Spectrum Advisors, Inc.

Registered adviser

CIK

2153446

Location

PLANO, TX

Portfolio Value

Small $134,432,983

Diversification

Moderately concentrated

Filing Date

Global Rank

#7,622 / 8,827 ▼ 87 · as of Jun 2026

Top Industry

Insurance - Diversified 19.9%

3Y Alpha vs SPY

-3.5%

Period ended 38 days ago

Filed Nov 3, 2026 · 4d

3 quarters · since Mar 2026

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Registered adviser

Form ADV roster, Nov 1, 2026

Form ADV adviser

CRD 114805

Roster of Nov 1, 2026

Regulatory AUM

$160,000,000

Main clients

Individuals and high net worth (100% of AUM)

Form ADV history

Monthly rosters from Dec 2019; each row is a run with the same figures, newest first.

Rosters	Regulatory AUM	Main clients
Apr 2026 to Nov 2026	$160,000,000	Individuals and high net worth (100%)
Apr 2025 to Mar 2026	$149,000,000	Individuals and high net worth (100%)
Apr 2024 to Mar 2025	$127,000,000	Individuals and high net worth (100%)
May 2023 to Mar 2024	$118,000,000	Individuals and high net worth (100%)
Apr 2023	$118,000,000	Individuals and high net worth (100%)
Aug 2022 to Mar 2023	$110,000,000	Individuals and high net worth (100%)

Portfolio style

Measured from the filed 13F common-share book for Jun 30, 2026, the newest measured quarter, never from the firm's own description.

Style

Concentrated

The top 10 positions are 88.1% of the book (60%+)

Turnover

Turnover unknown

It needs four straight quarters of measured turnover

Horizon

Short horizon

Value-weighted holding period 2.0 quarters (under 4)

Closest benchmark: every 13F filer's combined book, active share 90.3%; sector active share 81.2% against the combined 13F book's sector weights.

Over time 2 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

View clone backtest

Portfolio Concentration

53 tracked positions · as of Sep 30, 2026 · Δ vs Jun 30, 2026

Top Position

33.6%

−5.0 pts

Top 5

76.3%

+0.3 pts

Top 10

91.6%

+3.5 pts

HHI

1,656

Moderately concentrated−272

Portfolio Trend

3 quarters · across all stocks

Sector Breakdown

As of Sep 30, 2026

Sector	% Portfolio	Value	Positions
Unclassified	93.2%	$125,251,056	37
Technology	3.1%	$4,214,035	5
Financial Services	1.9%	$2,512,438	3
Industrials	0.6%	$850,538	2
Consumer Defensive	0.6%	$744,675	3
Basic Materials	0.4%	$539,298	2
Energy	0.2%	$320,943	1

Last Quarter's Activity

Export CSV

Sep 30, 2026 vs Jun 30, 2026

Added To

Positions the filer increased

25 positions

Ticker	Company	Δ Shares	Shares	Value
ZAPR		+115,877	140,742	$3,806,212
ZOCT		+111,963	135,923	$3,822,154
ZJAN		+110,335	133,942	$3,807,890
ZJUL		+103,300	125,437	$3,794,958
DFAI	Dimensional International Core Equity Market ETF	+24,888	341,718	$14,157,376
AVIG	Avantis Core Fixed Income ETF	+16,419	67,059	$2,641,454
SPYV	State Street(R) SPDR(R) Portfolio S&P 500(R) Value ETF	+12,162	83,100	$5,079,903
PAYM		+9,564	17,625	$447,498
SPMD	State Street(R) SPDR(R) Portfolio S&P 400(TM) Mid Cap ETF	+9,548	143,861	$9,068,997
BOND	PIMCO Active Bond Exchange-Traded Fund	+9,231	97,503	$8,481,785
—		+7,007	54,293	$0
VNLA	Janus Henderson Short Duration Income ETF	+6,957	52,336	$2,541,436
SPYG	State Street(R) SPDR(R) Portfolio S&P 500(R) Growth ETF	+6,051	45,650	$5,618,602
NB	Niocorp Developments Ltd	+5,000	25,500	$91,800
PYLD		+3,587	136,472	$3,465,024
JAAA	Janus Henderson AAA CLO ETF	+3,478	26,589	$1,341,946
CLIP	Global X 1-3 Month T-Bill ETF	+3,039	126,359	$12,678,862
SCEC	STERLING CAPITAL ENHANCED CORE BOND ETF	+2,786	134,890	$3,203,637
ACYN	First Trust Exchange-Traded Fund	+1,254	37,036	$772,570
NVDA	Nvidia Corp	+612	7,215	$1,647,761
SCNM		+325	14,170	$333,335
—		+312	16,393	$0
QQQ	Invesco Qqq Trust, Series 1	+7	1,516	$1,121,491
COST	Costco Wholesale Corp	+1	285	$259,446
AAPL	Apple Inc.	+1	4,166	$1,387,361
No positions match the current search.

