ZOCT · Holdings ETF

$28.27 +0.02 (+0.07%)

Volume · Oct 20 68.18K Avg daily vol (3M) 83.83K

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP →

Institutional holdings are being reconciled with SEC filings. Holder totals and changes may be incomplete until reconciliation finishes.

Quarter:

Holders: 21

Total Value: $19,138,659

Total Shares: 680,607

Institutional Ownership Trend

9 quarters

Holder Concentration

Across 21 13F filers · Δ vs Jun 30, 2026

Top Holder

40.4%

+10.8 pts

Top 5

67.9%

+19.4 pts

Top 10

86.8%

+27.0 pts

HHI

1,927

Moderately concentrated+857

Who Holds ZOCT

Last 8 quarters through Sep 30, 2026 (filing window open)

Each kind of 13F filer's share of the common shares 13F filers report. Holder type comes from regulatory records, never the filer's name; style, turnover and horizon are measured from each filer's own 13F book. The quarter selector does not change this card.

Jun 30, 2026, the newest closed quarter: 75 filers, like-for-like change -12.2%; actively managed books -12.2%.

Holder type	Share	Filers	Change	New	Exited
Registered adviser	68.0%	48	-12.6%	2	3
Bank	0.7%	3	-24.3%	1	1
Broker-dealer	0.6%	1	-28.8%	0	0
Holding company	2.0%	1	-2.1%	0	0
Unknown	28.7%	22	-11.2%	2	1

Style	Share	Filers	Change	New	Exited
Concentrated	23.3%	19	-0.1%	0	1
Diversified active	76.7%	56	-15.4%	5	4
Index-like	0.0%	0	—	0	0
Systematic-like	0.0%	0	—	0	0
Not measured	0.0%	0	—	0	0
Unknown	0.0%	0	—	0	0

Turnover	Share	Filers	Change	New	Exited
Low turnover	83.7%	53	-17.4%	2	2
Medium turnover	7.3%	11	-7.9%	1	2
High turnover	5.7%	5	+271.4%	2	0
Unknown	3.3%	6	+22.9%	0	1
Not measured	0.0%	0	—	0	0

Holding horizon	Share	Filers	Change	New	Exited
Short horizon	2.6%	5	+76.7%	1	1
Medium horizon	12.4%	15	-38.5%	0	0
Long horizon	83.8%	53	-9.9%	3	4
Unknown	1.2%	2	+5555.6%	1	0
Not measured	0.0%	0	—	0	0

13F book size	Share	Filers	Change	New	Exited
Under $1B	29.0%	27	-1.5%	0	2
$1B to $10B	20.2%	26	+3.5%	3	2
$10B to $100B	43.2%	15	-18.0%	1	0
$100B or more	7.6%	7	-37.6%	1	1
Not measured	0.0%	0	—	0	0

Client base	Share	Filers	Change	New	Exited
Individuals and high net worth	67.0%	47	-12.8%	2	3
Pension and profit sharing plans	1.0%	1	0.0%	0	0
Pooled investment vehicles	0.0%	0	—	0	0
Unknown	32.0%	27	-11.4%	3	2

Private funds	Share	Filers	Change	New	Exited
Private equity funds	0.1%	1	-37.0%	0	1
Other private funds	3.6%	2	-13.8%	0	0
No private funds	64.3%	45	-12.5%	2	2
Hedge funds	0.0%	0	—	0	0
Unknown	32.0%	27	-11.4%	3	2

Location	Share	Filers	Change	New	Exited
United States	100.0%	74	-12.0%	5	4
Outside the US	0.0%	1	-88.4%	0	1

The Sep 30, 2026 filing window is still open, so its bar shows only the filers that have filed so far.

How the mix is measured

Shares are 13F common shares restated to today's split basis; options and principal amounts are left out. The change compares only filers with a 13F in both quarters and keeps each filer in its bucket of the later quarter on both sides; a filer that continues under a new CIK is compared through its successor. Holder type comes from each filer's current regulatory profile; client base and private funds come from the Form ADV roster current at each quarter end (rosters from December 2019, so an earlier quarter reads Unknown). Style, turnover, horizon and book size are measured from each filer's 13F book in the newest measured quarter, and Not measured means none was. Actively managed books are those measured systematic-like, concentrated or diversified active.

Excluded 1 holder with no observed 2026-03-31 13F and 2 holders with no observed 2026-06-30 13F.

Quarterly Activity

vs Jun 30, 2026

New

Increased

Decreased

Sold Out

Unchanged

New and Sold Out count only filers that reported a 13F for both quarters: a first-time filer's book is not a buy, and a fund that has not filed, or withheld its positions under confidential treatment, has not sold.

