POTENTIA WEALTH

Registered adviser

CIK

2052308

Location

SAN JOSE, CA

Portfolio Value

Small $244,240,574

Diversification

Diversified

Filing Date

Global Rank

#5,874 / 8,827 ▼ 591

Top Industry

Consumer Electronics 34.6%

3Y Alpha vs SPY

-8.8%

Period ended 4 months ago

Filed Aug 13, 2026 · 3mo

7 quarters · since Dec 2024

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Registered adviser

Form ADV roster, Nov 1, 2026

Form ADV adviser

CRD 329135

Roster of Nov 1, 2026

Regulatory AUM

$569,095,699

Main clients

Individuals and high net worth (94% of AUM)

Form ADV history

Monthly rosters from Dec 2019; each row is a run with the same figures, newest first.

Rosters	Regulatory AUM	Main clients
Apr 2026 to Nov 2026	$569,095,699	Individuals and high net worth (94%)
Apr 2025 to Mar 2026	$485,539,198	Individuals and high net worth (100%)
Jun 2024 to Mar 2025	$309,930,534	Individuals and high net worth (100%)
Feb 2024 to May 2024	$0	—

Stated strategy

Fundamental active, Value Form ADV Part 2A, Mar 31, 2026 · original

In the firm's words

Fundamental active: The final step in the analysis is to evaluate individual stocks or securities within the chosen sectors or industries based on fundamental analysis.
Value: This strategy would normally encourage equity purchases in stocks that are undervalued or priced below their perceived value.

Portfolio style

Measured from the filed 13F common-share book for Jun 30, 2026, never from the firm's own description.

Style

Concentrated

The top 10 positions are 82.9% of the book (60%+)

Turnover

Low turnover

21.8% over the last four quarters (under 30%)

Horizon

Medium horizon

Value-weighted holding period 5.9 quarters (4 to under 12)

Closest benchmark: every 13F filer's combined book, active share 74.1%; sector active share 57.8% against the combined 13F book's sector weights.

Over time 7 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

View clone backtest

Portfolio Concentration

60 tracked positions · as of Jun 30, 2026 · Δ vs Mar 31, 2026

Top Position

24.5%

+3.1 pts

Top 5

61.8%

+4.2 pts

Top 10

82.9%

+4.6 pts

HHI

1,059

Diversified+157

Portfolio Trend

7 quarters · across all stocks

Sector Breakdown

As of Jun 30, 2026

Sector	% Portfolio	Value	Positions
Unclassified	70.7%	$172,767,565	29
Technology	17.1%	$41,861,049	13
Communication Services	5.1%	$12,344,146	4
Financial Services	3.0%	$7,306,121	4
Consumer Cyclical	1.7%	$4,162,048	4
Industrials	1.1%	$2,804,909	3
Consumer Defensive	0.8%	$1,835,871	2
Healthcare	0.5%	$1,158,865	1

Last Quarter's Activity

Export CSV

Jun 30, 2026 vs Mar 31, 2026

Added To

Positions the filer increased

9 positions

Ticker	Company	Δ Shares	Shares	Value
IWF	iShares Russell 1000 Growth ETF	+57,988	78,024	$9,688,240
IEMG	iShares Trust	+1,473	9,908	$820,778
KLAC	Kla Corp	+1,350	1,500	$452,565
NFLX	Netflix Inc	+502	5,017	$358,213
AVGO	Broadcom Inc.	+304	4,757	$1,796,956
QQQ	Invesco Qqq Trust, Series 1	+110	1,413	$1,040,533
WMT	Walmart Inc.	+100	9,416	$1,066,456
AOM	iShares Core 40/60 Moderate Allocation ETF	+67	13,902	$693,570
GLD	Spdr Gold Trust	+35	2,077	$765,125
No positions match the current search.

