SACKS & ASSOCIATES, LLC

Registered adviser

CIK

2145868

Location

WARREN, NJ

Portfolio Value

Small $102,337,961

Diversification

Diversified

Filing Date

Global Rank

#7,242 / 8,807 ▲ 256 · as of Jun 2026

Top Industry

Insurance - Diversified 17.6%

Period ended 20 days ago

Filed Oct 9, 2026 · 11d

4 quarters · since Dec 2025

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Registered adviser

Form ADV roster, Oct 1, 2026

Form ADV adviser

CRD 174909

Roster of Oct 1, 2026

Regulatory AUM

$212,809,574

Main clients

Individuals and high net worth (100% of AUM)

Form ADV history

Monthly rosters from Dec 2019; each row is a run with the same figures, newest first.

Rosters	Regulatory AUM	Main clients
Apr 2026 to Oct 2026	$212,809,574	Individuals and high net worth (100%)
Apr 2025 to Mar 2026	$196,135,136	Individuals and high net worth (100%)
Mar 2024 to Mar 2025	$176,745,527	Individuals and high net worth (100%)
May 2023 to Feb 2024	$169,844,548	Individuals and high net worth (100%)
Apr 2023	$169,844,548	Individuals and high net worth (100%)
Mar 2022 to Mar 2023	$190,500,000	Individuals and high net worth (100%)

3 earlier changes not shown.

Portfolio style

Measured from the filed 13F common-share book for Jun 30, 2026, the newest measured quarter, never from the firm's own description.

Style

Concentrated

The top 10 positions are 61.1% of the book (60%+)

Turnover

Turnover unknown

It needs four straight quarters of measured turnover

Horizon

Short horizon

Value-weighted holding period 2.8 quarters (under 4)

Closest benchmark: every 13F filer's combined book, active share 82.4%; sector active share 57.6% against the combined 13F book's sector weights.

Over time 3 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

View clone backtest

Portfolio Concentration

79 tracked positions · as of Sep 30, 2026 · Δ vs Jun 30, 2026

Top Position

10.2%

−9.4 pts

Top 5

36.5%

−5.2 pts

Top 10

58.5%

−2.6 pts

HHI

439

Diversified−202

Portfolio Trend

4 quarters · across all stocks

Sector Breakdown

As of Sep 30, 2026

Sector	% Portfolio	Value	Positions
Unclassified	55.4%	$56,709,817	36
Technology	14.0%	$14,327,737	15
Financial Services	12.2%	$12,489,416	4
Communication Services	5.1%	$5,241,873	2
Industrials	4.6%	$4,694,314	9
Consumer Cyclical	3.0%	$3,051,969	3
Energy	2.4%	$2,432,042	4
Consumer Defensive	1.1%	$1,137,925	1
Basic Materials	1.1%	$1,078,058	1
Real Estate	0.6%	$645,142	2
Healthcare	0.5%	$529,668	2

Last Quarter's Activity

Export CSV

Sep 30, 2026 vs Jun 30, 2026

Added To

Positions the filer increased

15 positions

Ticker	Company	Δ Shares	Shares	Value
AMLP	Alerian MLP ETF	+1,548	85,792	$4,450,031
EEM	iShares MSCI Emerging Markets ETF	+480	29,371	$1,961,689
JIRE	JPMorgan International Research Enhanced Equity ETF	+480	72,974	$5,995,543
TOL	Toll Brothers, Inc.	+188	7,521	$1,013,454
BRK-B	Berkshire Hathaway Inc	+76	16,096	$8,015,003
RIO	Rio Tinto PLC	+23	11,448	$1,078,058
FTSL	First Trust Senior Loan Fund	+20	104,930	$4,676,730
CVX	Chevron Corp	+9	4,214	$860,540
SCHD	Schwab U.S. Dividend Equity ETF	+8	11,677	$379,852
XLE	State Street(R) Energy Select Sector SPDR(R) ETF	+6	6,989	$429,823
XOM	ExxonMobil Holdings Corp	+3	3,768	$613,242
MINT	PIMCO Enhanced Short Maturity Active Exchange-Traded Fund	+3	2,563	$257,709
OSK	Oshkosh Corp	+2	2,104	$271,037
VOO	VANGUARD 500 INDEX FUND	+1	489	$342,720
DE	Deere & Co	+1	1,050	$705,127
No positions match the current search.

