Stratos Investment Management, LLC

Registered adviser

CIK

1707206

Location

BEACHWOOD, OH

Portfolio Value

Mid $2,740,771,890

Diversification

Diversified

Filing Date

Global Rank

#1,320 / 8,827 ▼ 26

Top Industry

Semiconductors 14.8%

Period ended 4 months ago

Filed Aug 11, 2026 · 3mo

26 quarters · since Mar 2020

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Registered adviser

Form ADV roster, Nov 1, 2026

Form ADV adviser

CRD 283850

Roster of Nov 1, 2026

Regulatory AUM

$3,311,686,422

Main clients

Other investment advisers (100% of AUM)

Form ADV history

Monthly rosters from Dec 2019; each row is a run with the same figures, newest first.

Rosters	Regulatory AUM	Main clients
Apr 2026 to Nov 2026	$3,311,686,422	Other investment advisers (100%)
Apr 2025 to Mar 2026	$2,442,199,672	Other investment advisers (100%)
Apr 2024 to Mar 2025	$1,521,712,937	Other investment advisers (100%)
May 2023 to Mar 2024	$1,138,007,669	Other investment advisers (100%)
Apr 2023	$1,138,007,669	Other investment advisers (100%)
Apr 2022 to Mar 2023	$1,246,502,252	Other investment advisers (100%)

3 earlier changes not shown.

Portfolio style

Measured from the filed 13F common-share book for Jun 30, 2026, never from the firm's own description.

Style

Diversified active

Top 10 weight 57.4%, 14.9 effective positions, active share 67.1% against every 13F filer's combined book; it meets none of the index-like, systematic-like or concentrated tests

Turnover

Low turnover

15.5% over the last four quarters (under 30%)

Horizon

Long horizon

Value-weighted holding period 14.8 quarters (12+), a floor since 31.9% of the book was already held when coverage starts

Closest benchmark: every 13F filer's combined book, active share 67.1%; sector active share 60.4% against the combined 13F book's sector weights.

Over time 26 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

View clone backtest

Portfolio Concentration

379 tracked positions · as of Jun 30, 2026 · Δ vs Mar 31, 2026

Top Position

17.2%

−0.2 pts

Top 5

45.0%

−0.4 pts

Top 10

57.4%

−0.7 pts

HHI

673

Diversified−2

Portfolio Trend

26 quarters · across all stocks

Sector Breakdown

As of Jun 30, 2026

Sector	% Portfolio	Value	Positions
Unclassified	73.3%	$2,009,274,751	190
Technology	9.3%	$254,926,812	38
Financial Services	4.3%	$116,695,123	39
Healthcare	2.9%	$78,276,153	17
Communication Services	2.6%	$70,492,577	9
Industrials	2.5%	$68,926,291	32
Consumer Cyclical	1.7%	$46,012,251	12
Consumer Defensive	1.2%	$31,912,844	11
Basic Materials	0.8%	$20,700,575	8
Energy	0.7%	$19,238,538	10
Utilities	0.7%	$18,601,951	9
Real Estate	0.2%	$5,714,024	4