Trimmed

Positions the filer reduced

25 positions

Ticker	Company	Δ Shares	Shares	Value
JPST	JPMorgan Ultra-Short Income ETF	−33,446	8,611	$435,458
CLOA		−32,819	78,490	$4,074,415
PAAA	PGIM AAA CLO ETF	−29,902	410,021	$21,021,776
AAPL	Apple Inc.	−23,450	85,374	$24,703,820
DTCR	Global X Data Center & Digital Infrastructure ETF	−22,609	191,323	$5,810,479
BRK-B	Berkshire Hathaway Inc	−14,167	4,054	$2,028,581
ANET	Arista Networks, Inc.	−9,777	2,232	$379,172
SPYV	State Street(R) SPDR(R) Portfolio S&P 500(R) Value ETF	−8,784	317,152	$19,279,670
SHLD	Global X Defense Tech ETF	−8,497	143,846	$8,589,044
ORCL	Oracle Corp	−6,208	5,220	$764,991
SPY	Spdr S&P 500 ETF Trust	−4,754	80,224	$59,908,876
JTEK	JPMorgan U.S. Tech Leaders ETF	−4,064	39,266	$4,380,200
META	Meta Platforms, Inc.	−3,122	3,701	$2,084,736
GOOG	Alphabet Inc.	−2,660	5,154	$1,821,062
NVDA	Nvidia Corp	−2,284	41,184	$8,240,506
GOOGL	Alphabet Inc.	−1,999	22,610	$8,080,135
AMZN	Amazon Com Inc	−1,911	8,589	$2,047,102
MSFT	Microsoft Corp	−1,841	2,510	$936,280
DSI	iShares ESG MSCI KLD 400 ETF	−1,208	11,294	$1,608,152
WFC	Wells Fargo & Company	−1,062	16,050	$1,326,372
SPHQ	Invesco S&P 500 Quality ETF	−962	23,744	$2,139,334
GPIX	Goldman Sachs S&P 500 Premium Income ETF	−899	51,325	$2,852,130
AMAT	Applied Materials Inc	−550	4,289	$3,100,947
RWJ	Invesco Ltd.	−449	56,915	$3,386,442
IWD	iShares Russell 1000 Value ETF	−394	26,143	$6,337,847
No positions match the current search.

New Positions

Positions the filer opened this quarter

8 positions

Ticker	Company	Shares	Value
MFSV	MFS Active Value ETF	267,667	$7,647,246
JGRO	JPMorgan Active Growth ETF	65,922	$6,499,249
AMD	Advanced Micro Devices Inc	984	$571,615
SNPE	Xtrackers S&P 500 Scored & Screened ETF	4,321	$297,544
CSCO	Cisco Systems, Inc.	2,281	$267,926
STX	Seagate Technology Holdings plc	235	$226,775
MU	Micron Technology Inc	186	$214,697
HPE	Hewlett Packard Enterprise Co	4,540	$204,799
No positions match the current search.

Sold Out

Positions the filer fully exited

25 positions

Ticker	Company	Shares	Value
GSST	Goldman Sachs Ultra Short Bond ETF	140,967	$7,125,881
GBIL	Goldman Sachs ETF Trust	12,928	$1,295,256
FEX	First Trust Large Cap Core AlphaDEX Fund	10,214	$1,245,393
LLY	ELI LILLY & Co	1,070	$984,153
FNX	First Trust Mid Cap Core AlphaDEX Fund	7,120	$913,068
FYX	First Trust Small Cap Core AlphaDEX Fund	6,015	$717,890
USMV	iShares MSCI USA Min Vol Factor ETF	7,388	$685,163
VBR	VANGUARD SMALL-CAP VALUE INDEX FUND	2,739	$595,047
FFIV	F5, Inc.	1,783	$515,875
IVE	iShares S&P 500 Value ETF	2,407	$508,238
RIO	Rio Tinto PLC	5,345	$498,635
EFA	iShares MSCI EAFE ETF	5,133	$498,568
SYF	Synchrony Financial	7,316	$497,634
DGRO	iShares Core Dividend Growth ETF	7,064	$495,751
LPLA	LPL Financial Holdings Inc.	1,580	$475,311
CWBC	Community West Bancshares	20,162	$469,774
VOO	VANGUARD 500 INDEX FUND	783	$467,881
PCG	PG&E Corp	26,457	$464,849
FCX	Freeport-Mcmoran Inc	7,241	$425,625
VO	VANGUARD MID-CAP INDEX FUND	1,415	$406,359
SCHF	Schwab International Equity ETF	15,982	$395,554
MRK	Merck & Co., Inc.	3,030	$364,478
—		4,307	$353,087
QQEW	First Trust Nasdaq-100 Select Equal Weight ETF	2,728	$346,374
GSK	GSK plc	5,725	$315,962
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

