TFLR · T. Rowe Price Floating Rate ETF · Holdings ETF

$50.31 -0.04 (-0.08%) At close · Oct 22

Volume · Oct 22 79.92K Avg daily vol (3M) 133.06K

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP →

Institutional holdings are being reconciled with SEC filings. Holder totals and changes may be incomplete until reconciliation finishes.

Quarter:

Holders: 34

Total Value: $110,813,555

Total Shares: 2,194,328

Institutional Ownership Trend

16 quarters

Holder Concentration

Across 34 13F filers · Δ vs Jun 30, 2026

Top Holder

17.5%

−3.9 pts

Top 5

60.1%

+16.0 pts

Top 10

89.9%

+32.3 pts

HHI

978

Broadly held+282

Who Holds TFLR

Last 8 quarters through Sep 30, 2026 (filing window open)

Each kind of 13F filer's share of the common shares 13F filers report. Holder type comes from regulatory records, never the filer's name; style, turnover and horizon are measured from each filer's own 13F book. The quarter selector does not change this card.

Jun 30, 2026, the newest closed quarter: 113 filers, like-for-like change +28.2%; actively managed books +30.5%; index-like books -27.3%.

Holder type	Share	Filers	Change	New	Exited
Registered adviser	40.0%	66	+29.6%	13	3
Bank	3.8%	5	+30.1%	1	1
Broker-dealer	1.0%	1	+229.4%	0	0
Holding company	25.4%	7	+20.9%	0	0
Unknown	29.9%	34	+30.0%	6	6

Style	Share	Filers	Change	New	Exited
Index-like	2.2%	3	-27.3%	0	0
Systematic-like	0.6%	2	+25.6%	1	0
Concentrated	17.9%	32	+54.8%	10	4
Diversified active	79.3%	76	+26.0%	9	6
Not measured	0.0%	0	—	0	0
Unknown	0.0%	0	—	0	0

Turnover	Share	Filers	Change	New	Exited
Low turnover	75.2%	80	+29.5%	16	6
Medium turnover	17.2%	18	+38.2%	2	3
High turnover	3.2%	5	-15.8%	1	1
Unknown	4.4%	10	+18.8%	1	0
Not measured	0.0%	0	—	0	0

Holding horizon	Share	Filers	Change	New	Exited
Short horizon	4.3%	9	+2.1%	1	1
Medium horizon	23.4%	27	+28.5%	3	4
Long horizon	64.7%	73	+25.0%	14	5
Unknown	7.5%	4	+100.0%	2	0
Not measured	0.0%	0	—	0	0

13F book size	Share	Filers	Change	New	Exited
Under $1B	25.0%	43	+28.1%	7	6
$1B to $10B	17.2%	34	+44.7%	9	3
$10B to $100B	11.8%	20	+18.4%	3	0
$100B or more	46.0%	16	+25.5%	1	1
Not measured	0.0%	0	—	0	0

Client base	Share	Filers	Change	New	Exited
Individuals and high net worth	38.2%	62	+29.8%	13	3
Pooled investment vehicles	0.5%	1	+13.5%	0	0
Pension and profit sharing plans	0.2%	1	+11.0%	0	0
Other investment advisers	1.1%	1	+33.8%	0	0
Diversified	0.0%	0	—	0	0
Registered funds and BDCs	0.0%	0	—	0	0
Unknown	60.0%	48	+27.3%	7	7

Private funds	Share	Filers	Change	New	Exited
Hedge funds	0.6%	2	+22.6%	1	1
Private equity funds	2.6%	3	-6.7%	0	0
Real estate funds	0.0%	1	0.0%	0	0
Other private funds	0.7%	1	+95.5%	0	0
No private funds	36.0%	58	+32.5%	12	2
Unknown	60.0%	48	+27.3%	7	7

Location	Share	Filers	Change	New	Exited
United States	99.7%	111	+27.8%	20	10
Outside the US	0.3%	2	+503.8%	0	0

The Sep 30, 2026 filing window is still open, so its bar shows only the filers that have filed so far.

