Occidental Asset Management, LLC
Filing Date
Global Rank
#2,520
/ 8,827
▲ 67
· as of Jun 2026
Top Industry
Semiconductors
22.1%
Period ended 38 days ago
Filed Nov 5, 2026 · 2d
27 quarters · since Mar 2020
Regulatory profile
From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.
Holder type
Unknown
Portfolio style
Measured from the filed 13F common-share book for Jun 30, 2026, the newest measured quarter, never from the firm's own description.
Style
Diversified active
Top 10 weight 53.0%, 17.6 effective positions, active share 58.6% against every 13F filer's combined book; it meets none of the index-like, systematic-like or concentrated tests
Turnover
Low turnover
15.6% over the last four quarters (under 30%)
Horizon
Long horizon
Value-weighted holding period 19.3 quarters (12+), a floor since 53.4% of the book was already held when coverage starts
Closest benchmark: every 13F filer's combined book, active share 58.6%; sector active share 30.4% against the combined 13F book's sector weights.
Over time 26 measured quarters
How the bands are measured
Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.
Clone Performance
Build a hypothetical price-return history from this filer's public 13F holdings.
View clone backtestPortfolio Concentration
375 tracked positions · as of Sep 30, 2026 · Δ vs Jun 30, 2026Top Position
15.9%
−3.3 pts
Top 5
45.0%
+2.5 pts
Top 10
54.6%
+1.6 pts
HHI
533
Diversified−37
Portfolio Trend
27 quarters · across all stocks
Sector Breakdown
As of Sep 30, 2026| Sector | % Portfolio | Value |
|---|---|---|
| Unclassified | 38.8% | $439,418,544 |
| Technology | 32.1% | $363,485,008 |
| Healthcare | 5.1% | $57,887,025 |
| Financial Services | 5.0% | $57,112,267 |
| Communication Services | 4.8% | $54,933,531 |
| Industrials | 4.2% | $47,622,501 |
| Consumer Cyclical | 2.7% | $30,221,248 |
| Basic Materials | 2.2% | $25,022,489 |
| Consumer Defensive | 1.9% | $21,664,468 |
| Energy | 1.5% | $17,250,769 |
| Utilities | 1.3% | $14,750,663 |
| Real Estate | 0.4% | $4,317,490 |
Last Quarter's Activity
Export CSVAdded To
Positions the filer increased
25 positions
| Ticker | Company | Δ Shares | Shares | Value | Open |
|---|---|---|---|---|---|
| NVDA | Nvidia Corp | +191,015 | 523,163 | $119,479,965 | |
| BNDC | FlexShares Trust | +80,121 | 983,263 | $20,719,317 | |
| SPIB | State Street(R) SPDR(R) Portfolio Intermediate Term Corporate Bond ETF | +68,086 | 910,484 | $29,390,423 | |
| SPSB | State Street(R) SPDR(R) Portfolio Short Term Corporate Bond ETF | +67,281 | 928,178 | $27,464,787 | |
| AAPL | Apple Inc. | +46,523 | 229,890 | $76,557,967 | |
| FBND | Fidelity Total Bond ETF | +37,078 | 467,978 | $20,263,447 | |
| SGOV | iShares 0-3 Month Treasury Bond ETF | +30,514 | 225,441 | $22,697,399 | |
| IAGG | iShares Core International Aggregate Bond ETF | +26,094 | 300,894 | $14,803,984 | |
| MINT | PIMCO Enhanced Short Maturity Active Exchange-Traded Fund | +20,674 | 31,477 | $3,165,012 | |
| FLOT | iShares Floating Rate Bond ETF | +19,512 | 540,134 | $27,573,840 | |
| FUMB | First Trust Ultra Short Duration Municipal ETF | +19,412 | 60,938 | $1,212,666 | |
| SFLR | +18,205 | 40,199 | $1,565,751 | ||
| T | At&T Inc. | +18,052 | 227,832 | $5,559,100 | |
| HYG | iShares iBoxx $ High Yield Corporate Bond ETF | +17,689 | 168,768 | $13,030,577 | |