Last Quarter's Activity

Export CSV

Jun 30, 2026 vs Mar 31, 2026

Added To

Positions the filer increased

25 positions

Ticker	Company	Δ Shares	Shares	Value
FENI	Fidelity Enhanced International ETF	+379,016	715,008	$28,693,271
VUG	VANGUARD GROWTH INDEX FUND	+378,163	459,215	$39,556,780
GVAL	Cambria Global Value ETF	+270,113	678,412	$24,436,400
MGK	VANGUARD MEGA CAP GROWTH INDEX FUND	+102,218	133,753	$11,758,226
SPAB	State Street(R) SPDR(R) Portfolio Aggregate Bond ETF	+100,171	2,369,899	$60,479,822
SDCI	USCF ETF Trust	+99,986	193,548	$5,117,409
ALLW	SSGA Active Trust	+92,182	290,647	$8,507,237
LGOV	First Trust Long Duration Opportunities ETF	+82,078	1,018,281	$21,791,213
DFCF	Dimensional Core Fixed Income ETF	+71,157	2,069,549	$87,355,663
DFAC	Dimensional U.S. Core Equity 2 ETF	+66,954	4,248,964	$188,484,043
BKNG	Booking Holdings Inc.	+50,437	52,442	$9,347,262
VEA	Vanguard FTSE Developed Markets ETF	+45,597	296,208	$21,104,820
IGEB	iShares Investment Grade Systematic Bond ETF	+45,209	1,224,464	$55,235,571
VO	VANGUARD MID-CAP INDEX FUND	+41,069	55,486	$4,470,507
RECS	Columbia Research Enhanced Core ETF	+37,535	2,139,839	$92,612,231
DGRW	WisdomTree U.S. Quality Dividend Growth Fund	+31,145	971,774	$92,921,029
FLRN	State Street(R) SPDR(R) Bloomberg Investment Grade Floating Rate ETF	+30,427	991,167	$30,577,501
IAGG	iShares Core International Aggregate Bond ETF	+28,016	1,021,366	$51,681,119
DFIP	Dimensional Inflation-Protected Securities Portfolio ETF	+24,255	490,315	$20,227,945
DCOR	Dimensional ETF Trust	+23,325	664,264	$54,456,362
DIVO	Amplify CWP Enhanced Dividend Income ETF	+22,728	743,952	$33,998,606
DFIC	Dimensional International Core Equity 2 ETF	+18,903	368,105	$13,715,592
ITOT	iShares Core S&P Total U.S. Stock Market ETF	+18,581	1,047,978	$172,151,346
DDWM	WisdomTree Dynamic International Equity Fund	+18,299	611,848	$28,255,140
LRCX	Lam Research Corp	+18,200	22,090	$9,572,259
No positions match the current search.

Trimmed

Positions the filer reduced

25 positions

Ticker	Company	Δ Shares	Shares	Value
JEPI	JPMorgan Equity Premium Income ETF	−219,215	54,076	$3,054,212
SMTH	ALPS \| Smith Core Plus Bond ETF	−147,751	3,279,310	$84,409,439
COM	Direxion Auspice Broad Commodity Strategy ETF	−138,761	26,374	$859,792
PYLD		−73,256	1,806,183	$47,899,973
EQT	EQT Corp	−41,143	121,042	$6,435,803
BMY	Bristol Myers Squibb Co	−31,286	4,978	$286,832
PG	PROCTER & GAMBLE Co	−26,529	24,435	$3,583,148
PSX	Phillips 66	−21,356	10,316	$1,743,919
FMNB	Farmers National Banc Corp	−20,401	82,049	$1,197,915
XT	iShares Future Exponential Technologies ETF	−19,019	155,271	$12,830,042
HD	Home Depot, Inc.	−18,993	3,913	$1,380,036
STBA	S&T Bancorp Inc	−15,576	55,008	$2,699,792
DELL	Dell Technologies Inc.	−14,558	38,871	$16,771,281
IJH	iShares Core S&P Mid-Cap ETF	−8,064	142,341	$10,975,914
ICOW	Pacer Developed Markets International Cash Cows 100 ETF	−7,307	9,979	$415,425
HON	Honeywell International Inc	−6,215	5,384	$1,205,477
IWD	iShares Russell 1000 Value ETF	−6,131	104,385	$25,306,055
CEG	Constellation Energy Corp	−5,322	22,789	$5,660,103
DFEM	Dimensional Emerging Markets Core Equity 2 ETF	−5,230	711,907	$28,931,900
GOOGL	Alphabet Inc.	−5,204	100,202	$35,809,188
DGRO	iShares Core Dividend Growth ETF	−5,034	200,621	$15,205,065
BND	VANGUARD TOTAL BOND MARKET INDEX FUND	−4,834	79,845	$5,861,421
IVV	iShares Core S&P 500 ETF	−4,633	72,611	$54,377,651
AVGO	Broadcom Inc.	−4,377	89,878	$33,951,414
PEP	Pepsico Inc	−4,246	19,971	$2,704,073
No positions match the current search.

