Legacy Investment Solutions, LLC
Registered adviserReports for
Legacy Wealth Managment, LLC/ID
Filing Date
Global Rank
#5,805
/ 8,132
▲ 203
· as of Jun 2025
Top Industry
Capital Markets
55.2%
Period ended 1 year ago
Filed Aug 6, 2025 · 1y
3 quarters · since Sep 2024
Regulatory profile
From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.
Holder type
Registered adviser
Form ADV roster, Oct 1, 2026
Regulatory AUM
$283,664,860
Main clients
Other investment advisers
(98% of AUM)
Form ADV history
Monthly rosters from Dec 2019; each row is a run with the same figures, newest first.
| Rosters | Regulatory AUM | Main clients |
|---|---|---|
| Apr 2026 to Oct 2026 | $283,664,860 | Other investment advisers (98%) |
| Apr 2025 to Mar 2026 | $240,286,719 | Individuals and high net worth (97%) |
| Apr 2024 to Mar 2025 | $170,584,347 | Individuals and high net worth (98%) |
| May 2023 to Mar 2024 | $0 | — |
| Nov 2022 to Apr 2023 | $0 | — |
In the firm's words
- Income:
Ancorato’s involvement in ETF-related strategies, including the Simplify Ancorato Target 25 Distribution ETF (XXV), incorporates elements of options-based income strategies
Portfolio style
Measured from the filed 13F common-share book for Jun 30, 2025, never from the firm's own description.
Style
Concentrated
The top 10 positions are 72.2% of the book (60%+)
Turnover
Turnover unknown
It needs four straight quarters of measured turnover
Horizon
Short horizon
Value-weighted holding period 3.6 quarters (under 4)
Closest benchmark: every 13F filer's combined book, active share 88.9%; sector active share 58.7% against the combined 13F book's sector weights.
Over time 3 measured quarters
How the bands are measured
Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.
Clone Performance
Build a hypothetical price-return history from this filer's public 13F holdings.
View clone backtestPortfolio Concentration
735 tracked positions · as of Jun 30, 2025 · Δ vs Dec 31, 2024Top Position
25.6%
+14.7 pts
Top 5
55.1%
+16.1 pts
Top 10
71.0%
+6.8 pts
HHI
966
Diversified+467
Portfolio Trend
3 quarters · across all stocks
Sector Breakdown
As of Jun 30, 2025| Sector | % Portfolio | Value |
|---|---|---|
| Unclassified | 53.6% | $102,053,770 |
| Financial Services | 30.2% | $57,613,164 |
| Industrials | 8.6% | $16,297,367 |
| Technology | 4.4% | $8,304,003 |
| Consumer Cyclical | 0.8% | $1,563,438 |
| Energy | 0.8% | $1,516,349 |
| Real Estate | 0.5% | $1,014,630 |
| Communication Services | 0.4% | $734,511 |
| Consumer Defensive | 0.3% | $642,909 |
| Healthcare | 0.2% | $473,494 |
| Utilities | 0.1% | $282,651 |
| Basic Materials | 0.0% | $66,581 |
Last Quarter's Activity
Export CSVAdded To
Positions the filer increased
25 positions
| Ticker | Company | Δ Shares | Shares | Value | Open |
|---|---|---|---|---|---|
| STEX | Streamex Corp. | +3,235,504 | 6,838,677 | $48,828,153 | |
| NEOV | NeoVolta Inc. | +1,039,155 | 4,567,051 | $15,071,267 | |
| UCON | First Trust Smith Unconstrained Bond ETF | +125,704 | 276,854 | $6,890,896 | |
