HARBOR FINANCIAL SERVICES, LLC

CIK

857602

Location

MOBILE, AL

Portfolio Value

Small $118,558,850

Diversification

Diversified

Filing Date

Global Rank

#4,016 / 5,925 ▼ 19

Top Industry

Consumer Electronics 11.8%

3Y Alpha vs SPY

-5.5%

Period ended 4 years ago

Filed Oct 12, 2021 · 4y

4 quarters · since Dec 2020

Clone Performance

Jun 2023–Jun 2026 · vs SPY

Hypothetical growth of cloning every reported 13F position and rebalancing on each filing, indexed to the same start.

Cloned portfolio

+54.9%

SPY

+78.1%

Annualised alpha

-5.5%

Max drawdown

−20.2%

Estimate. 13F holdings are quarter-lagged and long-only, so the clone rebalances about 45 days after each period end — when the filing becomes public — and excludes options and short positions. Past performance does not predict future results.

Portfolio Concentration

169 positions · as of Sep 30, 2021 · Δ vs Jun 30, 2021

Top Position

11.2%

−0.5 pts

Top 5

26.1%

−3.0 pts

Top 10

36.9%

−1.8 pts

HHI

253

Diversified−41

Portfolio Trend

4 quarters · across all stocks

Sector Breakdown

As of Sep 30, 2021

Sector	% Portfolio	Value	Positions
Technology	26.3%	$31,181,093	29
Financial Services	14.9%	$17,666,869	37
Communication Services	11.3%	$13,371,333	11
Healthcare	9.9%	$11,770,716	17
Energy	7.6%	$8,977,677	14
Industrials	7.4%	$8,771,725	17
Consumer Cyclical	6.2%	$7,408,458	16
Consumer Defensive	4.8%	$5,748,661	10
Unclassified	4.7%	$5,519,639	4
Real Estate	3.2%	$3,841,189	8
Utilities	3.2%	$3,747,599	4
Basic Materials	0.5%	$553,891	2

Last Quarter's Activity

Export CSV

Sep 30, 2021 vs Jun 30, 2021

Added To

Positions the filer increased

25 positions

Ticker	Company	Δ Shares	Shares	Value
JOE	ST JOE Co	+20,000	51,800	$2,180,780
AAPL	Apple Inc.	+18,276	94,187	$13,327,460
F	Ford Motor Co	+9,430	58,021	$821,577
NVDA	Nvidia Corp	+6,862	8,840	$183,129
GAB	Gabelli Equity Trust Inc	+5,931	55,925	$368,221
MO	Altria Group, Inc.	+4,691	15,572	$708,837
SBLK	Star Bulk Carriers Corp.	+4,465	28,720	$690,428
XOM	Exxon Mobil Corp	+2,974	44,385	$2,610,725
MSFT	Microsoft Corp	+2,772	21,550	$6,075,376
PFE	Pfizer Inc	+2,225	25,060	$1,077,830
GLQ	Clough Global Equity Fund	+2,000	47,600	$696,864
BST	BlackRock Science & Technology Trust	+1,815	7,285	$379,985
BABA	Alibaba Group Holding Ltd	+1,634	5,514	$816,347
CSCO	Cisco Systems, Inc.	+1,283	10,123	$550,994
PPL	PPL Corp	+1,150	31,825	$887,281
MRNA	Moderna, Inc.	+925	1,991	$766,256
CELH	Celsius Holdings, Inc.	+818	4,256	$127,807
ABBV	AbbVie Inc.	+744	25,310	$2,730,189
UBER	Uber Technologies, Inc	+726	7,219	$323,411
GLD	Spdr Gold Trust	+720	2,872	$471,639
JNJ	Johnson & Johnson	+572	6,189	$999,523
META	Meta Platforms, Inc.	+543	9,127	$3,097,612
PSX	Phillips 66	+536	4,928	$345,107
CVS	CVS HEALTH Corp	+506	13,712	$1,163,600
QQQ	Invesco Qqq Trust, Series 1	+456	8,545	$3,058,768
No positions match the current search.

