Carroll Advisory Group, LLC

Registered adviser

CIK

2108684

Location

TEXARKANA, TX

Portfolio Value

Small $197,548,435

Diversification

Diversified

Filing Date

Global Rank

#5,052 / 8,807 ▲ 365 · as of Jun 2026

Top Industry

Semiconductors 37.8%

Period ended 20 days ago

Filed Oct 16, 2026 · 4d

4 quarters · since Dec 2025

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Registered adviser

Form ADV roster, Oct 1, 2026

Form ADV adviser

CRD 334565

Roster of Oct 1, 2026

Regulatory AUM

$341,058,157

Main clients

Individuals and high net worth (96% of AUM)

Form ADV history

Monthly rosters from Dec 2019; each row is a run with the same figures, newest first.

Rosters	Regulatory AUM	Main clients
Mar 2026 to Oct 2026	$341,058,157	Individuals and high net worth (96%)
Aug 2025 to Feb 2026	$227,632,425	Individuals and high net worth (95%)
Apr 2025 to Jul 2025	$0	—

Portfolio style

Measured from the filed 13F common-share book for Jun 30, 2026, the newest measured quarter, never from the firm's own description.

Style

Concentrated

The top 10 positions are 81.7% of the book (60%+)

Turnover

Turnover unknown

It needs four straight quarters of measured turnover

Horizon

Short horizon

Value-weighted holding period 3.0 quarters (under 4)

Closest benchmark: every 13F filer's combined book, active share 86.6%; sector active share 72.2% against the combined 13F book's sector weights.

Over time 3 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

View clone backtest

Portfolio Concentration

84 tracked positions · as of Sep 30, 2026 · Δ vs Jun 30, 2026

Top Position

28.4%

+12.6 pts

Top 5

69.9%

+12.0 pts

Top 10

84.2%

+2.6 pts

HHI

1,432

Diversified+554

Portfolio Trend

4 quarters · across all stocks

Sector Breakdown

As of Sep 30, 2026

Sector	% Portfolio	Value	Positions
Unclassified	79.0%	$156,010,908	59
Technology	12.6%	$24,942,490	10
Consumer Defensive	4.3%	$8,434,238	2
Consumer Cyclical	2.1%	$4,173,239	2
Energy	0.6%	$1,108,815	1
Financial Services	0.5%	$1,064,814	4
Communication Services	0.3%	$688,607	3
Industrials	0.3%	$524,238	1
Utilities	0.2%	$333,852	1
Healthcare	0.1%	$267,234	1

Last Quarter's Activity

Export CSV

Sep 30, 2026 vs Jun 30, 2026

Added To

Positions the filer increased

25 positions

Ticker	Company	Δ Shares	Shares	Value
BSCV		+103,329	352,723	$5,562,441
BSCU	Invesco BulletShares 2030 Corporate Bond ETF	+79,448	421,223	$6,798,539
BSCT	Invesco BulletShares 2029 Corporate Bond ETF	+63,772	438,229	$7,975,767
BSCS	Invesco BulletShares 2028 Corporate Bond ETF	+63,770	399,042	$8,030,720
BSCR	Invesco BulletShares 2027 Corporate Bond ETF	+50,421	389,096	$7,604,881
BSCQ	Invesco BulletShares 2026 Corporate Bond ETF	+41,967	345,865	$6,751,284
BSCW		+26,776	189,497	$3,711,298
BSCZ		+22,324	183,080	$3,520,115
BSCX		+21,812	148,130	$2,962,422
BSCY		+21,020	144,029	$2,811,042
VEA	Vanguard FTSE Developed Markets ETF	+19,875	240,105	$16,953,813
—		+8,918	284,843	$0
—		+7,954	308,325	$0
IJH	iShares Core S&P Mid-Cap ETF	+6,464	244,790	$0
VWO	VANGUARD EMERGING MARKETS STOCK INDEX FUND	+5,743	69,706	$4,134,262
SCHD	Schwab U.S. Dividend Equity ETF	+2,567	60,822	$1,978,539
RSP	Victory Portfolios II	+2,532	120,937	$0
SCHY	Schwab International Dividend Equity ETF	+1,428	11,980	$376,172
NVDA	Nvidia Corp	+1,065	66,358	$15,154,840
AAPL	Apple Inc.	+577	7,168	$2,387,087
IAU	Ishares Gold Trust	+304	3,606	$281,628
DIV	Global X SuperDividend U.S. ETF	+261	15,480	$0
SPY	Spdr S&P 500 ETF Trust	+256	662	$504,861
MSFT	Microsoft Corp	+211	2,774	$1,422,784
BNDX	Vanguard Total International Bond ETF	+167	6,744	$316,091
No positions match the current search.