| EMB | iShares J.P. Morgan USD Emerging Markets Bond ETF | +17,007 | 153,133 | $13,910,601 | |
| XLF | State Street Corp | +14,039 | 31,165 | $0 | |
| EMCB | WisdomTree Emerging Markets Corporate Bond Fund | +13,339 | 190,274 | $12,156,605 | |
| WFC | Wells Fargo & Company | +12,900 | 19,660 | $1,573,783 | |
| CGSM | Capital Group Short Duration Municipal Income ETF | +12,000 | 21,000 | $539,910 | |
| VWO | VANGUARD EMERGING MARKETS STOCK INDEX FUND | +11,320 | 48,922 | $2,901,563 | |
| DDSQ | +9,537 | 21,859 | $469,531 | ||
| D | Dominion Energy, Inc | +7,147 | 102,647 | $6,212,196 | |
| MSFT | Microsoft Corp | +6,595 | 91,863 | $47,116,532 | |
| GPIX | Goldman Sachs S&P 500 Premium Income ETF | +6,590 | 25,959 | $1,449,290 | |
| MNST | Monster Beverage Corp | +6,585 | 14,402 | $599,411 | |
| No positions match the current search. | |||||
Trimmed
Positions the filer reduced
25 positions
| Ticker | Company | Δ Shares | Shares | Value | Open |
|---|---|---|---|---|---|
| XLE | State Street(R) Energy Select Sector SPDR(R) ETF | −18,243 | 7,871 | $484,066 | |
| MPC | Marathon Petroleum Corp | −13,507 | 3,288 | $1,300,140 | |
| MO | Altria Group, Inc. | −12,543 | 11,251 | $757,642 | |
| NFG | National Fuel Gas Co | −10,016 | 3,000 | $227,580 | |
| IEMG | iShares Trust | −7,953 | 13,165 | $0 | |
| OKTA | Okta, Inc. | −4,959 | 27,940 | $5,842,533 | |
| GLW | Corning Inc | −4,829 | 9,161 | $1,408,595 | |
| RTX | RTX Corp | −4,327 | 8,338 | $1,547,949 | |
| AMAT | Applied Materials Inc | −2,868 | 8,978 | $4,591,169 | |
| IEFA | iShares Core MSCI EAFE ETF | −2,321 | 8,750 | $847,700 | |
| IJR | iShares Core S&P Small-Cap ETF | −1,915 | 4,539 | $617,485 | |
| DDFM | −1,845 | 11,750 | $236,580 | ||
| DELL | Dell Technologies Inc. | −1,685 | 37,236 | $20,031,106 | |
| SPDW | State Street(R) SPDR(R) Portfolio Developed World ex-US ETF | −1,506 | 128,156 | $6,434,712 | |
| IWS | iShares Russell Mid-Cap Value ETF | −1,487 | 91,100 | $14,643,414 | |
| ORCL | Oracle Corp | −1,215 | 5,114 | $702,152 | |
| IVE | iShares S&P 500 Value ETF | −1,154 | 66,219 | $15,116,473 | |
| AOD | abrdn Total Dynamic Dividend Fund | −1,135 | 19,002 | $193,060 | |
| XLU | State Street(R) Utilities Select Sector SPDR(R) ETF | −1,112 | 5,719 | $225,557 | |
| SPYG | State Street(R) SPDR(R) Portfolio S&P 500(R) Growth ETF | −1,049 | 76,682 | $9,438,020 | |
| PEP | Pepsico Inc | −986 | 7,730 | $979,545 | |
| XLY | State Street(R) Consumer Discretionary Select Sector SPDR(R) ETF | −980 | 8,249 | $897,821 | |
| — | −910 | 9,763 | $0 | ||
| VUG | VANGUARD GROWTH INDEX FUND | −858 | 18,205 | $1,640,452 | |
| DDFN | −800 | 32,057 | $657,655 | ||
| No positions match the current search. | |||||
New Positions
Positions the filer opened this quarter
25 positions
| Ticker | Company | Shares | Value | Open |
|---|---|---|---|---|
| IGHG | ProShares Investment Grade-Interest Rate Hedged | 200,175 | $15,561,604 | |
| DDFS | 44,903 | $1,001,785 | ||
| BA | Boeing Co | 4,165 | $774,898 | |
| VB | Vanguard Index Funds | 2,605 | $741,096 | |
| XBJL | 16,641 | $681,884 | ||
| DDFL | 27,875 | $603,075 | ||
| IJUL | 14,454 | $522,212 | ||
| UJUL | 12,517 | $517,953 | ||
| WDC | Western Digital Corp | 1,131 | $513,994 | |
| ZAUG | 17,366 | $484,216 | ||
| IBHG | iShares iBonds 2027 Term High Yield and Income ETF | 22,050 | $480,249 | |
| VTEC | Vanguard California Tax-Exempt Bond ETF | 5,000 | $471,400 | |