Trimmed

Positions the filer reduced

25 positions

Ticker	Company	Δ Shares	Shares	Value
WY	Weyerhaeuser Co	−27,187	6,262	$222,739
FUBO	FuboTV Inc.	−20,509	16,747	$4,815,097
USA	Liberty All Star Equity Fund	−9,389	28,695	$246,777
DNN	Denison Mines Corp.	−7,124	32,335	$47,532
VZ	Verizon Communications Inc	−6,568	31,926	$1,724,323
AMAT	Applied Materials Inc /De	−5,316	1,809	$232,872
TTD	Trade Desk, Inc.	−2,576	8,804	$618,921
T	At&T Inc.	−2,405	58,901	$1,201,598
EPD	Enterprise Products Partners L.P.	−2,037	9,958	$215,491
COF	Capital One Financial Corp	−2,016	1,313	$212,666
DLO	dLocal Ltd	−1,900	4,500	$245,520
WCC	Wesco International Inc	−1,789	2,408	$277,690
CVX	Chevron Corp	−1,503	14,607	$1,481,880
HBAN	Huntington Bancshares Inc /Md/	−1,457	15,998	$247,329
OMF	OneMain Holdings, Inc.	−1,195	4,212	$233,049
MNDY	monday.com Ltd.	−1,006	1,106	$360,777
AGNC	AGNC Investment Corp.	−857	15,400	$242,858
DE	Deere & Co	−648	664	$222,486
AM	Antero Midstream Corp	−475	28,875	$300,877
DIS	Walt Disney Co	−466	5,772	$976,449
SNOW	Snowflake Inc.	−461	1,559	$471,488
BOE	BlackRock Enhanced Global Dividend Trust	−365	27,678	$324,109
CAT	Caterpillar Inc	−340	2,170	$416,574
LEN	Lennar Corp /New/	−325	2,442	$221,458
INTC	Intel Corp	−289	7,133	$380,046
No positions match the current search.

New Positions

Positions the filer opened this quarter

25 positions

Ticker	Company	Shares	Value
DDD	3D Systems Corp	130,000	$3,584,100
UPST	Upstart Holdings, Inc.	6,634	$2,099,262
GSL	Global Ship Lease, Inc.	17,460	$413,976
LSPD	Lightspeed Commerce Inc.	3,775	$364,023
INTU	Intuit Inc.	554	$298,888
TFC	Truist Financial Corp	5,070	$297,355
QS	QuantumScape Corp	11,985	$294,111
ASAN	Asana, Inc.	2,829	$293,763
ALB	Albemarle Corp	1,326	$290,354
CRM	Salesforce, Inc.	1,044	$283,153
CRL	Charles River Laboratories International, Inc.	669	$276,076
KMI	Kinder Morgan, Inc.	15,442	$258,344
EPAM	EPAM Systems, Inc.	448	$255,575
NVAX	Novavax Inc	1,200	$248,772
CB	Chubb Ltd	1,419	$246,168
WFC	Wells Fargo & Company/Mn	5,263	$244,255
CHTR	Charter Communications, Inc. /Mo/	327	$237,912
BP	Bp PLC	8,620	$235,584
PRU	Prudential Financial Inc	2,049	$215,554
MU	Micron Technology Inc	2,984	$211,804
AUPH	Aurinia Pharmaceuticals Inc.	9,450	$209,128
EBAY	Ebay Inc	2,970	$206,919
TMO	Thermo Fisher Scientific Inc.	355	$202,822
GE	General Electric Co	3,103	$199,179
GGT	Gabelli Multimedia Trust Inc.	10,693	$96,184
No positions match the current search.