Trimmed

Positions the filer reduced

23 positions

Ticker	Company	Δ Shares	Shares	Value
HAWX	iShares Currency Hedged MSCI ACWI ex U.S. ETF	−7,625	493,395	$0
SPAB	State Street(R) SPDR(R) Portfolio Aggregate Bond ETF	−5,936	21,511	$524,007
SPDW	State Street(R) SPDR(R) Portfolio Developed World ex-US ETF	−2,686	44,455	$2,232,085
VYM	VANGUARD HIGH DIVIDEND YIELD INDEX FUND	−653	2,093	$324,833
SPMD	State Street(R) SPDR(R) Portfolio S&P 400(TM) Mid Cap ETF	−620	45,996	$2,899,587
SPYM	State Street(R) SPDR(R) Portfolio S&P 500(R) ETF	−560	70,509	$6,328,887
VEU	Vanguard International Equity Index Funds	−508	30,786	$2,554,314
VOO	VANGUARD 500 INDEX FUND	−458	41,242	$28,904,867
TSLA	Tesla, Inc.	−443	7,311	$2,594,015
AMZN	Amazon Com Inc	−403	5,484	$1,366,338
VTI	VANGUARD TOTAL STOCK MARKET INDEX FUND	−351	25,280	$9,460,786
SCHA	Schwab U.S. Small-Cap ETF	−323	41,125	$1,341,908
VUG	VANGUARD GROWTH INDEX FUND	−297	7,767	$699,884
VBIL	Vanguard Institutional Index Funds	−253	5,362	$406,010
IWR	iShares Russell Mid-Cap ETF	−227	15,906	$0
QQQM	Invesco Ltd.	−203	63,388	$0
QQQ	Invesco Qqq Trust, Series 1	−159	4,538	$3,357,076
BND	VANGUARD TOTAL BOND MARKET INDEX FUND	−157	7,827	$549,064
ONEQ	Fidelity Nasdaq Composite Index ETF	−132	12,264	$1,298,021
VXUS	Vanguard Total International Stock ETF	−68	35,904	$3,050,403
EQAL	Invesco Russell 1000 Equal Weight ETF	−47	29,685	$1,700,059
VONE	VANGUARD RUSSELL 1000 INDEX FUND	−36	8,115	$2,791,560
VB	Vanguard Index Funds	−17	3,022	$859,728
No positions match the current search.

New Positions

Positions the filer opened this quarter

13 positions

Ticker	Company	Shares	Value
PANW	Palo Alto Networks Inc	2,232	$886,795
ANET	Arista Networks, Inc.	4,014	$817,210
SPCX	Space Exploration Technologies Corp	3,475	$524,238
TCAF	T. Rowe Price Capital Appreciation Equity ETF	9,847	$416,232
RECS	Columbia Research Enhanced Core ETF	8,069	$363,831
BSCA	Invesco Exchange-Traded Self-Indexed Fund Trust	14,924	$282,017
DDOG	Datadog, Inc.	1,004	$274,945
UNH	Unitedhealth Group Inc	728	$267,234
TMSL	T. Rowe Price Small-Mid Cap ETF	5,296	$215,547
BRK-B	Berkshire Hathaway Inc	432	$215,114
MRVL	Marvell Technology, Inc.	801	$211,632
XLK	State Street(R) Technology Select Sector SPDR(R) ETF	1,047	$204,950
TTD	Trade Desk, Inc.	10,000	$121,700
No positions match the current search.

Sold Out

Positions the filer fully exited

2 positions

Ticker	Company	Shares	Value
VGM	Invesco Trust for Investment Grade Municipals	23,329	$247,287
WMT	Walmart Inc.	2,001	$226,633
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

84 tracked positions · $197,548,435 total · filing declares 105 positions · $317,237,099 · as of Sep 30, 2026

All sectors Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Technology Utilities

