MID ATLANTIC FINANCIAL MANAGEMENT INC/ADV
Filing Date
Global Rank
#1,408
/ 6,035
▲ 24
· as of Sep 2021
Top Industry
Asset Management
17.6%
Period ended 5 years ago
Filed Nov 12, 2021 · 4y
7 quarters · since Mar 2020
Regulatory profile
From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.
Holder type
Unknown
Portfolio style
Measured from the filed 13F common-share book for Sep 30, 2021, never from the firm's own description.
Style
Diversified active
Top 10 weight 50.8%, 15.5 effective positions, active share 64.7% against every 13F filer's combined book; it meets none of the index-like, systematic-like or concentrated tests
Turnover
Low turnover
26.5% over the last four quarters (under 30%)
Horizon
Horizon unknown
The value-weighted holding period is at least 6.5 quarters, but 82.8% of the book was already held when coverage starts
Closest benchmark: every 13F filer's combined book, active share 64.7%; sector active share 33.4% against the combined 13F book's sector weights.
Over time 7 measured quarters
How the bands are measured
Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.
Clone Performance
Build a hypothetical price-return history from this filer's public 13F holdings.
View clone backtestPortfolio Concentration
840 tracked positions · as of Sep 30, 2021 · Δ vs Jun 30, 2021Top Position
22.5%
−0.0 pts
Top 5
40.9%
+0.4 pts
Top 10
50.8%
+0.4 pts
HHI
646
Diversified+3
Portfolio Trend
7 quarters · across all stocks
Sector Breakdown
As of Sep 30, 2021| Sector | % Portfolio | Value |
|---|---|---|
| Unclassified | 58.7% | $849,339,007 |
| Financial Services | 11.1% | $160,290,444 |
| Technology | 9.3% | $133,807,467 |
| Consumer Cyclical | 5.1% | $73,379,423 |
| Healthcare | 4.3% | $62,863,885 |
| Communication Services | 3.0% | $43,166,341 |
| Consumer Defensive | 2.9% | $42,213,659 |
| Industrials | 2.6% | $37,779,713 |
| Energy | 1.0% | $14,691,890 |
| Utilities | 0.7% | $10,157,816 |
| Real Estate | 0.7% | $9,650,391 |
| Basic Materials | 0.6% | $8,912,284 |
Last Quarter's Activity
Export CSVAdded To
Positions the filer increased
25 positions
| Ticker | Company | Δ Shares | Shares | Value | Open |
|---|---|---|---|---|---|
| CIF | Mfs Intermediate High Income Fund | +97,200 | 121,100 | $367,000 | |
| FAX | Abrdn Asia-Pacific Income Fund, Inc. | +92,600 | 204,521 | $848,762 | |
| MIN | Aberdeen Intermediate Income Fund | +86,600 | 270,012 | $977,443 | |
| MGF | Aberdeen Government Markets Income Fund | +70,400 | 219,606 | $948,697 | |
| CIK | Ubs Asset Management Income Fund, Inc. | +65,400 | 176,900 | $613,843 | |
| OXLC | Oxford Lane Capital Corp. | +64,200 | 95,900 | $691,439 | |
| GCV | Gabelli Convertible & Income Securities Fund Inc | +44,400 | 84,200 | $511,936 | |
| JQC | Nuveen Credit Strategies Income Fund | +42,510 | 180,937 | $1,186,946 | |
| MYI | Blackrock Muniyield Quality Fund III, Inc. | +40,211 | 102,070 | $1,498,387 | |
| ACP | abrdn Income Credit Strategies Fund | +35,400 | 115,800 | $1,279,590 | |
| NHS | Neuberger High Yield Strategies Fund Inc. | +35,100 | 80,203 | $1,016,172 | |
| PCF | High Income Securities Fund | +33,400 | 75,800 | $664,008 | |
| MCR | Mfs Charter Income Trust | +31,200 | 115,579 | $994,000 | |
| NEA | Nuveen AMT-Free Quality Municipal Income Fund | +31,043 | 114,760 | $1,743,204 | |