Trimmed

Positions the filer reduced

25 positions

Ticker	Company	Δ Shares	Shares	Value
SCHG	Schwab U.S. Large-Cap Growth ETF	−7,683	64,176	$2,305,843
XLU	State Street(R) Utilities Select Sector SPDR(R) ETF	−5,249	63,649	$2,510,316
HPE	Hewlett Packard Enterprise Co	−3,925	17,180	$1,097,630
—		−3,274	74,583	$0
MDYV	State Street(R) SPDR(R) S & P 400(TM) Mid Cap Value ETF	−3,130	43,501	$3,850,273
IVE	iShares S&P 500 Value ETF	−2,973	65,210	$0
DELL	Dell Technologies Inc.	−1,992	2,948	$1,585,876
—		−1,924	67,906	$0
MDYG	State Street(R) SPDR(R) S & P 400(TM) Mid Cap Growth ETF	−1,441	30,388	$3,176,457
NVDA	Nvidia Corp	−1,105	14,570	$3,327,496
FDEC	FT Vest U.S. Equity Buffer ETF - December	−1,038	17,956	$1,006,074
IBM	International Business Machines Corp	−940	8,777	$1,930,325
FMAY	FT Vest U.S. Equity Buffer ETF - May	−698	92,585	$5,311,601
CRWD	CrowdStrike Holdings, Inc.	−678	3,746	$991,753
HONA	Honeywell Aerospace Inc.	−457	1,534	$237,723
ORCL	Oracle Corp	−442	3,167	$434,829
XLI	State Street(R) Industrial Select Sector SPDR(R) ETF	−412	11,265	$1,881,029
AMD	Advanced Micro Devices Inc	−376	1,532	$937,216
CSCO	Cisco Systems, Inc.	−279	9,596	$1,032,817
LEN	Lennar Corp /New/	−243	9,576	$781,305
SMH	VanEck Semiconductor ETF	−231	8,745	$5,325,705
IWO	iShares Russell 2000 Growth ETF	−226	11,204	$0
GOOG	Alphabet Inc.	−221	3,661	$1,247,449
IVW	iShares S&P 500 Growth ETF	−199	34,940	$0
CCS	Century Communities, Inc.	−193	7,333	$441,813
No positions match the current search.

New Positions

Positions the filer opened this quarter

3 positions

Ticker	Company	Shares	Value
FTGC	First Trust Global Tactical Commodity Strategy Fund	29,939	$915,834
GLW	Corning Inc /Ny	1,526	$234,637
LRCX	Lam Research Corp	625	$205,318
No positions match the current search.

Sold Out

Positions the filer fully exited

4 positions

Ticker	Company	Shares	Value
IBIT	iShares Bitcoin Trust ETF	19,073	$634,940
XHB	State Street(R) SPDR(R) S&P(R) Homebuilders ETF	2,493	$288,091
VST	Vistra Corp.	1,431	$226,999
RRC	Range Resources Corp	5,022	$186,768
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

79 tracked positions · $102,337,961 total · filing declares 79 positions · $143,231,978 · as of Sep 30, 2026

All sectors Basic Materials Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Real Estate Technology