How the mix is measured

Shares are 13F common shares restated to today's split basis; options and principal amounts are left out. The change compares only filers with a 13F in both quarters and keeps each filer in its bucket of the later quarter on both sides; a filer that continues under a new CIK is compared through its successor. Holder type comes from each filer's current regulatory profile; client base and private funds come from the Form ADV roster current at each quarter end (rosters from December 2019, so an earlier quarter reads Unknown). Style, turnover, horizon and book size are measured from each filer's 13F book in the newest measured quarter, and Not measured means none was. Actively managed books are those measured systematic-like, concentrated or diversified active.

Excluded 3 holders with no observed 2026-03-31 13F and 2 holders with no observed 2026-06-30 13F.

Conviction and Crowding

113 13F filers, quarter ended Jun 30, 2026

Measured across every 13F filer's common-share book once the quarter's filing window closed. Crowding counts filers with high turnover or that advise private funds on Form ADV.

Conviction holders

11.5% of filers hold it in their top 10

Mar 31, 2026: 15

Holders above 5%

median weight 0.011%

Mar 31, 2026: 0

Crowding

—

shares outstanding is an issuer-wide count, not one listing's

Private-fund advisers

—

of shares outstanding

Institutional ownership

—

shares outstanding is an issuer-wide count, not one listing's

Top 10 holders

57.6%

of 13F shares, Herfindahl 0.070

Active holders

+30.5%

like-for-like share change of active filers

5% stakes on record

0 13D, 0 13G

How long holders have held it value-weighted 5.2 quarters

Under 1 year 45.0% 1 to 3 years 53.0% 3 years or more 2.04% Since coverage start 0.000%

Managers in the top fifth by current three-year FundScore alpha were net buyers of $0 (0 buying, 0 selling).

Estimated Holder Cost Basis

Quarter ended Jun 30, 2026, on that quarter's share basis

Estimated, never filed: each 13F buy is costed at its quarter's average traded price and each sale keeps the average cost, so this is what holders paid on average if they traded evenly through each quarter.

Estimated avg cost

$51.11

estimated per share

Mar 31, 2026: $51.23

Quarter-end price

$50.41

implied by 13F values

Estimated gain or loss

-1.4%

price against the estimated cost

Estimated at a loss

100.0%

of costed 13F value

Estimated cost covers 92.9% of the 13F shares; positions already held when a filer's 13F history starts, or bought in a quarter without a trusted average price, have no estimate.

Quarterly Activity

vs Jun 30, 2026

New

Increased

Decreased

Sold Out

Unchanged

New and Sold Out count only filers that reported a 13F for both quarters: a first-time filer's book is not a buy, and a fund that has not filed, or withheld its positions under confidential treatment, has not sold.

Holder count: -80

Institutional value: -72.3%

Shares held: -72.4%

Top Buyers

vs Jun 30, 2026

Institution	Added	Now Holds
Small NESTEGG ADVISORS, INC.	+63,334	227,349
Small Flavin Financial Services, Inc.	+49,176	204,909
Large DAVENPORT & Co LLC	+21,657	30,654
Small My Personal CFO, LLC	+11,983	195,175
Large WEALTH ENHANCEMENT ADVISORY SERVICES, LLC	+11,195	128,141

Top Sellers

vs Jun 30, 2026

Institution	Sold	Now Holds
Small Insight Wealth Strategies, LLC	−174,229	383,452
Mid SteelPeak Wealth, LLC	−23,036	153,245
Small Tempus Wealth Planning, LLC	−4,379	6,078
Small True Wealth Design, LLC	−779	27,026
Large ASSETMARK, INC	−6	12

Top New Positions

vs Jun 30, 2026

Institution	Acquired	Value (USD)
Mid Onyx Bridge Wealth Group LLC	307,285	$15,517,892
Mid Magnus Financial Group LLC	13,674	$690,537
Large Concurrent Investment Advisors, LLC	12,271	$619,685
Small Tactive Advisors, LLC	11,553	$583,426
Small Riverbend Wealth Management, LLC	8,281	$418,190

