Jones Kertz & Associates, Inc.

Registered adviser

CIK

2104438

Location

BLAINE, MN

Portfolio Value

Small $202,384,050

Diversification

Diversified

Filing Date

Global Rank

#6,255 / 8,827 ▲ 31 · as of Jun 2026

Top Industry

Semiconductors 12.7%

Period ended 38 days ago

Filed Oct 28, 2026 · 10d

4 quarters · since Dec 2025

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Registered adviser

Form ADV roster, Nov 1, 2026

Form ADV adviser

CRD 104976

Roster of Nov 1, 2026

Regulatory AUM

$239,207,535

Main clients

Individuals and high net worth (98% of AUM)

Form ADV history

Monthly rosters from Dec 2019; each row is a run with the same figures, newest first.

Rosters	Regulatory AUM	Main clients
Apr 2026 to Nov 2026	$239,207,535	Individuals and high net worth (98%)
Mar 2025 to Mar 2026	$206,174,804	Individuals and high net worth (98%)
Mar 2024 to Feb 2025	$181,499,661	Individuals and high net worth (98%)
May 2023 to Feb 2024	$154,322,453	Individuals and high net worth (98%)
Mar 2023 to Apr 2023	$154,322,453	Individuals and high net worth (98%)
Mar 2022 to Feb 2023	$193,442,225	Individuals and high net worth (97%)

3 earlier changes not shown.

Portfolio style

Measured from the filed 13F common-share book for Jun 30, 2026, the newest measured quarter, never from the firm's own description.

Style

Diversified active

Top 10 weight 54.2%, 24.7 effective positions, active share 66.5% against the S&P 500 as of 2026-06-30; it meets none of the index-like, systematic-like or concentrated tests

Turnover

Turnover unknown

It needs four straight quarters of measured turnover

Horizon

Short horizon

Value-weighted holding period 3.0 quarters (under 4)

Closest benchmark: the S&P 500 as of 2026-06-30, active share 66.5%; sector active share 24.9% against the combined 13F book's sector weights.

Over time 3 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

View clone backtest

Portfolio Concentration

66 tracked positions · as of Sep 30, 2026 · Δ vs Jun 30, 2026

Top Position

7.7%

−2.3 pts

Top 5

32.7%

−4.5 pts

Top 10

50.4%

−3.8 pts

HHI

353

Diversified−52

Portfolio Trend

4 quarters · across all stocks

Sector Breakdown

As of Sep 30, 2026

Sector	% Portfolio	Value	Positions
Technology	50.7%	$102,655,303	17
Healthcare	10.4%	$21,140,703	10
Industrials	9.6%	$19,443,332	7
Communication Services	6.9%	$13,951,842	3
Unclassified	6.2%	$12,568,163	11
Financial Services	5.8%	$11,648,554	4
Consumer Cyclical	4.5%	$9,085,150	5
Consumer Defensive	4.3%	$8,796,263	6
Basic Materials	1.1%	$2,320,172	2
Energy	0.4%	$774,568	1

Last Quarter's Activity

Export CSV

Sep 30, 2026 vs Jun 30, 2026

Added To

Positions the filer increased

6 positions

Ticker	Company	Δ Shares	Shares	Value
APH	Amphenol Corp	+44,382	88,995	$7,502,278
PULS	PGIM Ultra Short Bond ETF	+1,975	11,846	$585,903
JAAA	Janus Henderson AAA CLO ETF	+1,192	6,099	$307,816
TCAF	T. Rowe Price Capital Appreciation Equity ETF	+1,066	17,953	$758,873
CGMU	Capital Group Municipal Income ETF	+269	11,322	$293,692
VCRB	VANGUARD CORE BOND ETF	+48	4,106	$302,283
No positions match the current search.