| DDFZ | 23,849 | $471,210 | ||
| DIVO | Amplify CWP Enhanced Dividend Income ETF | 9,997 | $464,760 | |
| NWSA | News Corp | 16,077 | $460,606 | |
| AVT | Avnet Inc | 4,364 | $436,181 | |
| PLXS | Plexus Corp | 1,618 | $422,217 | |
| DDTZ | 19,430 | $385,296 | ||
| MLPA | Global X MLP ETF | 7,126 | $379,388 | |
| IMAR | 12,314 | $375,567 | ||
| HTO | H2o America | 5,809 | $358,008 | |
| VV | VANGUARD LARGE-CAP INDEX FUND | 924 | $325,109 | |
| NGVT | Ingevity Corp | 4,583 | $324,247 | |
| DDFG | 16,433 | $319,868 | ||
| VCIT | VANGUARD INTERMEDIATE-TERM CORPORATE BOND INDEX FUND | 3,979 | $311,595 | |
| No positions match the current search. | ||||
Sold Out
Positions the filer fully exited
18 positions
| Ticker | Company | Shares | Value | Open |
|---|---|---|---|---|
| TLT | iShares 20+ Year Treasury Bond ETF | 183,834 | $15,886,934 | |
| SU | Suncor Energy Inc | 15,231 | $817,600 | |
| STRL | Sterling Infrastructure, Inc. | 318 | $266,916 | |
| NFJ | Virtus Dividend, Interest & Premium Strategy Fund | 15,664 | $237,936 | |
| FSBC | Five Star Bancorp | 4,721 | $229,865 | |
| RCL | Royal Caribbean Cruises Ltd | 713 | $226,398 | |
| BN | BROOKFIELD Corp | 5,029 | $214,185 | |
| — | 4,191 | $213,028 | ||
| UAL | United Airlines Holdings, Inc. | 1,563 | $212,552 | |
| HTB | HomeTrust Bancshares, Inc. | 4,216 | $210,336 | |
| IYF | iShares U.S. Financials ETF | 1,645 | $209,753 | |
| EIX | Edison International | 2,758 | $205,333 | |
| ACLS | Axcelis Technologies Inc | 1,072 | $203,090 | |
| MUNI | PIMCO Intermediate Municipal Bond Active Exchange-Traded Fund | 3,846 | $202,299 | |
| TPR | Tapestry, Inc. | 1,379 | $201,858 | |
| FBRT | Franklin BSP Realty Trust, Inc. | 11,604 | $94,456 | |
| BRSP | BrightSpire Capital, Inc. | 15,870 | $86,491 | |
| IGR | Cbre Global Real Estate Income Fund | 13,824 | $63,728 | |
| No positions match the current search. | ||||
375 tracked positions ·
$1,133,686,003 total
· filing declares
379 positions · $1,155,874,561
· as of Sep 30, 2026
All sectors
Basic Materials
Communication Services
Consumer Cyclical
Consumer Defensive
Energy
Financial Services
Healthcare
Industrials
Real Estate
Technology
Utilities
Showing 1–50
of 375 positions by value
· page 1 of 8
| Ticker | Company | Type | Shares | Value (USD) | % of Portfolio | History |
|---|---|---|---|---|---|---|
| NVDA |
Nvidia Corp
Technology
|
Added | 523,163 | $119,479,965 | 10.54% | |
| AAPL |
Apple Inc.
Technology
|
Added | 229,890 | $76,557,967 | 6.75% | |
| MSFT |
Microsoft Corp
Technology
|
Added | 91,863 | $47,116,532 | 4.16% | |
| SPIB |
State Street(R) SPDR(R) Portfolio Intermediate Term Corporate Bond ETF
|
Added | 910,484 | $29,390,423 | 2.59% | |
| FLOT |
iShares Floating Rate Bond ETF
|
Added | 540,134 | $27,573,840 | 2.43% | |
| SPSB |
State Street(R) SPDR(R) Portfolio Short Term Corporate Bond ETF
|
Added | 928,178 | $27,464,787 | 2.42% | |
| GOOG |
Alphabet Inc.
Communication Services
|
Added | 67,611 | $23,037,772 | 2.03% | |
| SGOV |
iShares 0-3 Month Treasury Bond ETF
|
Added | 225,441 | $22,697,399 | 2.00% | |
| BNDC |
FlexShares Trust
|
Added | 983,263 | $20,719,317 | 1.83% | |
| FBND |
Fidelity Total Bond ETF
|
Added | 467,978 | $20,263,447 | 1.79% | |
| DELL |
Dell Technologies Inc.
Technology
|
Reduced | 37,236 | $20,031,106 | 1.77% | |
| META |
Meta Platforms, Inc.