| BUFD | FT Vest Laddered Deep Buffer ETF | +39,069 | 106,530 | $2,829,436 | |
| BUFT | FT Vest Buffered Allocation Defensive ETF | +32,462 | 80,030 | $1,885,506 | |
| USG | USCF Gold Strategy Plus Income Fund | +31,095 | 109,347 | $3,803,087 | |
| BUFQ | FT Vest Laddered Nasdaq Buffer ETF | +26,288 | 71,427 | $2,371,376 | |
| BUFR | FT Vest Laddered Buffer ETF | +24,767 | 68,328 | $2,172,830 | |
| SSO | ProShares Ultra S&P500 | +17,251 | 17,340 | $1,694,464 | |
| QLD | ProShares Ultra QQQ | +15,589 | 16,228 | $1,910,197 | |
| FTGS | First Trust Growth Strength ETF | +11,702 | 41,600 | $1,422,304 | |
| FTHI | First Trust BuyWrite Income ETF | +11,471 | 28,653 | $654,721 | |
| RDVI | FT Vest Rising Dividend Achievers Target Income ETF | +10,910 | 27,523 | $680,093 | |
| MKZR | MacKenzie Realty Capital, Inc. | +8,268 | 125,366 | $83,995 | |
| BUFZ | FT Vest Laddered Moderate Buffer ETF | +7,441 | 30,312 | $755,678 | |
| EIPX | FT Energy Income Partners Strategy ETF | +5,479 | 16,274 | $417,151 | |
| RDVY | First Trust Rising Dividend Achievers ETF | +5,401 | 21,715 | $1,362,399 | |
| KNG | FT Vest S&P 500 Dividend Aristocrats Target Income ETF | +5,102 | 12,023 | $590,329 | |
| SPDW | State Street(R) SPDR(R) Portfolio Developed World ex-US ETF | +4,980 | 5,088 | $206,013 | |
| HELO | JPMorgan Hedged Equity Laddered Overlay ETF | +4,754 | 22,284 | $1,394,532 | |
| DGRW | WisdomTree U.S. Quality Dividend Growth Fund | +4,705 | 14,987 | $1,255,011 | |
| NEOVW | NeoVolta Inc. | +3,543 | 18,139 | $25,576 | |
| HIGH | Simplify Enhanced Income ETF | +3,437 | 181,762 | $4,404,092 | |
| CALF | Pacer US Small Cap Cash Cows 100 ETF | +2,810 | 2,822 | $112,357 | |
| FTSM | First Trust Enhanced Short Maturity ETF | +2,767 | 9,779 | $585,468 | |
| No positions match the current search. | |||||
Trimmed
Positions the filer reduced
25 positions
| Ticker | Company | Δ Shares | Shares | Value | Open |
|---|---|---|---|---|---|
| ETHU | 2x Ether ETF | −1,458,905 | 100,763 | $5,703,185 | |
| ECC | Eagle Point Credit Co | −339,762 | 508,109 | $3,892,114 | |
| DVN | Devon Energy Corp | −307,394 | 2,075 | $66,005 | |
| SVOL | Simplify Volatility Premium ETF | −171,309 | 163,193 | $3,001,118 | |
| JPIE | JPMorgan Income ETF | −71,773 | 3,316 | $153,597 | |
| JAAA | Janus Henderson AAA CLO ETF | −47,174 | 350 | $17,762 | |
| GSY | Invesco Ultra Short Duration ETF | −43,020 | 23,292 | $1,167,859 | |
| DEA | Easterly Government Properties, Inc. | −36,171 | 20,944 | $464,956 | |
| ICSH | iShares Ultra Short Duration Bond Active ETF | −35,265 | 98,888 | $5,014,610 | |
| — | −27,910 | 83,849 | $7,691,468 | ||
| GBIL | Goldman Sachs ETF Trust | −25,443 | 22,862 | $2,289,629 | |
| JCPB | JPMorgan Core Plus Bond ETF | −21,227 | 46,989 | $2,211,301 | |
| FTSL | First Trust Senior Loan Fund | −14,807 | 35,870 | $1,646,073 | |
| AGGH | Simplify Exchange Traded Funds | −11,080 | 27,091 | $559,157 | |
| — | −10,669 | 5,407 | $299,277 | ||
| CPSL | −8,515 | 1,911 | $50,278 | ||