New Positions

Positions the filer opened this quarter

25 positions

Ticker	Company	Shares	Value
—		57,635	$6,060,896
FLMI	Franklin Dynamic Municipal Bond ETF	185,052	$4,657,758
CRDO	Credo Technology Group Holding Ltd	9,178	$2,495,957
EVSM	Eaton Vance Short Duration Municipal Income ETF	45,800	$2,304,198
HONA	Honeywell Aerospace Inc.	5,359	$1,184,767
XB	BondBloxx B Rated USD High Yield Corporate Bond ETF	23,643	$928,011
RGLD	Royal Gold Inc	4,551	$908,425
CGGR	Capital Group Growth ETF	9,842	$464,542
SOXX	iShares Semiconductor ETF	661	$423,542
IYC	iShares U.S. Consumer Discretionary ETF	2,820	$285,102
GIS	General Mills Inc	7,960	$277,008
KMI	Kinder Morgan, Inc.	8,338	$266,565
CLS	Celestica Inc	670	$244,416
TXNM	Txnm Energy Inc	4,173	$236,942
EZBC	Franklin Templeton Digital Holdings Trust	6,779	$229,875
APP	AppLovin Corp	426	$219,487
EME	EMCOR Group, Inc.	262	$217,428
ZWS	Zurn Elkay Water Solutions Corp	4,263	$215,409
WDC	Western Digital Corp	337	$215,248
IJT	iShares S&P Small-Cap 600 Growth ETF	1,200	$214,320
SNDK	Sandisk Corp	94	$213,730
QUAL	iShares MSCI USA Quality Factor ETF	948	$208,019
SEI	Solaris Energy Infrastructure, Inc.	2,559	$205,897
TSCO	Tractor Supply Co	6,440	$203,568
CASY	Caseys General Stores Inc	256	$203,466
No positions match the current search.

Sold Out

Positions the filer fully exited

22 positions

Ticker	Company	Shares	Value
XOM	ExxonMobil Holdings Corp	37,711	$6,398,048
IWS	iShares Russell Mid-Cap Value ETF	36,654	$5,341,953
XBB	BondBloxx BB Rated USD High Yield Corporate Bond ETF	19,350	$787,351
CRM	Salesforce, Inc.	2,949	$550,489
FICO	Fair Isaac Corp	432	$461,177
ISRG	Intuitive Surgical Inc	698	$321,771
CME	Cme Group Inc.	875	$258,431
ADBE	Adobe Inc.	1,027	$249,643
SCCO	Southern Copper Corp	1,441	$247,938
ACN	Accenture plc	1,239	$245,681
TMUS	T-Mobile US, Inc.	1,099	$230,822
IAU	Ishares Gold Trust	2,562	$225,865
SNA	Snap-on Inc	620	$225,196
OXY	Occidental Petroleum Corp	3,368	$218,920
HCA	HCA Healthcare, Inc.	453	$214,377
ACGL	Arch Capital Group Ltd.	2,180	$209,258
FE	Firstenergy Corp	4,115	$208,465
CTAS	Cintas Corp	1,203	$203,475
MNST	Monster Beverage Corp	2,798	$202,743
ORLY	O Reilly Automotive Inc	2,191	$202,251
FTI	TechnipFMC plc	2,897	$200,269
HLN	Haleon plc	11,261	$112,722
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

379 tracked positions · $2,740,771,890 total · filing declares 382 positions · $2,766,370,786 · as of Jun 30, 2026

All sectors Basic Materials Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Real Estate Technology Utilities