60 tracked positions · $244,240,574 total · filing declares 60 positions · $244,240,411 · as of Jun 30, 2026

All sectors Communication Services Consumer Cyclical Consumer Defensive Financial Services Healthcare Industrials Technology

Showing 1–50 of 60 positions by value · page 1 of 2

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	Held (qtrs)	Est. cost/share	% of Portfolio
SPY	Spdr S&P 500 ETF Trust	Reduced	80,224	-4,754	$59,908,876	+8.4%	7	before history	24.53%
AAPL	Apple Inc. Technology	Reduced	85,374	-23,450	$24,703,820	−10.6%	7	before history	10.11%
PAAA	PGIM AAA CLO ETF	Reduced	410,021	-29,902	$21,021,776	−6.6%	4	$51.36	8.61%
SPYV	State Street(R) SPDR(R) Portfolio S&P 500(R) Value ETF	Reduced	317,152	-8,784	$19,279,670	+4.5%	7	before history	7.89%
IWF	iShares Russell 1000 Growth ETF	Added	78,024	+57,988	$9,688,240	+13.4%	7	before history	3.97%
SHLD	Global X Defense Tech ETF	Reduced	143,846	-8,497	$8,589,044	−20.4%	4	unpriced	3.52%
NVDA	Nvidia Corp Technology	Reduced	41,184	-2,284	$8,240,506	+8.7%	7	before history	3.37%
GOOGL	Alphabet Inc. Communication Services	Reduced	22,610	-1,999	$8,080,135	+14.2%	7	before history	3.31%
MFSV	MFS Active Value ETF	NEW	267,667	NEW	$7,647,246	NEW	1	$27.76	3.13%
JGRO	JPMorgan Active Growth ETF	NEW	65,922	NEW	$6,499,249	NEW	1	$94.57	2.66%
IWD	iShares Russell 1000 Value ETF	Reduced	26,143	-394	$6,337,847	+11.8%	7	before history	2.59%
DTCR	Global X Data Center & Digital Infrastructure ETF	Reduced	191,323	-22,609	$5,810,479	+13.4%	4	unpriced	2.38%
JTEK	JPMorgan U.S. Tech Leaders ETF	Reduced	39,266	-4,064	$4,380,200	+27.1%	4	$86.38	1.79%
CLOA		Reduced	78,490	-32,819	$4,074,415	−29.4%	4	$51.82	1.67%
RWJ	Invesco Ltd. Financial Services	Reduced	56,915	-449	$3,386,442	+16.9%	4	$46.42	1.39%
IVV	iShares Core S&P 500 ETF	Reduced	4,231	-316	$3,168,553	+6.7%	7	before history	1.30%
AMAT	Applied Materials Inc Technology	Reduced	4,289	-550	$3,100,947	+87.5%	7	before history	1.27%
GPIX	Goldman Sachs S&P 500 Premium Income ETF	Reduced	51,325	-899	$2,852,130	+9.1%	4	$51.46	1.17%
SPHQ	Invesco S&P 500 Quality ETF	Reduced	23,744	-962	$2,139,334	+15.2%	4	$72.18	0.88%
META	Meta Platforms, Inc. Communication Services	Reduced	3,701	-3,122	$2,084,736	−46.6%	7	before history	0.85%
AMZN	Amazon Com Inc Consumer Cyclical	Reduced	8,589	-1,911	$2,047,102	−6.4%	7	before history	0.84%
BRK-B	Berkshire Hathaway Inc Financial Services	Reduced	4,054	-14,167	$2,028,581	−76.8%	7	before history	0.83%
GOOG	Alphabet Inc. Communication Services	Reduced	5,154	-2,660	$1,821,062	−18.8%	7	before history	0.75%
AVGO	Broadcom Inc. Technology	Added	4,757	+304	$1,796,956	+30.4%	4	$318.76	0.74%