| VGI | Virtus Global Multi-Sector Income Fund | +29,150 | 98,954 | $1,164,688 | |
| GGN | GAMCO Global Gold, Natural Resources & Income Trust | +28,600 | 47,250 | $176,242 | |
| ECF | Ellsworth Growth & Income Fund Ltd | +28,565 | 59,404 | $793,637 | |
| PAVE | Global X U.S. Infrastructure Development ETF | +28,388 | 37,692 | $957,753 | |
| IHI | iShares U.S. Medical Devices ETF | +27,167 | 32,349 | $2,030,870 | |
| PHK | Pimco High Income Fund | +26,847 | 208,379 | $1,308,620 | |
| TIP | iShares TIPS Bond ETF | +26,243 | 52,342 | $6,683,549 | |
| NVDA | Nvidia Corp | +26,179 | 33,752 | $6,992,064 | |
| IXN | iShares Global Tech ETF | +24,926 | 27,167 | $1,539,282 | |
| RODM | Hartford Multifactor Developed Markets (ex-US) ETF | +24,658 | 269,448 | $8,110,384 | |
| PGX | Invesco Ltd. | +24,554 | 64,114 | $963,633 | |
| No positions match the current search. | |||||
Trimmed
Positions the filer reduced
25 positions
| Ticker | Company | Δ Shares | Shares | Value | Open |
|---|---|---|---|---|---|
| GE | General Electric Co | −83,843 | 11,049 | $1,138,377 | |
| GOVT | iShares U.S. Treasury Bond ETF | −82,798 | 293,669 | $7,791,038 | |
| ERC | Allspring Multi-Sector Income Fund | −55,250 | 20,400 | $276,012 | |
| KGC | Kinross Gold Corp | −49,495 | 13,489 | $72,301 | |
| DHY | Ubs Asset Management High Yield Credit Fund | −49,000 | 198,700 | $490,789 | |
| IEMG | iShares Trust | −48,473 | 87,326 | $0 | |
| ET | Energy Transfer LP | −46,035 | 31,602 | $303,000 | |
| SLV | iShares Silver Trust | −38,044 | 49,114 | $1,007,819 | |
| NCZ | Virtus Convertible & Income Fund II | −36,500 | 129,300 | $671,067 | |
| HIX | Western Asset High Income Fund II Inc. | −33,700 | 65,700 | $470,412 | |
| EPD | Enterprise Products Partners L.P. | −26,080 | 31,085 | $672,679 | |
| PGP | PIMCO Global StocksPLUS & Income Fund | −25,394 | 60,106 | $650,346 | |
| BGX | Blackstone Long-Short Credit Income Fund | −23,900 | 33,100 | $502,127 | |
| EAD | Allspring Income Opportunities Fund | −23,150 | 50,900 | $447,920 | |
| MCI | Barings Corporate Investors | −22,000 | 33,005 | $513,227 | |
| AWF | Alliancebernstein Global High Income Fund Inc | −21,600 | 32,666 | $400,811 | |
| JFR | Nuveen Floating Rate Income Fund | −19,225 | 109,075 | $1,098,385 | |
| FCO | Abrdn Global Income Fund, Inc. | −17,542 | 42,400 | $348,000 | |
| ESGE | iShares Trust | −17,040 | 35,498 | $0 | |
| ABOT | Abacus FCF Innovation Leaders ETF | −17,008 | 366,887 | $10,644,125 | |
| PFN | PIMCO Income Strategy Fund II | −17,000 | 58,200 | $590,148 | |
| BLV | VANGUARD LONG-TERM BOND INDEX FUND | −16,965 | 9,849 | $1,007,848 | |
| BSL | Blackstone Senior Floating Rate 2027 Term Fund | −16,000 | 16,100 | $264,362 | |
| DSU | Blackrock Debt Strategies Fund, Inc. | −15,766 | 47,668 | $550,088 | |
| VLT | Invesco High Income Trust II | −15,100 | 49,200 | $718,320 | |
| No positions match the current search. | |||||
New Positions
Positions the filer opened this quarter
25 positions
| Ticker | Company | Shares | Value | Open |
|---|---|---|---|---|
| GNR | State Street(R) SPDR(R) S&P(R) Global Natural Resources ETF | 54,330 | $2,789,845 | |
| EBND | State Street(R) SPDR(R) Bloomberg Emerging Markets Local Bond ETF | 104,825 | $2,652,072 | |
| BKLN | Invesco Ltd. | 66,814 | $1,477,257 | |
| OHI | Omega Healthcare Investors Inc | 21,559 | $645,907 | |