Showing 1–50 of 79 positions by value · page 1 of 2

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	% of Portfolio
BRK-B	Berkshire Hathaway Inc Financial Services	Added	16,096	+76	$8,015,003	−0.0%	7.83%
JIRE	JPMorgan International Research Enhanced Equity ETF	Added	72,974	+480	$5,995,543	+0.3%	5.86%
SMH	VanEck Semiconductor ETF	Reduced	8,745	-231	$5,325,705	−9.5%	5.20%
FMAY	FT Vest U.S. Equity Buffer ETF - May	Reduced	92,585	-698	$5,311,601	+1.3%	5.19%
FTSL	First Trust Senior Loan Fund	Added	104,930	+20	$4,676,730	−0.4%	4.57%
AMLP	Alerian MLP ETF	Added	85,792	+1,548	$4,450,031	+1.9%	4.35%
GOOGL	Alphabet Inc. Communication Services	Reduced	11,609	-168	$3,994,424	−5.1%	3.90%
MDYV	State Street(R) SPDR(R) S & P 400(TM) Mid Cap Value ETF	Reduced	43,501	-3,130	$3,850,273	−12.9%	3.76%
NVDA	Nvidia Corp Technology	Reduced	14,570	-1,105	$3,327,496	+6.1%	3.25%
MCO	Moodys Corp /De/ Financial Services	Held	7,160	0	$3,251,570	+0.3%	3.18%
MDYG	State Street(R) SPDR(R) S & P 400(TM) Mid Cap Growth ETF	Reduced	30,388	-1,441	$3,176,457	−11.0%	3.10%
QDEC	FT Vest Nasdaq-100 Buffer ETF - December	Held	79,656	0	$2,939,306	+3.6%	2.87%
FIW	First Trust Water ETF	Reduced	27,073	-131	$2,809,635	−5.7%	2.75%
XLU	State Street(R) Utilities Select Sector SPDR(R) ETF	Reduced	63,649	-5,249	$2,510,316	−19.6%	2.45%
SCHG	Schwab U.S. Large-Cap Growth ETF	Reduced	64,176	-7,683	$2,305,843	−5.2%	2.25%
EEM	iShares MSCI Emerging Markets ETF	Added	29,371	+480	$1,961,689	−0.7%	1.92%
CNEQ	Alger Concentrated Equity ETF	Held	48,172	0	$1,957,228	−1.6%	1.91%
IBM	International Business Machines Corp Technology	Reduced	8,777	-940	$1,930,325	−29.4%	1.89%
XLI	State Street(R) Industrial Select Sector SPDR(R) ETF	Reduced	11,265	-412	$1,881,029	−13.0%	1.84%
DELL	Dell Technologies Inc. Technology	Reduced	2,948	-1,992	$1,585,876	−25.6%	1.55%
SPY	Spdr S&P 500 ETF Trust	Held	2,057	0	$1,568,729	+2.1%	1.53%
RTX	RTX Corp Industrials	Reduced	8,370	-38	$1,553,890	−2.6%	1.52%
AMZN	Amazon Com Inc Consumer Cyclical	Held	5,046	0	$1,257,210	+4.5%	1.23%
GOOG	Alphabet Inc. Communication Services	Reduced	3,661	-221	$1,247,449	−9.1%	1.22%
COST	Costco Wholesale Corp /New Consumer Defensive	Held	1,250	0	$1,137,925	−2.7%	1.11%
HPE	Hewlett Packard Enterprise Co Technology	Reduced	17,180	-3,925	$1,097,630	+15.3%	1.07%
RIO	Rio Tinto PLC Basic Materials	Added	11,448	+23	$1,078,058	−0.6%	1.05%
CSCO	Cisco Systems, Inc. Technology	Reduced	9,596	-279	$1,032,817	−11.0%	1.01%
TOL	Toll Brothers, Inc. Consumer Cyclical	Added	7,521	+188	$1,013,454	−16.1%	0.99%
FDEC	FT Vest U.S. Equity Buffer ETF - December	Reduced	17,956	-1,038	$1,006,074	−2.8%	0.98%
CRWD	CrowdStrike Holdings, Inc. Technology	Reduced	3,746	-678	$991,753	−70.6%	0.97%
AMD	Advanced Micro Devices Inc Technology	Reduced	1,532	-376	$937,216	−15.4%	0.92%
QMAG	FT Vest Nasdaq-100 Moderate Buffer ETF - August	Held	35,074	0	$923,147	+3.8%	0.90%
FTGC	First Trust Global Tactical Commodity Strategy Fund	NEW	29,939	NEW	$915,834	NEW	0.89%
CVX	Chevron Corp Energy	Added	4,214	+9	$860,540	+23.5%	0.84%
LEN	Lennar Corp /New/ Consumer Cyclical	Reduced	9,576	-243	$781,305	−12.1%	0.76%
EG	Everest Group, Ltd. Financial Services	Reduced	2,103	-95	$767,952	−2.2%	0.75%
AVGO	Broadcom Inc. Technology	Reduced	2,011	-87	$706,243	−10.9%	0.69%
DE	Deere & Co Industrials	Added	1,050	+1	$705,127	+6.0%	0.69%
XOM	ExxonMobil Holdings Corp Energy	Added	3,768	+3	$613,242	+19.1%	0.60%
SDY	State Street(R) SPDR(R) S&P(R) Dividend ETF	Held	4,129	0	$604,815	−3.7%	0.59%
MSFT	Microsoft Corp Technology	Reduced	1,174	-5	$602,144	+36.9%	0.59%
KMI	Kinder Morgan, Inc. Energy	Held	19,273	0	$581,080	−5.7%	0.57%
GRID	First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund	Held	2,908	0	$515,035	−7.6%	0.50%
QCOM	Qualcomm Inc/De Technology	Held	2,534	0	$466,357	−0.4%	0.46%
JPM	Jpmorgan Chase & Co Financial Services	Held	1,375	0	$454,891	+1.1%	0.44%
RSG	Republic Services, Inc. Industrials	Held	2,143	0	$449,751	−1.5%	0.44%
AAPL	Apple Inc. Technology	Held	1,344	0	$447,578	+15.1%	0.44%
CCS	Century Communities, Inc. Real Estate	Reduced	7,333	-193	$441,813	−18.1%	0.43%
ORCL	Oracle Corp Technology	Reduced	3,167	-442	$434,829	−17.8%	0.42%

Showing the top 50 of 79 positions. Create a free account to see every position, past quarters, search, filters and CSV export.

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.