Trimmed

Positions the filer reduced

17 positions

Ticker	Company	Δ Shares	Shares	Value
SPYM	State Street(R) SPDR(R) Portfolio S&P 500(R) ETF	−123,304	225,935	$20,279,925
DFGX	Dimensional International Core Fixed Income ETF	−23,152	43,995	$2,249,860
SPAB	State Street(R) SPDR(R) Portfolio Aggregate Bond ETF	−18,804	208,654	$5,082,811
AVEM	Avantis Emerging Markets Equity ETF	−660	55,179	$5,187,929
VTWO	VANGUARD RUSSELL 2000 INDEX FUND	−515	2,642	$296,538
SPY	Spdr S&P 500 ETF Trust	−339	877	$668,826
IEMG	iShares Trust	−177	5,686	$0
EFV	iShares MSCI EAFE Value ETF	−144	8,255	$653,300
—		−109	11,046	$0
IWS	iShares Russell Mid-Cap Value ETF	−104	3,963	$637,012
WMT	Walmart Inc.	−38	2,528	$262,709
EFG	iShares MSCI EAFE Growth ETF	−35	4,748	$568,952
UNP	Union Pacific Corp	−30	1,990	$541,538
IVV	iShares Core S&P 500 ETF	−29	2,635	$2,018,014
LRCX	Lam Research Corp	−9	631	$207,289
BRK-B	Berkshire Hathaway Inc	−8	2,167	$1,079,057
MSFT	Microsoft Corp	−3	1,339	$686,773
No positions match the current search.

New Positions

Positions the filer opened this quarter

2 positions

Ticker	Company	Shares	Value
DGCB	Dimensional Global Credit ETF	7,478	$388,160
XOM	ExxonMobil Holdings Corp	1,972	$320,943
No positions match the current search.

Sold Out

Positions the filer fully exited

4 positions

Ticker	Company	Shares	Value
DFAS	Dimensional U.S. Small Cap ETF	47,041	$3,873,355
—		1,680	$245,968
ONEZ	TrueShares Seasonality Laddered Buffered ETF	7,432	$205,048
NVS	Novartis AG	1,288	$201,855
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

53 tracked positions · $134,432,983 total · filing declares 53 positions · $142,618,329 · as of Sep 30, 2026

All sectors Basic Materials Consumer Defensive Energy Financial Services Industrials Technology

