Lotus Asset Management LLC

Registered adviser

CIK

2153440

Location

NASHVILLE, TN

Portfolio Value

Micro $98,155,518

Diversification

Moderately concentrated

Filing Date

Global Rank

#8,177 / 8,811 · as of Jun 2026

Top Industry

Consumer Electronics 67.3%

Period ended 21 days ago

Filed Oct 14, 2026 · 7d

2 quarters · since Jun 2026

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Registered adviser

Form ADV roster, Oct 1, 2026

Form ADV adviser

CRD 277030

Roster of Oct 1, 2026

Regulatory AUM

$120,506,379

Main clients

Individuals and high net worth (100% of AUM)

Portfolio style

Measured from the filed 13F common-share book for Jun 30, 2026, the newest measured quarter, never from the firm's own description.

Style

Concentrated

The top 10 positions are 89.7% of the book (60%+)

Turnover

Turnover unknown

It needs four straight quarters of measured turnover

Horizon

Short horizon

Value-weighted holding period 1.0 quarters (under 4)

Closest benchmark: every 13F filer's combined book, active share 84.4%; sector active share 52.1% against the combined 13F book's sector weights.

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

View clone backtest

Portfolio Concentration

47 tracked positions · as of Sep 30, 2026 · Δ vs Jun 30, 2026

Top Position

29.7%

+3.4 pts

Top 5

78.2%

+0.8 pts

Top 10

87.9%

−1.8 pts

HHI

1,691

Moderately concentrated+230

Portfolio Trend

2 quarters · across all stocks

Sector Breakdown

As of Sep 30, 2026

Sector	% Portfolio	Value	Positions
Unclassified	64.8%	$63,641,729	28
Technology	28.7%	$28,136,215	7
Communication Services	2.9%	$2,842,902	2
Consumer Cyclical	1.0%	$989,374	1
Industrials	0.7%	$708,640	2
Financial Services	0.7%	$658,770	3
Healthcare	0.6%	$540,927	2
Energy	0.4%	$404,596	1
Consumer Defensive	0.2%	$232,365	1

Last Quarter's Activity

Export CSV

Sep 30, 2026 vs Jun 30, 2026

Added To

Positions the filer increased

25 positions

Ticker	Company	Δ Shares	Shares	Value
DGRW	WisdomTree U.S. Quality Dividend Growth Fund	+2,421	43,935	$0
QQQM	Invesco Ltd.	+1,323	49,910	$0
VEA	Vanguard FTSE Developed Markets ETF	+1,063	15,462	$1,091,771
VOO	VANGUARD 500 INDEX FUND	+1,011	39,699	$27,823,441
VIG	Vanguard Specialized Funds	+608	37,640	$8,781,788
VGT	VANGUARD INFORMATION TECHNOLOGY INDEX FUND	+602	3,967	$498,532
AMZN	Amazon Com Inc	+578	3,971	$989,374
AAPL	Apple Inc.	+548	69,770	$23,234,805
DGRO	iShares Core Dividend Growth ETF	+451	36,791	$0
RTX	RTX Corp	+400	2,314	$429,594
NVDA	Nvidia Corp	+397	2,233	$509,972
GOOGL	Alphabet Inc.	+301	6,532	$2,247,530
V	Visa Inc.	+152	746	$268,060
STX	Seagate Technology Holdings plc	+150	850	$783,989
ROK	Rockwell Automation, Inc	+150	641	$279,046
MSFT	Microsoft Corp	+107	4,075	$2,090,067
SCHG	Schwab U.S. Large-Cap Growth ETF	+84	13,254	$476,216
XLK	State Street(R) Technology Select Sector SPDR(R) ETF	+82	1,238	$242,338
ARTY	iShares Future AI & Tech ETF	+52	5,267	$0
JPM	Jpmorgan Chase & Co	+23	1,181	$390,710
MOAT	VanEck Morningstar Wide Moat ETF	+21	5,322	$562,588
VTV	VANGUARD VALUE INDEX FUND	+20	5,424	$1,172,017
TSM	Taiwan Semiconductor Manufacturing Co Ltd	+18	2,092	$954,349
PANW	Palo Alto Networks Inc	+1	605	$240,372
ETH	Grayscale Ethereum Staking Mini ETF	+1	13,228	$337,181
No positions match the current search.

Trimmed

Positions the filer reduced

4 positions

Ticker	Company	Δ Shares	Shares	Value
GLD	Spdr Gold Trust	−321	1,410	$536,984
VOOV	VANGUARD S&P 500 VALUE INDEX FUND	−318	46,614	$10,270,928
META	Meta Platforms, Inc.	−3	821	$595,372
SPY	Spdr S&P 500 ETF Trust	−2	6,910	$5,269,773
No positions match the current search.

New Positions

Positions the filer opened this quarter

6 positions

Ticker	Company	Shares	Value
XOM	ExxonMobil Holdings Corp	2,486	$404,596
PLTR	Palantir Technologies Inc.	1,725	$322,661
ABBV	AbbVie Inc.	1,108	$289,841
LLY	ELI LILLY & Co	217	$251,086
WMT	Walmart Inc.	2,236	$232,365
VTI	VANGUARD TOTAL STOCK MARKET INDEX FUND	546	$204,335
No positions match the current search.