Trimmed

Positions the filer reduced

22 positions

Ticker	Company	Δ Shares	Shares	Value
KLAC	Kla Corp	−5,380	66,305	$12,924,833
AAPL	Apple Inc.	−2,721	46,874	$15,609,979
JBL	Jabil Inc	−2,040	34,419	$9,873,434
GOOGL	Alphabet Inc.	−1,261	23,931	$8,234,178
AVGO	Broadcom Inc.	−1,235	42,507	$14,928,033
GOOG	Alphabet Inc.	−975	13,265	$4,519,916
CSX	Csx Corp	−558	88,412	$4,112,042
INTC	Intel Corp	−426	25,355	$3,048,431
CSCO	Cisco Systems, Inc.	−387	20,318	$2,186,826
PANW	Palo Alto Networks Inc	−338	15,817	$6,284,252
GLW	Corning Inc	−165	7,890	$1,213,166
KO	Coca Cola Co	−115	14,131	$1,216,396
EBAY	Ebay Inc	−89	7,791	$826,235
CAT	Caterpillar Inc	−88	9,985	$8,095,738
VMC	Vulcan Materials CO	−68	5,863	$1,434,265
JPM	Jpmorgan Chase & Co	−65	11,884	$3,931,583
MAR	Marriott International Inc	−53	6,823	$2,426,736
WAT	Waters Corp	−32	12,141	$5,334,633
QQQ	Invesco Qqq Trust, Series 1	−20	4,234	$3,132,186
GS	Goldman Sachs Group Inc	−17	6,572	$5,917,165
JNJ	Johnson & Johnson	−15	6,329	$1,675,539
AMGN	Amgen Inc	−10	12,723	$5,362,871
No positions match the current search.

New Positions

Positions the filer opened this quarter

1 positions

Ticker	Company	Shares	Value	Open
CGMS	Capital Group U.S. Multi-Sector Income ETF	11,274	$295,717
No positions match the current search.

Sold Out

Positions the filer fully exited

1 positions

Ticker	Company	Shares	Value	Open
ICSH	iShares Ultra Short Duration Bond Active ETF	5,100	$257,958
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

66 tracked positions · $202,384,050 total · filing declares 66 positions · $202,384,218 · as of Sep 30, 2026

All sectors Basic Materials Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Technology