| FLRT | Pacer Aristotle Pacific Floating Rate High Income ETF | −7,385 | 29,657 | $1,411,673 | |
| NXDT | Nexpoint Diversified Real Estate Trust | −7,283 | 82,004 | $343,596 | |
| — | −7,159 | 9,232 | $300,224 | ||
| BUCK | Simplify Treasury Option Income ETF | −6,687 | 22,217 | $525,209 | |
| QIS | Simplify Multi-QIS Alternative ETF | −5,626 | 19,111 | $420,250 | |
| FSK | FS KKR Capital Corp | −5,349 | 168,407 | $3,494,444 | |
| JSCP | JPMorgan Short Duration Core Plus ETF | −4,515 | 6,205 | $294,365 | |
| FLNG | Flex LNG Ltd. | −3,148 | 8,470 | $186,170 | |
| SQMX | FT Vest U.S. Equity Quarterly Max Buffer ETF | −2,298 | 5,269 | $168,102 | |
| No positions match the current search. | |||||
New Positions
Positions the filer opened this quarter
25 positions
| Ticker | Company | Shares | Value | Open |
|---|---|---|---|---|
| JBND | JPMorgan Active Bond ETF | 41,462 | $2,221,947 | |
| CBOA | 55,336 | $1,449,803 | ||
| IEF | iShares 7-10 Year Treasury Bond ETF | 14,398 | $1,378,896 | |
| AGG | iShares Core U.S. Aggregate Bond ETF | 4,491 | $445,507 | |
| SVXY | 8,820 | $375,732 | ||
| SGOV | iShares 0-3 Month Treasury Bond ETF | 3,386 | $340,936 | |
| IJH | iShares Core S&P Mid-Cap ETF | 4,621 | $286,594 | |
| FIP | FTAI Infrastructure Inc. | 33,091 | $204,171 | |
| SBAR | 6,127 | $160,649 | ||
| CBXJ | 5,551 | $147,051 | ||
| ICOW | Pacer Developed Markets International Cash Cows 100 ETF | 4,177 | $142,143 | |
| RAVI | FlexShares Ultra-Short Income Fund | 1,343 | $101,409 | |
| CAPE | DoubleLine ETF Trust | 3,178 | $101,092 | |
| DUSB | Dimensional Ultrashort Fixed Income ETF | 1,813 | $92,009 | |
| IWB | iShares Russell 1000 ETF | 232 | $78,780 | |
| CLS | Celestica Inc | 494 | $77,117 | |
| QJUN | FT Vest Nasdaq-100 Buffer ETF - June | 2,574 | $76,113 | |
| UPRO | ProShares UltraPro S&P500 | 700 | $64,008 | |
| IBIT | iShares Bitcoin Trust ETF | 993 | $60,781 | |
| BME | BlackRock Health Sciences Trust | 1,522 | $55,492 | |
| ITEQ | 953 | $53,875 | ||
| CPRO | 2,020 | $50,409 | ||
| IR | Ingersoll Rand Inc. | 543 | $45,166 | |
| PULS | PGIM Ultra Short Bond ETF | 888 | $44,186 | |
| JMOM | JPMorgan U.S. Momentum Factor ETF | 669 | $43,010 | |
| No positions match the current search. | ||||
Sold Out
Positions the filer fully exited
25 positions
| Ticker | Company | Shares | Value | Open |
|---|---|---|---|---|
| ZSEP | 19,057 | $477,949 | ||
| AJUL | 12,073 | $326,091 | ||
| CPSJ | Calamos S&P 500 Structured Alt Protection ETF - July | 12,969 | $324,549 | |
| QQQ | Invesco Qqq Trust, Series 1 | 264 | $134,964 | |
| PJUL | 2,564 | $105,559 | ||
| VONG | VANGUARD RUSSELL 1000 GROWTH INDEX FUND | 400 | $41,320 | |
| OKTA | Okta, Inc. | 451 | $35,538 | |
| PECO | Phillips Edison & Company, Inc. | 933 | $34,950 | |
| USFD | US Foods Holding Corp. | 459 | $30,963 | |
| APO | Apollo Global Management, Inc. | 150 | $24,774 | |
| VTWO | VANGUARD RUSSELL 2000 INDEX FUND | 252 | $22,511 | |
| DFAT | Dimensional U.S. Targeted Value ETF | 392 | $21,818 | |