Communication Services
|
Added | 25,161 | $18,246,253 | 1.61% | |
| IWF |
iShares Russell 1000 Growth ETF
|
Reduced | 140,226 | $17,564,708 | 1.55% | |
| IGHG |
ProShares Investment Grade-Interest Rate Hedged
|
NEW | 200,175 | $15,561,604 | 1.37% | |
| AMZN |
Amazon Com Inc
Consumer Cyclical
|
Added | 61,433 | $15,306,031 | 1.35% | |
| IVE |
iShares S&P 500 Value ETF
|
Reduced | 66,219 | $15,116,473 | 1.33% | |
| IAGG |
iShares Core International Aggregate Bond ETF
|
Added | 300,894 | $14,803,984 | 1.31% | |
| IWS |
iShares Russell Mid-Cap Value ETF
|
Reduced | 91,100 | $14,643,414 | 1.29% | |
| EMB |
iShares J.P. Morgan USD Emerging Markets Bond ETF
|
Added | 153,133 | $13,910,601 | 1.23% | |
| HYG |
iShares iBoxx $ High Yield Corporate Bond ETF
|
Added | 168,768 | $13,030,577 | 1.15% | |
| EMCB |
WisdomTree Emerging Markets Corporate Bond Fund
|
Added | 190,274 | $12,156,605 | 1.07% | |
| JPM |
Jpmorgan Chase & Co
Financial Services
|
Added | 36,242 | $11,989,940 | 1.06% | |
| AMD |
Advanced Micro Devices Inc
Technology
|
Reduced | 19,413 | $11,876,096 | 1.05% | |
| NTAP |
NetApp, Inc.
Technology
|
Added | 54,030 | $11,350,622 | 1.00% | |
| XLK |
State Street(R) Technology Select Sector SPDR(R) ETF
|
Added | 53,552 | $10,482,804 | 0.92% | |
| SPYG |
State Street(R) SPDR(R) Portfolio S&P 500(R) Growth ETF
|
Reduced | 76,682 | $9,438,020 | 0.83% | |
| IJS |
iShares S&P Small-Cap 600 Value ETF
|
Reduced | 68,971 | $8,835,185 | 0.78% | |
| WMT |
Walmart Inc.
Consumer Defensive
|
Added | 84,879 | $8,820,625 | 0.78% | |
| MRK |
Merck & Co., Inc.
Healthcare
|
Added | 60,224 | $8,751,149 | 0.77% | |
| MS |
Morgan Stanley
Financial Services
|
Added | 45,958 | $8,643,780 | 0.76% | |
| CAT |
Caterpillar Inc
Industrials
|
Added | 10,498 | $8,511,673 | 0.75% | |
| V |
Visa Inc.
Financial Services
|
Added | 23,674 | $8,506,778 | 0.75% | |
| CRM |
Salesforce, Inc.
Technology
|
Added | 35,200 | $8,080,864 | 0.71% | |
| MU |
Micron Technology Inc
PUT
+ SHARES
Technology
|
Added | 8,252 | $8,054,325 | 0.71% | |
| QCOM |
Qualcomm Inc
Technology
|
Added | 42,816 | $7,879,856 | 0.70% | |
| RS |
Reliance, Inc.
Basic Materials
|
Added | 20,280 | $7,802,730 | 0.69% | |
| FNDF |
Schwab Fundamental International Equity ETF
|
Added | 145,075 | $7,797,781 | 0.69% | |
| AMGN |
Amgen Inc
Healthcare
|
Added | 18,338 | $7,729,650 | 0.68% | |
| SCCO |
Southern Copper Corp
Basic Materials
|
Added | 36,915 | $7,484,900 | 0.66% | |
| IWO |
iShares Russell 2000 Growth ETF
|
Reduced | 20,073 | $7,164,053 | 0.63% | |
| SPYV |
State Street(R) SPDR(R) Portfolio S&P 500(R) Value ETF
|
Added | 115,986 | $7,090,224 | 0.63% | |
| IMTM |
iShares MSCI Intl Momentum Factor ETF
|
Added | 131,437 | $6,917,529 | 0.61% | |
| DGX |
Quest Diagnostics Inc
Healthcare
|
Added | 29,622 | $6,903,999 | 0.61% | |
| CAH |
Cardinal Health Inc
Healthcare
|
Added | 29,030 | $6,459,175 | 0.57% | |
| SPDW |
State Street(R) SPDR(R) Portfolio Developed World ex-US ETF
|
Reduced | 128,156 | $6,434,712 | 0.57% | |
| HUBB |
Hubbell Inc
Industrials
|
Added | 14,130 | $6,409,368 | 0.57% | |
| BKR |
Baker Hughes Co
Energy
|
Added | 114,089 | $6,263,486 | 0.55% | |
| D |
Dominion Energy, Inc
Utilities
|
Added | 102,647 | $6,212,196 | 0.55% | |
| STX |
Seagate Technology Holdings plc
PUT
+ SHARES
Technology
|
Added | 6,819 | $6,206,775 | 0.55% | |
| COR |
Cencora, Inc.
Healthcare
|
Added | 20,468 | $6,145,517 | 0.54% |
Showing the top 50 of 375 positions. Create a free account to see every position, past quarters, search, filters and CSV export.
Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.