticker	Company	Shares	Value
SEUS		270,445	$6,904,460
ANGU	Sei Exchange Traded Funds	11,805	$298,666
No positions match the current search.

Sold Out

Positions the filer fully exited

1 positions

Ticker	Company	Shares	Value	Open
—		962	$212,794
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

60 tracked positions · $138,206,043 total · filing declares 61 positions · $144,158,441 · as of Sep 30, 2026

All sectors Consumer Cyclical Energy Industrials

Showing 1–50 of 60 positions by value · page 1 of 2

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	% of Portfolio
VEA	Vanguard FTSE Developed Markets ETF	Reduced	134,296	-56,187	$9,482,640	−30.1%	6.86%
SCHX	Schwab U.S. Large-Cap ETF	Reduced	310,116	-91,828	$9,303,480	−21.4%	6.73%
BND	VANGUARD TOTAL BOND MARKET INDEX FUND	Added	120,921	+10,430	$8,482,608	+4.6%	6.14%
SEUS		NEW	270,445	NEW	$6,904,460	NEW	5.00%
MUB	iShares National Muni Bond ETF	Added	53,200	+6,644	$5,378,520	+7.3%	3.89%
VTEB	VANGUARD TAX-EXEMPT BOND INDEX FUND	Reduced	109,025	-3,577	$5,163,424	−9.3%	3.74%
BNDX	Vanguard Total International Bond ETF	Added	108,289	+6,460	$5,075,505	+2.9%	3.67%
SEIM	SEI Enhanced U.S. Large Cap Momentum Factor ETF	Reduced	93,915	-4,967	$5,049,809	−9.0%	3.65%
SEIV	SEI Enhanced U.S. Large Cap Value Factor ETF	Reduced	102,124	-10,346	$5,013,267	−7.1%	3.63%
VWO	VANGUARD EMERGING MARKETS STOCK INDEX FUND	Reduced	81,145	-6,089	$4,812,709	−7.6%	3.48%
SCHA	Schwab U.S. Small-Cap ETF	Reduced	132,073	-34,189	$4,309,541	−28.3%	3.12%
IDEV	iShares Core MSCI International Developed Markets ETF	Added	46,945	+24,635	$4,200,638	+111.5%	3.04%
USIG	iShares Broad USD Investment Grade Corporate Bond ETF	Added	81,420	+10,287	$3,965,968	+8.7%	2.87%
SUB	iShares Short-Term National Muni Bond ETF	Added	36,637	+2,214	$3,830,031	+4.5%	2.77%
SPHY	State Street(R) SPDR(R) Portfolio High Yield Bond ETF	Added	156,055	+7,292	$3,525,282	+1.1%	2.55%
SCHP	Schwab U.S. TIPS ETF	Added	130,409	+6,788	$3,277,178	+0.0%	2.37%
PAAA	PGIM AAA CLO ETF	Added	63,470	+1,731	$3,255,376	+2.8%	2.36%
VTV	VANGUARD VALUE INDEX FUND	Reduced	14,383	-36	$3,107,878	−1.1%	2.25%
VUG	VANGUARD GROWTH INDEX FUND	Reduced	32,358	-508	$2,915,779	+3.0%	2.11%
SCHZ	Schwab U.S. Aggregate Bond ETF	Added	117,189	+20,719	$2,589,876	+16.1%	1.87%
BCI	abrdn Bloomberg All Commodity Strategy K-1 Free ETF	Reduced	99,549	-933	$2,575,332	+14.7%	1.86%
SEIQ	SEI Enhanced U.S. Large Cap Quality Factor ETF	Reduced	60,347	-6,499	$2,477,244	−6.0%	1.79%
SCHG	Schwab U.S. Large-Cap Growth ETF	Added	64,911	+254	$2,332,252	+6.6%	1.69%
VWOB	VANGUARD EMERGING MARKETS GOVERNMENT BOND INDEX FUND	Added	31,220	+1,010	$1,970,918	−3.0%	1.43%
EMLC	VanEck J.P. Morgan EM Local Currency Bond ETF	Added	75,510	+2,497	$1,874,913	+0.5%	1.36%
SCHV	Schwab U.S. Large-Cap Value ETF	Added	54,697	+738	$1,821,957	−3.0%	1.32%
SCHM	Schwab U.S. Mid-Cap ETF	Added	51,304	+2,792	$1,745,362	−2.4%	1.26%
MBB	iShares MBS ETF	Added	19,128	+528	$1,714,251	−2.5%	1.24%
DUHP	Dimensional US High Profitability ETF	Reduced	39,273	-5,983	$1,645,931	−12.8%	1.19%
DFUS	Dimensional U.S. Equity Market ETF	Reduced	19,287	-93	$1,601,399	+0.8%	1.16%
SCHO	Schwab Short-Term U.S. Treasury ETF	Added	56,775	+9,650	$1,354,651	+19.1%	0.98%
USMV	iShares MSCI USA Min Vol Factor ETF	Added	12,002	+281	$1,169,474	+3.4%	0.85%
SPEU	State Street(R) SPDR(R) Portfolio Europe ETF	Added	21,143	+1,373	$1,135,590	+4.7%	0.82%
IEFA	iShares Core MSCI EAFE ETF	Reduced	11,556	-316	$1,119,545	−2.4%	0.81%
VTIP	VANGUARD SHORT-TERM INFLATION-PROTECTED SECURITIES INDEX FUND	Added	21,041	+2,850	$1,035,638	+13.3%	0.75%
HYD	VanEck High Yield Muni ETF	Reduced	20,495	-1,197	$984,374	−11.9%	0.71%
SCHC	Schwab International Small-Cap Equity ETF	Added	19,288	+1,260	$959,385	+10.6%	0.69%
HYMB	State Street(R) SPDR Nuveen ICE High Yield Municipal Bond ETF	Added	40,719	+6,860	$955,674	+10.9%	0.69%
MCD	Mcdonalds Corp Consumer Cyclical	Reduced	3,509	-244	$810,368	−20.1%	0.59%
SELV	SEI Enhanced Low Volatility U.S. Large Cap ETF	Added	22,940	+204	$773,536	+4.1%	0.56%
SPEM	State Street(R) SPDR(R) Portfolio Emerging Markets ETF	Added	13,708	+726	$709,526	+5.6%	0.51%
DXJ	WisdomTree Japan Hedged Equity Fund	Added	3,738	+109	$674,895	+7.2%	0.49%
VBR	VANGUARD SMALL-CAP VALUE INDEX FUND	Reduced	2,884	-32	$666,290	−6.0%	0.48%
GMF	State Street(R) SPDR(R) S&P(R) Emerging Asia Pacific ETF	Added	3,899	+301	$608,867	+7.8%	0.44%
TFLR	T. Rowe Price Floating Rate ETF	Added	11,717	+467	$591,708	+4.3%	0.43%
VBK	VANGUARD SMALL-CAP GROWTH INDEX FUND	Reduced	1,684	-47	$568,905	−10.1%	0.41%
CVX	Chevron Corp Energy	Added	2,683	+5	$547,895	+23.4%	0.40%
CLIP	Global X 1-3 Month T-Bill ETF	Added	5,210	+392	$522,771	+8.1%	0.38%
DFIV	Dimensional International Value ETF	Reduced	9,041	-48	$505,030	+2.9%	0.37%
NOC	Northrop Grumman Corp Industrials	Held	955	0	$461,723	−5.1%	0.33%

Showing the top 50 of 60 positions. Create a free account to see every position, past quarters, search, filters and CSV export.

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.