Showing 1–50 of 53 positions by value · page 1 of 2

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	% of Portfolio
SPYM	State Street(R) SPDR(R) Portfolio S&P 500(R) ETF	Reduced	225,935	-123,304	$20,279,925	−33.9%	15.09%
DFAI	Dimensional International Core Equity Market ETF	Added	341,718	+24,888	$14,157,376	+8.3%	10.53%
CLIP	Global X 1-3 Month T-Bill ETF	Added	126,359	+3,039	$12,678,862	+2.5%	9.43%
SPMD	State Street(R) SPDR(R) Portfolio S&P 400(TM) Mid Cap ETF	Added	143,861	+9,548	$9,068,997	−0.1%	6.75%
BOND	PIMCO Active Bond Exchange-Traded Fund	Added	97,503	+9,231	$8,481,785	+4.2%	6.31%
SPYG	State Street(R) SPDR(R) Portfolio S&P 500(R) Growth ETF	Added	45,650	+6,051	$5,618,602	+19.2%	4.18%
AVEM	Avantis Emerging Markets Equity ETF	Reduced	55,179	-660	$5,187,929	−3.7%	3.86%
SPAB	State Street(R) SPDR(R) Portfolio Aggregate Bond ETF	Reduced	208,654	-18,804	$5,082,811	−12.4%	3.78%
SPYV	State Street(R) SPDR(R) Portfolio S&P 500(R) Value ETF	Added	83,100	+12,162	$5,079,903	+17.8%	3.78%
ZOCT		Added	135,923	+111,963	$3,822,154	+477.7%	2.84%
ZJAN		Added	133,942	+110,335	$3,807,890	+476.2%	2.83%
ZAPR		Added	140,742	+115,877	$3,806,212	+474.6%	2.83%
ZJUL		Added	125,437	+103,300	$3,794,958	+472.0%	2.82%
PYLD		Added	136,472	+3,587	$3,465,024	−1.7%	2.58%
SCEC	STERLING CAPITAL ENHANCED CORE BOND ETF	Added	134,890	+2,786	$3,203,637	−3.1%	2.38%
AVIG	Avantis Core Fixed Income ETF	Added	67,059	+16,419	$2,641,454	+26.0%	1.96%
VNLA	Janus Henderson Short Duration Income ETF	Added	52,336	+6,957	$2,541,436	+14.6%	1.89%
DFGX	Dimensional International Core Fixed Income ETF	Reduced	43,995	-23,152	$2,249,860	−37.5%	1.67%
IVV	iShares Core S&P 500 ETF	Reduced	2,635	-29	$2,018,014	+1.2%	1.50%
NVDA	Nvidia Corp Technology	Added	7,215	+612	$1,647,761	+24.7%	1.23%
AAPL	Apple Inc. Technology	Added	4,166	+1	$1,387,361	+15.1%	1.03%
JAAA	Janus Henderson AAA CLO ETF	Added	26,589	+3,478	$1,341,946	+15.0%	1.00%
QQQ	Invesco Qqq Trust, Series 1	Added	1,516	+7	$1,121,491	+0.9%	0.83%
BRK-B	Berkshire Hathaway Inc Financial Services	Reduced	2,167	-8	$1,079,057	−0.9%	0.80%
ACYN	First Trust Exchange-Traded Fund	Added	37,036	+1,254	$772,570	+3.9%	0.57%
BRK-A	Berkshire Hathaway Inc Financial Services	Held	1	0	$747,005	−0.2%	0.56%
MSFT	Microsoft Corp Technology	Reduced	1,339	-3	$686,773	+37.2%	0.51%
PHYS	Sprott Physical Gold Trust Financial Services	Held	21,950	0	$686,376	+3.6%	0.51%
SPY	Spdr S&P 500 ETF Trust	Reduced	877	-339	$668,826	−26.3%	0.50%
EFV	iShares MSCI EAFE Value ETF	Reduced	8,255	-144	$653,300	+1.6%	0.49%
IWS	iShares Russell Mid-Cap Value ETF	Reduced	3,963	-104	$637,012	−4.8%	0.47%
EFG	iShares MSCI EAFE Growth ETF	Reduced	4,748	-35	$568,952	−4.4%	0.42%
UNP	Union Pacific Corp Industrials	Reduced	1,990	-30	$541,538	−1.4%	0.40%
DFAU	Dimensional US Core Equity Market ETF	Held	8,959	0	$469,093	+1.3%	0.35%
PAYM	Basic Materials	Added	17,625	+9,564	$447,498	+121.0%	0.33%
SPYI	NEOS S&P 500(R) High Income ETF	Held	7,548	0	$401,327	+0.2%	0.30%
DGCB	Dimensional Global Credit ETF	NEW	7,478	NEW	$388,160	NEW	0.29%
SCNM		Added	14,170	+325	$333,335	−4.3%	0.25%
SCHD	Schwab U.S. Dividend Equity ETF	Held	10,065	0	$327,414	+2.6%	0.24%
XOM	ExxonMobil Holdings Corp Energy	NEW	1,972	NEW	$320,943	NEW	0.24%
NSC	Norfolk Southern Corp Industrials	Held	1,000	0	$309,000	−1.8%	0.23%
VTWO	VANGUARD RUSSELL 2000 INDEX FUND	Reduced	2,642	-515	$296,538	−22.6%	0.22%
JBL	Jabil Inc Technology	Held	993	0	$284,851	−25.6%	0.21%
SIL	Global X Silver Miners ETF	Held	3,305	0	$284,263	+11.0%	0.21%
WMT	Walmart Inc. Consumer Defensive	Reduced	2,528	-38	$262,709	−9.6%	0.20%
COST	Costco Wholesale Corp Consumer Defensive	Added	285	+1	$259,446	−2.3%	0.19%
PEP	Pepsico Inc Consumer Defensive	Held	1,756	0	$222,520	−6.4%	0.17%
LRCX	Lam Research Corp Technology	Reduced	631	-9	$207,289	−25.3%	0.15%
NB	Niocorp Developments Ltd Basic Materials	Added	25,500	+5,000	$91,800	−7.1%	0.07%
		Reduced	11,046	-109	$0	−100.0%	0.00%

Showing the top 50 of 53 positions. Create a free account to see every position, past quarters, search, filters and CSV export.

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.