Sold Out

Positions the filer fully exited

25 positions

Ticker	Company	Shares	Value
UCTT	Ultra Clean Holdings, Inc.	15,050	$808,486
SGRY	Surgery Partners, Inc.	8,850	$589,587
C	Citigroup Inc	8,260	$584,395
RF	Regions Financial Corp	26,805	$540,924
KHC	Kraft Heinz Co	11,694	$476,881
ZIM	ZIM Integrated Shipping Services Ltd.	9,486	$426,205
UGA	United States Gasoline Fund, LP	11,850	$424,941
LUV	Southwest Airlines Co	6,818	$361,967
TREX	Trex Co Inc	3,141	$321,041
GLBE	Global-E Online Ltd.	4,500	$256,860
SIG	Signet Jewelers Ltd	3,094	$249,964
PTON	Peloton Interactive, Inc.	1,924	$238,614
NVMI	Nova Ltd.	2,316	$238,293
CC	Chemours Co	6,723	$233,960
IHRT	iHeartMedia, Inc.	8,480	$228,366
WLK	Westlake Corp	2,500	$225,225
CEF	Sprott Physical Gold & Silver Trust	11,876	$221,843
HRI	Herc Holdings Inc	1,934	$216,743
GM	General Motors Co	3,660	$216,562
FDUS	FIDUS INVESTMENT Corp	12,685	$215,645
AA	Alcoa Corp	5,852	$215,587
OGS	ONE Gas, Inc.	2,876	$213,169
AXP	American Express Co	1,285	$212,320
BMY	Bristol Myers Squibb Co	3,170	$211,819
NUE	Nucor Corp	2,160	$207,208
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

169 positions · $118,558,850 total · as of Sep 30, 2021

All sectors Basic Materials Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Real Estate Technology Utilities