| DHF | Bny Mellon High Yield Strategies Fund | 151,700 | $489,991 | |
| SPUU | Direxion Daily S&P 500 Bull 2X Shares | 4,350 | $425,821 | |
| GXO | GXO Logistics, Inc. | 5,180 | $406,319 | |
| ABNB | Airbnb, Inc. | 2,318 | $388,844 | |
| XFLT | XAI Floating Rate & Alternative Income Trust | 42,900 | $368,082 | |
| FIW | First Trust Water ETF | 4,323 | $368,060 | |
| AFGR | First Trust Exchange-Traded Fund VIII | 13,300 | $362,185 | |
| — | 4,344 | $336,000 | ||
| JEPI | JPMorgan Equity Premium Income ETF | 5,632 | $335,723 | |
| USRT | iShares Core U.S. REIT ETF | 5,259 | $308,440 | |
| — | 1,824 | $304,000 | ||
| LIT | Global X Lithium and Battery Tech ETF | 3,654 | $299,481 | |
| DAUG | FT Vest U.S. Equity Deep Buffer ETF - August | 8,180 | $278,987 | |
| PSF | Cohen & Steers Select Preferred & Income Fund, Inc. | 9,480 | $270,180 | |
| INMD | InMode Ltd. | 1,650 | $263,092 | |
| FTSM | First Trust Enhanced Short Maturity ETF | 4,361 | $261,420 | |
| BLMN | Bloomin' Brands, Inc. | 9,969 | $249,225 | |
| IT | Gartner Inc | 804 | $244,319 | |
| DFP | Flaherty & Crumrine Dynamic Preferred & Income Fund Inc | 8,465 | $243,792 | |
| HASI | HA Sustainable Infrastructure Capital, Inc. | 4,520 | $241,729 | |
| STE | STERIS plc | 1,147 | $234,309 | |
| No positions match the current search. | ||||
Sold Out
Positions the filer fully exited
25 positions
| Ticker | Company | Shares | Value | Open |
|---|---|---|---|---|
| EEMV | iShares MSCI Emerging Markets Min Vol Factor ETF | 42,394 | $2,719,999 | |
| FDN | First Trust Dow Jones Internet Index Fund | 8,681 | $2,125,629 | |
| RTX | RTX Corp | 22,790 | $1,944,214 | |
| — | 38,331 | $1,057,168 | ||
| MTUM | iShares MSCI USA Momentum Factor ETF | 6,008 | $1,041,967 | |
| TECH | BIO-TECHNE Corp | 1,764 | $794,258 | |
| TDOC | Teladoc Health, Inc. | 4,350 | $723,361 | |
| PWZ | Invesco Ltd. | 23,069 | $648,469 | |
| ILTB | iShares Core 10+ Year USD Bond ETF | 5,513 | $398,369 | |
| BIDU | Baidu, Inc. | 1,847 | $376,603 | |
| THW | abrdn World Healthcare Fund | 21,400 | $351,816 | |
| NXPI | NXP Semiconductors N.V. | 1,652 | $339,849 | |
| CRSP | CRISPR Therapeutics AG | 2,052 | $332,198 | |
| CGO | Calamos Global Total Return Fund | 19,200 | $311,040 | |
| STAG | STAG Industrial, Inc. | 8,000 | $299,440 | |
| KRE | State Street(R) SPDR(R) S&P(R) Regional Banking ETF | 4,486 | $293,967 | |
| EPR | Epr Properties | 5,429 | $285,999 | |
| EOS | Eaton Vance Enhanced Equity Income Fund II | 11,908 | $277,218 | |
| PAGP | Plains Gp Holdings LP | 22,161 | $264,602 | |
| IGM | iShares Expanded Tech Sector ETF | 639 | $258,143 | |
| SSNC | SS&C Technologies Holdings Inc | 3,572 | $257,398 | |
| — | 4,899 | $255,286 | ||
| SPE | Special Opportunities Fund, Inc. | 16,800 | $254,856 | |
| VYX | NCR Voyix Corp | 5,352 | $244,104 | |
| PGR | Progressive Corp | 2,480 | $243,560 | |
| No positions match the current search. | ||||
840 tracked positions ·
$1,446,252,320 total
· filing declares
913 positions · $1,493,872,000
· as of Sep 30, 2021
All sectors
Basic Materials
Communication Services
Consumer Cyclical
Consumer Defensive
Energy
Financial Services
Healthcare
Industrials
Real Estate
Technology
Utilities
Showing 1–50
of 840 positions by value
· page 1 of 17
| Ticker | Company | Type | Shares | Value (USD) | % of Portfolio | History |
|---|---|---|---|---|---|---|
| AAPL |
Apple Inc.