Sold Out

Positions the filer fully exited

2 positions

Ticker	Company	Shares	Value
IBM	International Business Machines Corp	898	$252,526
ORCL	Oracle Corp	1,432	$209,859
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

47 tracked positions · $98,155,518 total · filing declares 47 positions · $121,534,886 · as of Sep 30, 2026

All sectors Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Technology

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	% of Portfolio
VOO	VANGUARD 500 INDEX FUND	Added	39,699	+1,011	$27,823,441	+4.7%	28.35%
AAPL	Apple Inc. Technology	Added	69,770	+548	$23,234,805	+16.0%	23.67%
VOOV	VANGUARD S&P 500 VALUE INDEX FUND	Reduced	46,614	-318	$10,270,928	−0.2%	10.46%
VIG	Vanguard Specialized Funds	Added	37,640	+608	$8,781,788	+0.2%	8.95%
SPY	Spdr S&P 500 ETF Trust	Reduced	6,910	-2	$5,269,773	+2.1%	5.37%
VONE	VANGUARD RUSSELL 1000 INDEX FUND	Held	7,198	0	$2,476,112	+1.6%	2.52%
GOOGL	Alphabet Inc. Communication Services	Added	6,532	+301	$2,247,530	+0.9%	2.29%
MSFT	Microsoft Corp Technology	Added	4,075	+107	$2,090,067	+41.2%	2.13%
VTV	VANGUARD VALUE INDEX FUND	Added	5,424	+20	$1,172,017	−0.5%	1.19%
VEA	Vanguard FTSE Developed Markets ETF	Added	15,462	+1,063	$1,091,771	+6.4%	1.11%
QQQ	Invesco Qqq Trust, Series 1	Held	1,363	0	$1,008,306	+0.5%	1.03%
AMZN	Amazon Com Inc Consumer Cyclical	Added	3,971	+578	$989,374	+22.3%	1.01%
TSM	Taiwan Semiconductor Manufacturing Co Ltd Technology	Added	2,092	+18	$954,349	−3.6%	0.97%
XLC	State Street(R) Communication Services Select Sector SPDR(R) ETF	Held	8,429	0	$935,366	+3.6%	0.95%
STX	Seagate Technology Holdings plc Technology	Added	850	+150	$783,989	+16.1%	0.80%
META	Meta Platforms, Inc. Communication Services	Reduced	821	-3	$595,372	+28.3%	0.61%
MOAT	VanEck Morningstar Wide Moat ETF	Added	5,322	+21	$562,588	+2.1%	0.57%
GLD	Spdr Gold Trust	Reduced	1,410	-321	$536,984	−15.8%	0.55%
NVDA	Nvidia Corp Technology	Added	2,233	+397	$509,972	+38.8%	0.52%
VGT	VANGUARD INFORMATION TECHNOLOGY INDEX FUND	Added	3,967	+602	$498,532	+24.0%	0.51%
SCHG	Schwab U.S. Large-Cap Growth ETF	Added	13,254	+84	$476,216	+6.9%	0.49%
XLY	State Street(R) Consumer Discretionary Select Sector SPDR(R) ETF	Held	3,965	0	$431,550	−7.2%	0.44%
RTX	RTX Corp Industrials	Added	2,314	+400	$429,594	+18.3%	0.44%
XOM	ExxonMobil Holdings Corp Energy	NEW	2,486	NEW	$404,596	NEW	0.41%
JPM	Jpmorgan Chase & Co Financial Services	Added	1,181	+23	$390,710	+3.1%	0.40%
ETH	Grayscale Ethereum Staking Mini ETF	Added	13,228	+1	$337,181	+69.6%	0.34%
PMAR		Held	6,877	0	$336,690	+2.5%	0.34%
PLTR	Palantir Technologies Inc. Technology	NEW	1,725	NEW	$322,661	NEW	0.33%
BTC	Grayscale Bitcoin Mini Trust ETF	Held	8,112	0	$299,738	+42.4%	0.31%
ABBV	AbbVie Inc. Healthcare	NEW	1,108	NEW	$289,841	NEW	0.30%
ROK	Rockwell Automation, Inc Industrials	Added	641	+150	$279,046	+14.8%	0.28%
V	Visa Inc. Financial Services	Added	746	+152	$268,060	+31.5%	0.27%
LLY	ELI LILLY & Co Healthcare	NEW	217	NEW	$251,086	NEW	0.26%
MDY	Spdr S&P Midcap 400 ETF Trust	Held	370	0	$242,982	−6.6%	0.25%
XLK	State Street(R) Technology Select Sector SPDR(R) ETF	Added	1,238	+82	$242,338	+10.0%	0.25%
PANW	Palo Alto Networks Inc Technology	Added	605	+1	$240,372	+16.7%	0.24%
WMT	Walmart Inc. Consumer Defensive	NEW	2,236	NEW	$232,365	NEW	0.24%
POCT		Held	4,618	0	$221,156	+3.2%	0.23%
PAPR		Held	4,974	0	$214,777	+2.3%	0.22%
PNOV		Held	4,541	0	$207,160	+2.9%	0.21%
VTI	VANGUARD TOTAL STOCK MARKET INDEX FUND	NEW	546	NEW	$204,335	NEW	0.21%
QQQM	Invesco Ltd. Financial Services	Added	49,910	+1,323	$0	−100.0%	0.00%
AIQ	Global X Artificial Intelligence & Technology ETF	Held	7,701	0	$0	—	0.00%
DGRW	WisdomTree U.S. Quality Dividend Growth Fund	Added	43,935	+2,421	$0	—	0.00%
ARTY	iShares Future AI & Tech ETF	Added	5,267	+52	$0	—	0.00%
DGRO	iShares Core Dividend Growth ETF	Added	36,791	+451	$0	—	0.00%
IVV	iShares Core S&P 500 ETF	Held	286	0	$0	—	0.00%

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.