Showing 1–50 of 379 positions by value · page 1 of 8

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	Held (qtrs)	Est. cost/share	% of Portfolio
DFAC	Dimensional U.S. Core Equity 2 ETF	Added	4,248,964	+66,954	$188,484,043	+16.0%	10	$33.65	6.88%
ITOT	iShares Core S&P Total U.S. Stock Market ETF	Added	1,047,978	+18,581	$172,151,346	+17.4%	26+	before history	6.28%
DGRW	WisdomTree U.S. Quality Dividend Growth Fund	Added	971,774	+31,145	$92,921,029	+12.5%	26+	before history	3.39%
RECS	Columbia Research Enhanced Core ETF	Added	2,139,839	+37,535	$92,612,231	+13.0%	8	$34.34	3.38%
DFCF	Dimensional Core Fixed Income ETF	Added	2,069,549	+71,157	$87,355,663	+3.5%	10	$42.10	3.19%
SMTH	ALPS \| Smith Core Plus Bond ETF	Reduced	3,279,310	-147,751	$84,409,439	−4.4%	11	unpriced	3.08%
DYNF	iShares U.S. Equity Factor Rotation Active ETF	Added	1,098,761	+12,738	$74,726,735	+18.3%	6	$52.06	2.73%
SPAB	State Street(R) SPDR(R) Portfolio Aggregate Bond ETF	Added	2,369,899	+100,171	$60,479,822	+4.0%	9	$25.22	2.21%
IGEB	iShares Investment Grade Systematic Bond ETF	Added	1,224,464	+45,209	$55,235,571	+3.9%	10	unpriced	2.02%
DCOR	Dimensional ETF Trust	Added	664,264	+23,325	$54,456,362	+17.9%	7	$66.55	1.99%
MFDX	PIMCO Equity Series	Added	1,306,294	+13,389	$54,394,082	+5.7%	11	$28.81	1.98%
IVV	iShares Core S&P 500 ETF	Reduced	72,611	-4,633	$54,377,651	+7.8%	26+	before history	1.98%
IAGG	iShares Core International Aggregate Bond ETF	Added	1,021,366	+28,016	$51,681,119	+4.0%	10	unpriced	1.89%
PYLD		Reduced	1,806,183	-73,256	$47,899,973	−2.7%	6	$26.22	1.75%
NVDA	Nvidia Corp Technology	Added	237,390	+719	$47,499,365	+15.1%	14	unpriced	1.73%
VUG	VANGUARD GROWTH INDEX FUND	Added	459,215	+378,163	$39,556,780	+11.7%	20	unpriced	1.44%
LQD	iShares iBoxx $ Investment Grade Corporate Bond ETF	Added	352,343	+12,232	$38,430,051	+3.7%	26+	before history	1.40%
MSFT	Microsoft Corp Technology	Added	101,426	+5,137	$37,833,926	+6.1%	26+	before history	1.38%
AAPL	Apple Inc. Technology	Added	130,083	+671	$37,640,816	+14.6%	26+	before history	1.37%
GOOGL	Alphabet Inc. Communication Services	Reduced	100,202	-5,204	$35,809,188	+18.1%	26+	before history	1.31%
DIVO	Amplify CWP Enhanced Dividend Income ETF	Added	743,952	+22,728	$33,998,606	+5.1%	9	unpriced	1.24%
AVGO	Broadcom Inc. Technology	Reduced	89,878	-4,377	$33,951,414	+16.4%	20	$138.86	1.24%
VEU	Vanguard International Equity Index Funds	Added	374,128	+4,276	$31,333,220	+12.8%	26+	before history	1.14%
VTIP	VANGUARD SHORT-TERM INFLATION-PROTECTED SECURITIES INDEX FUND	Added	623,489	+15,233	$31,317,852	+3.1%	26+	before history	1.14%
FLRN	State Street(R) SPDR(R) Bloomberg Investment Grade Floating Rate ETF	Added	991,167	+30,427	$30,577,501	+3.4%	26+	before history	1.12%