Showing 1–50 of 84 positions by value · page 1 of 2

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	% of Portfolio
VOO	VANGUARD 500 INDEX FUND	Reduced	41,242	-458	$28,904,867	+0.9%	14.63%
VEA	Vanguard FTSE Developed Markets ETF	Added	240,105	+19,875	$16,953,813	+8.0%	8.58%
NVDA	Nvidia Corp Technology	Added	66,358	+1,065	$15,154,840	+16.0%	7.67%
VTI	VANGUARD TOTAL STOCK MARKET INDEX FUND	Reduced	25,280	-351	$9,460,786	−0.2%	4.79%
PG	PROCTER & GAMBLE Co Consumer Defensive	Added	56,476	+77	$8,204,833	−0.8%	4.15%
BSCS	Invesco BulletShares 2028 Corporate Bond ETF	Added	399,042	+63,770	$8,030,720	+17.6%	4.07%
BSCT	Invesco BulletShares 2029 Corporate Bond ETF	Added	438,229	+63,772	$7,975,767	+14.7%	4.04%
BSCR	Invesco BulletShares 2027 Corporate Bond ETF	Added	389,096	+50,421	$7,604,881	+14.5%	3.85%
BSCU	Invesco BulletShares 2030 Corporate Bond ETF	Added	421,223	+79,448	$6,798,539	+19.5%	3.44%
BSCQ	Invesco BulletShares 2026 Corporate Bond ETF	Added	345,865	+41,967	$6,751,284	+13.8%	3.42%
SPYM	State Street(R) SPDR(R) Portfolio S&P 500(R) ETF	Reduced	70,509	-560	$6,328,887	+1.3%	3.20%
BSCV		Added	352,723	+103,329	$5,562,441	+36.1%	2.82%
VWO	VANGUARD EMERGING MARKETS STOCK INDEX FUND	Added	69,706	+5,743	$4,134,262	+8.3%	2.09%
BSCW		Added	189,497	+26,776	$3,711,298	+11.2%	1.88%
BSCZ		Added	183,080	+22,324	$3,520,115	+7.0%	1.78%
QQQ	Invesco Qqq Trust, Series 1	Reduced	4,538	-159	$3,357,076	−2.9%	1.70%
VXUS	Vanguard Total International Stock ETF	Reduced	35,904	-68	$3,050,403	−0.8%	1.54%
IBM	International Business Machines Corp Technology	Added	13,665	+9	$3,005,343	−21.7%	1.52%
BSCX		Added	148,130	+21,812	$2,962,422	+11.4%	1.50%
SPMD	State Street(R) SPDR(R) Portfolio S&P 400(TM) Mid Cap ETF	Reduced	45,996	-620	$2,899,587	−7.9%	1.47%
BSCY		Added	144,029	+21,020	$2,811,042	+10.6%	1.42%
TSLA	Tesla, Inc. CALL + SHARES Consumer Cyclical	Reduced	7,911	-443	$2,806,901	−20.1%	1.42%
VONE	VANGUARD RUSSELL 1000 INDEX FUND	Reduced	8,115	-36	$2,791,560	+1.1%	1.41%
VEU	Vanguard International Equity Index Funds	Reduced	30,786	-508	$2,554,314	−2.5%	1.29%
AAPL	Apple Inc. Technology	Added	7,168	+577	$2,387,087	+25.2%	1.21%
SPDW	State Street(R) SPDR(R) Portfolio Developed World ex-US ETF	Reduced	44,455	-2,686	$2,232,085	−6.0%	1.13%
SCHD	Schwab U.S. Dividend Equity ETF	Added	60,822	+2,567	$1,978,539	+7.1%	1.00%
VT	VANGUARD TOTAL WORLD STOCK INDEX FUND	Held	12,095	0	$1,909,195	+0.6%	0.97%
EQAL	Invesco Russell 1000 Equal Weight ETF	Reduced	29,685	-47	$1,700,059	−3.5%	0.86%
MSFT	Microsoft Corp Technology	Added	2,774	+211	$1,422,784	+48.8%	0.72%
AMZN	Amazon Com Inc Consumer Cyclical	Reduced	5,484	-403	$1,366,338	−2.6%	0.69%
SCHA	Schwab U.S. Small-Cap ETF	Reduced	41,125	-323	$1,341,908	−10.4%	0.68%
ONEQ	Fidelity Nasdaq Composite Index ETF	Reduced	12,264	-132	$1,298,021	+1.4%	0.66%
XOM	ExxonMobil Holdings Corp Energy	Added	6,813	+35	$1,108,815	+19.7%	0.56%
PANW	Palo Alto Networks Inc Technology	NEW	2,232	NEW	$886,795	NEW	0.45%
VB	Vanguard Index Funds	Reduced	3,022	-17	$859,728	−6.7%	0.44%
ANET	Arista Networks, Inc. Technology	NEW	4,014	NEW	$817,210	NEW	0.41%
VUG	VANGUARD GROWTH INDEX FUND	Reduced	7,767	-297	$699,884	+0.8%	0.35%
GBCI	Glacier Bancorp, Inc. Financial Services	Added	14,785	+10	$638,712	−16.2%	0.32%
BND	VANGUARD TOTAL BOND MARKET INDEX FUND	Reduced	7,827	-157	$549,064	−6.3%	0.28%
VIG	Vanguard Specialized Funds	Added	2,350	+3	$548,278	−1.3%	0.28%
SPCX	Space Exploration Technologies Corp Industrials	NEW	3,475	NEW	$524,238	NEW	0.27%
SPAB	State Street(R) SPDR(R) Portfolio Aggregate Bond ETF	Reduced	21,511	-5,936	$524,007	−25.2%	0.27%
VGSH	VANGUARD SHORT-TERM TREASURY INDEX FUND	Added	9,082	+43	$522,759	−0.6%	0.26%
VCSH	VANGUARD SHORT-TERM CORPORATE BOND INDEX FUND	Added	6,605	+45	$510,236	−1.6%	0.26%
SPY	Spdr S&P 500 ETF Trust	Added	662	+256	$504,861	+66.5%	0.26%
SCHZ	Schwab U.S. Aggregate Bond ETF	Held	22,204	0	$490,708	−4.5%	0.25%
SPEM	State Street(R) SPDR(R) Portfolio Emerging Markets ETF	Added	9,000	+6	$465,839	+0.0%	0.24%
MSTR	Strategy Inc Technology	Added	2,846	+6	$435,694	+76.5%	0.22%
TCAF	T. Rowe Price Capital Appreciation Equity ETF	NEW	9,847	NEW	$416,232	NEW	0.21%

Showing the top 50 of 84 positions. Create a free account to see every position, past quarters, search, filters and CSV export.

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.