| ITOT | iShares Core S&P Total U.S. Stock Market ETF | 110 | $14,148 | |
| — | 200 | $12,878 | ||
| BFH | Bread Financial Holdings, Inc. | 178 | $10,868 | |
| ZD | Ziff Davis, Inc. | 200 | $10,868 | |
| KMT | Kennametal Inc | 400 | $9,608 | |
| SCHW | Schwab Charles Corp | 127 | $9,399 | |
| ASIX | AdvanSix Inc. | 300 | $8,547 | |
| GLOB | Globant S.A. | 39 | $8,362 | |
| MANH | Manhattan Associates Inc | 28 | $7,566 | |
| DFIV | Dimensional International Value ETF | 200 | $7,096 | |
| DFUV | Dimensional U.S. Marketwide Value ETF | 168 | $6,874 | |
| NOMD | Nomad Foods Ltd | 400 | $6,712 | |
| TCPC | BlackRock TCP Capital Corp. | 700 | $6,097 | |
| No positions match the current search. | ||||
735 tracked positions ·
$190,562,867 total
· filing declares
791 positions · $192,145,804
· as of Jun 30, 2025
All sectors
Basic Materials
Communication Services
Consumer Cyclical
Consumer Defensive
Energy
Financial Services
Healthcare
Industrials
Real Estate
Technology
Utilities
Showing 1–50
of 735 positions by value
· page 1 of 15
| Ticker | Company | Type | Shares | Value (USD) | % of Portfolio | History |
|---|---|---|---|---|---|---|
| STEX |
Streamex Corp.
Financial Services
|
Added | 6,838,677 | $48,828,153 | 25.62% | |
| NEOV |
NeoVolta Inc.
Industrials
|
Added | 4,567,051 | $15,071,267 | 7.91% | |
| BITO |
ProShares Bitcoin ETF
|
Reduced | 510,712 | $10,985,415 | 5.76% | |
|
|
Reduced | 83,849 | $7,691,468 | 4.04% | ||
| UCON |
First Trust Smith Unconstrained Bond ETF
|
Added | 276,854 | $6,890,896 | 3.62% | |
| ETHU |
2x Ether ETF
CALL
+ SHARES
|
Reduced | 100,863 | $5,708,845 | 3.00% | |
| ICSH |
iShares Ultra Short Duration Bond Active ETF
|
Reduced | 98,888 | $5,014,610 | 2.63% | |
| HIGH |
Simplify Enhanced Income ETF
|
Added | 181,762 | $4,404,092 | 2.31% | |
| ECC |
Eagle Point Credit Co
Financial Services
|
Reduced | 508,109 | $3,892,114 | 2.04% | |
| USG |
USCF Gold Strategy Plus Income Fund
|
Added | 109,347 | $3,803,087 | 2.00% | |
| FSK |
FS KKR Capital Corp
Financial Services
|
Reduced | 168,407 | $3,494,444 | 1.83% | |
| SPY |
Spdr S&P 500 ETF Trust
PUT
+ SHARES
|
Reduced | 5,087 | $3,143,002 | 1.65% | |
| SVOL |
Simplify Volatility Premium ETF
|
Reduced | 163,193 | $3,001,118 | 1.57% | |
| BUFD |
FT Vest Laddered Deep Buffer ETF
|
Added | 106,530 | $2,829,436 | 1.48% | |
| MSTR |
Strategy Inc
Technology
|
Reduced | 6,811 | $2,753,210 | 1.44% | |
| BUFQ |
FT Vest Laddered Nasdaq Buffer ETF
|
Added | 71,427 | $2,371,376 | 1.24% | |
| GBIL |
Goldman Sachs ETF Trust
|
Reduced | 22,862 | $2,289,629 | 1.20% | |
| JBND |
JPMorgan Active Bond ETF
|
NEW | 41,462 | $2,221,947 | 1.17% | |
| JCPB |
JPMorgan Core Plus Bond ETF
|
Reduced | 46,989 | $2,211,301 | 1.16% | |
| BUFR |
FT Vest Laddered Buffer ETF
|
Added | 68,328 | $2,172,830 | 1.14% | |
| QLD |
ProShares Ultra QQQ
|
Added | 16,228 | $1,910,197 | 1.00% | |
| BUFT |
FT Vest Buffered Allocation Defensive ETF
|
Added | 80,030 | $1,885,506 | 0.99% | |
| DUOL |
Duolingo, Inc.