Showing 1–50 of 169 positions by value · page 1 of 4

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	% of Portfolio
ORLY	O Reilly Automotive Inc Consumer Cyclical	Reduced	525	-5	$21,387	+6.9%	0.02%
GOOGL	Alphabet Inc. Communication Services	Added	251	+69	$33,552	+51.0%	0.03%
NFLX	Netflix Inc Communication Services	NEW	561	NEW	$34,240	NEW	0.03%
GGN	GAMCO Global Gold, Natural Resources & Income Trust Financial Services	Held	12,000	0	$44,760	−6.8%	0.04%
DNN	Denison Mines Corp. Energy	Reduced	32,335	-7,124	$47,532	+1.2%	0.04%
RNXT	RenovoRx, Inc. Healthcare	NEW	11,100	NEW	$67,044	NEW	0.06%
AVGO	Broadcom Inc. Technology	Added	1,939	+95	$94,027	+6.9%	0.08%
GGT	Gabelli Multimedia Trust Inc. Financial Services	NEW	10,693	NEW	$96,184	NEW	0.08%
TSCO	Tractor Supply Co /De/ Consumer Cyclical	Added	2,544	+1	$103,087	+8.9%	0.09%
SHOP	Shopify Inc. Technology	Reduced	830	-34	$112,529	−10.9%	0.09%
BKD	Brookdale Senior Living Inc. Healthcare	Held	19,500	0	$122,850	−20.3%	0.10%
CELH	Celsius Holdings, Inc. Consumer Defensive	Added	4,256	+818	$127,807	+46.6%	0.11%
FRA	Blackrock Floating Rate Income Strategies Fund, Inc. Financial Services	Held	10,250	0	$136,940	+0.8%	0.12%
EXG	Eaton Vance Tax-Managed Global Diversified Equity Income Fund Financial Services	Held	14,815	0	$148,001	−2.1%	0.12%
MCHP	Microchip Technology Inc Technology	Added	1,937	+17	$148,655	+3.4%	0.13%
NFJ	Virtus Dividend, Interest & Premium Strategy Fund Financial Services	Held	11,400	0	$169,062	−1.6%	0.14%
NVDA	Nvidia Corp Technology	Added	8,840	+6,862	$183,129	+362.9%	0.15%
GE	General Electric Co Industrials	NEW	3,103	NEW	$199,179	NEW	0.17%
TMO	Thermo Fisher Scientific Inc. Healthcare	NEW	355	NEW	$202,822	NEW	0.17%
ENB	Enbridge Inc Energy	Added	5,133	+13	$204,293	−0.3%	0.17%
CCI	Crown Castle Inc. Real Estate	Added	1,180	+4	$204,517	−10.9%	0.17%
LLY	ELI LILLY & Co Healthcare	Held	894	0	$206,558	+0.7%	0.17%
EBAY	Ebay Inc Consumer Cyclical	NEW	2,970	NEW	$206,919	NEW	0.17%
AUPH	Aurinia Pharmaceuticals Inc. Healthcare	NEW	9,450	NEW	$209,128	NEW	0.18%
MU	Micron Technology Inc Technology	NEW	2,984	NEW	$211,804	NEW	0.18%
COF	Capital One Financial Corp Financial Services	Reduced	1,313	-2,016	$212,666	−58.7%	0.18%
EPD	Enterprise Products Partners L.P. Energy	Reduced	9,958	-2,037	$215,491	−25.5%	0.18%
PRU	Prudential Financial Inc Financial Services	NEW	2,049	NEW	$215,554	NEW	0.18%
DIA	Spdr Dow Jones Industrial Average ETF Trust	Reduced	650	-100	$219,888	−15.0%	0.19%
PSA	Public Storage Real Estate	Added	743	+3	$220,745	−0.8%	0.19%
TGT	Target Corp Consumer Defensive	Reduced	968	-269	$221,449	−25.9%	0.19%
LEN	Lennar Corp /New/ Consumer Cyclical	Reduced	2,442	-325	$221,458	−16.8%	0.19%
DE	Deere & Co Industrials	Reduced	664	-648	$222,486	−51.9%	0.19%
WY	Weyerhaeuser Co Real Estate	Reduced	6,262	-27,187	$222,739	−80.7%	0.19%
EQIX	Equinix Inc Real Estate	Added	285	+17	$225,187	+4.7%	0.19%
MSI	Motorola Solutions, Inc. Technology	Reduced	992	-8	$230,461	+6.3%	0.19%
LNC	Lincoln National Corp Financial Services	Held	3,370	0	$231,687	+9.4%	0.20%
VLO	Valero Energy Corp/Tx Energy	Reduced	3,297	-262	$232,669	−16.3%	0.20%
AMAT	Applied Materials Inc /De Technology	Reduced	1,809	-5,316	$232,872	−77.0%	0.20%
OMF	OneMain Holdings, Inc. Financial Services	Reduced	4,212	-1,195	$233,049	−28.1%	0.20%
BP	Bp PLC Energy	NEW	8,620	NEW	$235,584	NEW	0.20%
SYF	Synchrony Financial Financial Services	Added	4,853	+154	$237,214	+4.0%	0.20%
CHTR	Charter Communications, Inc. /Mo/ Communication Services	NEW	327	NEW	$237,912	NEW	0.20%
NUV	Nuveen Municipal Value Fund Inc Financial Services	Added	21,127	+250	$239,157	−0.6%	0.20%
AGNC	AGNC Investment Corp. Real Estate	Reduced	15,400	-857	$242,858	−11.6%	0.20%
WFC	Wells Fargo & Company/Mn Financial Services	NEW	5,263	NEW	$244,255	NEW	0.21%
DLO	dLocal Ltd Technology	Reduced	4,500	-1,900	$245,520	−27.0%	0.21%
CB	Chubb Ltd Financial Services	NEW	1,419	NEW	$246,168	NEW	0.21%
USA	Liberty All Star Equity Fund Financial Services	Reduced	28,695	-9,389	$246,777	−28.3%	0.21%
HBAN	Huntington Bancshares Inc /Md/ Financial Services	Reduced	15,998	-1,457	$247,329	−0.7%	0.21%