Technology
|
Reduced | 385,136 | $54,496,744 | 3.77% | |
| SPY |
Spdr S&P 500 ETF Trust
PUT
+ SHARES
|
Reduced | 125,304 | $49,367,816 | 3.41% | |
| VOO |
VANGUARD 500 INDEX FUND
|
Added | 99,855 | $39,382,812 | 2.72% | |
| VTV |
VANGUARD VALUE INDEX FUND
|
Added | 278,583 | $37,711,780 | 2.61% | |
| QEFA |
State Street(R) SPDR(R) MSCI EAFE StrategicFactors(SM) ETF
|
Added | 477,888 | $35,913,283 | 2.48% | |
| IWR |
iShares Russell Mid-Cap ETF
|
Added | 395,781 | $30,957,989 | 2.14% | |
| AGG |
iShares Core U.S. Aggregate Bond ETF
|
Added | 255,575 | $29,347,677 | 2.03% | |
| IVV |
iShares Core S&P 500 ETF
|
Reduced | 66,043 | $28,452,645 | 1.97% | |
| AMZN |
Amazon Com Inc
Consumer Cyclical
|
Reduced | 8,337 | $27,387,378 | 1.89% | |
| IJR |
iShares Core S&P Small-Cap ETF
|
Added | 250,325 | $27,332,986 | 1.89% | |
| IUSB |
iShares Core Universal USD Bond ETF
|
Added | 468,292 | $24,931,866 | 1.72% | |
| MSFT |
Microsoft Corp
Technology
|
Added | 81,106 | $22,865,403 | 1.58% | |
| SPYG |
State Street(R) SPDR(R) Portfolio S&P 500(R) Growth ETF
|
Added | 286,103 | $18,316,314 | 1.27% | |
| QQQ |
Invesco Qqq Trust, Series 1
|
Added | 50,551 | $18,095,235 | 1.25% | |
| MOAT |
VanEck Morningstar Wide Moat ETF
|
Added | 198,300 | $14,525,475 | 1.00% | |
| TSLA |
Tesla, Inc.
Consumer Cyclical
|
Reduced | 18,297 | $14,188,955 | 0.98% | |
| VUG |
VANGUARD GROWTH INDEX FUND
|
Added | 39,661 | $11,508,440 | 0.80% | |
| GOOGL |
Alphabet Inc.