DFEM	Dimensional Emerging Markets Core Equity 2 ETF	Reduced	711,907	-5,230	$28,931,900	+16.8%	10	$26.21	1.06%
AMZN	Amazon Com Inc Consumer Cyclical	Added	120,809	+274	$28,793,617	+14.7%	26+	before history	1.05%
FENI	Fidelity Enhanced International ETF	Added	715,008	+379,016	$28,693,271	+129.6%	2	$39.06	1.05%
DDWM	WisdomTree Dynamic International Equity Fund	Added	611,848	+18,299	$28,255,140	+7.9%	26+	before history	1.03%
RSP	Victory Portfolios II	Added	129,366	+1,674	$27,525,203	+12.3%	10	$168.06	1.00%
AVDV	Avantis International Small Cap Value ETF	Added	253,695	+4,681	$26,143,269	+5.1%	11	$62.28	0.95%
IWD	iShares Russell 1000 Value ETF	Reduced	104,385	-6,131	$25,306,055	+7.2%	20	unpriced	0.92%
GVAL	Cambria Global Value ETF	Added	678,412	+270,113	$24,436,400	+80.4%	2	$34.57	0.89%
LGOV	First Trust Long Duration Opportunities ETF	Added	1,018,281	+82,078	$21,791,213	+7.9%	4	$21.55	0.80%
VEA	Vanguard FTSE Developed Markets ETF	Added	296,208	+45,597	$21,104,820	+31.4%	26+	before history	0.77%
LLY	ELI LILLY & Co Healthcare	Added	17,200	+590	$20,630,197	+35.0%	21	$691.89	0.75%
DFIP	Dimensional Inflation-Protected Securities Portfolio ETF	Added	490,315	+24,255	$20,227,945	+4.0%	10	$41.41	0.74%
MRK	Merck & Co., Inc. Healthcare	Added	147,259	+2,476	$18,922,781	+8.7%	26+	before history	0.69%
JPM	Jpmorgan Chase & Co Financial Services	Added	56,449	+684	$18,477,451	+12.6%	26+	before history	0.67%
FDVV	Fidelity High Dividend ETF	Reduced	303,753	-1,109	$18,313,268	+8.7%	5	$50.50	0.67%
VTI	VANGUARD TOTAL STOCK MARKET INDEX FUND	Reduced	48,103	-907	$17,800,034	+13.2%	26+	before history	0.65%
PWV	Invesco Large Cap Value ETF	Added	221,590	+10,709	$16,789,874	+14.2%	5	$62.71	0.61%
DELL	Dell Technologies Inc. Technology	Reduced	38,871	-14,558	$16,771,281	+91.2%	6	$105.04	0.61%
BRK-B	Berkshire Hathaway Inc Financial Services	Reduced	30,855	-2,415	$15,439,533	−3.2%	26+	before history	0.56%
META	Meta Platforms, Inc. Communication Services	Added	27,390	+318	$15,428,513	−0.4%	14	$509.17	0.56%
DGRO	iShares Core Dividend Growth ETF	Reduced	200,621	-5,034	$15,205,065	+5.4%	10	unpriced	0.55%
DFIC	Dimensional International Core Equity 2 ETF	Added	368,105	+18,903	$13,715,592	+10.5%	5	$31.46	0.50%
C	Citigroup Inc Financial Services	Reduced	97,740	-632	$13,679,690	+22.6%	9	$67.14	0.50%
DFAW	Dimensional World Equity ETF	Added	163,934	+4,421	$13,572,095	+15.3%	10	$61.70	0.50%
DFSD	Dimensional Short-Duration Fixed Income ETF	Added	282,386	+14,500	$13,483,931	+5.1%	5	$47.98	0.49%

Showing the top 50 of 379 positions. Create a free account to see every position, past quarters, search, filters and CSV export.

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.