Top Sold-Out Positions

vs Jun 30, 2026

Institution	Previously Held	Last Value (USD)
Mid Fifth Third Securities, Inc.	4,871	$245,547
Mid CoreCap Advisors, LLC	622	$31,355
Mid AdvisorNet Financial, Inc	249	$12,552
Micro THURSTON, SPRINGER, MILLER, HERD & TITAK, INC.	150	$7,561
Mid Blue Trust, Inc.	53	$2,671

Filter: New 9 Increased 16 Reduced 6 Sold out 6 Unchanged 3

Holder type: Registered adviser 21 Unknown 13

Showing 34 of 34

All Common Calls Puts

Compact Export CSV

Holder

Value (USD)

% of 13F

Insight Wealth Strategies, LLC TFLR

$19,364,326

17.47%

383,452

Onyx Bridge Wealth Group LLC TFLR

$15,517,892

14.00%

307,285

NESTEGG ADVISORS, INC. TFLR

$11,481,124

10.36%

227,349

Flavin Financial Services, Inc. TFLR

$10,347,904

9.34%

204,909

My Personal CFO, LLC TFLR

$9,856,337

8.89%

195,175

Matrix Trust Co TFLR

$8,618,027

7.78%

170,654

SteelPeak Wealth, LLC TFLR

$7,738,872

6.98%

153,245

Bridgelight Financial Advisors, Inc. TFLR

$7,283,059

6.57%

144,219

WEALTH ENHANCEMENT ADVISORY SERVICES, LLC TFLR

$6,471,120

5.84%

128,141

River Street Advisors LLC TFLR

$2,902,336

2.62%

57,472

Farther Finance Advisors, LLC TFLR

$1,927,837

1.74%

38,175

DAVENPORT & Co LLC TFLR

$1,548,027

1.40%

30,654

True Wealth Design, LLC TFLR

$1,364,813

1.23%

27,026

Dynamic Advisor Solutions LLC TFLR

$1,256,793

1.13%

24,887

Magnus Financial Group LLC TFLR

$690,537

0.62%

13,674

Concurrent Investment Advisors, LLC TFLR

$619,685

0.56%

12,271

Tactive Advisors, LLC TFLR

$583,426

0.53%

11,553

TD Waterhouse Canada Inc. TFLR

$525,200

0.47%

10,400

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
TORONTO DOMINION BANK	10,400	$525,200	100.0%	Defined

IFP Advisors, Inc TFLR

$440,107

0.40%

8,715

Riverbend Wealth Management, LLC TFLR

$418,190

0.38%

8,281

Tempus Wealth Planning, LLC TFLR

$306,939

0.28%

6,078

INDEPENDENT FINANCIAL GROUP, LLC TFLR

$281,133

0.25%

5,567

Retirement Planning Group, LLC TFLR

$258,206

0.23%

5,113

Cottage Street Advisors LLC TFLR

$247,248

0.22%

4,896

Perigon Wealth Management, LLC TFLR

$244,975

0.22%

4,851

FLAGSTAR ADVISORS INC TFLR

$240,279

0.22%

4,758

OLD SECOND NATIONAL BANK OF AURORA TFLR

$129,785

0.12%

2,570

PRIVATE TRUST CO NA TFLR

$95,596

0.09%

1,893

BROWN, LISLE/CUMMINGS, INC. TFLR

$20,200

0.02%

400

Meriwether Wealth & Planning, LLC TFLR

$16,109

0.01%

319

Cape Investment Advisory, Inc. TFLR

$13,433

0.01%

266

Triumph Capital Management TFLR

$1,919

0.00%

TRUST CO OF TOLEDO NA /OH/ TFLR

$1,515

0.00%

ASSETMARK, INC TFLR

$606

0.00%

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Fifth Third Bank, National Association	4,871	$245,547	100.0%	Defined