Communication Services
|
Added | 4,217 | $11,274,233 | 0.78% | |
| PZA |
Invesco National AMT-Free Municipal Bond ETF
|
Added | 410,152 | $11,016,682 | 0.76% | |
| ABOT |
Abacus FCF Innovation Leaders ETF
|
Reduced | 366,887 | $10,644,125 | 0.74% | |
| VNQ |
VANGUARD REAL ESTATE INDEX FUND
|
Added | 88,282 | $8,985,341 | 0.62% | |
| EMB |
iShares J.P. Morgan USD Emerging Markets Bond ETF
|
Added | 80,900 | $8,903,854 | 0.62% | |
| JHMM |
John Hancock Multifactor Mid Cap ETF
|
Added | 170,911 | $8,827,553 | 0.61% | |
| ABXB |
Abacus Flexible Bond Leaders ETF
|
Added | 352,625 | $8,772,604 | 0.61% | |
| EFA |
iShares MSCI EAFE ETF
PUT
+ SHARES
|
Reduced | 174,789 | $8,616,644 | 0.60% | |
| JNJ |
Johnson & Johnson
Healthcare
|
Added | 52,372 | $8,458,078 | 0.58% | |
| HYLB |
Xtrackers USD High Yield Corporate Bond ETF
|
Added | 210,767 | $8,447,541 | 0.58% | |
| RODM |
Hartford Multifactor Developed Markets (ex-US) ETF
|
Added | 269,448 | $8,110,384 | 0.56% | |
| ABFL |
Abacus FCF ETF Trust
|
Reduced | 146,331 | $7,909,190 | 0.55% | |
| GOVT |
iShares U.S. Treasury Bond ETF
|
Reduced | 293,669 | $7,791,038 | 0.54% | |
| IGIB |
iShares 5-10 Year Investment Grade Corporate Bond ETF
|
Added | 129,212 | $7,760,472 | 0.54% | |
| PG |
PROCTER & GAMBLE Co
Consumer Defensive
|
Added | 53,890 | $7,533,822 | 0.52% | |
| JPM |
Jpmorgan Chase & Co
Financial Services
|
Added | 45,857 | $7,506,332 | 0.52% | |
| VB |
Vanguard Index Funds
|
Added | 33,636 | $7,355,184 | 0.51% | |
| SPTI |
State Street(R) SPDR(R) Portfolio Intermediate Term Treasury ETF
|
Reduced | 218,102 | $7,046,875 | 0.49% | |
| NVDA |
Nvidia Corp
Technology
|
Added | 33,752 | $6,992,064 | 0.48% | |
| SDY |
State Street(R) SPDR(R) S&P(R) Dividend ETF
|
Reduced | 59,371 | $6,979,061 | 0.48% | |
| IJH |
iShares Core S&P Mid-Cap ETF
|
Reduced | 25,450 | $6,695,131 | 0.46% | |
| TIP |
iShares TIPS Bond ETF
|
Added | 52,342 | $6,683,549 | 0.46% | |
| VIG |
Vanguard Specialized Funds
|
Added | 43,418 | $6,669,004 | 0.46% | |
| ESGU |
iShares ESG Aware MSCI USA ETF
|
Added | 66,890 | $6,585,989 | 0.46% | |
| VEA |
Vanguard FTSE Developed Markets ETF
|
Reduced | 127,092 | $6,416,875 | 0.44% | |
| MBB |
iShares MBS ETF
|
Reduced | 58,561 | $6,332,786 | 0.44% | |
| PFE |
Pfizer Inc
Healthcare
|
Added | 147,216 | $6,331,760 | 0.44% | |
| V |
Visa Inc.
Financial Services
|
Reduced | 28,318 | $6,307,834 | 0.44% | |
| ISTB |
iShares Core 1-5 Year USD Bond ETF
|
Reduced | 123,232 | $6,293,458 | 0.44% | |
| BRK-B |
Berkshire Hathaway Inc
Financial Services
|
Reduced | 22,661 | $6,185,093 | 0.43% | |
| IXUS |
iShares Core MSCI Total International Stock ETF
|
Added | 86,496 | $6,141,216 | 0.42% | |
| BSV |
VANGUARD SHORT-TERM BOND INDEX FUND
|
Added | 74,482 | $6,103,055 | 0.42% | |
| UNH |
Unitedhealth Group Inc
Healthcare
|
Reduced | 15,497 | $6,055,297 | 0.42% |
Showing the top 50 of 840 positions. Create a free account to see every position, past quarters, search, filters and CSV export.
Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.