DSI	iShares ESG MSCI KLD 400 ETF	Reduced	11,294	-1,208	$1,608,152	+6.1%	7	before history	0.66%
RTX	RTX Corp Industrials	Reduced	8,277	-252	$1,570,395	−4.5%	4	$155.73	0.64%
TSLA	Tesla, Inc. Consumer Cyclical	Reduced	3,229	-23	$1,358,117	+12.3%	7	before history	0.56%
IUSV	iShares Core S&P U.S. Value ETF	Held	12,173	0	$1,340,855	+7.7%	7	before history	0.55%
WFC	Wells Fargo & Company Financial Services	Reduced	16,050	-1,062	$1,326,372	−2.6%	7	before history	0.54%
SPYG	State Street(R) SPDR(R) Portfolio S&P 500(R) Growth ETF	Reduced	10,279	-127	$1,223,098	+20.0%	7	before history	0.50%
JNJ	Johnson & Johnson Healthcare	Reduced	4,563	-338	$1,158,865	−3.3%	7	before history	0.47%
WMT	Walmart Inc. Consumer Defensive	Added	9,416	+100	$1,066,456	−7.9%	7	before history	0.44%
QQQ	Invesco Qqq Trust, Series 1	Added	1,413	+110	$1,040,533	+38.4%	4	$592.87	0.43%
GSLC	Goldman Sachs ActiveBeta(R) U.S. Large Cap Equity ETF	Held	6,913	0	$980,885	+13.4%	7	before history	0.40%
MSFT	Microsoft Corp Technology	Reduced	2,510	-1,841	$936,280	−41.9%	7	before history	0.38%
IEMG	iShares Trust	Added	9,908	+1,473	$820,778	—	2	unpriced	0.34%
UL	Unilever PLC Consumer Defensive	Held	12,798	0	$769,415	+5.5%	7	before history	0.32%
GLD	Spdr Gold Trust	Added	2,077	+35	$765,125	−12.9%	7	before history	0.31%
ORCL	Oracle Corp Technology	Reduced	5,220	-6,208	$764,991	−54.5%	7	before history	0.31%
AOM	iShares Core 40/60 Moderate Allocation ETF	Added	13,902	+67	$693,570	+5.8%	3	unpriced	0.28%
CHRW	C. H. Robinson Worldwide, Inc. Industrials	Held	3,393	0	$639,037	+13.4%	7	before history	0.26%
GD	General Dynamics Corp Industrials	Held	1,681	0	$595,477	+3.2%	7	before history	0.24%
IUSG	iShares Core S&P U.S. Growth ETF	Held	3,137	0	$590,038	+21.3%	7	before history	0.24%
AMD	Advanced Micro Devices Inc Technology	NEW	984	NEW	$571,615	NEW	1	$409.99	0.23%
V	Visa Inc. Financial Services	Reduced	1,646	-326	$564,726	−5.3%	7	before history	0.23%
SPYM	State Street(R) SPDR(R) Portfolio S&P 500(R) ETF	Reduced	5,524	-189	$485,449	+11.0%	2	$79.99	0.20%
KLAC	Kla Corp Technology	Added	1,500	+1,350	$452,565	+104.9%	4	$93.29	0.19%
JPST	JPMorgan Ultra-Short Income ETF	Reduced	8,611	-33,446	$435,458	−79.5%	4	$50.63	0.18%
SBUX	Starbucks Corp Consumer Cyclical	Held	4,124	0	$421,431	+14.1%	7	before history	0.17%
VTI	VANGUARD TOTAL STOCK MARKET INDEX FUND	Reduced	1,092	-53	$404,083	+10.0%	5	unpriced	0.17%

Showing the top 50 of 60 positions. Create a free account to see every position, past quarters, search, filters and CSV export.

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.