Showing 1–50 of 66 positions by value · page 1 of 2

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	% of Portfolio
AAPL	Apple Inc. Technology	Reduced	46,874	-2,721	$15,609,979	+8.8%	7.71%
AVGO	Broadcom Inc. Technology	Reduced	42,507	-1,235	$14,928,033	−9.7%	7.38%
KLAC	Kla Corp Technology	Reduced	66,305	-5,380	$12,924,833	−40.2%	6.39%
JBL	Jabil Inc Technology	Reduced	34,419	-2,040	$9,873,434	−29.7%	4.88%
GOOGL	Alphabet Inc. Communication Services	Reduced	23,931	-1,261	$8,234,178	−8.5%	4.07%
MSFT	Microsoft Corp Technology	Held	15,967	0	$8,189,474	+37.5%	4.05%
CAT	Caterpillar Inc Industrials	Reduced	9,985	-88	$8,095,738	−24.5%	4.00%
APH	Amphenol Corp Technology	Added	88,995	+44,382	$7,502,278	−4.6%	3.71%
PANW	Palo Alto Networks Inc Technology	Reduced	15,817	-338	$6,284,252	+14.1%	3.11%
GS	Goldman Sachs Group Inc Financial Services	Reduced	6,572	-17	$5,917,165	−11.2%	2.92%
ORCL	Oracle Corp Technology	Held	39,960	0	$5,486,508	−6.3%	2.71%
AMGN	Amgen Inc Healthcare	Reduced	12,723	-10	$5,362,871	+16.3%	2.65%
WAT	Waters Corp Healthcare	Reduced	12,141	-32	$5,334,633	+16.9%	2.64%
GOOG	Alphabet Inc. Communication Services	Reduced	13,265	-975	$4,519,916	−10.2%	2.23%
SPY	Spdr S&P 500 ETF Trust	Held	5,863	0	$4,471,299	+2.1%	2.21%
NVDA	Nvidia Corp Technology	Held	18,211	0	$4,159,028	+14.1%	2.06%
CSX	Csx Corp Industrials	Reduced	88,412	-558	$4,112,042	−2.8%	2.03%
JPM	Jpmorgan Chase & Co Financial Services	Reduced	11,884	-65	$3,931,583	+0.5%	1.94%
AMZN	Amazon Com Inc Consumer Cyclical	Held	14,906	0	$3,713,829	+4.5%	1.84%
ZBRA	Zebra Technologies Corp Technology	Held	9,240	0	$3,449,384	+41.8%	1.70%
QQQ	Invesco Qqq Trust, Series 1	Reduced	4,234	-20	$3,132,186	−0.0%	1.55%
INTC	Intel Corp Technology	Reduced	25,355	-426	$3,048,431	−15.3%	1.51%
XYL	Xylem Inc. Industrials	Held	29,339	0	$2,971,160	−14.3%	1.47%
ROP	Roper Technologies Inc Technology	Held	7,772	0	$2,715,614	+3.3%	1.34%
MAR	Marriott International Inc Consumer Cyclical	Reduced	6,823	-53	$2,426,736	−4.8%	1.20%
CSCO	Cisco Systems, Inc. Technology	Reduced	20,318	-387	$2,186,826	−10.1%	1.08%
CRM	Salesforce, Inc. Technology	Held	9,323	0	$2,140,281	+46.5%	1.06%
ADI	Analog Devices Inc Technology	Held	4,955	0	$1,965,698	−0.1%	0.97%
VRTX	Vertex Pharmaceuticals Inc Healthcare	Held	3,729	0	$1,949,558	+5.3%	0.96%
MDY	Spdr S&P Midcap 400 ETF Trust	Held	2,953	0	$1,939,264	−6.6%	0.96%
BG	Bunge Global SA Consumer Defensive	Held	16,939	0	$1,811,626	+0.2%	0.90%
WMT	Walmart Inc. Consumer Defensive	Held	16,751	0	$1,740,763	−8.2%	0.86%
MCK	Mckesson Corp Healthcare	Held	2,023	0	$1,727,257	+13.0%	0.85%
ADM	Archer-Daniels-Midland Co Consumer Defensive	Held	21,710	0	$1,723,339	+3.9%	0.85%
COO	Cooper Companies, Inc. Healthcare	Held	30,117	0	$1,702,514	−21.2%	0.84%
JNJ	Johnson & Johnson Healthcare	Reduced	6,329	-15	$1,675,539	+4.0%	0.83%
BRO	Brown & Brown, Inc. Financial Services	Held	24,090	0	$1,467,081	−5.1%	0.72%
VMC	Vulcan Materials CO Basic Materials	Reduced	5,863	-68	$1,434,265	−18.0%	0.71%
TGT	Target Corp Consumer Defensive	Held	8,865	0	$1,389,056	+20.0%	0.69%
BA	Boeing Co Industrials	Held	7,213	0	$1,341,978	−14.1%	0.66%
CHRW	C. H. Robinson Worldwide, Inc. Industrials	Held	8,975	0	$1,327,941	−21.4%	0.66%
SBUX	Starbucks Corp Consumer Cyclical	Held	13,268	0	$1,246,661	−8.1%	0.62%
KO	Coca Cola Co Consumer Defensive	Reduced	14,131	-115	$1,216,396	+5.1%	0.60%
GLW	Corning Inc Technology	Reduced	7,890	-165	$1,213,166	−41.0%	0.60%
DIS	Walt Disney Co Communication Services	Held	11,418	0	$1,197,748	+9.0%	0.59%
MMM	3M Co Industrials	Held	6,562	0	$1,077,152	+1.4%	0.53%
ABT	Abbott Laboratories Healthcare	Held	10,732	0	$1,060,643	+8.9%	0.52%
BOX	Box Inc Technology	Held	29,214	0	$978,084	+26.1%	0.48%
HSY	Hershey Co Consumer Defensive	Held	5,806	0	$915,083	−10.2%	0.45%
ALB	Albemarle Corp Basic Materials	Held	8,375	0	$885,907	−21.7%	0.44%

Showing the top 50 of 66 positions. Create a free account to see every position, past quarters, search, filters and CSV export.

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.