Technology
|
Held | 4,500 | $1,845,090 | 0.97% | |
| SSO |
ProShares Ultra S&P500
|
Added | 17,340 | $1,694,464 | 0.89% | |
| FTSL |
First Trust Senior Loan Fund
|
Reduced | 35,870 | $1,646,073 | 0.86% | |
| CBOA |
|
NEW | 55,336 | $1,449,803 | 0.76% | |
| FTGS |
First Trust Growth Strength ETF
|
Added | 41,600 | $1,422,304 | 0.75% | |
| FLRT |
Pacer Aristotle Pacific Floating Rate High Income ETF
|
Reduced | 29,657 | $1,411,673 | 0.74% | |
| HELO |
JPMorgan Hedged Equity Laddered Overlay ETF
|
Added | 22,284 | $1,394,532 | 0.73% | |
| IEF |
iShares 7-10 Year Treasury Bond ETF
|
NEW | 14,398 | $1,378,896 | 0.72% | |
| RDVY |
First Trust Rising Dividend Achievers ETF
|
Added | 21,715 | $1,362,399 | 0.71% | |
| DGRW |
WisdomTree U.S. Quality Dividend Growth Fund
|
Added | 14,987 | $1,255,011 | 0.66% | |
| GSY |
Invesco Ultra Short Duration ETF
|
Reduced | 23,292 | $1,167,859 | 0.61% | |
| IVV |
iShares Core S&P 500 ETF
|
Added | 1,825 | $1,133,142 | 0.59% | |
| VTI |
VANGUARD TOTAL STOCK MARKET INDEX FUND
|
Added | 3,548 | $1,078,343 | 0.57% | |
| SHV |
iShares 0-1 Year Treasury Bond ETF
|
Reduced | 8,863 | $978,652 | 0.51% | |
| AAPL |
Apple Inc.
Technology
|
Added | 4,579 | $939,473 | 0.49% | |
| NVDA |
Nvidia Corp
CALL
+ SHARES
Technology
|
Reduced | 5,852 | $924,557 | 0.49% | |
| AMZN |
Amazon Com Inc
Consumer Cyclical
|
Added | 4,120 | $903,886 | 0.47% | |
| BUFZ |
FT Vest Laddered Moderate Buffer ETF
|
Added | 30,312 | $755,678 | 0.40% | |
| QPX |
AdvisorShares Q Dynamic Growth ETF
|
Reduced | 19,157 | $742,084 | 0.39% | |
| RDVI |
FT Vest Rising Dividend Achievers Target Income ETF
|
Added | 27,523 | $680,093 | 0.36% | |
| FTHI |
First Trust BuyWrite Income ETF
|
Added | 28,653 | $654,721 | 0.34% | |
|
|
Added | 8,202 | $619,907 | 0.33% | ||
| KNG |
FT Vest S&P 500 Dividend Aristocrats Target Income ETF
|
Added | 12,023 | $590,329 | 0.31% | |
| FTSM |
First Trust Enhanced Short Maturity ETF
|
Added | 9,779 | $585,468 | 0.31% | |
| AGGH |
Simplify Exchange Traded Funds
|
Reduced | 27,091 | $559,157 | 0.29% | |
| BUCK |
Simplify Treasury Option Income ETF
|
Reduced | 22,217 | $525,209 | 0.28% | |
| GRID |
First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund
|
Added | 3,747 | $520,907 | 0.27% | |
| MSFT |
Microsoft Corp
Technology
|
Reduced | 1,045 | $519,793 | 0.27% |
Showing the top 50 of 735 positions. Create a free account to see every position, past quarters, search, filters and CSV export.
Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.