Holder count: -54

Institutional value: -70.9%

Shares held: -71.4%

Top Buyers

vs Jun 30, 2026

Institution	Added	Now Holds
Small Pachira Investments Inc.	+26,621	274,718
Mid INDEPENDENT FINANCIAL GROUP, LLC	+1,495	20,492
Mid CoreCap Advisors, LLC	+747	6,457

Top Sellers

vs Jun 30, 2026

Institution	Sold	Now Holds
Small Southland Equity Partners LLC	−2,595	17,238
Small KFG WEALTH MANAGEMENT, LLC	−1,761	68,740
Mid C2P Capital Advisory Group, LLC d.b.a. Prosperity Capital Advisors	−1,750	36,221
Small Lineweaver Wealth Advisors, LLC	−1,231	31,312
Large Farther Finance Advisors, LLC	−144	8,453

Top New Positions

vs Jun 30, 2026

Institution	Acquired	Value (USD)
Large Concurrent Investment Advisors, LLC	42,711	$1,201,033
Large WEALTH ENHANCEMENT ADVISORY SERVICES, LLC	15,568	$437,772
Small IFS Advisors, LLC	6,921	$194,618
Small Grove Bank & Trust	6,091	$171,278

Top Sold-Out Positions

vs Jun 30, 2026

No fully closed positions this quarter.

Filter: New 4 Increased 3 Reduced 6 Sold out 0 Unchanged 8

Holder type: Registered adviser 14 Unknown 7

Showing 21 of 21

All Common Calls Puts

Compact Export CSV

Holder	Value (USD)	% of 13F	Shares	Own %	Change	Type	Filed
Small Pachira Investments Inc. ZOCT	$7,725,070	40.36%	274,718	—	+26,621 +10.7%	Shares	2026-10-14
Small KFG WEALTH MANAGEMENT, LLC Registered adviser ZOCT	$1,932,968	10.10%	68,740	—	-1,761 -2.5%	Shares	2026-10-16
Large Concurrent Investment Advisors, LLC Registered adviser ZOCT	$1,201,033	6.28%	42,711	—	New	Shares	2026-10-16
Small WealthPLAN Partners, LLC Registered adviser ZOCT	$1,121,678	5.86%	39,889	—	0 0.0%	Shares	2026-10-15
Mid C2P Capital Advisory Group, LLC d.b.a. Prosperity Capital Advisors Registered adviser ZOCT	$1,018,534	5.32%	36,221	—	-1,750 -4.6%	Shares	2026-10-14
Small CANANDAIGUA NATIONAL BANK & TRUST CO ZOCT	$930,772	4.86%	33,100	—	0 0.0%	Shares	2026-10-07
Small Lineweaver Wealth Advisors, LLC Registered adviser ZOCT	$880,493	4.60%	31,312	—	-1,231 -3.8%	Shares	2026-10-13
Small FC Advisory LLC Registered adviser ZOCT	$735,759	3.84%	26,165	—	0 0.0%	Shares	2026-10-05
Mid INDEPENDENT FINANCIAL GROUP, LLC Registered adviser ZOCT	$576,235	3.01%	20,492	—	+1,495 +7.9%	Shares	2026-10-13
Small Southland Equity Partners LLC ZOCT	$484,732	2.53%	17,238	—	-2,595 -13.1%	Shares	2026-10-14
Large WEALTH ENHANCEMENT ADVISORY SERVICES, LLC ZOCT	$437,772	2.29%	15,568	—	New	Shares	2026-10-13
Mid First Heartland Consultants, Inc. Registered adviser ZOCT	$329,622	1.72%	11,722	—	0 0.0%	Shares	2026-10-08
Small GILL CAPITAL PARTNERS, LLC ZOCT	$265,424	1.39%	9,439	—	0 0.0%	Shares	2026-10-13
Mid Galvin, Gaustad & Stein, LLC Registered adviser ZOCT	$246,050	1.29%	8,750	—	0 0.0%	Shares	2026-10-08
Mid IFP Advisors, Inc Registered adviser ZOCT	$240,763	1.26%	8,562	—	-110 -1.3%	Shares	2026-10-16
Large Farther Finance Advisors, LLC Registered adviser ZOCT	$237,698	1.24%	8,453	—	-144 -1.7%	Shares	2026-10-08
Small Bluesphere Advisors LLC Registered adviser ZOCT	$223,778	1.17%	7,958	—	0 0.0%	Shares	2026-10-19
Small IFS Advisors, LLC Registered adviser ZOCT	$194,618	1.02%	6,921	—	New	Shares	2026-10-14
Mid CoreCap Advisors, LLC Registered adviser ZOCT	$181,570	0.95%	6,457	—	+747 +13.1%	Shares	2026-10-08
Small Grove Bank & Trust ZOCT	$171,278	0.89%	6,091	—	New	Shares	2026-10-08
Small Noble Wealth Management PBC ZOCT	$2,812	0.01%	100	—	0 0.0%	Shares	2026-10-01
No holders match your search.